Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 433 6.00 5.42 5.70
Previous Quarter 445 7.00 6.94 6.79

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 25 60 246 100 135 126
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 1 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 2 0 82 2 26 30
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 21,657,396 0.00 0.00 7,333,306 0.00 0.00
Previous Quarter 10,804,346 0.00 0.00 7,627,675 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 11,035,758 5.42
BlackRock Inc. 10,498,826
FMR LLC 5,376,678
Palisade Capital Management Llc/nj 4,502,197 5.42
IJR - iShares Core S&P Small-Cap ETF 4,330,862 5.42
Vanguard Group Inc 3,682,583 5.42
VANGUARD GROUP INC 3,630,457
PALISADE CAPITAL MANAGEMENT LLC/NJ 3,238,254
Fmr Llc 3,189,869 5.42
State Street Corp 2,965,321 5.42
OIH - VanEck Vectors Oil Services ETF 2,935,507 5.42
Van Eck Associates Corp 2,935,507 5.42
Dimensional Fund Advisors Lp 2,873,263 5.42
FLPSX - Fidelity Low-Priced Stock Fund 2,523,147 6.76
Neuberger Berman Group LLC 2,315,163 5.43
FDMLX - Fidelity Series Intrinsic Opportunities Fund 2,199,391 6.27
Gendell Jeffrey L 2,072,693 5.42
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,780,574 5.42
IWM - iShares Russell 2000 ETF 1,411,363 5.42
Invesco Ltd. 1,394,122 5.42

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 10,682,813 6.95
IJR - iShares Core S&P Small-Cap ETF 4,395,721 6.95
Palisade Capital Management Llc/nj 3,992,822 6.95
State Street Corp 3,885,529 6.95
Vanguard Group Inc 3,825,311 6.95
Fmr Llc 3,189,915 6.95
Van Eck Associates Corp 2,997,682 6.95
OIH - VanEck Vectors Oil Services ETF 2,986,740 6.95
FLPSX - Fidelity Low-Priced Stock Fund 2,534,700 6.27
Dimensional Fund Advisors Lp 2,502,221 6.95
Neuberger Berman Group LLC 2,263,234 6.95
FDMLX - Fidelity Series Intrinsic Opportunities Fund 2,199,391 6.27
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,896,199 6.95
Invesco Ltd. 1,824,282 6.95
IWM - iShares Russell 2000 ETF 1,405,563 6.95
New York State Common Retirement Fund 1,379,993 6.95
Charles Schwab Investment Management Inc 1,137,468 6.95
Geode Capital Management, Llc 1,107,914 6.95
Jpmorgan Chase & Co 1,089,711 6.95
AVFIX - American Beacon Small Cap Value Fund Institutional Class 1,078,624 6.27

 

Recent Quarter Analysis

Name Shares PPS
FMR LLC 5,376,678
VANGUARD GROUP INC 3,630,457
PALISADE CAPITAL MANAGEMENT LLC/NJ 3,238,254
Los Angeles Capital Management Llc 66,720 5.43
SLLAX - SIMT Small Cap Fund Class F 33,050 5.42
Fox Run Management, L.l.c. 18,763 5.44
RYLD - Global X Russell 2000 Covered Call ETF 17,158 6.76
Mirae Asset Global Investments Co., Ltd. 17,158 5.42
FCPEX - Fidelity Small Cap Enhanced Index Fund 14,954 7.76
FVRMX - Franklin Microcap Value Fund Advisor Class 13,890 6.77
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 12,959 6.79
SECAX - SIIT Small Cap II Fund - Class A 11,850 7.76
Pathstone Family Office, Llc 10,482 5.44
SLPAX - Siit Small Cap Fund - Class A 9,230 7.69
Aquatic Capital Management LLC 8,900 5.39
Point72 Hong Kong Ltd 7,637 5.37
State of Wyoming 5,924 5.40
C M Bidwell & Associates Ltd 5,055 5.34
KBC Group NV 4,927 5.48
QSMLX - AQR Small Cap Multi-Style Fund Class I 4,612 5.42
Name Shares PPS
Assenagon Asset Management S.A. 207,003 6.95
SWSCX - Schwab Small-Cap Equity Fund 100,221 6.06
NOSGX - Northern Small Cap Value Fund 96,975 6.39
Citadel Advisors Llc 87,148 6.94
Lido Advisors, LLC 58,784 6.94
Strs Ohio 54,300 6.94
PEAK6 Investments LLC 54,037 6.96
QWVOX - Clearwater Small Companies Fund 54,000 6.39
Group One Trading, L.p. 42,084 6.94
IPSIX - Voya Index Plus SmallCap Portfolio Class I 41,560 6.40
Jade Capital Advisors, LLC 25,000 6.96
OEPIX - Oil Equipment & Services Ultrasector Profund Investor Class 24,879 6.07
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 24,091 6.39
VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares 19,439 5.04
Public Employees Retirement Association Of Colorado 18,409 6.95
Bank Of Montreal /can/ 18,113 7.12
Arrowstreet Capital, Limited Partnership 17,320 6.93
Royce Value Trust Inc 16,236 4.99
ProShare Advisors LLC 13,500 7.04
Wolverine Trading, Llc 12,000 7.00
SG Americas Securities, LLC 11,195 6.97
Eaton Vance Management 10,496 6.96
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 8,700 6.44
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 7,765 5.02
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF 1,646 6.68
GLENMEDE FUND INC - Quantitative U.S. Small Cap Equity Portfolio 1,192 5.87
Tarbox Family Office, Inc. 307 6.51
CENTRAL TRUST Co 89
Bbva Usa 7
Cambria Investment Management, L.P.
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
Snowden Capital Advisors LLC
Fore Capital, LLC
Winton Capital Group Ltd
Crossmark Global Holdings, Inc.
IEZ - iShares U.S. Oil Equipment & Services ETF
Acadian Asset Management Llc
Healthcare Of Ontario Pension Plan Trust Fund
Voloridge Investment Management, Llc
Ethic Inc.
FAAAX - Franklin K2 Alternative Strategies Fund Class A
Susquehanna Fundamental Investments, Llc
Ellevest, Inc.
Golden Green, Inc.
Sageworth Trust Co
Steward Partners Investment Advisory, Llc
Covington Capital Management
Caxton Associates Lp
Ensign Peak Advisors, Inc
Harbour Investments, Inc.
Royce & Associates Lp
Leavell Investment Management, Inc.
Lenox Wealth Advisors, LLC
Blueshift Asset Management, LLC
Profund Advisors Llc
Intrinsic Edge Capital Management LLC
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
Cutler Group LP
O'shaughnessy Asset Management, Llc
CWM Advisors, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 11,035,758 5.42 10,682,813 6.95
Palisade Capital Management Llc/nj 4,502,197 5.42 3,992,822 6.95
IJR - iShares Core S&P Small-Cap ETF 4,330,862 5.42 4,395,721 6.95
Vanguard Group Inc 3,682,583 5.42 3,825,311 6.95
Fmr Llc 3,189,869 5.42 3,189,915 6.95
State Street Corp 2,965,321 5.42 3,885,529 6.95
OIH - VanEck Vectors Oil Services ETF 2,935,507 5.42 2,986,740 6.95
Van Eck Associates Corp 2,935,507 5.42 2,997,682 6.95
Dimensional Fund Advisors Lp 2,873,263 5.42 2,502,221 6.95
Neuberger Berman Group LLC 2,315,163 5.43 2,263,234 6.95
Gendell Jeffrey L 2,072,693 5.42 757,749 6.95
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,780,574 5.42 1,896,199 6.95
IWM - iShares Russell 2000 ETF 1,411,363 5.42 1,405,563 6.95
Invesco Ltd. 1,394,122 5.42 1,824,282 6.95
New York State Common Retirement Fund 1,291,534 5.42 1,379,993 6.95
IJS - iShares S&P Small-Cap 600 Value ETF 1,160,914 5.42 1,012,669 6.95
Foundry Partners, LLC 1,152,168 5.42 1,067,917 6.95
Charles Schwab Investment Management Inc 1,147,876 5.42 1,137,468 6.95
Geode Capital Management, Llc 1,033,721 5.42 1,107,914 6.95
Goldman Sachs Group Inc 969,074 5.42 1,027,462 6.95
Name Current Shares Current PPS Previous Shares Previous PPS
FLPSX - Fidelity Low-Priced Stock Fund 2,523,147 6.76 2,534,700 6.27
XSVM - Invesco S&P SmallCap Value with Momentum ETF 1,004,410 6.76 776,597 6.27
FNDA - Schwab Fundamental U.S. Small Company Index ETF 901,812 7.74 685,804 5.23
NINAX - Neuberger Berman Intrinsic Value Fund Class A 842,385 7.74 780,504 5.23
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 536,444 6.76 437,649 6.27
FSSNX - Fidelity Small Cap Index Fund 488,289 6.76 431,777 6.27
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 424,988 6.76 607,434 6.27
DRISX - Foundry Partners Fundamental Small Cap Value Fund Institutional Class 407,772 6.76 489,807 6.27
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 347,956 6.76 159,788 6.27
FESRX - First Eagle Small Cap Opportunity Fund Class R6 316,658 6.76 250,026 6.27
FSMAX - Fidelity Extended Market Index Fund 302,310 7.74 361,365 5.23
DFAT - Dimensional U.S. Targeted Value ETF 293,555 6.76 166,223 6.27
RZV - Invesco S&P SmallCap 600 Pure Value ETF 277,613 6.76 269,039 6.27
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares 269,895 6.76 251,669 6.27
FLKSX - Fidelity Low-Priced Stock K6 Fund 269,740 6.76 261,288 6.27
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 260,958 7.74 253,670 5.23
FNCRX - Franklin Natural Resources Fund Class C 250,600 6.76 164,366 6.27
NMSAX - Columbia Small Cap Index Fund Class A 246,882 7.74 247,582 5.23
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 240,534 6.76 303,481 6.27
REBYX - U.S. Small Cap Equity Fund Class Y 221,549 6.76 234,655 6.27
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Gendell Jeffrey L 1,314,944 2,072,693 5.42 757,749 6.95 173.53
Palisade Capital Management Llc/nj 509,375 4,502,197 5.42 3,992,822 6.95 12.76
Cubist Systematic Strategies, LLC 427,044 526,581 5.42 99,537 6.95 429.03
Citadel Advisors Llc 423,888 511,036 5.42 87,148 6.94 486.40
Dimensional Fund Advisors Lp 371,042 2,873,263 5.42 2,502,221 6.95 14.83
Morgan Stanley 368,258 866,157 5.42 497,899 6.95 73.96
BlackRock Inc. 352,945 11,035,758 5.42 10,682,813 6.95 3.30
Franklin Resources Inc 342,489 752,439 5.42 409,950 6.95 83.54
Millennium Management Llc 284,436 311,273 5.42 26,837 6.97 1059.87
XSVM - Invesco S&P SmallCap Value with Momentum ETF 227,813 1,004,410 6.76 776,597 6.27 29.33
FNDA - Schwab Fundamental U.S. Small Company Index ETF 216,008 901,812 7.74 685,804 5.23 31.50
Renaissance Technologies Llc 198,286 449,386 5.42 251,100 6.95 78.97
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 188,168 347,956 6.76 159,788 6.27 117.76
DFSTX - U.s. Small Cap Portfolio - Institutional Class 185,369 209,369 6.76 24,000 6.25 772.37
IJS - iShares S&P Small-Cap 600 Value ETF 148,245 1,160,914 5.42 1,012,669 6.95 14.64
DFAT - Dimensional U.S. Targeted Value ETF 127,332 293,555 6.76 166,223 6.27 76.60
Grantham, Mayo, Van Otterloo & Co. LLC 126,200 292,900 5.42 166,700 6.95 75.70
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 125,561 613,264 5.42 487,703 6.95 25.75
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 98,795 536,444 6.76 437,649 6.27 22.57
Bnp Paribas Arbitrage, Sa 94,145 115,863 5.42 21,718 6.95 433.49
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Jpmorgan Chase & Co 975,015 114,696 5.42 1,089,711 6.95 -89.47
State Street Corp 920,208 2,965,321 5.42 3,885,529 6.95 -23.68
Jacobs Levy Equity Management, Inc 723,254 277,724 5.42 1,000,978 6.95 -72.25
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 497,485 439,046 5.42 936,531 6.95 -53.12
Invesco Ltd. 430,160 1,394,122 5.42 1,824,282 6.95 -23.58
Russell Investments Group, Ltd. 272,474 401,986 5.41 674,460 6.95 -40.40
Susquehanna International Group, Llp 222,801 21,664 5.40 244,465 6.95 -91.14
Two Sigma Investments, Lp 204,601 221,186 5.42 425,787 6.95 -48.05
Panagora Asset Management Inc 190,741 434,542 5.42 625,283 6.95 -30.50
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 182,446 424,988 6.76 607,434 6.27 -30.04
Vanguard Group Inc 142,728 3,682,583 5.42 3,825,311 6.95 -3.73
Boston Partners 127,999 69,158 5.42 197,157 6.95 -64.92
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 126,117 23,646 5.41 149,763 6.95 -84.21
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 115,625 1,780,574 5.42 1,896,199 6.95 -6.10
Public Employees Retirement System Of Ohio 111,177 38,872 5.43 150,049 6.95 -74.09
New York State Common Retirement Fund 88,459 1,291,534 5.42 1,379,993 6.95 -6.41
DRISX - Foundry Partners Fundamental Small Cap Value Fund Institutional Class 82,035 407,772 6.76 489,807 6.27 -16.75
Geode Capital Management, Llc 74,193 1,033,721 5.42 1,107,914 6.95 -6.70
Nuveen Asset Management, LLC 70,655 233,109 5.42 303,764 6.71 -23.26
Occudo Quantitative Strategies Lp 69,500 49,498 5.41 118,998 6.95 -58.40
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Wolverine Trading, Llc 12,000
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
SLLAX - SIMT Small Cap Fund Class F 33,050 5.42
QSMLX - AQR Small Cap Multi-Style Fund Class I 4,612 5.42
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 4,330,862 5.42 4,395,721 6.95
OIH - VanEck Vectors Oil Services ETF 2,935,507 5.42 2,986,740 6.95
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,780,574 5.42 1,896,199 6.95
IWM - iShares Russell 2000 ETF 1,411,363 5.42 1,405,563 6.95
IJS - iShares S&P Small-Cap 600 Value ETF 1,160,914 5.42 1,012,669 6.95
VEXMX - Vanguard Extended Market Index Fund Investor Shares 863,135 5.42 877,335 6.95
IWN - iShares Russell 2000 Value ETF 629,156 5.42 633,336 6.95
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 613,264 5.42 487,703 6.95
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 515,880 5.42 506,012 6.95
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 453,050 5.42 453,050 6.95
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 439,046 5.42 936,531 6.95
SPSM - SPDR(R) Portfolio Small Cap ETF 291,863 5.42 272,128 6.95
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 270,073 5.42 270,073 6.95
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 160,692 5.42 160,692 6.95
IWC - iShares Micro-Cap ETF 127,801 5.42 139,816 6.95
SLY - SPDR(R) S & P 600 Small Cap ETF 113,665 5.42 113,084 6.95
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 92,079 5.42 98,130 6.95
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 81,404 5.42 81,404 6.95
ITOT - iShares Core S&P Total U.S. Stock Market ETF 75,638 5.42 68,974 6.94
JSCSX - JPMorgan U.S. Small Company Fund Class I 75,300 5.42 76,900 6.94
RYVIX - Energy Services Fund Investor Class 63,606 5.42 32,732 6.94
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 60,806 5.43 49,965 6.94
QCSTRX - Stock Account Class R1 55,433 5.41 116,284 6.95
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 54,623 5.42 49,173 6.96
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 45,794 5.42 48,956 6.95
FISVX - Fidelity Small Cap Value Index Fund 43,680 5.43 37,922 6.96
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 41,400 5.41 41,400 6.96
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 41,067 5.43 41,067 6.94
QCEQRX - Equity Index Account Class R1 38,178 5.42 38,178 6.94
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 37,911 5.41 37,911 6.94
VBINX - Vanguard Balanced Index Fund Investor Shares 36,200 5.41 36,200 6.96
NSIDX - Northern Small Cap Index Fund 32,457 5.42 33,387 6.95
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 30,900 5.40 30,900 6.96
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 26,521 5.43 20,805 6.97
BBVSX - Bridge Builder Small/Mid Cap Value Fund 25,278 5.42 20,668 6.97
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 24,658 5.43 24,658 6.93
IWV - iShares Russell 3000 ETF 23,237 5.42 23,312 6.95
SSMHX - State Street Small/mid Cap Equity Index Portfolio 20,766 5.44 17,766 6.92
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 17,196 5.41 17,196 6.98
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 16,888 5.45 16,888 6.93
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 16,203 5.43 12,993 6.93
GSCYX - SMALL CAP EQUITY FUND Institutional 15,317 5.42 83,017 6.95
AFMCX - Acuitas US Microcap Fund Institutional Shares 14,200 5.42 14,200 6.97
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 13,697 5.40 13,697 6.94
JESIX - Small Cap Index Trust NAV 13,500 5.41 14,787 6.97
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 13,300 5.41 11,500 6.96
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 12,321 5.44 20,505 6.97
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 12,279 5.46 13,880 6.92
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 11,019 5.45 11,281 6.91
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 10,870 5.43 11,828 6.93
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 10,372 5.40 8,569 7.00
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 9,864 5.37 10,188 6.97
SPTM - SPDR(R) Portfolio Total Stock Market ETF 9,459 5.39 9,415 6.90
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 9,282 5.39 7,496 6.94
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 9,159 5.46 9,159 6.99
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 7,905 5.44 6,626 6.94
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 7,681 5.47 6,271 7.02
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 6,846 5.40 6,846 7.01
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 6,700 5.37 6,700 7.01
USMIX - Extended Market Index Fund 6,609 5.45 6,501 6.92
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 5,868 5.45 5,868 6.99
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 4,821 5.39 4,821 7.05
VYSVX - Vericimetry U.S. Small Cap Value Fund 4,195 5.48 6,635 6.93
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 4,041 5.44 4,041 6.93
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,281 5.49 2,973 7.06
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,066 5.54 3,066 6.85
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 3,039 5.26 3,039 6.91
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,883 5.55 2,883 6.94
Profunds - Profund Vp Small-cap Value 2,818 5.32 3,613 6.92
TRZIX - T. Rowe Price Small-Cap Index Fund 2,299 5.22 2,144 7.00
XJR - iShares ESG Screened S&P Small-Cap ETF 2,144 5.60 1,625 6.77
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,073 5.31 2,073 6.75
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,686 5.34 1,686 7.12
JETSX - Total Stock Market Index Trust NAV 1,360 5.15 1,360 6.62
TLSTX - Stock Index Fund 1,209 5.79 1,209 6.62
VLU - SPDR S&P 1500 Value Tilt ETF 987 5.07 1,077 6.50
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 900 5.56 1,000 7.00
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 760 5.26 760 6.58
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 550 5.45 625 6.40
RYRRX - Russell 2000 Fund Class A 432 4.63 426 7.04
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 272 3.68 319 6.27
Profunds - Profund Vp Ultrasmall-cap 221 4.52 305 6.56
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Small-cap 187 5.35 191 5.24
RYMKX - Russell 2000 1.5x Strategy Fund Class H 131 7.63 152 6.58
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IJS - iShares S&P Small-Cap 600 Value ETF 148,245 1,160,914 5.42 1,012,669 6.95 14.64
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 125,561 613,264 5.42 487,703 6.95 25.75
RYVIX - Energy Services Fund Investor Class 30,874 63,606 5.42 32,732 6.94 94.32
SPSM - SPDR(R) Portfolio Small Cap ETF 19,735 291,863 5.42 272,128 6.95 7.25
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 10,841 60,806 5.43 49,965 6.94 21.70
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 9,868 515,880 5.42 506,012 6.95 1.95
ITOT - iShares Core S&P Total U.S. Stock Market ETF 6,664 75,638 5.42 68,974 6.94 9.66
IWM - iShares Russell 2000 ETF 5,800 1,411,363 5.42 1,405,563 6.95 0.41
FISVX - Fidelity Small Cap Value Index Fund 5,758 43,680 5.43 37,922 6.96 15.18
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 5,716 26,521 5.43 20,805 6.97 27.47
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 5,450 54,623 5.42 49,173 6.96 11.08
BBVSX - Bridge Builder Small/Mid Cap Value Fund 4,610 25,278 5.42 20,668 6.97 22.31
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 3,210 16,203 5.43 12,993 6.93 24.71
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,000 20,766 5.44 17,766 6.92 16.89
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,803 10,372 5.40 8,569 7.00 21.04
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,800 13,300 5.41 11,500 6.96 15.65
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,786 9,282 5.39 7,496 6.94 23.83
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,410 7,681 5.47 6,271 7.02 22.48
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 1,279 7,905 5.44 6,626 6.94 19.30
SLY - SPDR(R) S & P 600 Small Cap ETF 581 113,665 5.42 113,084 6.95 0.51
XJR - iShares ESG Screened S&P Small-Cap ETF 519 2,144 5.60 1,625 6.77 31.94
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 308 3,281 5.49 2,973 7.06 10.36
TRZIX - T. Rowe Price Small-Cap Index Fund 155 2,299 5.22 2,144 7.00 7.23
USMIX - Extended Market Index Fund 108 6,609 5.45 6,501 6.92 1.66
SPTM - SPDR(R) Portfolio Total Stock Market ETF 44 9,459 5.39 9,415 6.90 0.47
RYRRX - Russell 2000 Fund Class A 6 432 4.63 426 7.04 1.41
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 497,485 439,046 5.42 936,531 6.95 -53.12
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 115,625 1,780,574 5.42 1,896,199 6.95 -6.10
GSCYX - SMALL CAP EQUITY FUND Institutional 67,700 15,317 5.42 83,017 6.95 -81.55
IJR - iShares Core S&P Small-Cap ETF 64,859 4,330,862 5.42 4,395,721 6.95 -1.48
QCSTRX - Stock Account Class R1 60,851 55,433 5.41 116,284 6.95 -52.33
OIH - VanEck Vectors Oil Services ETF 51,233 2,935,507 5.42 2,986,740 6.95 -1.72
VEXMX - Vanguard Extended Market Index Fund Investor Shares 14,200 863,135 5.42 877,335 6.95 -1.62
IWC - iShares Micro-Cap ETF 12,015 127,801 5.42 139,816 6.95 -8.59
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 8,184 12,321 5.44 20,505 6.97 -39.91
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 6,051 92,079 5.42 98,130 6.95 -6.17
IWN - iShares Russell 2000 Value ETF 4,180 629,156 5.42 633,336 6.95 -0.66
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 3,162 45,794 5.42 48,956 6.95 -6.46
VYSVX - Vericimetry U.S. Small Cap Value Fund 2,440 4,195 5.48 6,635 6.93 -36.77
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 1,601 12,279 5.46 13,880 6.92 -11.53
JSCSX - JPMorgan U.S. Small Company Fund Class I 1,600 75,300 5.42 76,900 6.94 -2.08
JESIX - Small Cap Index Trust NAV 1,287 13,500 5.41 14,787 6.97 -8.70
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 958 10,870 5.43 11,828 6.93 -8.10
NSIDX - Northern Small Cap Index Fund 930 32,457 5.42 33,387 6.95 -2.79
Profunds - Profund Vp Small-cap Value 795 2,818 5.32 3,613 6.92 -22.00
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 324 9,864 5.37 10,188 6.97 -3.18
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 262 11,019 5.45 11,281 6.91 -2.32
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 100 900 5.56 1,000 7.00 -10.00
VLU - SPDR S&P 1500 Value Tilt ETF 90 987 5.07 1,077 6.50 -8.36
Profunds - Profund Vp Ultrasmall-cap 84 221 4.52 305 6.56 -27.54
IWV - iShares Russell 3000 ETF 75 23,237 5.42 23,312 6.95 -0.32
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 75 550 5.45 625 6.40 -12.00
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 47 272 3.68 319 6.27 -14.73
RYMKX - Russell 2000 1.5x Strategy Fund Class H 21 131 7.63 152 6.58 -13.82
Profunds - Profund Vp Small-cap 4 187 5.35 191 5.24 -2.09
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 41 42 -2.38
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ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
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