Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 1,496 26.00 26.52 26.53
Previous Quarter 1,568 27.00 26.52 26.65

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 24 227 277 7 118 121
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 6 0 0 2
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 8 56 2 21 26
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 92,798,031 15.97 13.29 129,505,897 22.29 26.56
Previous Quarter 46,539,181 8.01 26.52 129,481,478 22.29 26.58

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Vanguard Group Inc 65,314,797 26.52
VANGUARD GROUP INC 63,970,609
Capital World Investors 53,179,973 26.52
BlackRock Inc. 46,292,698 26.52
BlackRock Inc. 46,285,465
State Street Corp 27,137,453 26.52
FMR LLC 24,639,817
Fmr Llc 24,484,914 26.52
Boston Partners 23,923,186 26.53
ABALX - AMERICAN BALANCED FUND Class A 19,749,685 26.52
Alliancebernstein L.p. 19,120,616 26.52
ANCFX - AMERICAN FUNDS FUNDAMENTAL INVESTORS Class A 18,619,015 26.52
Starboard Value LP 16,704,454 26.52
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 15,989,782 26.52
Capital World Investors 13,268,862
VFINX - Vanguard 500 Index Fund Investor Shares 12,730,852 26.52
VIMSX - Vanguard Mid-Cap Index Fund Investor Shares 12,556,809 26.52
Pictet Asset Management Sa 12,173,509 26.52
Ameriprise Financial Inc 12,151,359 26.24
Allianz Asset Management GmbH 11,524,849 26.52

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Vanguard Group Inc 65,314,797 26.52
Capital World Investors 53,179,973 26.52
BlackRock Inc. 46,292,698 26.52
State Street Corp 27,137,453 26.52
Fmr Llc 24,484,914 26.52
Boston Partners 23,923,186 26.53
ABALX - AMERICAN BALANCED FUND Class A 19,749,685 26.52
Alliancebernstein L.p. 19,120,616 26.52
ANCFX - AMERICAN FUNDS FUNDAMENTAL INVESTORS Class A 18,619,015 26.52
Starboard Value LP 16,704,454 26.52
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 15,989,782 26.52
VFINX - Vanguard 500 Index Fund Investor Shares 12,730,852 26.52
VIMSX - Vanguard Mid-Cap Index Fund Investor Shares 12,556,809 26.52
Pictet Asset Management Sa 12,173,509 26.52
Ameriprise Financial Inc 12,151,359 26.24
Allianz Asset Management GmbH 11,524,849 26.52
Geode Capital Management, Llc 11,425,217 26.48
Beutel, Goodman & Co Ltd. 11,376,541 26.52
Jpmorgan Chase & Co 10,679,697 26.52
Price T Rowe Associates Inc /md/ 10,091,496 26.52

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 63,970,609
FMR LLC 24,639,817
D. E. Shaw & Co., Inc. 1,258,035 26.52
Atwood & Palmer Inc 379,770 21.96
PSJ - Invesco Dynamic Software ETF 263,274 25.04
FTLS - First Trust Long/Short Equity ETF 180,026 25.04
FTA - First Trust Large Cap Value AlphaDEX Fund 168,961 25.04
Walker Asset Management, LLC 132,711 24.59
FEX - First Trust Large Cap Core AlphaDEX Fund 78,046 25.04
JPUS - JPMorgan Diversified Return U.S. Equity ETF 58,305 25.04
FUMIX - Fidelity SAI U.S. Momentum Index Fund 31,446 25.03
JPME - JPMorgan Diversified Return U.S. Mid Cap Equity ETF 26,108 25.05
JMOM - JPMorgan U.S. Momentum Factor ETF 24,296 25.02
Miracle Mile Advisors, LLC 21,123 21.97
FAB - First Trust Multi Cap Value AlphaDEX Fund 12,536 25.05
PCRSX - LargeCap Growth Fund I R-1 10,763 25.09
STEWARD FUNDS, INC. - Steward Equity Market Neutral Fund Class C 2,000 25.00
Amplify ETF Trust - Amplify Thematic All-Stars ETF 1,639 25.02
Kayne Anderson Rudnick Investment Management Llc 1,076 26.95
ACG Wealth 1,018 21.61
Name Shares PPS
Park West Asset Management LLC 5,918,890 26.52
Credit Suisse Ag/ 3,901,337 26.53
D. E. Shaw & Co., Inc. 1,258,035 26.52
UBS Group AG 1,157,819 26.52
UBS Group AG 1,157,819 26.52
Two Sigma Investments, Lp 360,983 26.52
Two Sigma Investments, Lp 360,983 26.52
FPX - First Trust US Equity Opportunities ETF 207,085 25.30
SUNAMERICA SERIES TRUST - SA Columbia Technology Portfolio Class 1 142,678 25.45
Swarthmore Group Inc 111,137 26.52
BLACKROCK GLOBAL ALLOCATION FUND, INC. - BLACKROCK GLOBAL ALLOCATION FUND, INC. Investor A 101,769 25.45
SVOAX - Simt Us Managed Volatility Fund Class F 100,703 25.30
B. Metzler seel. Sohn & Co. Holding AG 97,090 25.31
Bck Capital Management Lp 68,129 26.52
IMCG - iShares Morningstar Mid-Cap Growth ETF 47,101 25.46
Optimal Asset Management, Inc. 35,243 25.31
TrimTabs Asset Management, LLC 33,369 26.52
Caption Management, LLC 31,090 26.54
Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) 31,021 25.31
Strs Ohio 25,911 26.51
ADVANCED SERIES TRUST - AST AllianzGI World Trends Portfolio 19,113 25.32
World Asset Management Inc 17,637 25.29
ILCG - iShares Morningstar Large-Cap Growth ETF 16,678 25.42
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 16,384 25.33
REUYX - Sustainable Equity Fund Class Y 11,953 25.43
Parametrica Management Ltd 11,482 26.56
HAP Trading, LLC 10,249 26.54
EQ ADVISORS TRUST - 1290 VT GAMCO Mergers & Acquisitions Portfolio Class IA 10,000 25.30
PCRSX - LargeCap Growth Fund I R-1 9,081 25.99
IBM Retirement Fund 8,713 26.51
Brinker Capital Investments, LLC 8,604 26.50
Fulton Bank, N.a. 8,160 26.59
ABPAX - AB Conservative Wealth Strategy Class A 8,092 24.84
Reilly Financial Advisors, Llc 5,345 26.01
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Large Cap Growth Fund Class I 2,241 25.44
Jnl Series Trust - Jnl/jpmorgan Global Allocation Fund (a) 2,131 25.34
Farmers & Merchants Trust Co of Chambersburg PA 2,000
Berman Capital Advisors, LLC 1,935 24.81
BRBPX - Managed Volatility Fund Class N 1,100 25.45
Kayne Anderson Rudnick Investment Management Llc 1,076 26.95
MML Series Investment Fund II - MML Equity Rotation Fund Class II 1,042 24.95
Nuveen Core Equity Alpha Fund 980 25.51
Koshinski Asset Management, Inc. 800 26.25
Old National Bancorp /in/ 715 26.57
NUDV - Nuveen ESG Dividend ETF 711 25.32
MLUAX - MassMutual Select Mid-Cap Value Fund Class A 657 25.88
HDIV - QRAFT AI-Enhanced U.S. High Dividend ETF 529 24.57
Gemmer Asset Management LLC 468 25.64
IFP Advisors, Inc 355 28.17
Tarbox Family Office, Inc. 337 26.71
Carroll Financial Associates, Inc. 285 24.56
GBDV - Global Beta Smart Income ETF 224 26.79
QWLD - SPDR MSCI World StrategicFactors ETF 190 26.32
Cardinal Capital Management, Inc. 184 27.17
Hc Financial Advisors Inc 50 20.00
GoalVest Advisory LLC 20 50.00
Financial Management Professionals, Inc. 18
Berry Street Capital Management LLP
Alethea Capital Management, Llc
SVTAX - Simt Global Managed Volatility Fund Class F
First Mercantile Trust Co
Waratah Capital Advisors Ltd.
Kistler-Tiffany Companies, LLC
Tuttle Tactical Management LLC
FBLEX - Fidelity Series Stock Selector Large Cap Value Fund
Profit Investment Management, LLC
Jump Financial, LLC
GABCX - The Gabelli Abc Fund Class Aaa
Campbell & CO Investment Adviser LLC
TNVAX - 1290 GAMCO Small/Mid Cap Value Fund Class A
Quantitative Systematic Strategies LLC
Bp Plc
ADVANCED SERIES TRUST - AST QMA Large-Cap Portfolio
Quadrature Capital Ltd
Marshall Wace North America L.P.
CX Institutional
TVDAX - Guggenheim RBP Large-Cap Defensive Fund Class A
Wolverine Asset Management Llc
Baillie Gifford & Co
Bridgefront Capital, LLC
Paloma Partners Management Co
TVEAX - Guggenheim RBP Dividend Fund Class A
Laurion Capital Management LP
Gdl Fund
PRUDENTIAL SERIES FUND - FLEXIBLE MANAGED PORTFOLIO Class I
Parisi Gray Wealth Management
TLARX - Transamerica Large Core R
FORA Capital, LLC
Cubic Asset Management, LLC
Eagle Bay Advisors LLC
Tri-continental Corp
TriaGen Wealth Management LLC
Weiss Multi-Strategy Advisers LLC
Hrt Financial Lp
Gladstone Institutional Advisory LLC
Manchester Capital Management LLC
Advisor Resource Council
Standard Family Office LLC
GCTIX - Goldman Sachs U.S. Tax-Managed Equity Fund Institutional
MML Series Investment Fund II - MML Asset Momentum Fund Class II
FDCPX - Computers Portfolio
Emerald Investment Partners, Llc
FSLVX - Fidelity Stock Selector Large Cap Value Fund
Thompson Siegel & Walmsley Llc
QCGRRX - Growth Account Class R1
Three Peaks Capital Management, LLC
DCF Advisers, LLC
Seven Eight Capital, Lp
Islay Capital Management, Llc
Columbia Funds Variable Series Trust II - Columbia Variable Portfolio - Dividend Opportunity Fund Class 3
SGMAX - SIIT Global Managed Volatility Fund Class A
Plante Moran Financial Advisors, LLC
Better Money Decisions, LLC
Grantham, Mayo, Van Otterloo & Co. LLC
Bank Julius Baer & Co. Ltd, Zurich
ESGU - iShares ESG MSCI USA ETF
Ironwood Financial, llc
Fairfield, Bush & Co.
P Schoenfeld Asset Management Lp
Syverson Strege & Co
GFSYX - Strategic Alternatives Fund Institutional
Marshall Wace, Llp
Maple Rock Capital Partners Inc.
TD Capital Management LLC
Barnett & Company, Inc.
CoreCap Advisors, LLC
SRS Capital Advisors, Inc.
Meiji Yasuda Life Insurance Co
ExodusPoint Capital Management, LP
Baker Ellis Asset Management LLC
MUFG Securities EMEA plc
Boulder Hill Capital Management Lp
Kent Lake Capital LLC
Trexquant Investment LP
Norges Bank
Delta Asset Management Llc/tn
Susquehanna Fundamental Investments, Llc
Keebeck Wealth Management, LLC
Comprehensive Financial Consultants Institutional, Inc.
SMSAX - SIMT Multi-Strategy Alternative Fund Class F
Cowen And Company, Llc
Tudor Investment Corp Et Al
Liberty Wealth Management Llc
Amerivest Investment Management LLC
Dynamic Technology Lab Private Ltd
VASFX - Vanguard Alternative Strategies Fund Investor Shares
GAOAX - JPMorgan Global Allocation Fund Class A
Moors & Cabot, Inc.
Boussard & Gavaudan Investment Management LLP
Holocene Advisors, LP
Versant Capital Management, Inc
Ziegler Capital Management, LLC
Strategic Blueprint, LLC
Weiss Strategic Interval Fund
Quantbot Technologies LP
Enlightenment Research, LLC
ATGAX - Aquila Three Peaks Opportunity Growth Fund Class A
Quilter Plc
South Dakota Investment Council
Ontario Teachers Pension Plan Board
Nvwm, Llc
Signet Financial Management, Llc
Alphasimplex Group, Llc
Cypress Capital Group
Jacobi Capital Management LLC
Gyroscope Capital Management Group, Llc
Connor, Clark & Lunn Investment Management Ltd.
Kowal Investment Group, LLC
Bayesian Capital Management, LP
Patriot Financial Group Insurance Agency, LLC
Landscape Capital Management, L.l.c.
Stephens Inc /ar/
Forethought Variable Insurance Trust - Global Atlantic BlackRock Disciplined Mid Cap Growth Portfolio Class I Shares
Cassady Schiller Wealth Management, LLC
SPMO - Invesco S&P 500 Momentum ETF
Baltimore-Washington Financial Advisors, Inc.
Financial Avengers, Inc.
Squarepoint Ops LLC
Aigen Investment Management, Lp
Resolute Advisors LLC
Voloridge Investment Management, Llc
D'Orazio & Associates, Inc.
LS Investment Advisors, LLC
Clearview Wealth Advisors LLC
Bedel Financial Consulting, Inc.
Fox Run Management, L.l.c.
Keybank National Association/oh
Arkadios Wealth Advisors
Snowden Capital Advisors LLC
Kings Point Capital Management
Sigma Planning Corp
Proequities, Inc.
IMWAX - Ivy ProShares MSCI ACWI Index Fund Class A
Worldquant Millennium Advisors Llc
Tudor Investment Corp Et Al
Maverick Capital Ltd
Northern Oak Wealth Management Inc
Occudo Quantitative Strategies Lp
Meritage Group LP
Loomis Sayles & Co L P
Cambridge Trust Co
O'shaughnessy Asset Management, Llc
WestEnd Advisors, LLC
Westerly Capital Management, Llc
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Meridian Wealth Partners, LLC
Wakefield Asset Management LLLP
Dark Forest Capital Management Lp
Truvestments Capital Llc
1832 Asset Management L.P.
GDMYX - Defensive Market Strategies Fund Institutional
Benjamin F. Edwards & Company, Inc.
Allegheny Financial Group LTD
AMP Capital Investors Ltd
Fulton Breakefield Broenniman Llc
Capitolis Advisors LLC
Natixis
Aspiriant, Llc
Squarepoint Ops LLC
Jacobs Levy Equity Management, Inc
Acadian Asset Management Llc
K2 Principal Fund, L.p.
Baupost Group Llc/ma
Tudor Investment Corp Et Al
Balyasny Asset Management Llc
Creative Financial Designs Inc /adv
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 26.41
Name Current Shares Current PPS Previous Shares Previous PPS
SLMCX - Columbia Seligman Communications and Information Fund Class A 7,027,108 24.34 7,213,008 28.98
FNKLX - Fidelity Series Value Discovery Fund 2,676,028 25.04 2,860,928 26.01
RSP - Invesco S&P 500 Equal Weight ETF 2,350,934 25.04 2,704,895 26.01
VYM - Vanguard High Dividend Yield Index Fund ETF Shares 2,165,474 25.04 2,152,075 26.01
USMV - iShares Edge MSCI Min Vol USA ETF 1,919,335 25.04 1,926,545 26.01
AustralianSuper Pty Ltd 1,567,112 21.96 1,128,830 26.52
FFEIX - Nuveen Dividend Value Fund Class A 1,408,889 25.04 1,170,116 26.01
FSMDX - Fidelity Mid Cap Index Fund 1,348,702 25.04 1,239,595 26.01
SHGTX - Columbia Seligman Global Technology Fund Class A 1,314,106 25.04 1,364,106 26.01
FDVLX - Fidelity Value Fund 1,229,500 25.04 1,244,500 26.01
RYT - Invesco S&P 500 Equal Weight Technology ETF 1,060,689 25.04 1,765,704 26.01
SWPPX - Schwab S&P 500 Index Fund 1,050,467 25.04 1,030,907 26.01
FVDFX - Fidelity Value Discovery Fund 1,017,734 25.04 1,018,300 26.01
AMECX - INCOME FUND OF AMERICA Class A 1,002,750 25.04 3,050,859 26.01
TIMVX - TIAA-CREF Mid-Cap Value Fund Institutional Class 987,545 25.04 1,004,559 26.01
FEQIX - Fidelity Equity-Income Fund 859,530 25.04 861,814 26.01
XT - iShares Exponential Technologies ETF 858,092 25.04 874,460 26.01
FRBSX - Franklin Mutual U.s. Value Fund Class A 678,481 25.04 825,138 26.01
FXL - First Trust Technology AlphaDEX Fund 645,391 25.04 410,860 26.01
IYW - iShares U.S. Technology ETF 483,575 25.04 474,610 26.01
Name Current Shares Current PPS Previous Shares Previous PPS
GAM Holding AG 761,364 21.96 4
SWSAX - SIIT World Select Equity Fund Class A 2,454 28.93 1,914 28.74
Trust Co Of Vermont 1,000 22.00 0
NSFGX - Natixis Sustainable Future 2035 Fund Class N 899 25.58 860 25.58
PASIX - PACE Alternative Strategies Investments Class A 507 25.64 512 25.39
NSFMX - Natixis Sustainable Future 2060 Fund Class N 467 25.70 434 25.35
XCLR - Global X S&P 500 Collar 95-110 ETF 64 31.25 48 20.83
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
GAM Holding AG 761,360 761,364 21.96 4 19034000.00
AustralianSuper Pty Ltd 438,282 1,567,112 21.96 1,128,830 26.52 38.83
FFEIX - Nuveen Dividend Value Fund Class A 238,773 1,408,889 25.04 1,170,116 26.01 20.41
FXL - First Trust Technology AlphaDEX Fund 234,531 645,391 25.04 410,860 26.01 57.08
FSMDX - Fidelity Mid Cap Index Fund 109,107 1,348,702 25.04 1,239,595 26.01 8.80
Harel Insurance Investments & Financial Services Ltd. 54,234 57,628 21.97 3,394 26.52 1597.94
ABVAX - AB Value Fund Class A 43,368 351,977 24.34 308,609 28.98 14.05
State of Alaska, Department of Revenue 35,415 117,274 21.96 81,859 26.51 43.26
Hartford Investment Management Co 25,475 105,163 21.96 79,688 26.52 31.97
RTSSX - Tax-Managed U.S. Mid & Small Cap Fund Class S 24,219 47,639 25.04 23,420 26.00 103.41
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 23,446 441,101 25.04 417,655 26.01 5.61
SWPPX - Schwab S&P 500 Index Fund 19,560 1,050,467 25.04 1,030,907 26.01 1.90
TBDAX - PGIM JENNISON DIVERSIFIED GROWTH FUND Class A 17,069 46,642 25.04 29,573 26.00 57.72
PMPRX - MidCap Value Fund I R-3 14,709 30,037 25.04 15,328 26.03 95.96
ACWI - iShares MSCI ACWI ETF 14,622 185,290 25.04 170,668 26.01 8.57
FLCOX - Fidelity Large Cap Value Index Fund 14,594 108,920 25.04 94,326 26.01 15.47
VYM - Vanguard High Dividend Yield Index Fund ETF Shares 13,399 2,165,474 25.04 2,152,075 26.01 0.62
FBCVX - Fidelity Blue Chip Value Fund 12,700 322,400 25.04 309,700 26.01 4.10
VT - Vanguard Total World Stock Index Fund ETF Shares 11,020 263,161 25.04 252,141 26.01 4.37
Hudson Capital Management LLC 10,242 99,374 21.96 89,132 26.52 11.49
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
AMECX - INCOME FUND OF AMERICA Class A 2,048,109 1,002,750 25.04 3,050,859 26.01 -67.13
RYT - Invesco S&P 500 Equal Weight Technology ETF 705,015 1,060,689 25.04 1,765,704 26.01 -39.93
RSP - Invesco S&P 500 Equal Weight ETF 353,961 2,350,934 25.04 2,704,895 26.01 -13.09
SLMCX - Columbia Seligman Communications and Information Fund Class A 185,900 7,027,108 24.34 7,213,008 28.98 -2.58
FNKLX - Fidelity Series Value Discovery Fund 184,900 2,676,028 25.04 2,860,928 26.01 -6.46
FRBSX - Franklin Mutual U.s. Value Fund Class A 146,657 678,481 25.04 825,138 26.01 -17.77
NUMV - Nuveen ESG Mid-Cap Value ETF 95,835 24,522 25.04 120,357 26.01 -79.63
Allspring Global Investments Holdings, LLC 64,181 55,131 21.95 119,312 26.52 -53.79
SHGTX - Columbia Seligman Global Technology Fund Class A 50,000 1,314,106 25.04 1,364,106 26.01 -3.67
Wealthfront Advisers Llc 46,721 93,359 21.96 140,080 26.52 -33.35
FLCPX - Fidelity SAI U.S. Large Cap Index Fund 37,268 192,730 25.04 229,998 26.01 -16.20
FZFLX - Fidelity SAI Small-Mid Cap 500 Index Fund 36,527 59,734 25.04 96,261 26.01 -37.95
TOK - iShares MSCI Kokusai ETF 35,693 2,091 24.87 37,784 26.02 -94.47
PRF - Invesco FTSE RAFI US 1000 ETF 35,519 119,741 25.04 155,260 26.01 -22.88
PGOFX - Pioneer Select Mid Cap Growth Fund : Class A 29,279 480,466 24.34 509,745 28.98 -5.74
DnB Asset Management AS 28,637 160,013 21.96 188,650 26.52 -15.18
BlackRock ETF Trust - BlackRock U.S. Carbon Transition Readiness ETF 23,838 67,437 25.05 91,275 26.01 -26.12
ARDEX - AMG River Road Dividend All Cap Value Fund CLASS N SHARES 23,829 153,840 25.04 177,669 26.01 -13.41
TECL - Direxion Daily Technology Bull 3X Shares 20,463 91,607 25.04 112,070 26.01 -18.26
CFAGX - The MidCap Growth Fund Shares 19,005 108,555 25.04 127,560 26.01 -14.90
Name Current Puts
Name Current Calls
Name
Name Previous Puts
K2 Principal Fund, L.p. 0
Name Previous Calls
Berry Street Capital Management LLP 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
DAMDX - Dunham Monthly Distribution Fund Class A
ARBFX - ARBITRAGE FUND Class R
CZAMX - Multi-Manager Alternative Strategies Fund Institutional Class
NABAX - Neuberger Berman Absolute Return Multi-Manager Fund Class A
AEDFX - WATER ISLAND DIVERSIFIED EVENT-DRIVEN FUND Class R
Morningstar Funds Trust - Morningstar Alternatives Fund
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name
FAAAX - Franklin K2 Alternative Strategies Fund Class A
GMAMX - Goldman Sachs Multi-Manager Alternatives Fund Class A Shares

Past Week Analysis

Name Shares PPS
Atwood & Palmer Inc 379,770 21.96
Walker Asset Management, LLC 132,711 24.59
Charter Oak Capital Management, LLC 5
Name Shares PPS
IBM Retirement Fund 8,713 26.51
Gemmer Asset Management LLC 468 25.64
Swarthmore Group Inc 111,137 26.52
Strs Ohio 25,911 26.51
Old National Bancorp /in/ 715 26.57
TrimTabs Asset Management, LLC 33,369 26.52
Hc Financial Advisors Inc 50 20.00
Parametrica Management Ltd 11,482 26.56
Name Current Shares Current PPS Previous Shares Previous PPS
SLMCX - Columbia Seligman Communications and Information Fund Class A 7,027,108 24.34 7,213,008 28.98
PGOFX - Pioneer Select Mid Cap Growth Fund : Class A 480,466 24.34 509,745 28.98
SCHX - Schwab U.S. Large-Cap ETF 455,307 24.34 470,370 28.98
River Road Asset Management, LLC 449,196 21.96 453,541 26.52
QQQJ - Invesco NASDAQ Next Gen 100 ETF 390,271 24.34 388,742 28.98
ABVAX - AB Value Fund Class A 351,977 24.34 308,609 28.98
SCHB - Schwab U.S. Broad Market ETF 293,979 24.34 292,381 28.98
AUIAX - AB EQUITY INCOME FUND INC Class A 292,030 24.34 292,030 28.98
AWAAX - AB Wealth Appreciation Strategy Class A 283,230 24.34 298,673 28.98
SCHV - Schwab U.S. Large-Cap Value ETF 271,515 24.34 267,865 28.98
FNDX - Schwab Fundamental U.S. Large Company Index ETF 204,095 24.34 199,668 28.98
ATWAX - AB Tax-Managed Wealth Appreciation Strategy Class A 170,995 24.34 168,859 28.98
Tealwood Asset Management Inc 111,347 21.96 113,121 26.52
Hartford Investment Management Co 105,163 21.96 79,688 26.52
Wealthfront Advisers Llc 93,359 21.96 140,080 26.52
Truist Financial Corp 58,300 21.96 69,615 26.52
NEIAX - Columbia Large Cap Index Fund Class A 55,241 24.35 53,879 28.97
Allspring Global Investments Holdings, LLC 55,131 21.95 119,312 26.52
Lmp Capital & Income Fund Inc. 49,520 24.33 49,520 28.98
ABWAX - AB All Market Total Return Portfolio Class A 48,700 24.33 48,845 28.99
Oregon Public Employees Retirement Fund 44,105 21.97 46,755 26.52
Shufro Rose & Co Llc 40,278 21.95 40,361 26.51
Exchange Traded Concepts, Llc 40,230 21.95 37,212 26.52
First Hawaiian Bank 39,277 21.97 46,176 26.53
Louisiana State Employees Retirement System 36,800 24.70 36,700 26.98
PBUS - Invesco PureBeta MSCI USA ETF 36,581 24.33 35,605 28.98
Trust Investment Advisors 34,976 21.96 35,240 26.53
New Mexico Educational Retirement Board 32,297 21.95 33,797 26.51
SCHK - Schwab 1000 Index ETF 32,024 24.33 31,241 28.97
Institute for Wealth Management, LLC. 23,133 21.96 23,334 26.53
VHDAX - Voya U.S. High Dividend Low Volatility Fund Class A 20,279 24.36 28,431 28.98
Umb Bank N A/mo 12,246 21.97 7,546 26.50
AGIAX - AB Tax-Managed All Market Income Portfolio Class A 10,282 24.31 4,635 28.91
RWL - Invesco S&P 500 Revenue ETF 9,955 24.31 9,809 28.95
MRKYX - AB All Market Income Portfolio Advisor Class 9,797 24.29 4,672 28.90
IUS - Invesco RAFI(TM) Strategic US ETF 9,632 24.29 15,274 29.00
FNDB - Schwab Fundamental U.S. Broad Market Index ETF 7,777 24.30 8,010 28.96
GGMBX - Goldman Sachs Global Managed Beta Fund Institutional Shares 7,611 24.31 7,611 29.04
Investors Research Corp 4,600 21.96 4,600 26.52
DLCFX - Destinations Large Cap Equity Fund Class I 4,378 24.44 4,484 28.99
SPFIX - S&P 500 Index Fund Direct Shares 4,015 24.41 4,015 28.89
Toth Financial Advisory Corp 2,500 22.00 2,500 26.40
CABNX - AB GLOBAL RISK ALLOCATION FUND, INC. Class A 1,835 24.52 1,835 28.88
PMSAX - Global Multi-Strategy Fund Class A 1,530 24.18 6,954 29.05
Sandy Spring Bank 1,505 21.93 1,636 26.28
Invesco Exchange-Traded Fund Trust II - Invesco ESG NASDAQ Next Gen 100 ETF 1,292 23.99 1,267 29.20
SUPAX - DWS Multi-Asset Growth Allocation Fund Class A 1,195 24.27 1,228 29.32
Washington Trust Advisors, Inc. 900 22.22 875 26.29
USLB - Invesco Russell 1000 Low Beta Equal Weight ETF 738 24.39 820 29.27
WASHINGTON TRUST Co 591 22.00 591 27.07
Geneos Wealth Management Inc. 559 21.47 559 25.04
Enterprise Trust & Investment Co 500 22.00 500 26.00
Spire Wealth Management 335 20.90 735 25.85
Hartford Financial Management Inc. 297 23.57 296 27.03
First Bank & Trust 63 15.87 63 31.75
Steward Financial Group LLC 42 1,202 25.79
Name Current Shares Current PPS Previous Shares Previous PPS
GAM Holding AG 761,364 21.96 4
Trust Co Of Vermont 1,000 22.00 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
GAM Holding AG 761,360 761,364 21.96 4 19034000.00
ABVAX - AB Value Fund Class A 43,368 351,977 24.34 308,609 28.98 14.05
Hartford Investment Management Co 25,475 105,163 21.96 79,688 26.52 31.97
AGIAX - AB Tax-Managed All Market Income Portfolio Class A 5,647 10,282 24.31 4,635 28.91 121.83
MRKYX - AB All Market Income Portfolio Advisor Class 5,125 9,797 24.29 4,672 28.90 109.70
Umb Bank N A/mo 4,700 12,246 21.97 7,546 26.50 62.28
FNDX - Schwab Fundamental U.S. Large Company Index ETF 4,427 204,095 24.34 199,668 28.98 2.22
SCHV - Schwab U.S. Large-Cap Value ETF 3,650 271,515 24.34 267,865 28.98 1.36
Exchange Traded Concepts, Llc 3,018 40,230 21.95 37,212 26.52 8.11
ATWAX - AB Tax-Managed Wealth Appreciation Strategy Class A 2,136 170,995 24.34 168,859 28.98 1.26
SCHB - Schwab U.S. Broad Market ETF 1,598 293,979 24.34 292,381 28.98 0.55
QQQJ - Invesco NASDAQ Next Gen 100 ETF 1,529 390,271 24.34 388,742 28.98 0.39
NEIAX - Columbia Large Cap Index Fund Class A 1,362 55,241 24.35 53,879 28.97 2.53
Trust Co Of Vermont 1,000 1,000 22.00 0 0.00
PBUS - Invesco PureBeta MSCI USA ETF 976 36,581 24.33 35,605 28.98 2.74
SCHK - Schwab 1000 Index ETF 783 32,024 24.33 31,241 28.97 2.51
RWL - Invesco S&P 500 Revenue ETF 146 9,955 24.31 9,809 28.95 1.49
Louisiana State Employees Retirement System 100 36,800 24.70 36,700 26.98 0.27
Washington Trust Advisors, Inc. 25 900 22.22 875 26.29 2.86
Invesco Exchange-Traded Fund Trust II - Invesco ESG NASDAQ Next Gen 100 ETF 25 1,292 23.99 1,267 29.20 1.97
Hartford Financial Management Inc. 1 297 23.57 296 27.03 0.34
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
SLMCX - Columbia Seligman Communications and Information Fund Class A 185,900 7,027,108 24.34 7,213,008 28.98 -2.58
Allspring Global Investments Holdings, LLC 64,181 55,131 21.95 119,312 26.52 -53.79
Wealthfront Advisers Llc 46,721 93,359 21.96 140,080 26.52 -33.35
PGOFX - Pioneer Select Mid Cap Growth Fund : Class A 29,279 480,466 24.34 509,745 28.98 -5.74
AWAAX - AB Wealth Appreciation Strategy Class A 15,443 283,230 24.34 298,673 28.98 -5.17
SCHX - Schwab U.S. Large-Cap ETF 15,063 455,307 24.34 470,370 28.98 -3.20
Truist Financial Corp 11,315 58,300 21.96 69,615 26.52 -16.25
VHDAX - Voya U.S. High Dividend Low Volatility Fund Class A 8,152 20,279 24.36 28,431 28.98 -28.67
First Hawaiian Bank 6,899 39,277 21.97 46,176 26.53 -14.94
IUS - Invesco RAFI(TM) Strategic US ETF 5,642 9,632 24.29 15,274 29.00 -36.94
PMSAX - Global Multi-Strategy Fund Class A 5,424 1,530 24.18 6,954 29.05 -78.00
River Road Asset Management, LLC 4,345 449,196 21.96 453,541 26.52 -0.96
Oregon Public Employees Retirement Fund 2,650 44,105 21.97 46,755 26.52 -5.67
Tealwood Asset Management Inc 1,774 111,347 21.96 113,121 26.52 -1.57
New Mexico Educational Retirement Board 1,500 32,297 21.95 33,797 26.51 -4.44
Steward Financial Group LLC 1,160 42 1,202 25.79 -96.51
Spire Wealth Management 400 335 20.90 735 25.85 -54.42
Trust Investment Advisors 264 34,976 21.96 35,240 26.53 -0.75
FNDB - Schwab Fundamental U.S. Broad Market Index ETF 233 7,777 24.30 8,010 28.96 -2.91
Institute for Wealth Management, LLC. 201 23,133 21.96 23,334 26.53 -0.86
ABWAX - AB All Market Total Return Portfolio Class A 145 48,700 24.33 48,845 28.99 -0.30
Sandy Spring Bank 131 1,505 21.93 1,636 26.28 -8.01
DLCFX - Destinations Large Cap Equity Fund Class I 106 4,378 24.44 4,484 28.99 -2.36
Shufro Rose & Co Llc 83 40,278 21.95 40,361 26.51 -0.21
USLB - Invesco Russell 1000 Low Beta Equal Weight ETF 82 738 24.39 820 29.27 -10.00
SUPAX - DWS Multi-Asset Growth Allocation Fund Class A 33 1,195 24.27 1,228 29.32 -2.69
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
CZAMX - Multi-Manager Alternative Strategies Fund Institutional Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
FAAAX - Franklin K2 Alternative Strategies Fund Class A