Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 568 79.00 78.35 78.41
Previous Quarter 574 78.00 81.81 80.72

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 49 116 288 120 168 155
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 2 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 6 1 2 1 0 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 14 0 97 3 32 39
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 2 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 12,137,411 0.00 0.00 8,549,922 0.00 0.00
Previous Quarter 4,655,796 0.00 0.00 8,131,680 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Feng Dagang 314,656,912
Orix Corp 10,988,577 78.35
BlackRock Inc. 6,990,253
BlackRock Inc. 5,141,891 78.35
Vanguard Group Inc 4,363,771 78.35
VANGUARD GROUP INC 4,303,308
Migdal Insurance & Financial Holdings Ltd. 4,232,441
Impax Asset Management Group plc 3,052,936 77.99
Clal Insurance Enterprises Holdings Ltd 2,938,774
Global Alpha Capital Management Ltd. 2,174,087 76.57
Clal Insurance Enterprises Holdings Ltd 2,118,402 78.35
MENORA MIVTACHIM HOLDINGS LTD. 1,695,523
Dimensional Fund Advisors Lp 1,373,551 78.34
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,318,113 78.35
Migdal Insurance & Financial Holdings Ltd. 1,176,476 78.35
State Street Corp 1,173,099 78.35
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,132,307 78.35
Amundi 1,120,993 78.40
IWM - iShares Russell 2000 ETF 1,029,544 78.35
Neuberger Berman Group LLC 952,015 78.24

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Orix Corp 10,988,577 81.83
BlackRock Inc. 4,650,385 81.83
Vanguard Group Inc 4,130,448 81.83
Impax Asset Management Group plc 3,117,023 81.46
Clal Insurance Enterprises Holdings Ltd 2,405,123 81.83
Global Alpha Capital Management Ltd. 2,106,074 81.25
Dimensional Fund Advisors Lp 1,400,874 81.83
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,222,034 81.83
Migdal Insurance & Financial Holdings Ltd. 1,168,176 81.82
State Street Corp 1,156,974 81.83
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,054,190 81.83
Phoenix Holdings Ltd. 1,030,300 81.83
IWM - iShares Russell 2000 ETF 1,027,253 81.83
Neuberger Berman Group LLC 921,266 81.74
Amundi 906,640 81.80
Van Berkom & Associates Inc. 843,833 81.83
Geode Capital Management, Llc 787,053 81.83
Goldman Sachs Group Inc 678,245 81.83
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 635,450 81.83
ICLN - iShares Global Clean Energy ETF 624,505 68.16

 

Recent Quarter Analysis

Name Shares PPS
Feng Dagang 314,656,912
VANGUARD GROUP INC 4,303,308
MENORA MIVTACHIM HOLDINGS LTD. 1,695,523
IWO - iShares Russell 2000 Growth ETF 199,373 78.35
Caas Capital Management Lp 50,000 78.36
Boulder Hill Capital Management Lp 34,400 78.34
Graham Capital Management, L.P. 34,188 78.33
Assenagon Asset Management S.A. 23,627 78.34
APG Asset Management N.V. 22,700 74.93
Mizuho Markets Americas Llc 21,550 78.33
Laurion Capital Management LP 18,000 78.33
B. Metzler seel. Sohn & Co. AG 17,300 78.32
Martingale Asset Management L P 16,410 78.43
RYLD - Global X Russell 2000 Covered Call ETF 13,039 77.69
Louisiana State Employees Retirement System 11,700 80.26
CSXAX - Calvert US Large-Cap Core Responsible Index Fund Class A 10,753 78.30
CFJAX - Calvert US Large-Cap Value Responsible Index Fund Class A 10,548 78.31
SAMT - STRATEGAS MACRO THEMATIC OPPORTUNITIES ETF 9,946 78.32
FNX - First Trust Mid Cap Core AlphaDEX Fund 9,352 77.74
FECGX - Fidelity Small Cap Growth Index Fund 6,109 78.41
Name Shares PPS
Trexquant Investment LP 36,412 81.84
Caption Management, LLC 31,400 81.88
Caption Management, LLC 31,400 81.88
Man Group plc 21,694 81.82
Marshall Wace, Llp 20,914 81.91
Dark Forest Capital Management Lp 15,026 81.86
Centiva Capital, LP 15,000 81.80
Centiva Capital, LP 15,000 81.80
Hsbc Holdings Plc 13,431 81.01
Hrt Financial Lp 11,047 81.74
Old Mission Capital Llc 9,205 81.80
FCPEX - Fidelity Small Cap Enhanced Index Fund 8,261 75.54
Susquehanna International Group Ltd. 8,171 81.75
Holocene Advisors, LP 7,720 81.87
FYX - First Trust Small Cap Core AlphaDEX Fund 7,707 68.12
Landsberg, Bennett, & Dubbaneh LLC 5,385 67.41
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,663 75.49
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 4,585 79.39
Bayesian Capital Management, LP 4,300 81.86
Dynamic Technology Lab Private Ltd 3,580 81.84
Bailard, Inc. 3,400 81.76
Heron Financial Group, Llc 2,677 81.81
Franklin Resources Inc 2,505 81.84
Point72 Hong Kong Ltd 2,159 81.98
TPWCX - TIAA-CREF Social Choice Low Carbon Equity Fund Premier Class 1,853 72.32
Psagot Investment House Ltd. 1,560 66.67
FCAJX - Fidelity Climate Action Fund Fidelity Advisor Climate Action Fund: Class A 1,494 75.64
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 1,166 66.90
Simplex Trading, Llc 900 81.11
FAB - First Trust Multi Cap Value AlphaDEX Fund 554 72.20
Altshuler Shaham Ltd 509 80.55
Prospera Financial Services Inc 500 82.00
Fifth Third Bancorp 382 81.15
TISCX - TIAA-CREF Social Choice Equity Fund Institutional Class 290 72.41
FTDS - First Trust Total US Market AlphaDEX ETF 232 64.66
Money Concepts Capital Corp 216 83.33
Penserra Capital Management LLC 176 79.55
RPg Family Wealth Advisory, LLC 150 80.00
Berman Capital Advisors, LLC 115 60.87
DTSGX - Small Company Growth Portfolio Investment Class 69 72.46
Carroll Financial Associates, Inc. 42 71.43
Cordant, Inc. 23 86.96
Tcwp Llc 19 52.63
Capital Advisors, Ltd. LLC 8 125.00
Toronto Dominion Bank 5
Point72 Asset Management, L.P.
Sandy Spring Bank
HighTower Advisors, LLC
AdvisorNet Financial, Inc
Capula Management Ltd
Magnetar Financial LLC
Wolverine Asset Management Llc
Liberty Wealth Management Llc
Aigen Investment Management, Lp
Mirova US LLC
Arosa Capital Management LP
Ayalon Holdings Ltd.
Candriam Luxembourg S.C.A.
Advisory Services Network, LLC
Demars Financial Group, LLC
Engineers Gate Manager LP
Ardsley Advisory Partners Lp
Mirova
DIVA - AGFiQ Hedged Dividend Income Fund
Caxton Associates Lp
Sciencast Management LP
Russell Investments Group, Ltd.
Virginia Retirement Systems Et Al
Fox Run Management, L.l.c.
Tradewinds Capital Management, LLC
CoreCommodity Management, LLC
Norges Bank
Renaissance Technologies Llc
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD
Quadrature Capital Ltd
Canada Pension Plan Investment Board
Montanaro Asset Management Ltd
InTrack Investment Management Inc
O'shaughnessy Asset Management, Llc
Natixis Investment Managers International
Stifel Financial Corp
Triodos Investment Management BV
Tudor Investment Corp Et Al
Optiver Holding B.V.
Autonomy Capital (Jersey) L.P.
Alpine Global Management, LLC
Banco Bilbao Vizcaya Argentaria, S.a.
Polianta Ltd
NN Investment Partners Holdings N.V.
Pluribus Labs, LLC
Verity Asset Management, Inc.
FORA Capital, LLC
Centaurus Financial, Inc.
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD
PEAK6 Investments LLC
Boston Trust Walden Corp
Jump Financial, LLC
FYT - First Trust Small Cap Value AlphaDEX Fund
Paloma Partners Management Co
Connor, Clark & Lunn Investment Management Ltd.
Skandinaviska Enskilda Banken AB (publ)
Brighthouse Funds Trust II - Brighthouse/Dimensional International Small Company Portfolio Class A
Redpoint Investment Management Pty Ltd
Hemenway Trust Co LLC
GWX - SPDR(R) S&P(R) International Small Cap ETF
Proequities, Inc.
Jacobi Capital Management LLC
Los Angeles Capital Management Llc
Harvest Investment Services, LLC
Psagot Value Holdings Ltd. / (Israel)
Meridian Wealth Partners, LLC
Occudo Quantitative Strategies Lp
First Manhattan Co
GLBLX - Leuthold Global Fund (Retail) 78.95
GRZZX - GRIZZLY SHORT FUND No Load 81.82
LCORX - LEUTHOLD CORE INVESTMENT FUND -Retail Class 81.79
Name Current Shares Current PPS Previous Shares Previous PPS
Orix Corp 10,988,577 78.35 10,988,577 81.83
BlackRock Inc. 6,990,253 4,650,385 81.83
Vanguard Group Inc 4,363,771 78.35 4,130,448 81.83
Migdal Insurance & Financial Holdings Ltd. 4,232,441 1,168,176 81.82
Impax Asset Management Group plc 3,052,936 77.99 3,117,023 81.46
Clal Insurance Enterprises Holdings Ltd 2,938,774 2,405,123 81.83
Global Alpha Capital Management Ltd. 2,174,087 76.57 2,106,074 81.25
Dimensional Fund Advisors Lp 1,373,551 78.34 1,400,874 81.83
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,318,113 78.35 1,222,034 81.83
State Street Corp 1,173,099 78.35 1,156,974 81.83
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,132,307 78.35 1,054,190 81.83
Amundi 1,120,993 78.40 906,640 81.80
IWM - iShares Russell 2000 ETF 1,029,544 78.35 1,027,253 81.83
Neuberger Berman Group LLC 952,015 78.24 921,266 81.74
Barclays Plc 879,428 78.35 233,954 81.83
Millennium Management Llc 779,242 78.35 35,697 81.83
Geode Capital Management, Llc 775,478 78.35 787,053 81.83
Van Berkom & Associates Inc. 754,727 78.35 843,833 81.83
Meitav Dash Investments Ltd 754,290 76.55 617,859 81.41
Schroder Investment Management Group 744,795 78.35 601,062 79.67
Name Current Shares Current PPS Previous Shares Previous PPS
ICLN - iShares Global Clean Energy ETF 858,221 77.70 624,505 68.16
NINAX - Neuberger Berman Intrinsic Value Fund Class A 351,053 83.96 325,265 71.35
FSSNX - Fidelity Small Cap Index Fund 339,440 77.70 330,332 68.16
ACES - ALPS Clean Energy ETF 296,592 83.96 398,706 71.35
VUIAX - Vanguard Utilities Index Fund Admiral Shares 294,137 83.96 288,580 71.35
DFSTX - U.s. Small Cap Portfolio - Institutional Class 268,941 77.70 268,941 68.16
PBW - Invesco WilderHill Clean Energy ETF 230,036 77.70 255,443 68.16
FSMAX - Fidelity Extended Market Index Fund 226,238 83.96 237,971 71.35
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 181,363 77.70 255,674 68.16
SCHA - Schwab U.S. Small-Cap ETF 178,494 83.96 183,779 71.35
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 137,949 77.70 137,949 68.16
GCEPX - Goldman Sachs Clean Energy Income Fund Class P Shares 127,131 83.96 127,505 71.35
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 115,953 83.96 122,289 71.35
SWSSX - Schwab Small-Cap Index Fund 102,061 77.70 99,905 68.16
DFAS - Dimensional U.S. Small Cap ETF 99,398 77.70 88,963 68.16
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 94,696 77.70 94,696 68.15
DFAT - Dimensional U.S. Targeted Value ETF 83,655 77.70 80,985 68.16
FNDA - Schwab Fundamental U.S. Small Company Index ETF 75,964 83.96 48,029 71.35
FSKAX - Fidelity Total Market Index Fund 70,556 83.96 70,556 71.35
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 65,337 77.70 67,122 68.16
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Migdal Insurance & Financial Holdings Ltd. 3,064,265 4,232,441 1,168,176 81.82 262.31
BlackRock Inc. 2,339,868 6,990,253 4,650,385 81.83 50.32
Millennium Management Llc 743,545 779,242 78.35 35,697 81.83 2082.93
Barclays Plc 645,474 879,428 78.35 233,954 81.83 275.90
Clal Insurance Enterprises Holdings Ltd 533,651 2,938,774 2,405,123 81.83 22.19
Morgan Stanley 516,818 724,644 78.35 207,826 81.83 248.68
ICLN - iShares Global Clean Energy ETF 233,716 858,221 77.70 624,505 68.16 37.42
Vanguard Group Inc 233,323 4,363,771 78.35 4,130,448 81.83 5.65
Amundi 214,353 1,120,993 78.40 906,640 81.80 23.64
Schroder Investment Management Group 143,733 744,795 78.35 601,062 79.67 23.91
Meitav Dash Investments Ltd 136,431 754,290 76.55 617,859 81.41 22.08
Qube Research & Technologies Ltd 110,527 128,955 78.35 18,428 81.83 599.78
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 96,079 1,318,113 78.35 1,222,034 81.83 7.86
NAESX - Vanguard Small-Cap Index Fund Investor Shares 78,117 1,132,307 78.35 1,054,190 81.83 7.41
Price T Rowe Associates Inc /md/ 75,633 137,809 78.35 62,176 81.83 121.64
Wellington Management Group Llp 72,587 375,881 78.35 303,294 81.83 23.93
Global Alpha Capital Management Ltd. 68,013 2,174,087 76.57 2,106,074 81.25 3.23
Goldman Sachs Group Inc 65,240 743,485 78.35 678,245 81.83 9.62
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 58,500 90,200 78.35 31,700 81.83 184.54
D. E. Shaw & Co., Inc. 50,092 50,092 78.36 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Phoenix Holdings Ltd. 781,485 248,815 78.36 1,030,300 81.83 -75.85
IWN - iShares Russell 2000 Value ETF 263,316 200,523 78.35 463,839 81.83 -56.77
Credit Suisse Ag/ 254,524 63,193 78.35 317,717 81.83 -80.11
ACES - ALPS Clean Energy ETF 102,114 296,592 83.96 398,706 71.35 -25.61
Van Berkom & Associates Inc. 89,106 754,727 78.35 843,833 81.83 -10.56
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 74,311 181,363 77.70 255,674 68.16 -29.06
ExodusPoint Capital Management, LP 73,576 6,020 78.41 79,596 81.83 -92.44
Impax Asset Management Group plc 64,087 3,052,936 77.99 3,117,023 81.46 -2.06
Deutsche Bank Ag\ 57,398 68,386 78.33 125,784 81.83 -45.63
Jpmorgan Chase & Co 54,675 198,424 78.35 253,099 81.83 -21.60
Invesco Ltd. 51,602 319,269 78.35 370,871 81.83 -13.91
Dimensional Fund Advisors Lp 27,323 1,373,551 78.34 1,400,874 81.83 -1.95
Wells Fargo & Company/mn 25,732 24,782 78.36 50,514 81.84 -50.94
Brighthouse Funds Trust II - VanEck Global Natural Resources Portfolio Class A 25,700 135,300 78.35 161,000 81.83 -15.96
PBW - Invesco WilderHill Clean Energy ETF 25,407 230,036 77.70 255,443 68.16 -9.95
Van Eck Associates Corp 22,946 374,145 78.35 397,091 81.83 -5.78
Natixis 20,889 51,111 77.58 72,000 81.83 -29.01
QCLN - First Trust Nasdaq Clean Edge Green Energy Index Fund 20,714 367,627 78.35 388,341 81.83 -5.33
Cubist Systematic Strategies, LLC 19,668 10,577 78.38 30,245 81.83 -65.03
Trillium Asset Management, Llc 18,835 309,489 78.36 328,324 81.83 -5.74
Name Current Puts
Name Current Calls
Name
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
Name Previous Puts
Caption Management, LLC 31,400
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Wolverine Trading, Llc 9,100 49,200 40,100 22.69
Walleye Trading LLC 27,093 34,300 7,207 375.93
Simplex Trading, Llc 36,400 37,300 900 4044.44
PEAK6 Investments LLC 61,100 61,100 0 0.00
Group One Trading, L.p. 111,300 696,000 584,700 19.04
Jane Street Group, Llc 115,366 276,100 160,734 71.77
Name Increased Calls Current Calls Previous Calls Percentage Increase
Citadel Advisors Llc 197,474 241,400 43,926 449.56
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
DIAMX - Diamond Hill Long-Short Fund Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Susquehanna International Group, Llp 106,400 296,700 403,100 -26.40
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I

Past Week Analysis

Name Shares PPS
IWO - iShares Russell 2000 Growth ETF 199,373 78.35
CSXAX - Calvert US Large-Cap Core Responsible Index Fund Class A 10,753 78.30
CFJAX - Calvert US Large-Cap Value Responsible Index Fund Class A 10,548 78.31
SAMT - STRATEGAS MACRO THEMATIC OPPORTUNITIES ETF 9,946 78.32
FECGX - Fidelity Small Cap Growth Index Fund 6,109 78.41
ASMOX - AQR Small Cap Momentum Style Fund Class I 5,159 78.31
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 4,300 78.37
CMJAX - Calvert US Mid-Cap Core Responsible Index Fund Class A 3,975 78.24
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 3,624 78.37
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 3,403 78.46
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,455 78.35
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 399 77.69
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 373 77.75
CGJAX - Calvert US Large-Cap Growth Responsible Index Fund Class A 300 80.00
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,318,113 78.35 1,222,034 81.83
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,132,307 78.35 1,054,190 81.83
IWM - iShares Russell 2000 ETF 1,029,544 78.35 1,027,253 81.83
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 667,810 78.35 635,450 81.83
VEXMX - Vanguard Extended Market Index Fund Investor Shares 597,541 78.35 593,086 81.83
IWN - iShares Russell 2000 Value ETF 200,523 78.35 463,839 81.83
KOMP - SPDR S&P Kensho New Economies Composite ETF 152,229 78.35 133,031 81.83
GHAAX - Global Hard Assets Fund Class A 149,400 78.35 142,100 81.83
Brighthouse Funds Trust II - VanEck Global Natural Resources Portfolio Class A 135,300 78.35 161,000 81.83
NMFIX - Multi-manager Global Listed Infrastructure Fund 98,035 78.35 98,444 81.83
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 90,200 78.35 31,700 81.83
CNRG - SPDR S&P Kensho Clean Power ETF 90,099 78.35 106,412 81.83
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 84,000 78.35 84,000 81.83
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 70,084 78.35 70,494 81.84
GAUAX - The Gabelli Utilities Fund Class A 67,000 78.34 67,500 81.84
VanEck VIP Trust - VanEck VIP Global Hard Assets Fund Initial Class 60,900 78.36 62,600 81.84
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 58,320 78.34 60,280 81.83
ITOT - iShares Core S&P Total U.S. Stock Market ETF 44,083 78.35 49,619 81.82
VBINX - Vanguard Balanced Index Fund Investor Shares 36,720 78.35 32,620 81.82
ITEQ - BlueStar Israel Technology ETF 34,074 76.01 42,817 80.95
TPAIX - Timothy Israel Common Values Fund Class A 33,700 78.34 33,700 81.84
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 30,742 78.36 28,232 81.82
QCEQRX - Equity Index Account Class R1 24,734 78.35 24,734 81.83
NSIDX - Northern Small Cap Index Fund 24,149 78.35 25,216 81.81
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 22,500 78.36 22,500 81.82
Jnl Series Trust - Jnl/mellon Utilities Sector Fund (a) 21,421 78.33 13,697 81.84
DON - WisdomTree U.S. MidCap Dividend Fund N/A 20,786 78.37 20,240 81.82
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 19,200 78.33 19,200 81.82
NOSGX - Northern Small Cap Value Fund 18,038 78.33 18,269 81.83
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 17,421 78.35 17,832 81.82
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 15,704 78.32 7,404 81.85
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 15,283 78.32 15,283 81.86
CGAEX - Calvert Global Energy Solutions Fund Class A 14,865 78.37 19,676 81.83
FISVX - Fidelity Small Cap Value Index Fund 14,272 78.34 28,906 81.82
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 13,020 78.34 13,020 81.80
Gabelli Utility Trust 12,700 78.35 12,700 81.81
SMOG - VanEck Vectors Low Carbon Energy ETF 12,410 78.32 14,743 81.80
IWV - iShares Russell 3000 ETF 12,410 78.32 11,123 81.81
GAAEX - Guinness Atkinson Alternative Energy Fund 12,003 78.31 11,369 81.80
Gabelli Dividend & Income Trust 11,000 78.36 11,000 81.82
SSMHX - State Street Small/mid Cap Equity Index Portfolio 10,992 78.33 9,992 81.87
PXDIX - PAX ESG BETA DIVIDEND FUND Institutional Class 10,081 78.37 9,219 81.79
ISRA - VanEck Vectors Israel ETF 9,894 78.33 12,546 81.86
JESIX - Small Cap Index Trust NAV 9,229 78.34 9,683 81.79
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 8,752 78.38 8,752 81.81
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 8,168 78.35 3,565 81.91
ETHO - Etho Climate Leadership U.S. ETF 8,050 78.39 8,882 81.85
FRNW - Fidelity Clean Energy ETF 8,011 78.39 7,058 81.89
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 7,589 78.40 7,597 81.87
BBVSX - Bridge Builder Small/Mid Cap Value Fund 7,534 78.31 15,377 81.81
Gabelli Global Utility & Income Trust 7,500 78.40 7,500 81.87
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 7,100 78.31 7,100 81.83
DGRW - WisdomTree U.S. Quality Dividend Growth Fund N/A 6,639 78.33 6,930 81.82
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 6,613 78.33 6,734 81.82
PEXMX - T. Rowe Price Extended Equity Market Index Fund 6,200 78.39 6,200 81.77
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 5,451 78.33 5,451 81.82
USMIX - Extended Market Index Fund 5,437 78.35 5,384 81.91
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,267 78.41 5,411 81.87
EZM - WisdomTree U.S. MidCap Fund N/A 4,646 78.35 4,790 81.84
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 4,368 78.30 4,368 81.73
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 4,253 78.30 4,253 81.82
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 4,149 78.33 4,339 81.82
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 3,925 78.47 7,286 81.80
RYUIX - Utilities Fund Investor Class 3,280 78.35 7,554 81.81
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,996 78.44 6,468 81.79
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,863 78.24 2,863 81.73
QSMLX - AQR Small Cap Multi-Style Fund Class I 2,731 78.36 2,731 81.66
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,641 78.38 2,119 81.64
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 2,603 78.37 5,635 81.81
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,289 78.20 4,831 81.76
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 2,212 78.21 2,212 81.83
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,078 78.44 338 82.84
SULR - SmartETFs Sustainable Energy II ETF 2,052 78.46 1,908 81.76
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,020 78.22 2,196 81.97
RYDEX VARIABLE TRUST - Utilities Fund Variable Annuity 1,781 78.61 2,464 81.98
TRZIX - T. Rowe Price Small-Cap Index Fund 1,737 78.30 1,607 82.14
PIBAX - PGIM BALANCED FUND Class A 1,600 78.12 1,400 82.14
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,462 78.66 1,462 82.08
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,324 78.55 1,298 81.66
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,235 78.54 1,235 81.78
VYSVX - Vericimetry U.S. Small Cap Value Fund 1,151 78.19 710 81.69
JETSX - Total Stock Market Index Trust NAV 1,052 77.95 1,076 81.78
ENVAX - Environmental Sustainability Fund Class A 1,010 78.22 1,010 82.18
TLSTX - Stock Index Fund 751 78.56 751 81.23
SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund 741 78.27 741 82.32
HAP - VanEck Vectors Natural Resources ETF 741 78.27 582 82.47
NCGFX - New Covenant Growth Fund 644 77.64 644 82.30
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 600 78.33 556 80.94
EQ ADVISORS TRUST - 1290 VT Socially Responsible Portfolio Class IA 542 77.49 542 81.18
TPDAX - Timothy Plan Defensive Strategies Fund Class A 503 77.53 503 81.51
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 400 77.50 400 82.50
RYRRX - Russell 2000 Fund Class A 321 77.88 318 81.76
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 203 78.82 239 83.68
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 189 79.37 107 84.11
Profunds - Profund Vp Ultrasmall-cap 165 78.79 228 83.33
Profunds - Profund Vp Small-cap 139 79.14 143 83.92
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 31 64.52 31 96.77
Name Current Shares Current PPS Previous Shares Previous PPS
QCSTRX - Stock Account Class R1 21,311 78.36 0
RNMC - Mid Cap US Equity Select ETF 514 77.82 669 67.26
RYMKX - Russell 2000 1.5x Strategy Fund Class H 97 82.47 114 78.95
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 96,079 1,318,113 78.35 1,222,034 81.83 7.86
NAESX - Vanguard Small-Cap Index Fund Investor Shares 78,117 1,132,307 78.35 1,054,190 81.83 7.41
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 58,500 90,200 78.35 31,700 81.83 184.54
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 32,360 667,810 78.35 635,450 81.83 5.09
QCSTRX - Stock Account Class R1 21,311 21,311 78.36 0 0.00
KOMP - SPDR S&P Kensho New Economies Composite ETF 19,198 152,229 78.35 133,031 81.83 14.43
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 8,300 15,704 78.32 7,404 81.85 112.10
Jnl Series Trust - Jnl/mellon Utilities Sector Fund (a) 7,724 21,421 78.33 13,697 81.84 56.39
GHAAX - Global Hard Assets Fund Class A 7,300 149,400 78.35 142,100 81.83 5.14
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 4,603 8,168 78.35 3,565 81.91 129.12
VEXMX - Vanguard Extended Market Index Fund Investor Shares 4,455 597,541 78.35 593,086 81.83 0.75
VBINX - Vanguard Balanced Index Fund Investor Shares 4,100 36,720 78.35 32,620 81.82 12.57
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 2,510 30,742 78.36 28,232 81.82 8.89
IWM - iShares Russell 2000 ETF 2,291 1,029,544 78.35 1,027,253 81.83 0.22
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,740 2,078 78.44 338 82.84 514.79
IWV - iShares Russell 3000 ETF 1,287 12,410 78.32 11,123 81.81 11.57
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,000 10,992 78.33 9,992 81.87 10.01
FRNW - Fidelity Clean Energy ETF 953 8,011 78.39 7,058 81.89 13.50
PXDIX - PAX ESG BETA DIVIDEND FUND Institutional Class 862 10,081 78.37 9,219 81.79 9.35
GAAEX - Guinness Atkinson Alternative Energy Fund 634 12,003 78.31 11,369 81.80 5.58
DON - WisdomTree U.S. MidCap Dividend Fund N/A 546 20,786 78.37 20,240 81.82 2.70
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 522 2,641 78.38 2,119 81.64 24.63
VYSVX - Vericimetry U.S. Small Cap Value Fund 441 1,151 78.19 710 81.69 62.11
PIBAX - PGIM BALANCED FUND Class A 200 1,600 78.12 1,400 82.14 14.29
HAP - VanEck Vectors Natural Resources ETF 159 741 78.27 582 82.47 27.32
SULR - SmartETFs Sustainable Energy II ETF 144 2,052 78.46 1,908 81.76 7.55
TRZIX - T. Rowe Price Small-Cap Index Fund 130 1,737 78.30 1,607 82.14 8.09
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 82 189 79.37 107 84.11 76.64
USMIX - Extended Market Index Fund 53 5,437 78.35 5,384 81.91 0.98
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 44 600 78.33 556 80.94 7.91
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 26 1,324 78.55 1,298 81.66 2.00
RYRRX - Russell 2000 Fund Class A 3 321 77.88 318 81.76 0.94
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IWN - iShares Russell 2000 Value ETF 263,316 200,523 78.35 463,839 81.83 -56.77
Brighthouse Funds Trust II - VanEck Global Natural Resources Portfolio Class A 25,700 135,300 78.35 161,000 81.83 -15.96
CNRG - SPDR S&P Kensho Clean Power ETF 16,313 90,099 78.35 106,412 81.83 -15.33
FISVX - Fidelity Small Cap Value Index Fund 14,634 14,272 78.34 28,906 81.82 -50.63
ITEQ - BlueStar Israel Technology ETF 8,743 34,074 76.01 42,817 80.95 -20.42
BBVSX - Bridge Builder Small/Mid Cap Value Fund 7,843 7,534 78.31 15,377 81.81 -51.00
ITOT - iShares Core S&P Total U.S. Stock Market ETF 5,536 44,083 78.35 49,619 81.82 -11.16
CGAEX - Calvert Global Energy Solutions Fund Class A 4,811 14,865 78.37 19,676 81.83 -24.45
RYUIX - Utilities Fund Investor Class 4,274 3,280 78.35 7,554 81.81 -56.58
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 3,472 2,996 78.44 6,468 81.79 -53.68
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 3,361 3,925 78.47 7,286 81.80 -46.13
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,032 2,603 78.37 5,635 81.81 -53.81
ISRA - VanEck Vectors Israel ETF 2,652 9,894 78.33 12,546 81.86 -21.14
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,542 2,289 78.20 4,831 81.76 -52.62
SMOG - VanEck Vectors Low Carbon Energy ETF 2,333 12,410 78.32 14,743 81.80 -15.82
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 1,960 58,320 78.34 60,280 81.83 -3.25
VanEck VIP Trust - VanEck VIP Global Hard Assets Fund Initial Class 1,700 60,900 78.36 62,600 81.84 -2.72
NSIDX - Northern Small Cap Index Fund 1,067 24,149 78.35 25,216 81.81 -4.23
ETHO - Etho Climate Leadership U.S. ETF 832 8,050 78.39 8,882 81.85 -9.37
RYDEX VARIABLE TRUST - Utilities Fund Variable Annuity 683 1,781 78.61 2,464 81.98 -27.72
GAUAX - The Gabelli Utilities Fund Class A 500 67,000 78.34 67,500 81.84 -0.74
JESIX - Small Cap Index Trust NAV 454 9,229 78.34 9,683 81.79 -4.69
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 411 17,421 78.35 17,832 81.82 -2.30
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 410 70,084 78.35 70,494 81.84 -0.58
NMFIX - Multi-manager Global Listed Infrastructure Fund 409 98,035 78.35 98,444 81.83 -0.42
DGRW - WisdomTree U.S. Quality Dividend Growth Fund N/A 291 6,639 78.33 6,930 81.82 -4.20
NOSGX - Northern Small Cap Value Fund 231 18,038 78.33 18,269 81.83 -1.26
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 190 4,149 78.33 4,339 81.82 -4.38
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 176 2,020 78.22 2,196 81.97 -8.01
RNMC - Mid Cap US Equity Select ETF 155 514 77.82 669 67.26 -23.17
EZM - WisdomTree U.S. MidCap Fund N/A 144 4,646 78.35 4,790 81.84 -3.01
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 144 5,267 78.41 5,411 81.87 -2.66
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 121 6,613 78.33 6,734 81.82 -1.80
Profunds - Profund Vp Ultrasmall-cap 63 165 78.79 228 83.33 -27.63
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 36 203 78.82 239 83.68 -15.06
JETSX - Total Stock Market Index Trust NAV 24 1,052 77.95 1,076 81.78 -2.23
RYMKX - Russell 2000 1.5x Strategy Fund Class H 17 97 82.47 114 78.95 -14.91
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 8 7,589 78.40 7,597 81.87 -0.11
Profunds - Profund Vp Small-cap 4 139 79.14 143 83.92 -2.80
Name Current Puts
Name Current Calls
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
DIAMX - Diamond Hill Long-Short Fund Class A
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I