Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 484 11.00 10.52 10.83
Previous Quarter 508 35.00 9.82 10.30

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 21 107 10 304 108 117
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 2 0 2 4 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 8 12 5 131 52 54
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 2 4 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 403,543 0.00 0.00 0 0.00 0.00
Previous Quarter 401,292 0.00 0.00 0 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
AMLP - ALERIAN MLP ETF 58,487,758 11.75
Alps Advisors Inc 56,137,512 10.52
ALPS ADVISORS INC 52,508,962
Invesco Ltd. 25,928,919 10.52
Tortoise Capital Advisors, L.l.c. 21,865,980 10.52
Goldman Sachs Group Inc 19,246,796 10.52
Blackstone Group Inc 12,768,263 10.52
Kayne Anderson Capital Advisors Lp 9,984,050 10.52
Kayne Anderson Mlp Investment Co 9,518,260 11.75
Morgan Stanley 9,473,727 10.52
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 8,833,333 11.75
Mirae Asset Global Investments Co., Ltd. 8,381,900 10.52
UBS Group AG 7,789,877 10.52
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 7,538,299 11.75
MLPA - Global X MLP ETF 7,014,813 11.75
Brookfield Asset Management Inc. 6,919,438 10.52
CIBC Private Wealth Group, LLC 6,806,481 10.52
Bank Of America Corp /de/ 6,693,073 10.52
Chickasaw Capital Management Llc 6,628,983 10.52
Clearbridge Investments, LLC 6,508,703 10.52

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
AMLP - ALERIAN MLP ETF 58,885,253 11.39
Alps Advisors Inc 58,117,530 9.82
Invesco Ltd. 23,536,914 9.82
Tortoise Capital Advisors, L.l.c. 20,697,873 9.82
Blackstone Group Inc 17,101,889 9.82
Goldman Sachs Group Inc 15,611,016 9.82
UBS Group AG 10,163,484 9.82
Kayne Anderson Capital Advisors Lp 9,079,150 9.82
CIBC Private Wealth Group, LLC 8,712,301 9.82
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 8,633,333 11.39
Kayne Anderson Mlp Investment Co 8,613,360 11.39
Mirae Asset Global Investments Co., Ltd. 8,563,414 9.82
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 8,211,000 11.39
Brookfield Asset Management Inc. 7,551,565 9.82
Chickasaw Capital Management Llc 7,196,887 9.82
Morgan Stanley 7,179,255 9.82
Clearbridge Investments, LLC 6,453,773 9.82
MLPA - Global X MLP ETF 6,137,523 11.39
Deutsche Bank Ag\ 6,027,676 9.82
GLPAX - Goldman Sachs MLP Energy Infrastructure Fund Class A Shares 5,850,000 11.39

 

Recent Quarter Analysis

Name Shares PPS
ALPS ADVISORS INC 52,508,962
Icon Advisers Inc/co 620,000 10.52
Artemis Investment Management LLP 372,137 10.53
Crescent Grove Advisors, LLC 173,442 10.52
Moody Aldrich Partners Llc 104,923 10.52
Victory Capital Management Inc 49,927 10.52
Investment House Llc 26,219 10.53
SCP Investment, LP 22,600 10.53
PFG Advisors 15,537 10.49
Thrivent Financial For Lutherans 15,501 10.52
Rhumbline Advisers 14,560 10.51
Shilanski & Associates, Inc. 13,906 10.50
Cerity Partners LLC 10,500 10.48
Chiron Investment Management, LLC 5,061 10.47
EdgeRock Capital LLC 1,075 10.23
Atlantic Trust, LLC 1,000 11.00
Householder Group Estate & Retirement Specialist, LLC 908 9.91
Wipfli Financial Advisors Llc, 512
Sargent Bickham Lagudis LLC 410 9.76
Retirement Group, LLC 364 10.99
Name Shares PPS
Barclays Plc 3,414,575 9.82
Citigroup Inc 1,144,752 9.82
Fiduciary/claymore Mlp Opportunity Fund 950,592 10.57
Hillman Capital Management, Inc. 868,298 9.82
Duff & Phelps Global Utility Income Fund Inc. 740,000 10.36
Cincinnati Insurance Co 406,988 9.82
Wolverine Trading, Llc 329,900 9.94
Securian Asset Management, Inc 310,398 0.01
Allspring Global Investments Holdings, LLC 265,310 9.34
CMT Capital Markets Trading GmbH 238,900 9.82
Centric Wealth Management 100,175 9.82
Cresset Asset Management, LLC 86,151 9.82
Allianz Asset Management GmbH 86,112 9.82
Mml Investors Services, Llc 69,780 9.82
HISF - First Trust Strategic Income ETF 57,022 10.77
HAP Trading, LLC 34,000 1.68
Clear Street Markets Llc 31,100 9.81
SG3 Management, LLC 29,000 9.83
SG3 Management, LLC 29,000 9.83
BancFirst Trust & Investment Management 28,700 9.34
Altavista Wealth Management, Inc. 26,845 9.35
Kovack Advisors, Inc. 24,293 9.84
Cfm Wealth Partners Llc 22,293 9.82
Advisor Resource Council 14,773 9.82
Park Avenue Securities Llc 14,545 9.83
Resources Investment Advisors, LLC. 12,250 9.80
We Are One Seven, LLC 11,486 9.84
Cornerstone Wealth Management, LLC 10,793 9.82
Robertson Stephens Wealth Management, LLC 10,643 9.77
Venture Visionary Partners LLC 2,318 9819.67
Reilly Financial Advisors, Llc 2,168 9.23
Crescent Capital Consulting, LLC 1,709 9.36
Mcmillion Capital Management Inc 1,000 10.00
Hartland & Co., LLC 1,000 10.00
Worth Asset Management, LLC 400 10.00
Oppenheimer & Co Inc
Ausdal Financial Partners, Inc.
Allegheny Financial Group LTD
Arkadios Wealth Advisors
Paragon Capital Management Ltd
Arch Capital Group Ltd.
Moors & Cabot, Inc.
Brighthouse Funds Trust I - BlackRock High Yield Portfolio Class A
Caption Management, LLC
American National Insurance Co /tx/
XR Securities LLC
Thompson Davis & Co., Inc.
Moloney Securities Asset Management, LLC
Tfo-tdc, Llc
Jacobi Capital Management LLC
RGT Wealth Advisors, LLC
Castleview Partners, Llc
Signaturefd, Llc
True North Advisors, LLC
Argent Trust Co
Cetera Investment Advisers
Magnolia Capital Advisors Llc
Summit Financial, LLC
Asset Dedication, LLC
McCarthy Asset Management, Inc.
Interactive Financial Advisors
Tcwp Llc
Monticello Wealth Management, Llc
Westwood Holdings Group Inc
Parametric Portfolio Associates Llc
Quadrant Private Wealth Management, LLC
OTA Financial Group L.P.
V Wealth Advisors LLC
Raymond James Trust N.a.
Money Concepts Capital Corp
State Of Wisconsin Investment Board
Kcm Investment Advisors Llc
Gsa Capital Partners Llp
City Holding Co
Autumn Glory Partners, LLC
Firestone Capital Management
Eaton Vance Management
KC Investment Advisors, LLC
Fort Washington Investment Advisors Inc /oh/
Triasima Portfolio Management inc.
Vivaldi Asset Management, LLC
Zimmer Partners, LP
Investmark Advisory Group LLC
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund
CastleArk Alternatives, LLC
Concorde Financial Corp
Moody National Bank Trust Division
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class
QCM Cayman, Ltd.
SILVER OAK SECURITIES, Inc
Ieq Capital, Llc
Snowden Capital Advisors LLC
Fort Point Capital Partners LLC
C2C Wealth Management, LLC
Confluence Wealth Services, Inc.
Bluefin Capital Management, Llc
Verition Fund Management LLC
Future Financial Wealth Managment LLC
GPS Wealth Strategies Group, LLC
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Virtu Financial LLC
XTX Topco Ltd
Diversified Trust Co
Paradigm Financial Partners, Llc
Arvest Trust Co N A
Sandy Spring Bank
DIVA - AGFiQ Hedged Dividend Income Fund 10.32
Name Current Shares Current PPS Previous Shares Previous PPS
Susquehanna Fundamental Investments, Llc 824,014 10.52 979,783 10.76
HAP Trading, LLC 30,700 0.98 34,000 1.68
Pensionmark Financial Group, Llc 15,000 10.53 15,000 11.07
Private Capital Management Llc 13,906 10.50 13,906 10.79
Ronald Blue Trust, Inc. 1,000 10.00 1,000 11.00
Tradewinds Capital Management, LLC 607 9.88 596 10.07
Toth Financial Advisory Corp 470 10.64 461 10.85
Assetmark, Inc 423 9.46 415 9.64
Geneos Wealth Management Inc. 150 6.67 2,554 9.79
Princeton Global Asset Management LLC 87 11.49 85 11.76
Name Current Shares Current PPS Previous Shares Previous PPS
AMLP - ALERIAN MLP ETF 58,487,758 11.75 58,885,253 11.39
Alps Advisors Inc 56,137,512 10.52 58,117,530 9.82
Invesco Ltd. 25,928,919 10.52 23,536,914 9.82
Tortoise Capital Advisors, L.l.c. 21,865,980 10.52 20,697,873 9.82
Goldman Sachs Group Inc 19,246,796 10.52 15,611,016 9.82
Blackstone Group Inc 12,768,263 10.52 17,101,889 9.82
Kayne Anderson Capital Advisors Lp 9,984,050 10.52 9,079,150 9.82
Kayne Anderson Mlp Investment Co 9,518,260 11.75 8,613,360 11.39
Morgan Stanley 9,473,727 10.52 7,179,255 9.82
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 8,833,333 11.75 8,633,333 11.39
Mirae Asset Global Investments Co., Ltd. 8,381,900 10.52 8,563,414 9.82
UBS Group AG 7,789,877 10.52 10,163,484 9.82
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 7,538,299 11.75 8,211,000 11.39
MLPA - Global X MLP ETF 7,014,813 11.75 6,137,523 11.39
Brookfield Asset Management Inc. 6,919,438 10.52 7,551,565 9.82
CIBC Private Wealth Group, LLC 6,806,481 10.52 8,712,301 9.82
Bank Of America Corp /de/ 6,693,073 10.52 3,345,214 9.82
Chickasaw Capital Management Llc 6,628,983 10.52 7,196,887 9.82
Clearbridge Investments, LLC 6,508,703 10.52 6,453,773 9.82
Deutsche Bank Ag\ 5,850,059 10.52 6,027,676 9.82
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Goldman Sachs Group Inc 3,635,780 19,246,796 10.52 15,611,016 9.82 23.29
Ing Groep Nv 3,396,800 3,902,900 10.52 506,100 9.82 671.17
Bank Of America Corp /de/ 3,347,859 6,693,073 10.52 3,345,214 9.82 100.08
Invesco Ltd. 2,392,005 25,928,919 10.52 23,536,914 9.82 10.16
Morgan Stanley 2,294,472 9,473,727 10.52 7,179,255 9.82 31.96
Tortoise Capital Advisors, L.l.c. 1,168,107 21,865,980 10.52 20,697,873 9.82 5.64
Natixis 988,400 2,989,500 10.52 2,001,100 9.82 49.39
Kayne Anderson Capital Advisors Lp 904,900 9,984,050 10.52 9,079,150 9.82 9.97
Kayne Anderson Mlp Investment Co 904,900 9,518,260 11.75 8,613,360 11.39 10.51
MLPA - Global X MLP ETF 877,290 7,014,813 11.75 6,137,523 11.39 14.29
Wells Fargo & Company/mn 605,418 2,648,267 10.52 2,042,849 9.82 29.64
Pathstone Family Office, Llc 500,851 5,691,388 10.52 5,190,537 9.82 9.65
Qube Research & Technologies Ltd 446,731 446,731 10.52 0 0.00
Fractal Investments LLC 267,400 2,147,191 10.52 1,879,791 9.82 14.22
MLPX - Global X MLP & Energy Infrastructure ETF 226,429 1,733,164 11.75 1,506,735 11.39 15.03
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 200,000 8,833,333 11.75 8,633,333 11.39 2.32
Jump Financial, LLC 168,284 636,034 10.52 467,750 9.82 35.98
Energy Income Partners, LLC 161,800 2,891,526 10.52 2,729,726 9.82 5.93
Acadian Asset Management Llc 130,042 174,535 10.51 44,493 9.82 292.28
Eagle Global Advisors Llc 129,643 3,372,032 10.52 3,242,389 9.82 4.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Blackstone Group Inc 4,333,626 12,768,263 10.52 17,101,889 9.82 -25.34
UBS Group AG 2,373,607 7,789,877 10.52 10,163,484 9.82 -23.35
Alps Advisors Inc 1,980,018 56,137,512 10.52 58,117,530 9.82 -3.41
CIBC Private Wealth Group, LLC 1,905,820 6,806,481 10.52 8,712,301 9.82 -21.88
Salient Capital Advisors, LLC 794,310 3,325,672 10.52 4,119,982 9.82 -19.28
Duff & Phelps Investment Management Co 740,000 2,439,900 10.52 3,179,900 9.82 -23.27
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 672,701 7,538,299 11.75 8,211,000 11.39 -8.19
Brookfield Asset Management Inc. 632,127 6,919,438 10.52 7,551,565 9.82 -8.37
Chickasaw Capital Management Llc 567,904 6,628,983 10.52 7,196,887 9.82 -7.89
First Trust Mlp & Energy Income Fund 534,600 911,620 11.04 1,446,220 10.36 -36.97
Bnp Paribas Arbitrage, Sa 502,614 2,668,676 10.52 3,171,290 9.82 -15.85
Clearbridge Energy Mlp Opportunity Fund Inc. 450,000 2,035,671 11.75 2,485,671 11.39 -18.10
Envestnet Asset Management Inc 440,046 52,615 10.53 492,661 9.82 -89.32
Jpmorgan Chase & Co 430,034 4,871,450 10.52 5,301,484 9.82 -8.11
Clearbridge Energy Mlp Total Return Fund Inc. 424,100 1,010,856 11.75 1,434,956 11.39 -29.55
AMLP - ALERIAN MLP ETF 397,495 58,487,758 11.75 58,885,253 11.39 -0.68
First Trust Energy Income & Growth Fund 337,900 766,321 11.75 1,104,221 11.39 -30.60
Hennessy Advisors Inc 301,700 1,430,236 10.52 1,731,936 9.82 -17.42
Barclays Plc 288,622 3,125,953 10.52 3,414,575 9.82 -8.45
AMZA - InfraCap MLP ETF 264,162 2,843,670 11.04 3,107,832 10.36 -8.50
Name Current Puts
Name Current Calls
Name
Name Previous Puts
SG3 Management, LLC 29,000
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Walleye Trading LLC 66,000 570,000 504,000 13.10
Susquehanna International Group, Llp 1,147,600 4,173,900 3,026,300 37.92
Name Increased Calls Current Calls Previous Calls Percentage Increase
CMT Capital Markets Trading GmbH 53,500 292,400 238,900 22.39
Wolverine Trading, Llc 252,200 582,100 329,900 76.45
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Cutler Group LP 34,200 33,100 67,300 -50.82
HAP Trading, LLC 3,300 30,700 34,000 -9.71
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 1,339,600 3,249,400 4,589,000 -29.19
Jane Street Group, Llc 149,100 975,900 1,125,000 -13.25
Simplex Trading, Llc 59,700 196,000 255,700 -23.35
PEAK6 Investments LLC 39,900 10,600 50,500 -79.01
Name

Past Week Analysis

Name Shares PPS
Icon Advisers Inc/co 620,000 10.52
Thrivent Financial For Lutherans 15,501 10.52
Rhumbline Advisers 14,560 10.51
Cerity Partners LLC 10,500 10.48
Chiron Investment Management, LLC 5,061 10.47
Atlantic Trust, LLC 1,000 11.00
Retirement Group, LLC 364 10.99
Howe & Rusling Inc 222 9.01
Name Shares PPS
Hartland & Co., LLC 1,000 10.00
Mml Investors Services, Llc 69,780 9.82
Kovack Advisors, Inc. 24,293 9.84
SG3 Management, LLC 29,000 9.83
CMT Capital Markets Trading GmbH 238,900 9.82
Robertson Stephens Wealth Management, LLC 10,643 9.77
Cresset Asset Management, LLC 86,151 9.82
HAP Trading, LLC 34,000 1.68
Wolverine Trading, Llc 329,900 9.94
Venture Visionary Partners LLC 2,318 9819.67
Hillman Capital Management, Inc. 868,298 9.82
We Are One Seven, LLC 11,486 9.84
Name Current Shares Current PPS Previous Shares Previous PPS
Susquehanna Fundamental Investments, Llc 824,014 10.52 979,783 10.76
HAP Trading, LLC 30,700 0.98 34,000 1.68
Pensionmark Financial Group, Llc 15,000 10.53 15,000 11.07
Geneos Wealth Management Inc. 150 6.67 2,554 9.79
Princeton Global Asset Management LLC 87 11.49 85 11.76
Name Current Shares Current PPS Previous Shares Previous PPS
Alps Advisors Inc 56,137,512 10.52 58,117,530 9.82
Invesco Ltd. 25,928,919 10.52 23,536,914 9.82
Tortoise Capital Advisors, L.l.c. 21,865,980 10.52 20,697,873 9.82
Goldman Sachs Group Inc 19,246,796 10.52 15,611,016 9.82
Blackstone Group Inc 12,768,263 10.52 17,101,889 9.82
Morgan Stanley 9,473,727 10.52 7,179,255 9.82
Mirae Asset Global Investments Co., Ltd. 8,381,900 10.52 8,563,414 9.82
UBS Group AG 7,789,877 10.52 10,163,484 9.82
Brookfield Asset Management Inc. 6,919,438 10.52 7,551,565 9.82
CIBC Private Wealth Group, LLC 6,806,481 10.52 8,712,301 9.82
Bank Of America Corp /de/ 6,693,073 10.52 3,345,214 9.82
Clearbridge Investments, LLC 6,508,703 10.52 6,453,773 9.82
Deutsche Bank Ag\ 5,850,059 10.52 6,027,676 9.82
Pathstone Family Office, Llc 5,691,388 10.52 5,190,537 9.82
Jpmorgan Chase & Co 4,871,450 10.52 5,301,484 9.82
Ing Groep Nv 3,902,900 10.52 506,100 9.82
Salient Capital Advisors, LLC 3,325,672 10.52 4,119,982 9.82
Natixis 2,989,500 10.52 2,001,100 9.82
Infrastructure Capital Advisors, Llc 2,977,207 10.32 3,129,120 9.82
Energy Income Partners, LLC 2,891,526 10.52 2,729,726 9.82
Bnp Paribas Arbitrage, Sa 2,668,676 10.52 3,171,290 9.82
Wells Fargo & Company/mn 2,648,267 10.52 2,042,849 9.82
Duff & Phelps Investment Management Co 2,439,900 10.52 3,179,900 9.82
Cohen & Steers, Inc. 2,291,942 10.52 2,234,845 9.82
Longfellow Investment Management Co Llc 2,274,154 10.52 2,535,349 9.82
Arrowstreet Capital, Limited Partnership 1,670,136 10.52 1,697,364 9.82
Fayez Sarofim & Co 1,652,884 10.52 1,660,347 9.82
Group One Trading, L.p. 1,337,500 10.52 4,589,000 9.82
Jane Street Group, Llc 975,900 10.52 1,125,000 9.82
Susquehanna International Group, Llp 923,986 10.52 3,026,300 9.82
Bollard Group LLC 901,906 10.52 888,248 9.82
Northern Trust Corp 740,133 10.52 739,649 9.82
Mariner, LLC 596,290 10.52 590,708 9.82
Geode Capital Management, Llc 571,206 10.52 574,356 9.82
Fmr Llc 551,731 10.52 726,040 9.82
RR Advisors, LLC 548,000 10.53 448,000 9.83
Sovereign Investment Advisors, LLC 528,931 10.52 528,931 9.82
Qube Research & Technologies Ltd 446,731 10.52 0
Royal Bank Of Canada 421,011 10.52 354,953 9.82
Vident Investment Advisory, LLC 419,484 10.52 421,469 9.82
Tortoise Index Solutions, LLC 419,484 10.52 421,469 9.82
Price Jennifer C. 418,581 10.52 418,581 9.82
HighTower Advisors, LLC 402,301 10.52 399,403 9.82
CWA Asset Management Group, LLC 390,852 10.52 407,695 9.82
Hrt Financial Lp 371,139 10.52 326,907 9.82
CIBC World Markets Inc. 303,003 10.52 303,003 9.82
First Trust Advisors Lp 282,470 10.52 332,398 9.82
Paradigm Asset Management Co Llc 253,812 10.52 256,112 9.82
Kore Private Wealth LLC 248,021 10.52 301,187 9.82
Morningstar Investment Management LLC 242,575 10.52 242,575 9.82
LPL Financial LLC 218,303 10.52 235,156 9.82
BlackRock Inc. 204,873 10.52 210,577 9.82
Chicago Partners Investment Group LLC 202,537 12.60 207,022 11.04
Walleye Trading LLC 194,300 10.52 504,000 9.82
Stifel Financial Corp 190,282 10.52 185,223 9.83
Edge Capital Group, LLC 188,653 10.52 125,635 9.82
Acadian Asset Management Llc 174,535 10.51 44,493 9.82
Magnetar Financial LLC 162,159 10.52 162,159 9.82
Neuberger Berman Group LLC 159,884 10.52 161,777 9.82
ELCO Management Co., LLC 154,560 10.52 154,570 9.82
Citigroup Inc 150,000 10.52 1,144,752 9.82
Pnc Financial Services Group, Inc. 149,098 10.52 149,098 9.82
Bank of New York Mellon Corp 147,852 10.52 135,078 9.82
Aviance Capital Partners, LLC 146,203 10.52 138,083 9.82
Atria Wealth Solutions, Inc. 142,464 10.33 15,000 9.80
Americana Partners, LLC 135,563 10.52 135,482 9.82
United Capital Financial Advisers, Llc 117,381 10.52 170,781 9.82
Cbre Clarion Securities Llc 112,887 10.52 116,487 9.82
Silvercrest Asset Management Group Llc 110,798 10.52 0
Penn Mutual Asset Management, LLC 109,500 10.52 39,500 9.82
Bokf, Na 95,644 10.52 95,591 9.82
Commonwealth Equity Services, Llc 84,321 10.52 97,095 9.82
Advisor Group Holdings, Inc. 82,574 10.52 213,969 9.81
Lindbrook Capital, Llc 81,798 10.53 91,941 9.82
Wealthspire Advisors, LLC 81,000 10.52 66,000 9.82
Massachusetts Financial Services Co /ma/ 77,933 10.52 76,079 9.82
Surevest, LLC 75,358 10.52 75,358 9.82
Oppenheimer Asset Management Inc. 72,160 10.53 78,644 9.82
National Asset Management, Inc. 71,204 10.53 12,152 9.87
Fort Sheridan Advisors Llc 65,655 10.52 64,355 9.82
Jackson Hole Capital Partners, LLC 61,521 10.52 61,921 9.82
Annandale Capital, LLC 61,288 10.52 63,288 9.81
Envestnet Asset Management Inc 52,615 10.53 492,661 9.82
Bank Of Montreal /can/ 48,370 11.85 47,795 11.11
Cetera Advisor Networks LLC 48,089 10.52 27,881 9.83
Geller Advisors LLC 45,275 10.51 45,275 9.83
Moneta Group Investment Advisors Llc 42,490 10.52 45,112 9.82
Mercer Global Advisors Inc /adv 40,158 10.51 46,512 9.83
Wealth Alliance 39,697 10.50 23,360 9.80
Guggenheim Capital Llc 34,372 10.53 32,892 9.82
Brown Advisory Inc 30,975 10.52 27,532 9.81
Beacon Pointe Advisors, LLC 29,316 10.54 26,598 9.81
Two Sigma Securities, Llc 27,548 10.53 0
Tower Research Capital LLC (TRC) 26,166 10.51 1,718 9.90
Ameriprise Financial Inc 25,915 10.50 21,202 9.81
Cetera Advisors LLC 25,277 10.52 23,226 9.82
Liberty Capital Management, Inc. 24,400 10.53 24,400 9.84
Nuveen Asset Management, LLC 24,343 10.52 25,744 9.83
Doliver Advisors, Lp 24,162 10.51 25,212 9.84
Gould Asset Management Llc /ca/ 21,525 10.50 21,525 9.80
Partners Group Holding AG 20,531 10.52 25,124 9.83
Arrow Investment Advisors, LLC 20,263 10.51 22,312 9.82
Pointe Capital Management LLC 20,074 10.51 20,074 9.81
Blair William & Co/il 19,577 10.52 19,577 9.81
Belpointe Asset Management LLC 19,270 10.53 20,918 9.80
King Luther Capital Management Corp 17,905 10.50 17,905 9.83
Townsquare Capital Llc 17,752 10.53 17,196 9.83
Kingsview Wealth Management, LLC 17,549 10.54 11,810 9.82
Vestcor Inc 16,399 10.55 16,399 9.82
State of Wyoming 13,839 10.55 8,544 9.83
Veritable, L.P. 13,369 10.55 13,369 9.80
FDx Advisors, Inc. 13,004 10.54 14,389 9.80
Seacrest Wealth Management, Llc 12,734 10.52 11,324 9.80
KWB Wealth 12,654 10.51 12,652 9.80
InterOcean Capital Group, LLC 12,600 10.56 12,600 9.84
Mather Group, Llc. 10,807 10.55 14,095 9.79
Aull & Monroe Investment Management Corp 10,500 10.57 10,500 9.81
Credit Suisse Ag/ 10,012 10.49 32,235 9.83
Bessemer Group Inc 9,500 10.53 9,500 9.79
Pin Oak Investment Advisors Inc 9,170 10.47 9,170 9.81
Archer Investment Corp 8,000 10.50 8,000 9.88
First Horizon Advisors, Inc. 7,650 10.46 7,079 9.89
PEAK6 Investments LLC 7,492 10.54 50,500 9.82
TCTC Holdings, LLC 7,050 10.50 7,050 9.79
Northwestern Mutual Wealth Management Co 6,754 10.51 6,754 9.92
Brown Brothers Harriman & Co 3,400 10.59 6,940 9.80
Quadrant Capital Group Llc 3,084 10.38 4,006 9.74
Smithfield Trust Co 2,400 10.42 2,400 10.00
Sittner & Nelson, Llc 2,000 10.50 2,000 10.00
Stonebridge Capital Advisors LLC 1,600 10.62 1,600 10.00
Parallax Volatility Advisers, L.P. 1,100 10.91 125,400 9.82
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Goldman Sachs Group Inc 3,635,780 19,246,796 10.52 15,611,016 9.82 23.29
Ing Groep Nv 3,396,800 3,902,900 10.52 506,100 9.82 671.17
Bank Of America Corp /de/ 3,347,859 6,693,073 10.52 3,345,214 9.82 100.08
Invesco Ltd. 2,392,005 25,928,919 10.52 23,536,914 9.82 10.16
Morgan Stanley 2,294,472 9,473,727 10.52 7,179,255 9.82 31.96
Tortoise Capital Advisors, L.l.c. 1,168,107 21,865,980 10.52 20,697,873 9.82 5.64
Natixis 988,400 2,989,500 10.52 2,001,100 9.82 49.39
Wells Fargo & Company/mn 605,418 2,648,267 10.52 2,042,849 9.82 29.64
Pathstone Family Office, Llc 500,851 5,691,388 10.52 5,190,537 9.82 9.65
Qube Research & Technologies Ltd 446,731 446,731 10.52 0 0.00
Energy Income Partners, LLC 161,800 2,891,526 10.52 2,729,726 9.82 5.93
Acadian Asset Management Llc 130,042 174,535 10.51 44,493 9.82 292.28
Atria Wealth Solutions, Inc. 127,464 142,464 10.33 15,000 9.80 849.76
Silvercrest Asset Management Group Llc 110,798 110,798 10.52 0 0.00
RR Advisors, LLC 100,000 548,000 10.53 448,000 9.83 22.32
Penn Mutual Asset Management, LLC 70,000 109,500 10.52 39,500 9.82 177.22
Royal Bank Of Canada 66,058 421,011 10.52 354,953 9.82 18.61
Edge Capital Group, LLC 63,018 188,653 10.52 125,635 9.82 50.16
National Asset Management, Inc. 59,052 71,204 10.53 12,152 9.87 485.94
Cohen & Steers, Inc. 57,097 2,291,942 10.52 2,234,845 9.82 2.55
Clearbridge Investments, LLC 54,930 6,508,703 10.52 6,453,773 9.82 0.85
Hrt Financial Lp 44,232 371,139 10.52 326,907 9.82 13.53
Two Sigma Securities, Llc 27,548 27,548 10.53 0 0.00
Tower Research Capital LLC (TRC) 24,448 26,166 10.51 1,718 9.90 1423.05
Cetera Advisor Networks LLC 20,208 48,089 10.52 27,881 9.83 72.48
Wealth Alliance 16,337 39,697 10.50 23,360 9.80 69.94
Wealthspire Advisors, LLC 15,000 81,000 10.52 66,000 9.82 22.73
Bollard Group LLC 13,658 901,906 10.52 888,248 9.82 1.54
Bank of New York Mellon Corp 12,774 147,852 10.52 135,078 9.82 9.46
Aviance Capital Partners, LLC 8,120 146,203 10.52 138,083 9.82 5.88
Kingsview Wealth Management, LLC 5,739 17,549 10.54 11,810 9.82 48.59
Mariner, LLC 5,582 596,290 10.52 590,708 9.82 0.94
State of Wyoming 5,295 13,839 10.55 8,544 9.83 61.97
Stifel Financial Corp 5,059 190,282 10.52 185,223 9.83 2.73
Ameriprise Financial Inc 4,713 25,915 10.50 21,202 9.81 22.23
Brown Advisory Inc 3,443 30,975 10.52 27,532 9.81 12.51
HighTower Advisors, LLC 2,898 402,301 10.52 399,403 9.82 0.73
Beacon Pointe Advisors, LLC 2,718 29,316 10.54 26,598 9.81 10.22
Cetera Advisors LLC 2,051 25,277 10.52 23,226 9.82 8.83
Massachusetts Financial Services Co /ma/ 1,854 77,933 10.52 76,079 9.82 2.44
Guggenheim Capital Llc 1,480 34,372 10.53 32,892 9.82 4.50
Seacrest Wealth Management, Llc 1,410 12,734 10.52 11,324 9.80 12.45
Fort Sheridan Advisors Llc 1,300 65,655 10.52 64,355 9.82 2.02
Bank Of Montreal /can/ 575 48,370 11.85 47,795 11.11 1.20
First Horizon Advisors, Inc. 571 7,650 10.46 7,079 9.89 8.07
Townsquare Capital Llc 556 17,752 10.53 17,196 9.83 3.23
Northern Trust Corp 484 740,133 10.52 739,649 9.82 0.07
Samalin Investment Counsel, LLC 380 20,106 19,726 1.93
Americana Partners, LLC 81 135,563 10.52 135,482 9.82 0.06
Bokf, Na 53 95,644 10.52 95,591 9.82 0.06
KWB Wealth 2 12,654 10.51 12,652 9.80 0.02
Princeton Global Asset Management LLC 2 87 11.49 85 11.76 2.35
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Blackstone Group Inc 4,333,626 12,768,263 10.52 17,101,889 9.82 -25.34
UBS Group AG 2,373,607 7,789,877 10.52 10,163,484 9.82 -23.35
Susquehanna International Group, Llp 2,102,314 923,986 10.52 3,026,300 9.82 -69.47
Alps Advisors Inc 1,980,018 56,137,512 10.52 58,117,530 9.82 -3.41
CIBC Private Wealth Group, LLC 1,905,820 6,806,481 10.52 8,712,301 9.82 -21.88
Salient Capital Advisors, LLC 794,310 3,325,672 10.52 4,119,982 9.82 -19.28
Duff & Phelps Investment Management Co 740,000 2,439,900 10.52 3,179,900 9.82 -23.27
Brookfield Asset Management Inc. 632,127 6,919,438 10.52 7,551,565 9.82 -8.37
Bnp Paribas Arbitrage, Sa 502,614 2,668,676 10.52 3,171,290 9.82 -15.85
Envestnet Asset Management Inc 440,046 52,615 10.53 492,661 9.82 -89.32
Jpmorgan Chase & Co 430,034 4,871,450 10.52 5,301,484 9.82 -8.11
Longfellow Investment Management Co Llc 261,195 2,274,154 10.52 2,535,349 9.82 -10.30
Mirae Asset Global Investments Co., Ltd. 181,514 8,381,900 10.52 8,563,414 9.82 -2.12
Deutsche Bank Ag\ 177,617 5,850,059 10.52 6,027,676 9.82 -2.95
Fmr Llc 174,309 551,731 10.52 726,040 9.82 -24.01
Susquehanna Fundamental Investments, Llc 155,769 824,014 10.52 979,783 10.76 -15.90
Infrastructure Capital Advisors, Llc 151,913 2,977,207 10.32 3,129,120 9.82 -4.85
Advisor Group Holdings, Inc. 131,395 82,574 10.52 213,969 9.81 -61.41
United Capital Financial Advisers, Llc 53,400 117,381 10.52 170,781 9.82 -31.27
Kore Private Wealth LLC 53,166 248,021 10.52 301,187 9.82 -17.65
First Trust Advisors Lp 49,928 282,470 10.52 332,398 9.82 -15.02
PEAK6 Investments LLC 43,008 7,492 10.54 50,500 9.82 -85.16
Arrowstreet Capital, Limited Partnership 27,228 1,670,136 10.52 1,697,364 9.82 -1.60
Credit Suisse Ag/ 22,223 10,012 10.49 32,235 9.83 -68.94
LPL Financial LLC 16,853 218,303 10.52 235,156 9.82 -7.17
CWA Asset Management Group, LLC 16,843 390,852 10.52 407,695 9.82 -4.13
Commonwealth Equity Services, Llc 12,774 84,321 10.52 97,095 9.82 -13.16
Lindbrook Capital, Llc 10,143 81,798 10.53 91,941 9.82 -11.03
Fayez Sarofim & Co 7,463 1,652,884 10.52 1,660,347 9.82 -0.45
Oppenheimer Asset Management Inc. 6,484 72,160 10.53 78,644 9.82 -8.24
Mercer Global Advisors Inc /adv 6,354 40,158 10.51 46,512 9.83 -13.66
BlackRock Inc. 5,704 204,873 10.52 210,577 9.82 -2.71
Partners Group Holding AG 4,593 20,531 10.52 25,124 9.83 -18.28
Chicago Partners Investment Group LLC 4,485 202,537 12.60 207,022 11.04 -2.17
Cbre Clarion Securities Llc 3,600 112,887 10.52 116,487 9.82 -3.09
Brown Brothers Harriman & Co 3,540 3,400 10.59 6,940 9.80 -51.01
Mather Group, Llc. 3,288 10,807 10.55 14,095 9.79 -23.33
Geode Capital Management, Llc 3,150 571,206 10.52 574,356 9.82 -0.55
Moneta Group Investment Advisors Llc 2,622 42,490 10.52 45,112 9.82 -5.81
Geneos Wealth Management Inc. 2,404 150 6.67 2,554 9.79 -94.13
Paradigm Asset Management Co Llc 2,300 253,812 10.52 256,112 9.82 -0.90
Steward Partners Investment Advisory, Llc 2,245 38,797 41,042 -5.47
Arrow Investment Advisors, LLC 2,049 20,263 10.51 22,312 9.82 -9.18
Annandale Capital, LLC 2,000 61,288 10.52 63,288 9.81 -3.16
Vident Investment Advisory, LLC 1,985 419,484 10.52 421,469 9.82 -0.47
Tortoise Index Solutions, LLC 1,985 419,484 10.52 421,469 9.82 -0.47
Neuberger Berman Group LLC 1,893 159,884 10.52 161,777 9.82 -1.17
Belpointe Asset Management LLC 1,648 19,270 10.53 20,918 9.80 -7.88
Nuveen Asset Management, LLC 1,401 24,343 10.52 25,744 9.83 -5.44
FDx Advisors, Inc. 1,385 13,004 10.54 14,389 9.80 -9.63
Doliver Advisors, Lp 1,050 24,162 10.51 25,212 9.84 -4.16
Quadrant Capital Group Llc 922 3,084 10.38 4,006 9.74 -23.02
Jackson Hole Capital Partners, LLC 400 61,521 10.52 61,921 9.82 -0.65
ELCO Management Co., LLC 10 154,560 10.52 154,570 9.82 -0.01
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Group One Trading, L.p. 3,251,500 1,337,500 4,589,000 -70.85
HAP Trading, LLC 3,300 30,700 34,000 -9.71
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Citigroup Inc 994,752 150,000 1,144,752 -86.90
Walleye Trading LLC 309,700 194,300 504,000 -61.45
Jane Street Group, Llc 149,100 975,900 1,125,000 -13.25
Parallax Volatility Advisers, L.P. 124,300 1,100 125,400 -99.12
Name