Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 318 13.00 12.32 12.43
Previous Quarter 280 12.00 11.38 11.94

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 51 59 12 178 130 29
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 1 3 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 3 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 8 1 6 55 50 5
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 2,262,426 0.00 0.00 2,821,686 0.00 0.00
Previous Quarter 1,394,438 0.00 0.00 1,400,879 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
RA CAPITAL MANAGEMENT, L.P. 7,832,340
Ra Capital Management, L.p. 7,805,129 12.32
Price T Rowe Associates Inc /md/ 3,879,662 12.32
NEA Management Company, LLC 3,571,640 12.32
New Enterprise Associates 15, L.P. 3,568,781
GLAXOSMITHKLINE PLC 3,150,732
Samsara BioCapital, LLC 2,868,035 12.32
Deep Track Capital, LP 2,814,844 12.32
BlackRock Inc. 2,258,662 12.32
Novo Holdings A/S 2,238,309
Novo Holdings A/S 2,180,000 12.32
Deep Track Capital, LP 1,965,684
Wasatch Advisors Inc 1,631,985 12.32
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 1,452,841 12.32
Avidity Partners Management LP 1,414,082 12.32
State Street Corp 1,359,615 12.32
Sr One Capital Management, Lp 1,333,333 12.32
Vanguard Group Inc 1,333,110 12.32
Fmr Llc 880,201 12.32
FBIOX - Biotechnology Portfolio 879,766 14.43

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Ra Capital Management, L.p. 5,605,129 11.38
NEA Management Company, LLC 2,904,974 11.38
Novo Holdings A/S 2,793,863 11.38
Price T Rowe Associates Inc /md/ 2,359,189 11.38
Deep Track Capital, LP 2,113,795 11.38
Samsara BioCapital, LLC 2,034,702 11.38
BlackRock Inc. 1,253,706 11.38
XBI - SPDR(R) S&P(R) Biotech ETF 897,212 27.81
Wasatch Advisors Inc 842,302 11.38
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 835,200 11.38
Vanguard Group Inc 627,717 11.38
Morgan Stanley 593,092 11.38
Vivo Capital, LLC 512,225 11.38
Rock Springs Capital Management LP 509,948 11.38
WAMCX - Wasatch Ultra Growth Fund Investor Class shares 478,739 11.38
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 443,400 11.38
IWM - iShares Russell 2000 ETF 320,276 11.38
WMICX - Wasatch Micro Cap Fund Investor Class shares 317,345 11.38
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 316,500 11.38
State Street Corp 276,318 11.38

 

Recent Quarter Analysis

Name Shares PPS
RA CAPITAL MANAGEMENT, L.P. 7,832,340
New Enterprise Associates 15, L.P. 3,568,781
GLAXOSMITHKLINE PLC 3,150,732
Avidity Partners Management LP 1,414,082 12.32
Sr One Capital Management, Lp 1,333,333 12.32
Laurion Capital Management LP 866,023 12.32
Deerfield Management Company, L.p. (series C) 600,000 12.32
Baker Bros. Advisors Lp 400,000 12.32
WAAEX - Wasatch Small Cap Growth Fund Investor Class shares 399,075 12.32
CHI Advisors LLC 358,013 12.32
Lord, Abbett & Co. Llc 354,262 12.32
Rhenman & Partners Asset Management AB 200,000 12.32
EAM Investors, LLC 143,383 12.32
LAMGX - Lord Abbett Micro-Cap Growth Fund Class A 113,543 18.44
Atom Investors LP 112,707 12.32
NORTHWESTERN MUTUAL SERIES FUND INC - Small Cap Value Portfolio 111,412 12.32
Silverarc Capital Management, Llc 110,763 12.32
EAM Global Investors LLC 107,307 12.32
AWM Investment Company, Inc. 100,000 12.32
Dimensional Fund Advisors Lp 83,177 12.32
Name Shares PPS
Vivo Capital, LLC 512,225 11.38
BlackRock Health Sciences Trust II 139,049 27.81
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 71,333 15.69
State Of Wisconsin Investment Board 71,200 11.38
Millennium Management Llc 63,500 11.39
Los Angeles Capital Management Llc 62,871 11.37
Candriam Luxembourg S.C.A. 62,059 11.38
Susquehanna International Group, Llp 50,300 11.37
Walleye Capital LLC 46,083 11.37
Hrt Financial Lp 32,723 11.37
Swiss National Bank 25,400 11.38
Gsa Capital Partners Llp 19,131 11.40
Parallax Volatility Advisers, L.P. 17,000 27.82
Ergoteles LLC 14,100 11.35
International Biotechnology Trust Plc 10,034 20.83
PEXMX - T. Rowe Price Extended Equity Market Index Fund 4,800 27.71
Federated Hermes, Inc. 4,711 11.46
GSCYX - SMALL CAP EQUITY FUND Institutional 3,405 27.90
Quantbot Technologies LP 3,200 11.25
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 3,190 15.67
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 1,588 15.74
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 755 27.81
Great West Life Assurance Co /can/ 438 11.42
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 110 9.09
Prospera Financial Services Inc 50 20.00
ProShare Advisors LLC
Apollon Wealth Management, LLC
Hillhouse Capital Advisors, Ltd.
RTSSX - Tax-Managed U.S. Mid & Small Cap Fund Class S
Parallel Advisors, LLC
Eagle Bay Advisors LLC
Marshall Wace, Llp
Principal Financial Group Inc
NinePointTwo Capital
EMC Capital Management
Russell Investments Group, Ltd.
Chicago Partners Investment Group LLC
Westfield Capital Management Co Lp
Sphera Funds Management Ltd.
Mesirow Financial Investment Management, Inc.
Sectoral Asset Management Inc
Parametric Portfolio Associates Llc
Logos Global Management LP
IFP Advisors, Inc
DekaBank Deutsche Girozentrale
HASGX - Harbor Small Cap Growth Fund Institutional Class
Zurcher Kantonalbank (Zurich Cantonalbank)
Covestor Ltd
Penserra Capital Management LLC
Harbour Investments, Inc.
Consonance Capital Management LP
Toth Financial Advisory Corp
Pnc Financial Services Group, Inc.
Pinz Capital Management, LP
Nomura Holdings Inc
HighVista Strategies LLC
Optiver Holding B.V.
Caas Capital Management Lp
L & S Advisors Inc
Name Current Shares Current PPS Previous Shares Previous PPS
Novo Holdings A/S 2,238,309 2,793,863 11.38
FBIOX - Biotechnology Portfolio 879,766 14.43 47,200 15.89
XBI - SPDR(R) S&P(R) Biotech ETF 862,872 12.32 897,212 27.81
TRZIX - T. Rowe Price Small-Cap Index Fund 1,240 12.10 489 12.27
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 673 11.89 420 11.90
Signaturefd, Llc 327 12.23 244 12.30
Royal Bank Of Canada 263 11.41 947 11.62
Lindbrook Capital, Llc 200 10.00 183 10.93
Humankind Benefit Corp - Humankind US Stock ETF 200 10.00 446 11.21
Profunds - Profund Vp Ultrasmall-cap 118 8.47 71 14.08
Profunds - Profund Vp Small-cap 100 10.00 45 22.22
NTKI - Nationwide Russell 2000 Risk-Managed Income ETF 80 12.50 70 14.29
Name Current Shares Current PPS Previous Shares Previous PPS
Ra Capital Management, L.p. 7,805,129 12.32 5,605,129 11.38
Price T Rowe Associates Inc /md/ 3,879,662 12.32 2,359,189 11.38
NEA Management Company, LLC 3,571,640 12.32 2,904,974 11.38
Samsara BioCapital, LLC 2,868,035 12.32 2,034,702 11.38
Deep Track Capital, LP 2,814,844 12.32 2,113,795 11.38
BlackRock Inc. 2,258,662 12.32 1,253,706 11.38
Wasatch Advisors Inc 1,631,985 12.32 842,302 11.38
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 1,452,841 12.32 835,200 11.38
State Street Corp 1,359,615 12.32 276,318 11.38
Vanguard Group Inc 1,333,110 12.32 627,717 11.38
Fmr Llc 880,201 12.32 168 11.90
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 793,900 12.32 316,500 11.38
IWM - iShares Russell 2000 ETF 723,621 12.32 320,276 11.38
WAMCX - Wasatch Ultra Growth Fund Investor Class shares 682,856 12.32 478,739 11.38
Rock Springs Capital Management LP 616,277 12.32 509,948 11.38
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 569,552 12.32 443,400 11.38
Geode Capital Management, Llc 540,999 12.32 254,236 11.38
Renaissance Technologies Llc 405,600 12.32 234,000 11.38
Morgan Stanley 405,411 12.32 593,092 11.38
Two Sigma Investments, Lp 370,880 12.32 31,402 11.37
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Ra Capital Management, L.p. 2,200,000 7,805,129 12.32 5,605,129 11.38 39.25
Price T Rowe Associates Inc /md/ 1,520,473 3,879,662 12.32 2,359,189 11.38 64.45
State Street Corp 1,083,297 1,359,615 12.32 276,318 11.38 392.05
BlackRock Inc. 1,004,956 2,258,662 12.32 1,253,706 11.38 80.16
Fmr Llc 880,033 880,201 12.32 168 11.90 523829.17
Samsara BioCapital, LLC 833,333 2,868,035 12.32 2,034,702 11.38 40.96
FBIOX - Biotechnology Portfolio 832,566 879,766 14.43 47,200 15.89 1763.91
Wasatch Advisors Inc 789,683 1,631,985 12.32 842,302 11.38 93.75
Vanguard Group Inc 705,393 1,333,110 12.32 627,717 11.38 112.37
Deep Track Capital, LP 701,049 2,814,844 12.32 2,113,795 11.38 33.17
NEA Management Company, LLC 666,666 3,571,640 12.32 2,904,974 11.38 22.95
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 617,641 1,452,841 12.32 835,200 11.38 73.95
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 477,400 793,900 12.32 316,500 11.38 150.84
IWM - iShares Russell 2000 ETF 403,345 723,621 12.32 320,276 11.38 125.94
Barclays Plc 342,666 346,896 12.32 4,230 11.35 8100.85
Two Sigma Investments, Lp 339,478 370,880 12.32 31,402 11.37 1081.07
ExodusPoint Capital Management, LP 331,465 331,465 12.32 0 0.00
Nuveen Asset Management, LLC 291,734 350,562 12.32 58,828 11.54 495.91
Geode Capital Management, Llc 286,763 540,999 12.32 254,236 11.38 112.79
WAMCX - Wasatch Ultra Growth Fund Investor Class shares 204,117 682,856 12.32 478,739 11.38 42.64
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Novo Holdings A/S 555,554 2,238,309 2,793,863 11.38 -19.88
Morgan Stanley 187,681 405,411 12.32 593,092 11.38 -31.64
Stifel Financial Corp 127,304 18,936 12.30 146,240 11.38 -87.05
WMICX - Wasatch Micro Cap Fund Investor Class shares 44,995 272,350 12.32 317,345 11.38 -14.18
XBI - SPDR(R) S&P(R) Biotech ETF 34,340 862,872 12.32 897,212 27.81 -3.83
Cwm, Llc 11,500 90,929 12.32 102,429 11.38 -11.23
Bank Of America Corp /de/ 11,116 64,665 12.33 75,781 11.39 -14.67
Tower Research Capital LLC (TRC) 7,871 6,722 12.35 14,593 11.38 -53.94
FSSNX - Fidelity Small Cap Index Fund 6,236 96,100 18.44 102,336 9.91 -6.09
Virtus ETF Advisers LLC 3,612 8,514 12.33 12,126 11.38 -29.79
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 2,662 36,222 14.44 38,884 9.05 -6.85
California State Teachers Retirement System 1,978 13,863 12.33 15,841 11.36 -12.49
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 1,650 4,320 12.27 5,970 11.39 -27.64
Legal & General Group Plc 1,015 2,731 12.45 3,746 11.48 -27.10
FNDRX - FRC Founders Index Fund 763 7,407 12.29 8,170 11.38 -9.34
BBC - Virtus LifeSci Biotech Clinical Trials ETF 717 12,126 18.47 12,843 9.89 -5.58
Royal Bank Of Canada 684 263 11.41 947 11.62 -72.23
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares 490 11,228 14.43 11,718 9.05 -4.18
PJARX - SmallCap Value Fund II R-3 428 819 18.32 1,247 9.62 -34.32
URTY - ProShares UltraPro Russell2000 307 1,226 14.68 1,533 9.13 -20.03
Name Current Puts
Cutler Group LP 10,900
Name Current Calls
Jane Street Group, Llc 65,900
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Weiss Strategic Interval Fund
RIFBX - U.S. Small Cap Equity Fund
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Simplex Trading, Llc 34,100 48,700 14,600 233.56
Group One Trading, L.p. 36,800 36,800 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Caption Management, LLC 45,000 45,000 0 0.00
Citadel Advisors Llc 120,900 239,600 118,700 101.85
Susquehanna International Group, Llp 183,400 233,700 50,300 364.61
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Millennium Management Llc 23,500 40,000 63,500 -37.01
Name

Past Week Analysis

Name Shares PPS
WAAEX - Wasatch Small Cap Growth Fund Investor Class shares 399,075 12.32
SPWIX - Simt Small Cap Growth Fund Class I 34,334 12.32
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 27,415 12.33
MXMTX - Great-West Small Cap Growth Fund Investor Class 8,562 12.26
TLEQX - Small-Cap Equity Fund 5,060 12.25
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 4,600 12.39
LEQAX - LoCorr Dynamic Equity Fund Class A 1,900 12.11
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 827 12.09
Name Shares PPS
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 110 9.09
Name Current Shares Current PPS Previous Shares Previous PPS
XBI - SPDR(R) S&P(R) Biotech ETF 862,872 12.32 897,212 27.81
TRZIX - T. Rowe Price Small-Cap Index Fund 1,240 12.10 489 12.27
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 673 11.89 420 11.90
Humankind Benefit Corp - Humankind US Stock ETF 200 10.00 446 11.21
Profunds - Profund Vp Ultrasmall-cap 118 8.47 71 14.08
Profunds - Profund Vp Small-cap 100 10.00 45 22.22
Name Current Shares Current PPS Previous Shares Previous PPS
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 1,452,841 12.32 835,200 11.38
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 793,900 12.32 316,500 11.38
IWM - iShares Russell 2000 ETF 723,621 12.32 320,276 11.38
WAMCX - Wasatch Ultra Growth Fund Investor Class shares 682,856 12.32 478,739 11.38
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 569,552 12.32 443,400 11.38
VEXMX - Vanguard Extended Market Index Fund Investor Shares 364,602 12.32 189,484 11.38
IWN - iShares Russell 2000 Value ETF 326,815 12.32 146,513 11.38
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 301,610 12.32 233,300 11.38
WMICX - Wasatch Micro Cap Fund Investor Class shares 272,350 12.32 317,345 11.38
IBB - iShares Nasdaq Biotechnology ETF 266,683 12.32 152,375 11.38
IWC - iShares Micro-Cap ETF 68,070 12.33 33,082 11.37
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 50,082 12.32 22,072 11.37
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 46,781 12.31 2,751 11.27
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 41,956 12.32 20,419 11.36
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 41,500 12.31 13,600 11.40
ITOT - iShares Core S&P Total U.S. Stock Market ETF 33,399 12.31 20,283 11.39
Tekla Life Sciences Investors 28,988 12.32 28,988 11.38
SLLAX - SIMT Small Cap Fund Class F 27,454 12.31 26,510 11.39
QCSTRX - Stock Account Class R1 26,954 12.32 14,210 11.40
FISVX - Fidelity Small Cap Value Index Fund 23,221 12.32 8,687 11.40
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 23,022 12.34 15,771 11.35
VBINX - Vanguard Balanced Index Fund Investor Shares 19,414 12.31 6,914 11.43
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 17,650 12.29 6,862 11.37
NSIDX - Northern Small Cap Index Fund 17,246 12.29 7,610 11.43
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 17,135 12.31 8,666 11.42
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 15,600 12.31 7,700 11.43
BBVSX - Bridge Builder Small/Mid Cap Value Fund 11,699 12.31 5,255 11.42
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 11,066 12.29 0
QCEQRX - Equity Index Account Class R1 9,374 12.27 9,374 11.41
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 9,173 12.32 4,020 11.44
FNDRX - FRC Founders Index Fund 7,407 12.29 8,170 11.38
JESIX - Small Cap Index Trust NAV 6,895 12.33 3,358 11.32
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 6,299 12.38 6,299 11.43
SSMHX - State Street Small/mid Cap Equity Index Portfolio 6,200 12.26 2,700 11.48
USMIX - Extended Market Index Fund 5,850 12.31 2,793 11.46
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 5,675 12.33 2,938 11.23
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,712 12.31 2,156 11.60
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 4,676 12.40 2,217 11.28
IWV - iShares Russell 3000 ETF 4,386 12.31 4,401 11.36
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 4,177 12.21 1,724 11.60
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,764 12.22 1,683 11.29
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,635 12.38 1,459 11.65
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,200 12.19 0
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,887 12.19 500 12.00
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,579 12.03 1,579 11.40
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,445 12.46 734 10.90
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 881 12.49 496 12.10
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 800 12.50 800 11.25
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 566 12.37 406 12.32
JETSX - Total Stock Market Index Trust NAV 548 12.77 548 10.95
TLSTX - Stock Index Fund 547 12.80 341 11.73
RYRRX - Russell 2000 Fund Class A 230 13.04 99 10.10
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 207 14.49 207 9.66
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 145 13.79 75 13.33
RYMKX - Russell 2000 1.5x Strategy Fund Class H 70 14.29 36
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 617,641 1,452,841 12.32 835,200 11.38 73.95
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 477,400 793,900 12.32 316,500 11.38 150.84
IWM - iShares Russell 2000 ETF 403,345 723,621 12.32 320,276 11.38 125.94
WAMCX - Wasatch Ultra Growth Fund Investor Class shares 204,117 682,856 12.32 478,739 11.38 42.64
IWN - iShares Russell 2000 Value ETF 180,302 326,815 12.32 146,513 11.38 123.06
VEXMX - Vanguard Extended Market Index Fund Investor Shares 175,118 364,602 12.32 189,484 11.38 92.42
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 126,152 569,552 12.32 443,400 11.38 28.45
IBB - iShares Nasdaq Biotechnology ETF 114,308 266,683 12.32 152,375 11.38 75.02
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 68,310 301,610 12.32 233,300 11.38 29.28
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 44,030 46,781 12.31 2,751 11.27 1600.51
IWC - iShares Micro-Cap ETF 34,988 68,070 12.33 33,082 11.37 105.76
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 28,010 50,082 12.32 22,072 11.37 126.90
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 27,900 41,500 12.31 13,600 11.40 205.15
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 21,537 41,956 12.32 20,419 11.36 105.48
FISVX - Fidelity Small Cap Value Index Fund 14,534 23,221 12.32 8,687 11.40 167.31
ITOT - iShares Core S&P Total U.S. Stock Market ETF 13,116 33,399 12.31 20,283 11.39 64.66
QCSTRX - Stock Account Class R1 12,744 26,954 12.32 14,210 11.40 89.68
VBINX - Vanguard Balanced Index Fund Investor Shares 12,500 19,414 12.31 6,914 11.43 180.79
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 11,066 11,066 12.29 0 0.00
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 10,788 17,650 12.29 6,862 11.37 157.21
NSIDX - Northern Small Cap Index Fund 9,636 17,246 12.29 7,610 11.43 126.62
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 8,469 17,135 12.31 8,666 11.42 97.73
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 7,900 15,600 12.31 7,700 11.43 102.60
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 7,251 23,022 12.34 15,771 11.35 45.98
BBVSX - Bridge Builder Small/Mid Cap Value Fund 6,444 11,699 12.31 5,255 11.42 122.63
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 5,153 9,173 12.32 4,020 11.44 128.18
JESIX - Small Cap Index Trust NAV 3,537 6,895 12.33 3,358 11.32 105.33
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,500 6,200 12.26 2,700 11.48 129.63
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,200 3,200 12.19 0 0.00
USMIX - Extended Market Index Fund 3,057 5,850 12.31 2,793 11.46 109.45
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 2,737 5,675 12.33 2,938 11.23 93.16
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 2,556 4,712 12.31 2,156 11.60 118.55
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,459 4,676 12.40 2,217 11.28 110.92
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 2,453 4,177 12.21 1,724 11.60 142.29
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,176 3,635 12.38 1,459 11.65 149.14
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,081 3,764 12.22 1,683 11.29 123.65
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,387 1,887 12.19 500 12.00 277.40
SLLAX - SIMT Small Cap Fund Class F 944 27,454 12.31 26,510 11.39 3.56
TRZIX - T. Rowe Price Small-Cap Index Fund 751 1,240 12.10 489 12.27 153.58
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 711 1,445 12.46 734 10.90 96.87
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 385 881 12.49 496 12.10 77.62
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 253 673 11.89 420 11.90 60.24
TLSTX - Stock Index Fund 206 547 12.80 341 11.73 60.41
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 160 566 12.37 406 12.32 39.41
RYRRX - Russell 2000 Fund Class A 131 230 13.04 99 10.10 132.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 70 145 13.79 75 13.33 93.33
Profunds - Profund Vp Small-cap 55 100 10.00 45 22.22 122.22
Profunds - Profund Vp Ultrasmall-cap 47 118 8.47 71 14.08 66.20
RYMKX - Russell 2000 1.5x Strategy Fund Class H 34 70 14.29 36 94.44
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 11 22 11 100.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
WMICX - Wasatch Micro Cap Fund Investor Class shares 44,995 272,350 12.32 317,345 11.38 -14.18
XBI - SPDR(R) S&P(R) Biotech ETF 34,340 862,872 12.32 897,212 27.81 -3.83
FNDRX - FRC Founders Index Fund 763 7,407 12.29 8,170 11.38 -9.34
Humankind Benefit Corp - Humankind US Stock ETF 246 200 10.00 446 11.21 -55.16
IWV - iShares Russell 3000 ETF 15 4,386 12.31 4,401 11.36 -0.34
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