Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 607 31.00 10.69 11.08
Previous Quarter 611 15.00 15.16 15.00

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 39 98 445 13 168 179
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 1 0 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 13 0 123 1 32 50
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 38,598,885 0.00 0.00 23,070,242 0.00 0.00
Previous Quarter 19,594,044 0.00 0.00 22,626,460 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 18,932,313 10.68
BlackRock Inc. 18,822,569
Vanguard Group Inc 11,641,356 10.68
VANGUARD GROUP INC 11,240,173
IJR - iShares Core S&P Small-Cap ETF 7,006,105 10.68
Fmr Llc 6,453,110 10.68
FMR LLC 6,237,547
OIH - VanEck Vectors Oil Services ETF 4,830,533 10.68
Van Eck Associates Corp 4,830,533 10.68
State Street Corp 4,597,345 10.68
Sourcerock Group LLC 3,396,485 10.68
Dimensional Fund Advisors Lp 3,301,469 10.68
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,965,542 10.68
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,509,469 10.68
IWM - iShares Russell 2000 ETF 2,317,309 10.68
IJS - iShares S&P Small-Cap 600 Value ETF 1,865,701 10.68
Charles Schwab Investment Management Inc 1,833,533 10.68
Morgan Stanley 1,795,063 10.68
FMCSX - Fidelity Mid-Cap Stock Fund 1,792,026 11.33
Fisher Asset Management, LLC 1,698,593 10.68

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 18,722,241 15.16
Vanguard Group Inc 11,391,486 15.16
IJR - iShares Core S&P Small-Cap ETF 7,144,226 15.16
Fmr Llc 6,642,692 15.16
Van Eck Associates Corp 5,040,606 15.16
OIH - VanEck Vectors Oil Services ETF 5,022,207 15.16
State Street Corp 4,627,927 15.16
Dimensional Fund Advisors Lp 3,600,960 15.16
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,955,472 15.16
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,494,752 15.16
IWM - iShares Russell 2000 ETF 2,257,203 15.16
Morgan Stanley 2,150,991 15.16
Sourcerock Group LLC 1,841,289 15.16
FMCSX - Fidelity Mid-Cap Stock Fund 1,797,739 13.03
Charles Schwab Investment Management Inc 1,778,907 15.16
Geode Capital Management, Llc 1,705,805 15.16
Fisher Asset Management, LLC 1,702,075 15.16
IJS - iShares S&P Small-Cap 600 Value ETF 1,640,371 15.16
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,513,376 15.16
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,290,930 15.16

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 11,240,173
FMR LLC 6,237,547
Brown Advisory Inc 813,398 10.68
IWO - iShares Russell 2000 Growth ETF 689,266 10.68
Keating Investment Counselors Inc 461,600 10.68
Contrarius Investment Management Ltd 456,988 10.68
BIAUX - Brown Advisory Small-Cap Fundamental Value Fund Investor Shares 397,545 10.68
Connor, Clark & Lunn Investment Management Ltd. 356,919 10.68
Rothschild Asset Management Inc 328,415 10.68
HFCGX - Hennessy Cornerstone Growth Fund Investor Class 195,300 11.33
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 177,337 11.33
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 160,900 10.68
Skandinaviska Enskilda Banken AB (publ) 145,000 10.68
PXJ - Invesco Dynamic Oil & Gas Services ETF 144,546 11.33
VSEQX - Vanguard Strategic Equity Fund Investor Shares 104,409 10.68
Jacobs Levy Equity Management, Inc 103,716 10.68
WSCVX - Walthausen Small Cap Value Fund Investor 91,140 11.33
BOGIX - Bogle Investment Management Small Cap Growth Fund 72,700 12.72
BSVSX - Baird SmallCap Value Fund Investor Class 54,440 10.67
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 50,980 10.67
Name Shares PPS
Southpoint Capital Advisors LP 745,049 15.16
Pacer Advisors, Inc. 405,216 15.16
Canada Pension Plan Investment Board 287,000 15.16
Amitell Capital Pte Ltd 210,286 15.16
NOSGX - Northern Small Cap Value Fund 201,587 13.32
State of New Jersey Common Pension Fund D 172,387 15.16
Susquehanna International Group, Llp 160,304 15.16
Qube Research & Technologies Ltd 110,338 15.16
Healthcare Of Ontario Pension Plan Trust Fund 102,000 15.16
APG Asset Management N.V. 101,700 13.63
Jackson Creek Investment Advisors LLC 80,732 15.16
Graham Capital Management, L.P. 75,865 15.16
Citadel Advisors Llc 74,200 15.16
Manatuck Hill Partners, LLC 70,000 15.16
Jennison Associates Llc 68,109 15.17
MSGIX - BMO Small-Cap Growth Fund Class I 64,274 10.69
Dynamic Technology Lab Private Ltd 62,956 15.15
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 58,800 13.32
Algert Global Llc 45,163 15.17
ZSCCX - Zacks Small-Cap Core Fund Investor Class 44,823 10.69
Janney Montgomery Scott LLC 39,965 15.16
PEAK6 Investments LLC 36,471 15.16
Two Sigma Investments, Lp 36,412 15.16
Voloridge Investment Management, Llc 35,758 15.16
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 33,718 13.32
Group One Trading, L.p. 32,300 15.17
MRSNX - BMO Small-Cap Value Fund Class I 30,387 10.70
Paloma Partners Management Co 29,364 15.15
Eaton Vance Management 29,275 15.17
Man Group plc 27,404 15.18
Wellington Management Group Llp 23,124 15.18
Engineers Gate Manager LP 21,452 15.15
Natixis Advisors, L.p. 20,817 15.18
Ergoteles LLC 16,775 15.14
Graypoint LLC 16,648 15.14
Beck Bode, LLC 14,725 15.14
PDT Partners, LLC 12,674 15.15
Simplex Trading, Llc 11,400 15.09
LPL Financial LLC 10,988 15.11
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 10,791 10.66
Envestnet Asset Management Inc 10,605 15.18
Bbva Usa 8,947 13.30
Aaron Wealth Advisors LLC 6,473 65.97
Gemmer Asset Management LLC 1,618 14.83
Tarbox Family Office, Inc. 700 15.71
TCI Wealth Advisors, Inc. 623 14.45
Aquatic Capital Management LLC 600 15.00
FTDS - First Trust Total US Market AlphaDEX ETF 392 10.20
Cullen/frost Bankers, Inc. 13
Toronto Dominion Bank 11
Harbour Investments, Inc. 4
Point72 Asset Management, L.P.
Weiss Multi-Strategy Advisers LLC
Mml Investors Services, Llc
Quadrature Capital Ltd
Weaver C. Barksdale & Associates, Inc.
Glassman Wealth Services
HITE Hedge Asset Management LLC
Hanson & Doremus Investment Management
Intrinsic Edge Capital Management LLC
Susquehanna Fundamental Investments, Llc
Quantbot Technologies LP
Zacks Investment Management
ExodusPoint Capital Management, LP
Jupiter Asset Management Ltd
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares
Fifth Third Bancorp
O'shaughnessy Asset Management, Llc
EAM Global Investors LLC
Walleye Capital LLC
Teton Advisors, Inc.
Bell Investment Advisors, Inc
Ade, Llc
Truist Financial Corp
BIGTX - The Texas Fund Class I
Norges Bank
Allianz Asset Management GmbH
Compagnie Lombard Odier SCmA
Advisor Resource Council
Caption Management, LLC
Golden Green, Inc.
Arrowstreet Capital, Limited Partnership
Crossmark Global Holdings, Inc.
First Quadrant L P/ca
Cornerstone Investment Partners, LLC
Walleye Trading LLC
Maverick Capital Ltd
EAM Investors, LLC
Driehaus Capital Management Llc
Brendel Financial Advisors LLC
Spire Wealth Management
Geneos Wealth Management Inc.
Berman Capital Advisors, LLC
Acadian Asset Management Llc
Corton Capital Inc.
Motley Fool Asset Management LLC
Assenagon Asset Management S.A.
Cutler Group LP
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 18,932,313 10.68 18,722,241 15.16
Vanguard Group Inc 11,641,356 10.68 11,391,486 15.16
IJR - iShares Core S&P Small-Cap ETF 7,006,105 10.68 7,144,226 15.16
Fmr Llc 6,453,110 10.68 6,642,692 15.16
Van Eck Associates Corp 4,830,533 10.68 5,040,606 15.16
OIH - VanEck Vectors Oil Services ETF 4,830,533 10.68 5,022,207 15.16
State Street Corp 4,597,345 10.68 4,627,927 15.16
Sourcerock Group LLC 3,396,485 10.68 1,841,289 15.16
Dimensional Fund Advisors Lp 3,301,469 10.68 3,600,960 15.16
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,965,542 10.68 2,955,472 15.16
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,509,469 10.68 2,494,752 15.16
IWM - iShares Russell 2000 ETF 2,317,309 10.68 2,257,203 15.16
IJS - iShares S&P Small-Cap 600 Value ETF 1,865,701 10.68 1,640,371 15.16
Charles Schwab Investment Management Inc 1,833,533 10.68 1,778,907 15.16
Morgan Stanley 1,795,063 10.68 2,150,991 15.16
FMCSX - Fidelity Mid-Cap Stock Fund 1,792,026 11.33 1,797,739 13.03
Fisher Asset Management, LLC 1,698,593 10.68 1,702,075 15.16
Geode Capital Management, Llc 1,694,858 10.68 1,705,805 15.16
Schroder Investment Management Group 1,570,889 10.68 920,027 15.42
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,496,435 10.68 1,513,376 15.16
Name Current Shares Current PPS Previous Shares Previous PPS
Greenhouse Funds LLLP 947,705 10.68 0
Squarepoint Ops LLC 167,060 10.68 0
Jefferies Group LLC 22,290 1.03 0
New York Life Investments Alternatives 19,437 10.70 0
Fox Run Management, L.l.c. 18,617 10.69 0
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 8,822 12.70 8,528 10.67
VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares 5,700 12.81 10,689 10.67
Chilton Capital Management Llc 2,000 10.50 0
Eagle Bay Advisors LLC 1,960 10680.10 1,021 14.69
PQBMX - PGIM QMA US Broad Market Index Fund Class R6 143 13.99 93 10.75
SLPIX - Small-cap Profund Investor Class 70 14.29 144 13.89
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 68 14.71 70 14.29
Global Retirement Partners, LLC 63 15.87 20
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Sourcerock Group LLC 1,555,196 3,396,485 10.68 1,841,289 15.16 84.46
Greenhouse Funds LLLP 947,705 947,705 10.68 0 0.00
Schroder Investment Management Group 650,862 1,570,889 10.68 920,027 15.42 70.74
Boothbay Fund Management, Llc 393,623 1,048,555 10.68 654,932 15.16 60.10
Royce & Associates Lp 392,081 625,411 10.68 233,330 15.16 168.04
RYTRX - Royce Total Return Fund Investment Class 390,300 621,733 10.68 231,433 15.16 168.64
SIR Capital Management, L.P. 387,649 499,469 10.68 111,820 15.16 346.67
Aristotle Capital Boston, LLC 356,377 1,440,132 10.68 1,083,755 15.16 32.88
Cramer Rosenthal Mcglynn Llc 339,133 1,280,043 10.68 940,910 15.16 36.04
FSENX - Energy Portfolio 327,204 913,934 12.72 586,730 14.64 55.77
Federated Hermes, Inc. 274,572 386,215 10.68 111,643 15.16 245.94
Vanguard Group Inc 249,870 11,641,356 10.68 11,391,486 15.16 2.19
IJS - iShares S&P Small-Cap 600 Value ETF 225,330 1,865,701 10.68 1,640,371 15.16 13.74
BlackRock Inc. 210,072 18,932,313 10.68 18,722,241 15.16 1.12
American Century Companies Inc 182,005 768,111 10.68 586,106 15.16 31.05
Squarepoint Ops LLC 167,060 167,060 10.68 0 0.00
Alliancebernstein L.p. 161,104 304,870 10.68 143,766 15.16 112.06
Franklin Resources Inc 133,438 486,751 10.68 353,313 15.16 37.77
VARIABLE INSURANCE PRODUCTS FUND IV - Energy Portfolio Initial Class 124,200 258,200 10.68 134,000 15.16 92.69
SWSCX - Schwab Small-Cap Equity Fund 121,686 186,030 11.33 64,344 13.02 189.12
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IWN - iShares Russell 2000 Value ETF 894,519 125,382 10.68 1,019,901 15.16 -87.71
Nuveen Asset Management, LLC 665,550 456,427 10.68 1,121,977 16.22 -59.32
Jpmorgan Chase & Co 496,270 335,354 10.68 831,624 15.16 -59.67
Morgan Stanley 355,928 1,795,063 10.68 2,150,991 15.16 -16.55
Dimensional Fund Advisors Lp 299,491 3,301,469 10.68 3,600,960 15.16 -8.32
Bank Of America Corp /de/ 263,313 145,754 10.68 409,067 15.16 -64.37
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 255,915 89,310 12.72 345,225 14.64 -74.13
QCSTRX - Stock Account Class R1 237,425 25,185 10.68 262,610 15.16 -90.41
Prudential Financial Inc 231,895 349,520 10.68 581,415 15.16 -39.88
State Of Wisconsin Investment Board 216,603 560,876 10.68 777,479 15.16 -27.86
Van Eck Associates Corp 210,073 4,830,533 10.68 5,040,606 15.16 -4.17
OIH - VanEck Vectors Oil Services ETF 191,674 4,830,533 10.68 5,022,207 15.16 -3.82
Fmr Llc 189,582 6,453,110 10.68 6,642,692 15.16 -2.85
Cubist Systematic Strategies, LLC 168,828 96,901 10.68 265,729 15.16 -63.53
Teacher Retirement System Of Texas 147,014 15,343 10.69 162,357 15.16 -90.55
IJR - iShares Core S&P Small-Cap ETF 138,121 7,006,105 10.68 7,144,226 15.16 -1.93
Bank of New York Mellon Corp 132,392 1,028,610 10.68 1,161,002 15.16 -11.40
UBS Group AG 102,635 23,488 10.69 126,123 15.16 -81.38
Deutsche Bank Ag\ 98,893 146,138 10.68 245,031 15.16 -40.36
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 85,168 635,409 10.68 720,577 15.16 -11.82
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 5,600 17,000 11,400 49.12
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 118,204 42,100 160,304 -73.74
Group One Trading, L.p. 8,100 24,200 32,300 -25.08
Citadel Advisors Llc 4,700 69,500 74,200 -6.33
Name

Past Week Analysis

Name Shares PPS
IWO - iShares Russell 2000 Growth ETF 689,266 10.68
BIAUX - Brown Advisory Small-Cap Fundamental Value Fund Investor Shares 397,545 10.68
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 160,900 10.68
VSEQX - Vanguard Strategic Equity Fund Investor Shares 104,409 10.68
BSVSX - Baird SmallCap Value Fund Investor Class 54,440 10.67
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 50,980 10.67
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 30,406 10.69
FECGX - Fidelity Small Cap Growth Index Fund 21,730 10.68
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 14,886 10.68
PFEAX - Pacific Funds Small-Cap Value Class A 14,382 10.71
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 11,793 10.68
PFKAX - Pacific Funds Small-Cap Class A 7,750 10.71
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 5,198 10.77
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 7,006,105 10.68 7,144,226 15.16
OIH - VanEck Vectors Oil Services ETF 4,830,533 10.68 5,022,207 15.16
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,965,542 10.68 2,955,472 15.16
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,509,469 10.68 2,494,752 15.16
IWM - iShares Russell 2000 ETF 2,317,309 10.68 2,257,203 15.16
IJS - iShares S&P Small-Cap 600 Value ETF 1,865,701 10.68 1,640,371 15.16
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,496,435 10.68 1,513,376 15.16
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,307,013 10.68 1,290,930 15.16
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 1,020,537 10.68 1,020,537 15.16
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 838,816 10.68 822,819 15.16
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 635,409 10.68 720,577 15.16
PMJIX - PIMCO RAE US Small Fund Institutional Class 490,454 10.68 419,917 15.16
SPSM - SPDR(R) Portfolio Small Cap ETF 470,587 10.68 452,108 15.16
IEZ - iShares U.S. Oil Equipment & Services ETF 431,291 10.68 333,004 15.16
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 270,503 10.68 270,503 15.16
VARIABLE INSURANCE PRODUCTS FUND IV - Energy Portfolio Initial Class 258,200 10.68 134,000 15.16
CRISX - CRM SMALL CAP VALUE FUND INSTITUTIONAL 207,500 10.68 262,037 15.16
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 198,616 10.68 128,290 15.16
SLY - SPDR(R) S & P 600 Small Cap ETF 186,323 10.68 183,588 15.16
KOMP - SPDR S&P Kensho New Economies Composite ETF 163,517 10.68 206,049 15.16
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 161,110 10.68 154,807 15.16
GATAX - The Gabelli Asset Fund Class A 160,000 10.68 160,000 15.16
Gabelli Equity Trust Inc 150,000 10.68 145,000 15.16
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 135,000 10.68 135,000 15.16
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 133,541 10.68 133,541 15.16
IWN - iShares Russell 2000 Value ETF 125,382 10.68 1,019,901 15.16
ITOT - iShares Core S&P Total U.S. Stock Market ETF 115,564 10.68 41,838 15.15
Gabelli Dividend & Income Trust 102,000 10.68 90,000 15.16
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 98,495 10.68 81,244 15.16
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 91,773 10.68 81,781 15.16
JSCSX - JPMorgan U.S. Small Company Fund Class I 91,500 10.68 93,400 15.16
VBINX - Vanguard Balanced Index Fund Investor Shares 77,592 10.68 77,592 15.16
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 75,606 10.67 77,486 15.16
ASQIX - Small Company Fund Investor Class 74,845 10.68 36,636 15.15
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 67,459 10.67 67,459 15.16
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 63,112 10.68 78,364 15.16
RYVIX - Energy Services Fund Investor Class 61,364 10.67 26,864 15.15
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 60,149 10.67 61,575 15.15
POMIX - T. Rowe Price Total Equity Market Index Fund 59,800 10.69 24,600 15.16
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 55,500 10.68 55,500 15.15
QCEQRX - Equity Index Account Class R1 54,360 10.69 54,360 15.16
NSIDX - Northern Small Cap Index Fund 53,248 10.69 55,508 15.17
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 50,564 10.68 64,164 15.16
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 46,600 10.69 46,600 15.15
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 46,180 10.68 46,261 15.15
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 39,482 10.69 39,482 15.17
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 39,456 10.67 39,456 15.16
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 35,840 10.69 35,840 15.15
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 33,295 10.69 33,295 15.17
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 29,264 10.70 29,580 15.15
WWSAX - Teton Westwood Small Cap Equity Fund Class A 28,900 10.69 28,900 15.16
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 28,633 10.69 28,633 15.16
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 28,477 10.68 31,203 15.16
PEXMX - T. Rowe Price Extended Equity Market Index Fund 28,300 10.67 28,300 15.16
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 26,675 10.68 26,675 15.15
QCSTRX - Stock Account Class R1 25,185 10.68 262,610 15.16
IWV - iShares Russell 3000 ETF 24,904 10.68 24,985 15.17
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 24,449 10.68 24,449 15.17
SSMHX - State Street Small/mid Cap Equity Index Portfolio 23,781 10.68 23,781 15.18
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 23,528 10.67 23,528 15.17
EES - WisdomTree U.S. SmallCap Fund N/A 23,468 10.70 25,404 15.16
JESIX - Small Cap Index Trust NAV 20,984 10.67 21,879 15.17
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 20,467 10.70 20,523 15.15
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 17,607 10.68 17,607 15.16
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 17,267 10.66 16,829 15.15
SPTM - SPDR(R) Portfolio Total Stock Market ETF 15,116 10.65 15,039 15.16
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 14,882 10.68 14,882 15.19
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 14,838 10.65 14,838 15.16
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 14,353 10.66 18,598 15.16
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 14,000 10.71 14,000 15.14
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 13,793 10.66 14,423 15.18
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 11,887 10.68 16,829 15.15
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 11,627 10.66 11,627 15.14
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 11,610 10.68 11,610 15.16
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 11,460 10.65 12,904 15.19
VQNPX - Vanguard Growth and Income Fund Investor Shares 11,200 10.71 14,200 15.14
USMIX - Extended Market Index Fund 10,987 10.65 10,975 15.13
ASMOX - AQR Small Cap Momentum Style Fund Class I 10,194 10.69 10,194 15.21
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 7,581 10.68 5,948 15.13
QSMLX - AQR Small Cap Multi-Style Fund Class I 7,302 10.68 3,753 15.19
FISVX - Fidelity Small Cap Value Index Fund 6,724 10.71 63,619 15.15
PIBAX - PGIM BALANCED FUND Class A 6,640 10.69 8,840 15.16
VYSVX - Vericimetry U.S. Small Cap Value Fund 6,387 10.65 21,950 15.17
QCSCRX - Social Choice Account Class R1 5,830 10.63 5,830 15.09
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 5,817 10.66 5,817 15.13
BBVSX - Bridge Builder Small/Mid Cap Value Fund 5,743 10.62 34,219 15.17
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 5,737 10.63 5,737 15.16
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 5,559 10.61 4,692 15.13
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 4,911 10.59 8,621 15.20
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 4,849 10.72 4,849 15.26
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,693 10.65 4,693 15.13
Profunds - Profund Vp Small-cap Value 4,565 10.73 5,877 15.14
TRZIX - T. Rowe Price Small-Cap Index Fund 3,881 10.56 3,468 15.28
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 3,688 10.57 3,532 15.29
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 3,510 10.54 3,968 15.12
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,444 10.74 4,818 15.15
NCGFX - New Covenant Growth Fund 3,376 10.66 3,376 15.11
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,036 10.54 3,036 15.15
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,919 10.62 2,919 15.07
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 2,738 10.59 3,459 15.03
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 2,588 10.82 2,588 15.07
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 2,577 10.87 7,177 15.19
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 2,544 10.61 3,021 15.23
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,489 10.85 2,489 15.27
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,352 10.63 2,352 15.31
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,294 10.46 14,025 15.19
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 2,043 10.77 12,385 15.18
JETSX - Total Stock Market Index Trust NAV 1,924 10.91 1,924 15.07
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,793 10.60 10,356 15.16
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,775 10.70 1,775 15.21
TLSTX - Stock Index Fund 1,532 10.44 1,532 15.01
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,322 10.59 1,221 15.56
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 1,139 10.54 945 14.81
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 1,125 10.67 1,225 15.51
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 969 10.32 8,090 15.20
VLU - SPDR S&P 1500 Value Tilt ETF 730 10.96 1,588 15.11
RYRRX - Russell 2000 Fund Class A 708 11.30 699 15.74
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 700 10.00 775 15.48
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 447 11.19 528 15.15
Profunds - Profund Vp Ultrasmall-cap 363 11.02 501 15.97
Profunds - Profund Vp Small-cap 307 9.77 314 15.92
MMTM - SPDR S&P 1500 Momentum Tilt ETF 221 9.05 233 17.17
RYMKX - Russell 2000 1.5x Strategy Fund Class H 214 9.35 250 16.00
Name Current Shares Current PPS Previous Shares Previous PPS
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 68 14.71 70 14.29
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IJS - iShares S&P Small-Cap 600 Value ETF 225,330 1,865,701 10.68 1,640,371 15.16 13.74
VARIABLE INSURANCE PRODUCTS FUND IV - Energy Portfolio Initial Class 124,200 258,200 10.68 134,000 15.16 92.69
IEZ - iShares U.S. Oil Equipment & Services ETF 98,287 431,291 10.68 333,004 15.16 29.52
ITOT - iShares Core S&P Total U.S. Stock Market ETF 73,726 115,564 10.68 41,838 15.15 176.22
PMJIX - PIMCO RAE US Small Fund Institutional Class 70,537 490,454 10.68 419,917 15.16 16.80
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 70,326 198,616 10.68 128,290 15.16 54.82
IWM - iShares Russell 2000 ETF 60,106 2,317,309 10.68 2,257,203 15.16 2.66
ASQIX - Small Company Fund Investor Class 38,209 74,845 10.68 36,636 15.15 104.29
POMIX - T. Rowe Price Total Equity Market Index Fund 35,200 59,800 10.69 24,600 15.16 143.09
RYVIX - Energy Services Fund Investor Class 34,500 61,364 10.67 26,864 15.15 128.42
SPSM - SPDR(R) Portfolio Small Cap ETF 18,479 470,587 10.68 452,108 15.16 4.09
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 17,251 98,495 10.68 81,244 15.16 21.23
VEXMX - Vanguard Extended Market Index Fund Investor Shares 16,083 1,307,013 10.68 1,290,930 15.16 1.25
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 15,997 838,816 10.68 822,819 15.16 1.94
NAESX - Vanguard Small-Cap Index Fund Investor Shares 14,717 2,509,469 10.68 2,494,752 15.16 0.59
Gabelli Dividend & Income Trust 12,000 102,000 10.68 90,000 15.16 13.33
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 10,070 2,965,542 10.68 2,955,472 15.16 0.34
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 9,992 91,773 10.68 81,781 15.16 12.22
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 6,303 161,110 10.68 154,807 15.16 4.07
Gabelli Equity Trust Inc 5,000 150,000 10.68 145,000 15.16 3.45
QSMLX - AQR Small Cap Multi-Style Fund Class I 3,549 7,302 10.68 3,753 15.19 94.56
SLY - SPDR(R) S & P 600 Small Cap ETF 2,735 186,323 10.68 183,588 15.16 1.49
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 1,633 7,581 10.68 5,948 15.13 27.45
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 867 5,559 10.61 4,692 15.13 18.48
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 438 17,267 10.66 16,829 15.15 2.60
TRZIX - T. Rowe Price Small-Cap Index Fund 413 3,881 10.56 3,468 15.28 11.91
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 194 1,139 10.54 945 14.81 20.53
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 156 3,688 10.57 3,532 15.29 4.42
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 101 1,322 10.59 1,221 15.56 8.27
SPTM - SPDR(R) Portfolio Total Stock Market ETF 77 15,116 10.65 15,039 15.16 0.51
USMIX - Extended Market Index Fund 12 10,987 10.65 10,975 15.13 0.11
RYRRX - Russell 2000 Fund Class A 9 708 11.30 699 15.74 1.29
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IWN - iShares Russell 2000 Value ETF 894,519 125,382 10.68 1,019,901 15.16 -87.71
QCSTRX - Stock Account Class R1 237,425 25,185 10.68 262,610 15.16 -90.41
OIH - VanEck Vectors Oil Services ETF 191,674 4,830,533 10.68 5,022,207 15.16 -3.82
IJR - iShares Core S&P Small-Cap ETF 138,121 7,006,105 10.68 7,144,226 15.16 -1.93
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 85,168 635,409 10.68 720,577 15.16 -11.82
FISVX - Fidelity Small Cap Value Index Fund 56,895 6,724 10.71 63,619 15.15 -89.43
CRISX - CRM SMALL CAP VALUE FUND INSTITUTIONAL 54,537 207,500 10.68 262,037 15.16 -20.81
KOMP - SPDR S&P Kensho New Economies Composite ETF 42,532 163,517 10.68 206,049 15.16 -20.64
BBVSX - Bridge Builder Small/Mid Cap Value Fund 28,476 5,743 10.62 34,219 15.17 -83.22
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 16,941 1,496,435 10.68 1,513,376 15.16 -1.12
VYSVX - Vericimetry U.S. Small Cap Value Fund 15,563 6,387 10.65 21,950 15.17 -70.90
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 15,252 63,112 10.68 78,364 15.16 -19.46
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 13,600 50,564 10.68 64,164 15.16 -21.20
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 11,731 2,294 10.46 14,025 15.19 -83.64
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 10,342 2,043 10.77 12,385 15.18 -83.50
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 8,563 1,793 10.60 10,356 15.16 -82.69
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 7,121 969 10.32 8,090 15.20 -88.02
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 4,942 11,887 10.68 16,829 15.15 -29.37
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 4,600 2,577 10.87 7,177 15.19 -64.09
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 4,245 14,353 10.66 18,598 15.16 -22.83
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 3,710 4,911 10.59 8,621 15.20 -43.03
VQNPX - Vanguard Growth and Income Fund Investor Shares 3,000 11,200 10.71 14,200 15.14 -21.13
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 2,726 28,477 10.68 31,203 15.16 -8.74
NSIDX - Northern Small Cap Index Fund 2,260 53,248 10.69 55,508 15.17 -4.07
PIBAX - PGIM BALANCED FUND Class A 2,200 6,640 10.69 8,840 15.16 -24.89
EES - WisdomTree U.S. SmallCap Fund N/A 1,936 23,468 10.70 25,404 15.16 -7.62
JSCSX - JPMorgan U.S. Small Company Fund Class I 1,900 91,500 10.68 93,400 15.16 -2.03
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,880 75,606 10.67 77,486 15.16 -2.43
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 1,444 11,460 10.65 12,904 15.19 -11.19
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 1,426 60,149 10.67 61,575 15.15 -2.32
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,374 3,444 10.74 4,818 15.15 -28.52
Profunds - Profund Vp Small-cap Value 1,312 4,565 10.73 5,877 15.14 -22.32
JESIX - Small Cap Index Trust NAV 895 20,984 10.67 21,879 15.17 -4.09
VLU - SPDR S&P 1500 Value Tilt ETF 858 730 10.96 1,588 15.11 -54.03
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 721 2,738 10.59 3,459 15.03 -20.84
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 630 13,793 10.66 14,423 15.18 -4.37
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 477 2,544 10.61 3,021 15.23 -15.79
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 458 3,510 10.54 3,968 15.12 -11.54
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 316 29,264 10.70 29,580 15.15 -1.07
Profunds - Profund Vp Ultrasmall-cap 138 363 11.02 501 15.97 -27.54
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 100 1,125 10.67 1,225 15.51 -8.16
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 81 46,180 10.68 46,261 15.15 -0.18
IWV - iShares Russell 3000 ETF 81 24,904 10.68 24,985 15.17 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 81 447 11.19 528 15.15 -15.34
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 75 700 10.00 775 15.48 -9.68
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 56 20,467 10.70 20,523 15.15 -0.27
RYMKX - Russell 2000 1.5x Strategy Fund Class H 36 214 9.35 250 16.00 -14.40
MMTM - SPDR S&P 1500 Momentum Tilt ETF 12 221 9.05 233 17.17 -5.15
Profunds - Profund Vp Small-cap 7 307 9.77 314 15.92 -2.23
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 68 14.71 70 14.29 -2.86
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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