Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.
The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.
| Quarter | Institute Count | Mean PPS | Median PPS | True Value PPS |
|---|---|---|---|---|
| Current Quarter | 510 | 1.00 | 1.13 | 1.17 |
| Previous Quarter | 569 | 2.00 | 1.35 | 1.48 |
The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.
| Time | New Institutions | Out | Averaged Down | Averaged Up | Added Shares | Reduced Shares |
|---|---|---|---|---|---|---|
| Current Quarter | 18 | 198 | 231 | 17 | 120 | 92 |
| Time | New Puts | New Calls | New Short | Deleted Puts | Deleted Calls | Deleted Short |
| Current Quarter | 0 | 0 | 0 | 2 | 5 | 0 |
| Time | Increased Puts | Increased Calls | Increased Short | Reduced Puts | Reduced Calls | Reduced Short |
| Current Quarter | 0 | 1 | 0 | 0 | 4 | 0 |
| Time | New Institutions | Out | Averaged Down | Averaged Up | Added Shares | Reduced Shares |
| Past Week | 8 | 0 | 37 | 1 | 18 | 11 |
| Time | New Puts | New Calls | New Short | Deleted Puts | Deleted Calls | Deleted Short |
| Past Week | 0 | 0 | 0 | 0 | 0 | 0 |
| Time | Increased Puts | Increased Calls | Increased Short | Reduced Puts | Reduced Calls | Reduced Short |
| Past Week | 0 | 0 | 0 | 0 | 2 | 0 |
BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.
| BlackRock | Vanguard | |||||
|---|---|---|---|---|---|---|
| Quarter | Shares | % Ownership | PPS | Shares | % Ownership | PPS |
| Current Quarter | 34,259,178 | 12.83 | 1.14 | 31,093,463 | 11.65 | 1.24 |
| Previous Quarter | 32,214,766 | 12.07 | 1.38 | 36,245,284 | 13.57 | 1.39 |
This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter
| Name | Shares | PPS |
|---|---|---|
| ARK Investment Management LLC | 32,262,934 | 1.13 |
| BlackRock Inc. | 21,323,634 | 1.13 |
| ARKK - ARK Innovation ETF | 18,210,990 | 1.36 |
| Sumitomo Mitsui Trust Holdings, Inc. | 16,909,635 | 1.13 |
| Nikko Asset Management Americas, Inc. | 16,909,635 | 1.13 |
| Vanguard Group Inc | 13,174,436 | 1.13 |
| Baker Bros. Advisors Lp | 8,881,104 | 1.13 |
| ARKG - ARK Genomic Revolution ETF | 8,108,573 | 1.36 |
| State Street Corp | 7,570,983 | 1.13 |
| VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 7,454,414 | 1.35 |
| IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 6,154,056 | 1.13 |
| Geode Capital Management, Llc | 4,811,895 | 1.13 |
| NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,168,132 | 1.35 |
| VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,165,555 | 1.35 |
| Redmile Group, LLC | 2,280,403 | 1.13 |
| Northern Trust Corp | 2,186,454 | 1.13 |
| FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,109,139 | 1.36 |
| Renaissance Technologies Llc | 2,017,082 | 0.00 |
| State Of Michigan Retirement System | 1,959,939 | 1.13 |
| IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 1,924,266 | 1.13 |
The table below is top 20 listing of institutes holding stock of the company in the previous quarter.
| Name | Shares | PPS |
|---|---|---|
| ARK Investment Management LLC | 31,331,341 | 1.35 |
| BlackRock Inc. | 20,719,553 | 1.35 |
| Vanguard Group Inc | 18,336,267 | 1.35 |
| ARKK - ARK Innovation ETF | 17,589,833 | 2.36 |
| Nikko Asset Management Americas, Inc. | 16,964,279 | 1.32 |
| Sumitomo Mitsui Trust Holdings, Inc. | 16,964,279 | 1.35 |
| Deerfield Management Company, L.p. (series C) | 9,274,707 | 1.35 |
| Baker Bros. Advisors Lp | 8,881,104 | 1.35 |
| State Street Corp | 8,270,550 | 1.35 |
| ARKG - ARK Genomic Revolution ETF | 7,904,291 | 2.36 |
| VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 7,454,414 | 1.35 |
| IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 5,330,816 | 1.35 |
| Geode Capital Management, Llc | 4,463,093 | 1.35 |
| Rock Springs Capital Management LP | 3,241,425 | 1.35 |
| NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,168,132 | 1.35 |
| VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 3,165,555 | 1.35 |
| IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,533,281 | 1.35 |
| Redmile Group, LLC | 2,280,403 | 1.35 |
| Northern Trust Corp | 2,208,776 | 1.35 |
| Morgan Stanley | 2,101,665 | 1.35 |
| Name | Shares | PPS |
|---|---|---|
| IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 1,924,266 | 1.13 |
| IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 612,160 | 1.13 |
| FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 97,402 | 1.13 |
| Orin Green Financial, LLC | 76,765 | 1.13 |
| QSMLX - AQR Small Cap Multi-Style Fund Class I | 59,274 | 1.13 |
| Y-Intercept (Hong Kong) Ltd | 54,776 | 1.13 |
| EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB | 49,298 | 1.14 |
| BBGSX - Bridge Builder Small/Mid Cap Growth Fund | 40,276 | 1.14 |
| EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB | 35,841 | 1.12 |
| Versor Investments LP | 23,700 | 1.14 |
| Neuberger Berman Group LLC | 19,217 | 1.14 |
| Nwam Llc | 13,663 | 1.10 |
| PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P | 12,965 | 1.16 |
| Allspring Global Investments Holdings, LLC | 10,677 | 1.12 |
| Brown Brothers Harriman & Co | 695 | 1.44 |
| Worth Asset Management, LLC | 500 | 2.00 |
| Gradient Investments LLC | 175 | |
| VANGUARD GROUP INC | 0 |
| Name | Shares | PPS |
|---|---|---|
| Deerfield Management Company, L.p. (series C) | 9,274,707 | 1.35 |
| Graham Capital Management, L.P. | 1,334,044 | 1.35 |
| AH Equity Partners Bio II, L.L.C. | 1,276,541 | 2.46 |
| Casdin Capital, LLC | 1,038,388 | 1.35 |
| Casdin Capital, LLC | 1,038,388 | 1.35 |
| TIEIX - TIAA-CREF Equity Index Fund Institutional Class | 755,099 | 2.36 |
| Swiss National Bank | 498,100 | 1.35 |
| Simplex Trading, Llc | 491,800 | 0.00 |
| Altium Capital Management LP | 409,200 | 1.35 |
| Gsa Capital Partners Llp | 360,621 | |
| Candriam Luxembourg S.C.A. | 306,051 | 1.24 |
| Rafferty Asset Management, LLC | 276,816 | 1.35 |
| Edgestream Partners, L.P. | 262,782 | 1.35 |
| Verition Fund Management LLC | 234,173 | 1.35 |
| Virtu Financial LLC | 228,153 | |
| SG Americas Securities, LLC | 196,063 | |
| DFAT - Dimensional U.S. Targeted Value ETF | 161,882 | 2.36 |
| GINN - Goldman Sachs Innovate Equity ETF | 117,396 | 2.15 |
| Balyasny Asset Management Llc | 109,769 | 1.35 |
| Wolverine Trading, Llc | 106,800 | |
| Wolverine Trading, Llc | 106,800 | |
| SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 106,673 | 2.36 |
| Eaton Vance Management | 100,000 | 2.46 |
| Janus Henderson Group Plc | 88,694 | 1.34 |
| Arizona State Retirement System | 66,861 | 1.35 |
| USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF | 57,109 | 2.45 |
| Engineers Gate Manager LP | 54,063 | 1.35 |
| Rayliant Investment Research | 50,388 | 1.87 |
| Handelsbanken Fonder AB | 49,200 | |
| BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 43,143 | 1.85 |
| HAP Trading, LLC | 40,900 | |
| GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional | 39,949 | 2.58 |
| QCM Cayman, Ltd. | 31,444 | 1.34 |
| Daiwa Securities Group Inc. | 29,248 | |
| Pictet Asset Management Sa | 29,032 | 1.34 |
| Gabelli Equity Trust Inc | 27,000 | 2.44 |
| BTEC - Principal Healthcare Innovators Index ETF | 26,408 | 2.46 |
| NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y | 25,746 | 2.45 |
| Shell Asset Management Co | 24,663 | |
| Eqis Capital Management, Inc. | 23,737 | 1.35 |
| Ci Investments Inc. | 22,101 | |
| EZM - WisdomTree U.S. MidCap Fund N/A | 20,352 | 2.46 |
| Pine Ridge Advisers LLC | 20,000 | 1.35 |
| Knights of Columbus Asset Advisors LLC | 18,481 | 1.35 |
| AE Wealth Management LLC | 17,202 | 1.34 |
| Ionic Capital Management LLC | 16,556 | 1.33 |
| Inceptionr Llc | 16,323 | 1.35 |
| Newman & Schimel, LLC | 14,500 | 1.86 |
| Kovitz Investment Group Partners, LLC | 14,500 | |
| BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 13,946 | 1.86 |
| Mariner, LLC | 12,318 | |
| GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional | 11,998 | 2.50 |
| Nan Fung Group Holdings Ltd | 11,337 | 1.32 |
| Vigilare Wealth Management | 11,195 | 1.34 |
| Draper Asset Management, LLC | 10,600 | 0.09 |
| Nia Impact Advisors, Llc | 10,505 | 1.33 |
| Sigma Planning Corp | 10,222 | 1.37 |
| Toroso Investments, LLC | 10,221 | |
| Teton Advisors, Inc. | 10,000 | 1.40 |
| Itau Unibanco Holding S.A. | 8,141 | 1.35 |
| Point72 Middle East FZE | 5,578 | 1.43 |
| Strategic Asset Management, LLC | 5,000 | 2.40 |
| Ellevest, Inc. | 4,500 | 1.33 |
| Van Eck Associates Corp | 3,601 | |
| PBSM - Invesco PureBeta MSCI USA Small Cap ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,126 | 2.35 |
| Global Retirement Partners, LLC | 1,500 | |
| Wipfli Financial Advisors Llc, | 1,401 | |
| Ameritas Advisory Services, LLC | 1,190 | 1.68 |
| Albion Financial Group /ut | 1,000 | 1.00 |
| Baillie Gifford & Co | 800 | 1.25 |
| Umb Bank N A/mo | 789 | 1.27 |
| Newbridge Financial Services Group, Inc. | 779 | 1.28 |
| Orion Capital Management LLC | 750 | 1.33 |
| Headlands Technologies LLC | 729 | 1.37 |
| Steward Financial Group LLC | 706 | |
| EKG - First Trust Nasdaq Lux Digital Health Solutions ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 679 | 1.47 |
| Manchester Capital Management LLC | 551 | 1.81 |
| TCI Wealth Advisors, Inc. | 534 | 1.87 |
| Covington Capital Management | 500 | 2.00 |
| Cutler Group LP | 338 | |
| Quadrant Capital Group Llc | 252 | |
| Northwestern Mutual Wealth Management Co | 191 | |
| Trustcore Financial Services, Llc | 59 | |
| CoreCap Advisors, LLC | 19 | |
| Tilia Fiduciary Partners, Inc. | 2 | |
| Commerce Bank | ||
| Jennison Associates Llc | ||
| Tarbox Family Office, Inc. | ||
| Bourgeon Capital Management Llc | ||
| Atlas Capital Advisors Llc | ||
| Arete Wealth Advisors, LLC | ||
| Canada Pension Plan Investment Board | ||
| Hexagon Capital Partners LLC | ||
| Voloridge Investment Management, Llc | ||
| DeepCurrents Investment Group LLC | ||
| Walleye Trading LLC | ||
| Panagora Asset Management Inc | ||
| Beacon Investment Advisory Services, Inc. | ||
| Quantbot Technologies LP | ||
| Profit Investment Management, LLC | ||
| Maryland Capital Advisors Inc. | ||
| Procyon Private Wealth Partners, LLC | ||
| Focused Wealth Management, Inc | ||
| Capital Wealth Alliance, LLC | ||
| PSI Advisors, LLC | ||
| GSATX - Goldman Sachs Small Cap Value Insights Fund Class A | ||
| Lombard Odier Asset Management (Switzerland) SA | ||
| Riverview Trust Co | ||
| Wellington Management Group Llp | ||
| Resources Investment Advisors, LLC. | ||
| PDT Partners, LLC | ||
| Golden State Equity Partners | ||
| Benjamin F. Edwards & Company, Inc. | ||
| Echo Street Capital Management LLC | ||
| Chilton Capital Management Llc | ||
| Cito Capital Group, LLC | ||
| Carnegie Capital Asset Management, LLC | ||
| Ergoteles LLC | ||
| Clear Street Markets Llc | ||
| Corton Capital Inc. | ||
| Innovis Asset Management Llc | ||
| First Trust Advisors Lp | ||
| Mizuho Securities Co. Ltd. | ||
| Glassman Wealth Services | ||
| Crewe Advisors LLC | ||
| Lazard Asset Management Llc | ||
| Dynamic Technology Lab Private Ltd | ||
| ExodusPoint Capital Management, LP | ||
| Aigen Investment Management, Lp | ||
| Alpine Global Management, LLC | ||
| Polar Asset Management Partners Inc. | ||
| Wolverine Asset Management Llc | ||
| Point72 Hong Kong Ltd | ||
| Norges Bank | ||
| Alyeska Investment Group, L.P. | ||
| ISCG - iShares Morningstar Small-Cap Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | ||
| Bridgewater Associates, LP | ||
| Man Group plc | ||
| Hudock, Inc. | ||
| Wealth Effects Llc | ||
| Bayesian Capital Management, LP | ||
| Delphia (USA) Inc. | ||
| RIFBX - U.S. Small Cap Equity Fund | ||
| FLSPX - SPECTRUM FUND Retail Class | ||
| Williams Jones Wealth Management, LLC. | ||
| Sugarloaf Wealth Management, LLC | ||
| MQS Management LLC | ||
| Macquarie Group Ltd | ||
| Venture Visionary Partners LLC | ||
| Investors Research Corp | ||
| Hallmark Capital Management Inc | ||
| Aquatic Capital Management LLC | ||
| Federated Hermes, Inc. | ||
| Caxton Associates Lp | ||
| Meeder Asset Management Inc | ||
| TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity | ||
| Tucker Asset Management Llc | ||
| Baldwin Brothers Inc/ma | ||
| Bellwether Advisors, LLC | ||
| SevenBridge Financial Group, LLC | ||
| GAM Holding AG | ||
| Levin Capital Strategies, L.p. | ||
| ENTIX - ERShares Global Fund Institutional Class | ||
| One Wealth Advisors, LLC | ||
| Patriot Financial Group Insurance Agency, LLC | ||
| Geneos Wealth Management Inc. | ||
| Capital Advisors, Ltd. LLC | ||
| Advisors Asset Management, Inc. | ||
| Bullseye Asset Management LLC | ||
| Financial Advocates Investment Management | ||
| Shelton Capital Management | ||
| Schonfeld Strategic Advisors LLC | ||
| Caption Management, LLC | ||
| Caption Management, LLC | ||
| NEXTX - Shelton Green Alpha Fund | ||
| Pura Vida Investments, Llc | ||
| Lindbrook Capital, Llc | ||
| Rockefeller Capital Management L.P. | ||
| FNY Investment Advisers, LLC | ||
| Aries Wealth Management | ||
| Walleye Capital LLC | ||
| FNY Investment Advisers, LLC | ||
| Dimensional Fund Advisors Lp | ||
| Gabelli Funds Llc | ||
| Warberg Asset Management LLC | ||
| Caption Management, LLC | ||
| Belvedere Trading LLC | ||
| Comerica Securities,inc. | ||
| Belvedere Trading LLC | ||
| Belvedere Trading LLC | ||
| Proequities, Inc. | ||
| Brookfield Asset Management Inc. | ||
| Seaport Global Advisors, LLC | ||
| Money Concepts Capital Corp | ||
| QCSTRX - Stock Account Class R1 | ||
| Nissay Asset Management Corp /japan/ /adv | ||
| Thrivent Financial For Lutherans | ||
| REBYX - U.S. Small Cap Equity Fund Class Y | 2.34 |
| Name | Current Shares | Current PPS | Previous Shares | Previous PPS |
|---|---|---|---|---|
| ARK Investment Management LLC | 32,262,934 | 1.13 | 31,331,341 | 1.35 |
| BlackRock Inc. | 21,323,634 | 1.13 | 20,719,553 | 1.35 |
| ARKK - ARK Innovation ETF | 18,210,990 | 1.36 | 17,589,833 | 2.36 |
| Sumitomo Mitsui Trust Holdings, Inc. | 16,909,635 | 1.13 | 16,964,279 | 1.35 |
| Nikko Asset Management Americas, Inc. | 16,909,635 | 1.13 | 16,964,279 | 1.32 |
| Vanguard Group Inc | 13,174,436 | 1.13 | 18,336,267 | 1.35 |
| Baker Bros. Advisors Lp | 8,881,104 | 1.13 | 8,881,104 | 1.35 |
| ARKG - ARK Genomic Revolution ETF | 8,108,573 | 1.36 | 7,904,291 | 2.36 |
| State Street Corp | 7,570,983 | 1.13 | 8,270,550 | 1.35 |
| IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 6,154,056 | 1.13 | 5,330,816 | 1.35 |
| Geode Capital Management, Llc | 4,811,895 | 1.13 | 4,463,093 | 1.35 |
| Redmile Group, LLC | 2,280,403 | 1.13 | 2,280,403 | 1.35 |
| Northern Trust Corp | 2,186,454 | 1.13 | 2,208,776 | 1.35 |
| FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 2,109,139 | 1.36 | 2,014,073 | 2.36 |
| State Of Michigan Retirement System | 1,959,939 | 1.13 | 1,959,939 | 1.35 |
| Charles Schwab Investment Management Inc | 1,893,538 | 1.13 | 1,514,707 | 1.35 |
| D. E. Shaw & Co., Inc. | 1,879,244 | 1.13 | 741,162 | 1.35 |
| IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 1,823,233 | 1.13 | 1,800,802 | 1.35 |
| Jpmorgan Chase & Co | 1,802,065 | 1.13 | 1,937,197 | 1.35 |
| Rock Springs Capital Management LP | 1,650,495 | 1.13 | 3,241,425 | 1.35 |
| Name | Current Shares | Current PPS | Previous Shares | Previous PPS |
|---|---|---|---|---|
| Renaissance Technologies Llc | 2,017,082 | 0.00 | 120,482 | |
| CIBC World Markets Inc. | 613,923 | 0.00 | 637,889 | 0.00 |
| Tudor Investment Corp Et Al | 542,704 | 1.13 | 542,704 | 0.00 |
| Millennium Management Llc | 531,984 | 1.13 | 600,000 | 0.00 |
| Rhumbline Advisers | 348,642 | 1.13 | 390,838 | 0.00 |
| Nuveen Asset Management, LLC | 229,226 | 1.13 | 229,226 | |
| Bank Of Montreal /can/ | 220,418 | 1.25 | 0 | |
| Wolverine Trading, Llc | 100,500 | 1.13 | 106,800 | |
| Cresset Asset Management, LLC | 59,295 | 1.13 | 0 | |
| Aqr Capital Management Llc | 59,274 | 1.13 | 0 | |
| Tower Research Capital LLC (TRC) | 32,513 | 1.14 | 26,626 | |
| HAP Trading, LLC | 27,100 | 0.07 | 40,900 | |
| Sanders Morris Harris Llc | 12,560 | 1.19 | 0 | |
| Draper Asset Management, LLC | 10,100 | 0.10 | 10,600 | 0.09 |
| Salem Investment Counselors Inc | 2,400 | 1.25 | 3,300 | 1.21 |
| Nisa Investment Advisors, Llc | 1,500 | 1.33 | 1,500 | |
| HDG - ProShares Hedge Replication ETF | 547 | 1.83 | 673 | 1.49 |
| Name | Current Puts |
|---|
| Name | Current Calls |
|---|
| Name |
|---|
| Name | Previous Puts |
|---|---|
| FNY Investment Advisers, LLC | 0 |
| Walleye Capital LLC | 0 |
| Name | Previous Calls |
|---|---|
| Warberg Asset Management LLC | 0 |
| Belvedere Trading LLC | 0 |
| Carmichael Hill & Associates, Inc. | 0 |
| Caption Management, LLC | 0 |
| Pura Vida Investments, Llc | 0 |
| Name |
|---|
| Name | Increased Puts | Current Puts | Previous Puts | Percentage Increase |
|---|
| Name | Increased Calls | Current Calls | Previous Calls | Percentage Increase |
|---|---|---|---|---|
| Group One Trading, L.p. | 194,300 | 709,300 | 515,000 | 37.73 |
| Name |
|---|
| Name | Reduced Puts | Current Puts | Previous Puts | Percent Decrease |
|---|
| Name | Reduced Calls | Current Calls | Previous Calls | Percentage Decrease |
|---|---|---|---|---|
| Simplex Trading, Llc | 181,200 | 310,600 | 491,800 | -36.84 |
| HAP Trading, LLC | 13,800 | 27,100 | 40,900 | -33.74 |
| Wolverine Trading, Llc | 6,300 | 100,500 | 106,800 | -5.90 |
| Draper Asset Management, LLC | 500 | 10,100 | 10,600 | -4.72 |
| Name |
|---|
| Name | Shares | PPS |
|---|---|---|
| IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 1,924,266 | 1.13 |
| IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 612,160 | 1.13 |
| FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 97,402 | 1.13 |
| QSMLX - AQR Small Cap Multi-Style Fund Class I | 59,274 | 1.13 |
| EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB | 49,298 | 1.14 |
| BBGSX - Bridge Builder Small/Mid Cap Growth Fund | 40,276 | 1.14 |
| EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB | 35,841 | 1.12 |
| PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P | 12,965 | 1.16 |
| Name | Shares | PPS |
|---|
| Name | Current Shares | Current PPS | Previous Shares | Previous PPS |
|---|---|---|---|---|
| IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 6,154,056 | 1.13 | 5,330,816 | 1.35 |
| IBB - iShares Nasdaq Biotechnology ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 1,823,233 | 1.13 | 1,800,802 | 1.35 |
| QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series | 460,074 | 1.13 | 392,009 | 1.35 |
| IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 452,742 | 1.13 | 2,533,281 | 1.35 |
| ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 404,683 | 1.13 | 214,576 | 1.35 |
| EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB | 334,477 | 1.13 | 310,300 | 1.35 |
| NXTE - AXS Green Alpha ETF | 299,451 | 1.13 | 275,237 | 1.35 |
| EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA | 262,820 | 1.13 | 104,100 | 1.35 |
| LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class | 215,980 | 1.13 | 195,980 | 1.35 |
| VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class | 202,837 | 1.13 | 96,690 | 1.35 |
| EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA | 161,460 | 1.13 | 80,200 | 1.35 |
| NSIDX - Northern Small Cap Index Fund | 135,931 | 1.13 | 122,409 | 1.35 |
| EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K | 91,016 | 1.13 | 82,475 | 1.35 |
| California State Teachers Retirement System | 87,425 | 1.13 | 293,376 | 1.35 |
| PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I | 72,554 | 1.13 | 65,368 | 1.35 |
| JAEWX - Small Cap Index Trust NAV | 57,713 | 1.13 | 51,793 | 1.35 |
| IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 52,932 | 1.13 | 53,164 | 1.35 |
| JAFVX - Strategic Equity Allocation Trust Series NAV | 44,847 | 1.14 | 39,220 | 1.35 |
| NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II | 44,088 | 1.13 | 37,766 | 1.35 |
| DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A | 37,947 | 1.13 | 37,947 | 1.34 |
| BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 37,811 | 1.14 | 30,072 | 1.36 |
| MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio | 36,572 | 1.12 | 36,572 | 1.34 |
| EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA | 33,000 | 1.12 | 33,000 | 1.36 |
| EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA | 30,000 | 1.13 | 49,500 | 1.35 |
| FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value | 26,318 | 1.14 | 189,394 | 1.35 |
| BBVSX - Bridge Builder Small/Mid Cap Value Fund | 19,403 | 1.13 | 78,275 | 1.35 |
| Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class | 17,172 | 1.11 | 17,172 | 1.34 |
| VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class | 14,389 | 1.11 | 7,769 | 1.29 |
| EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA | 10,535 | 1.14 | 10,535 | 1.33 |
| DTSVX - Small Company Value Portfolio Investment Class | 10,337 | 1.16 | 11,587 | 1.38 |
| EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB | 6,611 | 1.06 | 40,827 | 1.35 |
| JAFEX - Total Stock Market Index Trust NAV | 4,121 | 1.21 | 4,121 | 1.46 |
| PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I | 4,116 | 1.21 | 26,629 | 1.35 |
| VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class | 3,413 | 1.17 | 3,413 | 1.46 |
| PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P | 2,973 | 1.01 | 18,245 | 1.37 |
| DTSGX - Small Company Growth Portfolio Investment Class | 1,165 | 0.86 | 1,365 | 1.47 |
| Advisor Group Holdings, Inc. | 5 | 129,596 | 1.35 |
| Name | Current Shares | Current PPS | Previous Shares | Previous PPS |
|---|---|---|---|---|
| Wolverine Trading, Llc | 100,500 | 1.13 | 106,800 |
| Name | Current Puts |
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| Name | Current Calls |
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| Name |
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| Name | Previous Puts |
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| Name | Previous Calls |
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| Name |
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| Name | Increased Puts | Current Puts | Previous Puts | Percentage Increase |
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| Name | Increased Calls | Current Calls | Previous Calls | Percentage Increase |
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| Name |
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| Name | Reduced Puts | Current Puts | Previous Puts | Percent Decrease |
|---|
| Name | Reduced Calls | Current Calls | Previous Calls | Percent Decrease |
|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 129,591 | 5 | 129,596 | -100.00 |
| Wolverine Trading, Llc | 6,300 | 100,500 | 106,800 | -5.90 |
| Name |
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