Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 339 2.00 2.27 2.34
Previous Quarter 372 18.00 3.30 3.35

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 21 127 176 11 92 51
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 6 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 1 0 5 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 5 38 0 21 6
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 27,053,440 0.00 0.00 21,800,547 0.00 0.00
Previous Quarter 12,530,529 0.00 0.00 21,425,479 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
State Street Corp 30,617,946 2.27
STATE STREET CORP 29,153,704
XBI - SPDR(R) S&P(R) Biotech ETF 26,174,888 2.27
BlackRock Inc. 13,777,504 2.27
BlackRock Inc. 12,931,131
Vanguard Group Inc 11,417,801 2.27
VANGUARD GROUP INC 10,605,494
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 6,156,505 3.30
IWM - iShares Russell 2000 ETF 4,899,705 2.27
Geode Capital Management, Llc 3,679,106 2.27
Jpmorgan Chase & Co 3,294,268 2.27
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,671,744 3.30
Morgan Stanley 2,516,217 2.27
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 2,380,529 2.19
Northern Trust Corp 2,026,768 2.27
IWO - iShares Russell 2000 Growth ETF 1,661,728 2.27
Goldman Sachs Group Inc 1,577,664 2.27
Charles Schwab Investment Management Inc 1,522,635 2.27
Citigroup Inc 1,445,637 2.27
Rafferty Asset Management, LLC 1,385,734 2.27

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
State Street Corp 29,153,704 3.30
XBI - SPDR(R) S&P(R) Biotech ETF 24,350,990 3.30
BlackRock Inc. 12,163,387 3.30
Vanguard Group Inc 10,906,557 3.30
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 6,156,505 3.30
IWM - iShares Russell 2000 ETF 4,198,615 3.30
Jpmorgan Chase & Co 4,015,742 3.30
Southpoint Capital Advisors LP 3,000,000 3.30
Geode Capital Management, Llc 2,844,101 3.30
Bank Of America Corp /de/ 2,789,839 3.30
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,671,744 3.30
Rafferty Asset Management, LLC 2,182,500 3.30
UBS Group AG 2,131,074 3.30
Morgan Stanley 2,020,177 3.30
Northern Trust Corp 1,764,091 3.30
Susquehanna International Group, Llp 1,723,471 3.30
IWO - iShares Russell 2000 Growth ETF 1,547,965 3.30
Charles Schwab Investment Management Inc 1,410,901 3.30
FSSNX - Fidelity Small Cap Index Fund 1,402,002 3.55
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 1,162,913 3.55

 

Recent Quarter Analysis

Name Shares PPS
STATE STREET CORP 29,153,704
VANGUARD GROUP INC 10,605,494
Qube Research & Technologies Ltd 496,935 2.27
IWC - iShares Micro-Cap ETF 448,428 2.27
KOMP - SPDR S&P Kensho New Economies Composite ETF 237,062 2.27
Alps Advisors Inc 127,930 2.27
Mitsubishi UFJ Kokusai Asset Management Co., Ltd. 110,672 2.27
FZILX - Fidelity ZERO International Index Fund 61,263 2.19
RYLD - Global X Russell 2000 Covered Call ETF 52,577 2.19
FZIPX - Fidelity ZERO Extended Market Index Fund 44,908 2.18
Balyasny Asset Management Llc 41,252 2.28
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 38,159 2.28
NCGFX - New Covenant Growth Fund 19,686 2.29
Evergreen Capital Management Llc 10,000 2.30
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 5,932 2.19
Howe & Rusling Inc 5,000 2.20
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 2,502 2.40
SOA Wealth Advisors, LLC. 135
Versant Capital Management, Inc 100
New Millennium Group LLC 11
Name Shares PPS
Southpoint Capital Advisors LP 3,000,000 3.30
Bank Of America Corp /de/ 2,789,839 3.30
Wolverine Trading, Llc 245,600 3.37
Wolverine Trading, Llc 245,600 3.37
Wolverine Trading, Llc 245,600 3.37
HAP Trading, LLC 207,400 0.22
NUSC - Nuveen ESG Small-Cap ETF 187,828 3.55
JNL SERIES TRUST - JNL/Mellon Healthcare Sector Fund (I) 132,492 3.30
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 120,497 3.30
IMC-Chicago, LLC 86,500 3.29
IMC-Chicago, LLC 86,500 3.29
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 74,227 7.18
Aqr Capital Management Llc 48,073 3.31
National Bank Of Canada /fi/ 34,400 3.31
D. E. Shaw & Co., Inc. 34,306 3.29
Paloma Partners Management Co 33,642 3.30
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 30,104 3.29
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 25,833 3.29
Moors & Cabot, Inc. 25,000 1.04
SG3 Management, LLC 20,000 3.30
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 19,560 6.34
Two Sigma Securities, Llc 17,736 3.33
Warberg Asset Management LLC 17,000 3.29
Warberg Asset Management LLC 17,000 3.29
Nantahala Capital Management, LLC 16,571 3.32
Buckingham Strategic Partners 15,000 3.33
GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF 12,127 6.35
EPG Wealth Management LLC 10,000 3.30
Shell Asset Management Co 9,921 3.33
Barclays Plc 6,800 3.24
Brighthouse Funds Trust I - Schroders Global Multi-Asset Portfolio Class B 6,343 4.57
Parallax Volatility Advisers, L.P. 5,044 3.37
Parallax Volatility Advisers, L.P. 5,044 3.37
Parallax Volatility Advisers, L.P. 5,044 3.37
Prospera Financial Services Inc 3,600 3.33
Ci Investments Inc. 2,559 3.13
RBCGX - Reynolds Blue Chip Growth Fund 2,500 4.40
Humankind Benefit Corp - Humankind US Stock ETF 2,485 3.22
SUNAMERICA SERIES TRUST - SA Schroders VCP Global Allocation Portfolio Class 3 2,415 3.73
Dravo Bay Llc 1,000 3300.00
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 876 4.57
IFP Advisors, Inc 555 3.60
Koshinski Asset Management, Inc. 120
FNY Investment Advisers, LLC 24
Glassman Wealth Services 1
Dark Forest Capital Management Lp
Centiva Capital, LP
Advisory Services Network, LLC
Ironwood Financial, llc
Valiant Capital Management, L.P.
David J Yvars Group
Savant Capital, LLC
Truvestments Capital Llc
Fox Run Management, L.l.c.
Allworth Financial LP
Capital Analysts, Inc.
Retirement Group, LLC
Patriot Investment Management Inc.
Inspire Advisors, LLC
Meeder Asset Management Inc
Larson Financial Group LLC
Charter Oak Capital Management, LLC
Banque Cantonale Vaudoise
Arkadios Wealth Advisors
Lehman & Derafelo Financial Resources LLC
Marshall Wace North America L.P.
Boothbay Fund Management, Llc
CWA Asset Management Group, LLC
BNP Paribas Asset Management Holding S.A.
FLMFX - MUIRFIELD FUND Retail Class
DRW Securities, LLC
Quadrant Capital Group Llc
Captrust Financial Advisors
Hrt Financial Lp
FLDFX - BALANCED FUND Retail Class
Covestor Ltd
Bridgefront Capital, LLC
Vontobel Holding Ltd.
Enlightenment Research, LLC
Tortoise Investment Management, LLC
HighTower Advisors, LLC
Snowden Capital Advisors LLC
FLDOX - MODERATE ALLOCATION FUND Retail Class
Natixis
Landscape Capital Management, L.l.c.
GSCYX - SMALL CAP EQUITY FUND Institutional
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional
VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares
Belvedere Trading LLC
Caption Management, LLC
TCI Wealth Advisors, Inc.
Corient Capital Partners, LLC
Edmond De Rothschild Holding S.a.
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF
Salem Investment Counselors Inc
Ensign Peak Advisors, Inc
Creative Financial Designs Inc /adv
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class
Amplius Wealth Advisors, LLC
FLSPX - SPECTRUM FUND Retail Class
Kings Point Capital Management
Sargent Bickham Lagudis LLC
Verition Fund Management LLC
Golden Green, Inc.
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class
Virtu Financial LLC
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A
ExodusPoint Capital Management, LP
Atom Investors LP
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio
FLFGX - GLOBAL ALLOCATION FUND Retail Class
FCPEX - Fidelity Small Cap Enhanced Index Fund
ONEQ - Fidelity Nasdaq Composite Index Tracking Stock
Lindbrook Capital, Llc
Weiss Strategic Interval Fund
Jupiter Asset Management Ltd
Schroder Investment Management Group
FLDGX - DYNAMIC ALLOCATION FUND Retail Class
Proequities, Inc.
Tudor Investment Corp Et Al
ISCV - iShares Morningstar Small-Cap Value ETF
Aristides Capital LLC
M Holdings Securities, Inc.
Aristides Capital LLC
Bluefin Capital Management, Llc
Man Group plc
RIFBX - U.S. Small Cap Equity Fund 3.08
Name Current Shares Current PPS Previous Shares Previous PPS
State Street Corp 30,617,946 2.27 29,153,704 3.30
XBI - SPDR(R) S&P(R) Biotech ETF 26,174,888 2.27 24,350,990 3.30
BlackRock Inc. 13,777,504 2.27 12,163,387 3.30
Vanguard Group Inc 11,417,801 2.27 10,906,557 3.30
IWM - iShares Russell 2000 ETF 4,899,705 2.27 4,198,615 3.30
Geode Capital Management, Llc 3,679,106 2.27 2,844,101 3.30
Jpmorgan Chase & Co 3,294,268 2.27 4,015,742 3.30
Morgan Stanley 2,516,217 2.27 2,020,177 3.30
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 2,380,529 2.19 1,162,913 3.55
Northern Trust Corp 2,026,768 2.27 1,764,091 3.30
IWO - iShares Russell 2000 Growth ETF 1,661,728 2.27 1,547,965 3.30
Goldman Sachs Group Inc 1,577,664 2.27 980,928 3.30
Charles Schwab Investment Management Inc 1,522,635 2.27 1,410,901 3.30
Citigroup Inc 1,445,637 2.27 409,388 3.30
Rafferty Asset Management, LLC 1,385,734 2.27 2,182,500 3.30
Bank Of America Corp /de/ 1,218,664 2.27 2,789,839 3.30
FSMAX - Fidelity Extended Market Index Fund 989,826 2.37 1,099,306 3.52
FSSNX - Fidelity Small Cap Index Fund 978,256 2.19 1,402,002 3.55
Susquehanna International Group, Llp 962,536 2.27 1,723,471 3.30
Bank of New York Mellon Corp 896,858 2.27 754,554 3.30
Name Current Shares Current PPS Previous Shares Previous PPS
Renaissance Technologies Llc 621,856 2.27 0
Millennium Management Llc 155,058 2.27 0
Victory Capital Management Inc 85,441 2.27 115,351 2.19
Engineers Gate Manager LP 40,985 2.27 0
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 39,241 2.37 0
Point72 Hong Kong Ltd 29,803 2.28 0
Squarepoint Ops LLC 23,100 2.25 0
Xponance, Inc. 11,526 2.26 0
XTX Topco Ltd 10,275 2.24 0
FSTBX - FEDERATED GLOBAL ALLOCATION FUND Class A Shares 1,429 2.10 1
Quantbot Technologies LP 1,400 2.14 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XBI - SPDR(R) S&P(R) Biotech ETF 1,823,898 26,174,888 2.27 24,350,990 3.30 7.49
BlackRock Inc. 1,614,117 13,777,504 2.27 12,163,387 3.30 13.27
State Street Corp 1,464,242 30,617,946 2.27 29,153,704 3.30 5.02
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 1,217,616 2,380,529 2.19 1,162,913 3.55 104.70
Citigroup Inc 1,036,249 1,445,637 2.27 409,388 3.30 253.12
Geode Capital Management, Llc 835,005 3,679,106 2.27 2,844,101 3.30 29.36
IWM - iShares Russell 2000 ETF 701,090 4,899,705 2.27 4,198,615 3.30 16.70
Renaissance Technologies Llc 621,856 621,856 2.27 0 0.00
Goldman Sachs Group Inc 596,736 1,577,664 2.27 980,928 3.30 60.83
Vanguard Group Inc 511,244 11,417,801 2.27 10,906,557 3.30 4.69
Morgan Stanley 496,040 2,516,217 2.27 2,020,177 3.30 24.55
Northern Trust Corp 262,677 2,026,768 2.27 1,764,091 3.30 14.89
SG Americas Securities, LLC 157,573 244,996 2.27 87,423 3.29 180.24
Millennium Management Llc 155,058 155,058 2.27 0 0.00
Bank of New York Mellon Corp 142,304 896,858 2.27 754,554 3.30 18.86
IWO - iShares Russell 2000 Growth ETF 113,763 1,661,728 2.27 1,547,965 3.30 7.35
Charles Schwab Investment Management Inc 111,734 1,522,635 2.27 1,410,901 3.30 7.92
Etf Managers Group, Llc 97,280 162,466 2.26 65,186 3.37 149.23
Ubs Asset Management Americas Inc 94,553 312,987 2.27 218,434 3.30 43.29
Deutsche Bank Ag\ 80,809 195,926 2.27 115,117 3.30 70.20
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Bank Of America Corp /de/ 1,571,175 1,218,664 2.27 2,789,839 3.30 -56.32
UBS Group AG 1,257,081 873,993 2.27 2,131,074 3.30 -58.99
Rafferty Asset Management, LLC 796,766 1,385,734 2.27 2,182,500 3.30 -36.51
Susquehanna International Group, Llp 760,935 962,536 2.27 1,723,471 3.30 -44.15
Jpmorgan Chase & Co 721,474 3,294,268 2.27 4,015,742 3.30 -17.97
FSSNX - Fidelity Small Cap Index Fund 423,746 978,256 2.19 1,402,002 3.55 -30.22
QCSTRX - Stock Account Class R1 224,788 36,076 2.27 260,864 3.30 -86.17
Marshall Wace, Llp 126,072 37,483 2.27 163,555 3.30 -77.08
FSMAX - Fidelity Extended Market Index Fund 109,480 989,826 2.37 1,099,306 3.52 -9.96
Wells Fargo & Company/mn 102,940 29,014 2.27 131,954 3.30 -78.01
Nuveen Asset Management, LLC 38,040 711,079 2.27 749,119 3.72 -5.08
Victory Capital Management Inc 29,910 85,441 2.27 115,351 2.19 -25.93
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 28,741 56,660 2.28 85,401 3.30 -33.65
SCHA - Schwab U.S. Small-Cap ETF 28,081 785,748 2.37 813,829 3.52 -3.45
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 24,033 472,862 2.37 496,895 3.52 -4.84
State Of Wisconsin Investment Board 21,725 217,075 2.27 238,800 3.30 -9.10
Gsa Capital Partners Llp 18,760 12,597 2.30 31,357 3.28 -59.83
VHCIX - Vanguard Health Care Index Fund Admiral Shares 15,119 643,384 2.37 658,503 3.52 -2.30
ProShare Advisors LLC 10,606 24,045 2.25 34,651 3.29 -30.61
PEXMX - T. Rowe Price Extended Equity Market Index Fund 10,200 35,000 2.26 45,200 3.30 -22.57
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Wolverine Trading, Llc 245,600
IMC-Chicago, LLC 86,500
SG3 Management, LLC 20,000
Aristides Capital LLC 0
Bluefin Capital Management, Llc 0
Caption Management, LLC 0
Name Previous Calls
Parallax Volatility Advisers, L.P. 5,044
FNY Investment Advisers, LLC 24
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 54,100 385,800 331,700 16.31
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Jane Street Group, Llc 296,800 413,400 710,200 -41.79
Citadel Advisors Llc 270,900 395,800 666,700 -40.63
Group One Trading, L.p. 130,400 419,700 550,100 -23.70
Cutler Group LP 77,400 63,400 140,800 -54.97
HAP Trading, LLC 64,900 142,500 207,400 -31.29
Name
REBYX - U.S. Small Cap Equity Fund Class Y

Past Week Analysis

Name Shares PPS
IWC - iShares Micro-Cap ETF 448,428 2.27
KOMP - SPDR S&P Kensho New Economies Composite ETF 237,062 2.27
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 38,159 2.28
NCGFX - New Covenant Growth Fund 19,686 2.29
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 5,932 2.19
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 2,502 2.40
Name Shares PPS
Humankind Benefit Corp - Humankind US Stock ETF 2,485 3.22
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 25,833 3.29
JNL SERIES TRUST - JNL/Mellon Healthcare Sector Fund (I) 132,492 3.30
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 30,104 3.29
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 120,497 3.30
Name Current Shares Current PPS Previous Shares Previous PPS
XBI - SPDR(R) S&P(R) Biotech ETF 26,174,888 2.27 24,350,990 3.30
IWM - iShares Russell 2000 ETF 4,899,705 2.27 4,198,615 3.30
IWO - iShares Russell 2000 Growth ETF 1,661,728 2.27 1,547,965 3.30
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 330,673 2.27 286,566 3.30
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 251,277 2.27 251,277 3.30
ITOT - iShares Core S&P Total U.S. Stock Market ETF 185,725 2.27 169,898 3.30
NSIDX - Northern Small Cap Index Fund 113,871 2.27 101,979 3.30
QCEQRX - Equity Index Account Class R1 100,765 2.27 100,765 3.30
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 95,900 2.27 95,900 3.30
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 76,536 2.27 76,536 3.31
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 73,900 2.27 73,900 3.30
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 66,048 2.27 52,611 3.31
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 56,660 2.28 85,401 3.30
FECGX - Fidelity Small Cap Growth Index Fund 51,131 2.27 46,700 3.30
SSMHX - State Street Small/mid Cap Equity Index Portfolio 49,900 2.26 40,800 3.31
IWV - iShares Russell 3000 ETF 48,374 2.27 48,533 3.30
JESIX - Small Cap Index Trust NAV 46,575 2.28 40,342 3.30
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 38,227 2.28 31,741 3.31
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 37,107 2.26 34,498 3.30
QCSTRX - Stock Account Class R1 36,076 2.27 260,864 3.30
PEXMX - T. Rowe Price Extended Equity Market Index Fund 35,000 2.26 45,200 3.30
POMIX - T. Rowe Price Total Equity Market Index Fund 33,300 2.28 33,300 3.30
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 31,125 2.28 28,302 3.29
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 30,519 2.26 24,708 3.32
USMIX - Extended Market Index Fund 28,781 2.26 28,858 3.29
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 25,521 2.27 22,025 3.31
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 14,692 2.25 9,609 3.33
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 12,462 2.25 6,252 3.36
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 12,279 2.28 11,017 3.27
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 9,173 2.29 9,173 3.27
TRZIX - T. Rowe Price Small-Cap Index Fund 8,193 2.32 6,569 3.35
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 5,511 2.36 5,511 3.27
TLSTX - Stock Index Fund 3,201 2.19 3,201 3.44
JETSX - Total Stock Market Index Trust NAV 3,119 2.24 3,119 3.21
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 2,752 2.18 2,636 3.41
BDO Wealth Advisors, LLC 1,000 2.00 1,000 3.00
Profunds - Profund Vp Ultrasmall-cap 777 2.57 929 3.23
Profunds - Profund Vp Small-cap 657 1.52 583 3.43
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XBI - SPDR(R) S&P(R) Biotech ETF 1,823,898 26,174,888 2.27 24,350,990 3.30 7.49
IWM - iShares Russell 2000 ETF 701,090 4,899,705 2.27 4,198,615 3.30 16.70
IWO - iShares Russell 2000 Growth ETF 113,763 1,661,728 2.27 1,547,965 3.30 7.35
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 44,107 330,673 2.27 286,566 3.30 15.39
ITOT - iShares Core S&P Total U.S. Stock Market ETF 15,827 185,725 2.27 169,898 3.30 9.32
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 13,437 66,048 2.27 52,611 3.31 25.54
NSIDX - Northern Small Cap Index Fund 11,892 113,871 2.27 101,979 3.30 11.66
SSMHX - State Street Small/mid Cap Equity Index Portfolio 9,100 49,900 2.26 40,800 3.31 22.30
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 6,486 38,227 2.28 31,741 3.31 20.43
JESIX - Small Cap Index Trust NAV 6,233 46,575 2.28 40,342 3.30 15.45
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 6,210 12,462 2.25 6,252 3.36 99.33
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 5,811 30,519 2.26 24,708 3.32 23.52
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 5,083 14,692 2.25 9,609 3.33 52.90
FECGX - Fidelity Small Cap Growth Index Fund 4,431 51,131 2.27 46,700 3.30 9.49
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,496 25,521 2.27 22,025 3.31 15.87
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 2,823 31,125 2.28 28,302 3.29 9.97
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 2,609 37,107 2.26 34,498 3.30 7.56
TRZIX - T. Rowe Price Small-Cap Index Fund 1,624 8,193 2.32 6,569 3.35 24.72
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,262 12,279 2.28 11,017 3.27 11.46
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 116 2,752 2.18 2,636 3.41 4.40
Profunds - Profund Vp Small-cap 74 657 1.52 583 3.43 12.69
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
QCSTRX - Stock Account Class R1 224,788 36,076 2.27 260,864 3.30 -86.17
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 28,741 56,660 2.28 85,401 3.30 -33.65
PEXMX - T. Rowe Price Extended Equity Market Index Fund 10,200 35,000 2.26 45,200 3.30 -22.57
IWV - iShares Russell 3000 ETF 159 48,374 2.27 48,533 3.30 -0.33
Profunds - Profund Vp Ultrasmall-cap 152 777 2.57 929 3.23 -16.36
USMIX - Extended Market Index Fund 77 28,781 2.26 28,858 3.29 -0.27
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Name Increased Puts Current Puts Previous Puts Percentage Increase
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
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