Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 550 188.00 60.60 60.07
Previous Quarter 607 58.00 59.00 58.50

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 31 136 53 346 158 169
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 1 2 1 1 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 1 0 91 28 38
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 8,876,805 0.00 0.00 12,770,961 0.00 0.00
Previous Quarter 4,313,955 0.00 0.00 12,614,984 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Vanguard Group Inc 6,513,257 60.61
VANGUARD GROUP INC 6,343,120
BlackRock Inc. 4,539,322
BlackRock Inc. 4,332,263 60.61
State Street Corp 2,191,956 61.47
VGSIX - Vanguard Real Estate Index Fund Investor Shares 2,091,698 51.53
Macquarie Group Ltd 1,362,643 60.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,292,790 60.61
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,098,482 60.61
IWM - iShares Russell 2000 ETF 989,475 60.61
Westfield Capital Management Co Lp 989,424 60.61
DEVLX - Delaware Small Cap Value Fund Class A 914,900 59.15
Geode Capital Management, Llc 907,194 60.61
Bank Of America Corp /de/ 823,952 60.61
Lasalle Investment Management Securities Llc 822,245 60.61
Bank of New York Mellon Corp 749,052 60.61
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 726,284 60.61
American Century Companies Inc 711,529 60.61
Charles Schwab Investment Management Inc 640,912 60.61
Northern Trust Corp 628,538 60.61

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Vanguard Group Inc 6,404,110 59.01
BlackRock Inc. 4,308,735 59.01
State Street Corp 2,186,194 59.88
VGSIX - Vanguard Real Estate Index Fund Investor Shares 2,078,015 57.83
Macquarie Group Ltd 1,362,254 59.01
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,247,831 59.01
Lasalle Investment Management Securities Llc 1,186,392 59.01
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,091,281 59.01
IWM - iShares Russell 2000 ETF 998,561 59.01
Geode Capital Management, Llc 916,937 59.01
DEVLX - Delaware Small Cap Value Fund Class A 914,900 53.31
Bank Of America Corp /de/ 888,548 59.01
Sumitomo Mitsui Trust Holdings, Inc. 856,488 59.01
Bank of New York Mellon Corp 817,425 59.01
Westfield Capital Management Co Lp 793,087 59.01
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 715,120 59.01
American Century Companies Inc 704,103 59.01
Northwood Liquid Management Lp 701,497 59.01
Northern Trust Corp 640,927 59.01
Charles Schwab Investment Management Inc 638,656 59.01

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 6,343,120
Wellington Management Group Llp 106,910 60.61
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 58,628 51.53
LSVQX - LSV Small Cap Value Fund Institutional Class Shares 37,200 51.53
JOHN HANCOCK VARIABLE INSURANCE TRUST - Real Estate Securities Trust NAV 26,967 60.59
OIOIX - AXS Income Opportunities Fund Class I 23,100 59.13
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 22,669 60.61
SSMAX - Siit Small Mid Cap Equity Fund - Class A 22,000 59.14
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Real Estate Fund Class I 19,964 60.61
GoalVest Advisory LLC 16,538 60.53
AXS Investments LLC 16,100 60.62
SMVIX - Simt Small Cap Value Fund Class I 13,600 60.59
New York Life Investment Management Llc 13,028 60.64
RYLD - Global X Russell 2000 Covered Call ETF 12,309 51.51
V Wealth Advisors LLC 9,456 60.60
REBYX - U.S. Small Cap Equity Fund Class Y 8,312 51.49
IMCVX - Voya Multi-Manager Mid Cap Value Fund Class I 7,100 59.15
HCIGX - The Institutional Growth Equity Portfolio HC Strategic Shares 5,642 60.62
Blueshift Asset Management, LLC 3,897 60.56
CVAR - Cultivar ETF 3,365 51.41
Name Shares PPS
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 364,270 52.24
Nfj Investment Group, Llc 236,475 59.01
MDIV - Multi-Asset Diversified Income Index Fund 90,878 57.47
Marshall Wace, Llp 85,630 58.99
Renaissance Technologies Llc 70,000 59.01
DON - WisdomTree U.S. MidCap Dividend Fund N/A 63,707 53.49
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 44,903 57.84
Advanced Series Trust - Ast Goldman Sachs Small-cap Value Portfolio 43,582 57.48
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Delaware REIT Fund Service Class 36,069 53.51
Qube Research & Technologies Ltd 26,381 59.02
PEAK6 Investments LLC 20,600 59.03
EZM - WisdomTree U.S. MidCap Fund N/A 19,788 53.52
SWSCX - Schwab Small-Cap Equity Fund 19,010 53.76
Marshall Wace North America L.P. 18,010 53.47
Cubist Systematic Strategies, LLC 17,604 59.02
PRUDENTIAL SERIES FUND - SP SMALL CAP VALUE PORTFOLIO Class I 16,849 57.45
PENN SERIES FUNDS INC - Small Cap Value Fund 10,538 57.51
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF 9,307 53.83
Schonfeld Strategic Advisors LLC 7,700 59.09
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 7,000 57.86
Fort Washington Investment Advisors Inc /oh/ 6,300 59.05
FLMFX - MUIRFIELD FUND Retail Class 5,324 53.53
Aigen Investment Management, Lp 4,896 59.03
DHS - WisdomTree U.S. High Dividend Fund N/A 4,879 53.49
Fox Run Management, L.l.c. 4,850 58.97
Caxton Associates Lp 4,813 59.01
Wealth Quarterback LLC 4,544
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,535 52.26
AMP Capital Investors Ltd 4,236 59.02
DTD - WisdomTree U.S. Total Dividend Fund N/A 4,213 53.41
Teamwork Financial Advisors, LLC 3,805 59.13
White Pine Capital Llc 3,570 59.10
Wolverine Trading, Llc 3,500 59.43
First Republic Investment Management, Inc. 3,461 58.94
BLDG - Cambria Global Real Estate ETF 3,156 53.87
IMAYX - Ivy Apollo Multi-Asset Income Fund Class Y 3,042 53.58
KBC Group NV 3,000 59.00
Carroll Financial Associates, Inc. 2,000 56.50
Financial Advantage, Inc. 1,000 59.00
FITUX - Delaware Total Return Fund Institutional Class 930 53.76
Clear Street Markets Llc 800 58.75
FLSPX - SPECTRUM FUND Retail Class 672 53.57
Samalin Investment Counsel, LLC 560 58.93
PIBAX - PGIM BALANCED FUND Class A 480 54.17
DEW - WisdomTree Global High Dividend Fund N/A 451 53.22
Sonora Investment Management, LLC 400 52.50
FLDOX - MODERATE ALLOCATION FUND Retail Class 372 53.76
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 265 52.83
DeDora Capital, Inc. 240 58.33
Stonebridge Capital Advisors LLC 200 60.00
Optimum Investment Advisors 194 67.01
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class 83 48.19
Ellevest, Inc. 68 58.82
DELAWARE VIP TRUST - Delaware VIP Total Return Series Service 66 60.61
Berman Capital Advisors, LLC 22 45.45
Denali Advisors Llc 9 111.11
Globeflex Capital L P
Ade, Llc
RFG Advisory, LLC
Wolverine Asset Management Llc
Rafferty Asset Management, LLC
Equitable Trust Co
SDEF - Sound Enhanced Fixed Income ETF
Winton Capital Group Ltd
O'shaughnessy Asset Management, Llc
New York State Teachers Retirement System
Mv Capital Management, Inc.
Arkadios Wealth Advisors
Jupiter Asset Management Ltd
Two Sigma Investments, Lp
Mirabella Financial Services Llp
Kennedy Capital Management, Inc.
Capula Management Ltd
Edmond De Rothschild Holding S.a.
Liberty Wealth Management Llc
Northwestern Mutual Wealth Management Co
FORA Capital, LLC
Point72 Hong Kong Ltd
Y-Intercept (Hong Kong) Ltd
Rvb Capital Management Llc
XTX Topco Ltd
Duality Advisers, Lp
Bridgefront Capital, LLC
Advisory Services Network, LLC
VSEQX - Vanguard Strategic Equity Fund Investor Shares
Man Group plc
Cornercap Investment Counsel Inc
Hrt Financial Lp
LDR Capital Management LLC
Schroder Investment Management Group
Gsa Capital Partners Llp
Wiley Bros.-aintree Capital, Llc
Brown Brothers Harriman & Co
Vestcor Inc
JLP Asset Management, LLC
Oppenheimer & Co Inc
Clal Insurance Enterprises Holdings Ltd
Ci Investments Inc.
Profund Advisors Llc
Virginia Retirement Systems Et Al
Quantbot Technologies LP
Hartland & Co., LLC
Congress Park Capital LLC
Virtus ETF Advisers LLC
VRAI - Virtus Real Asset Income ETF
NN Investment Partners Holdings N.V.
Eii Capital Management, Inc.
Magnetar Financial LLC
Pettee Investors, Inc.
Wagner Wealth Management, Llc
Shayne & Co., Llc
Jacobi Capital Management LLC
Meeder Asset Management Inc
Retirement Planning Co of New England, Inc.
Signet Financial Management, Llc
Norges Bank
Naples Global Advisors, Llc
Banco de Sabadell, S.A
Envestnet Asset Management Inc
Federated Hermes, Inc.
Cetera Advisor Networks LLC
Fieldpoint Private Securities, LLC
Waterfront Capital Partners, LLC
Pacitti Group Inc.
Symmetry Investments LP
Nomura Holdings Inc
CoreCap Advisors, LLC
TAP Consulting, LLC
Burney Co/
Ergoteles LLC
Squarepoint Ops LLC
Nordea Investment Management Ab
Two Sigma Advisers, Lp
Hill Winds Capital LP
Regions Financial Corp
GURAX - Guggenheim Risk Managed Real Estate Fund A-Class 59.11
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 4,539,322 4,308,735 59.01
VGSIX - Vanguard Real Estate Index Fund Investor Shares 2,091,698 51.53 2,078,015 57.83
FSSNX - Fidelity Small Cap Index Fund 339,055 51.53 324,654 57.83
DFREX - Dfa Real Estate Securities Portfolio - Institutional Class 310,492 51.53 332,351 57.83
VRTPX - Vanguard Real Estate II Index Fund 265,880 51.53 263,791 57.83
DFA INVESTMENT DIMENSIONS GROUP INC - DFA Global Real Estate Securities Portfolio Shares 201,403 51.53 201,403 57.83
SWSSX - Schwab Small-Cap Index Fund 98,534 51.53 96,335 57.83
REET - iShares Global REIT ETF 93,204 51.53 91,539 57.83
FSRNX - Fidelity Real Estate Index Fund 84,906 51.53 84,425 57.83
USRT - iShares Core U.S. REIT ETF 84,770 51.53 88,302 57.84
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 62,471 51.53 64,467 57.83
FREL - Fidelity MSCI Real Estate Index ETF 54,608 51.53 55,599 57.82
BLACKROCK FUNDS - iShares Developed Real Estate Index Fund Investor A 53,412 51.52 51,394 57.83
WDIVX - WESTFIELD CAPITAL DIVIDEND GROWTH FUND Institutional Class Shares 46,890 51.52 39,120 57.82
Great West Life Assurance Co /can/ 37,921 60.65 38,238 61.17
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 37,480 51.52 33,962 57.83
FYX - First Trust Small Cap Core AlphaDEX Fund 28,860 51.52 42,542 57.83
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares 25,768 51.54 21,739 57.82
PSR - Invesco Active U.S. Real Estate ETF 24,325 51.51 16,965 57.82
BBMC - JPMorgan BetaBuilders U.S. Mid Cap Equity ETF 22,605 51.54 20,692 57.85
Name Current Shares Current PPS Previous Shares Previous PPS
Vanguard Group Inc 6,513,257 60.61 6,404,110 59.01
State Street Corp 2,191,956 61.47 2,186,194 59.88
Macquarie Group Ltd 1,362,643 60.61 1,362,254 59.01
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,292,790 60.61 1,247,831 59.01
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,098,482 60.61 1,091,281 59.01
IWM - iShares Russell 2000 ETF 989,475 60.61 998,561 59.01
Westfield Capital Management Co Lp 989,424 60.61 793,087 59.01
DEVLX - Delaware Small Cap Value Fund Class A 914,900 59.15 914,900 53.31
Geode Capital Management, Llc 907,194 60.61 916,937 59.01
Bank Of America Corp /de/ 823,952 60.61 888,548 59.01
Lasalle Investment Management Securities Llc 822,245 60.61 1,186,392 59.01
Bank of New York Mellon Corp 749,052 60.61 817,425 59.01
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 726,284 60.61 715,120 59.01
American Century Companies Inc 711,529 60.61 704,103 59.01
Charles Schwab Investment Management Inc 640,912 60.61 638,656 59.01
Northern Trust Corp 628,538 60.61 640,927 59.01
Sumitomo Mitsui Trust Holdings, Inc. 618,113 60.61 856,488 59.01
Dimensional Fund Advisors Lp 611,519 60.61 612,173 59.01
VEXMX - Vanguard Extended Market Index Fund Investor Shares 611,012 60.61 603,897 59.01
ASVIX - Small Cap Value Fund Investor Class 590,000 60.61 600,000 59.01
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
GW&K Investment Management, LLC 384,665 446,211 60.61 61,546 59.01 625.00
Millennium Management Llc 255,041 258,574 60.61 3,533 58.87 7218.82
BlackRock Inc. 230,587 4,539,322 4,308,735 59.01 5.35
Westfield Capital Management Co Lp 196,337 989,424 60.61 793,087 59.01 24.76
Vanguard Group Inc 109,147 6,513,257 60.61 6,404,110 59.01 1.70
Lsv Asset Management 80,634 435,122 60.61 354,488 59.01 22.75
Voloridge Investment Management, Llc 70,548 70,548 60.61 0 0.00
Susquehanna International Group, Llp 69,918 124,123 60.61 54,205 59.02 128.99
Mirae Asset Global Investments Co., Ltd. 59,104 59,104 219.46 0 0.00
Barclays Plc 52,186 62,169 60.61 9,983 59.00 522.75
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 44,959 1,292,790 60.61 1,247,831 59.01 3.60
Ubs Oconnor Llc 44,745 44,745 60.61 0 0.00
Graham Capital Management, L.P. 41,366 86,127 60.61 44,761 59.00 92.42
State of New Jersey Common Pension Fund D 40,726 40,726 60.60 0 0.00
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Mid Cap 200 Fund Standard Class 27,832 42,334 60.61 14,502 59.03 191.92
FNDA - Schwab Fundamental U.S. Small Company Index ETF 27,008 86,149 59.15 59,141 53.31 45.67
Goldman Sachs Group Inc 23,737 118,638 60.61 94,901 59.02 25.01
Morgan Stanley 19,953 187,235 60.61 167,282 59.02 11.93
Comerica Bank 18,340 133,308 61.22 114,968 55.62 15.95
Canada Pension Plan Investment Board 17,100 17,100 60.58 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Lasalle Investment Management Securities Llc 364,147 822,245 60.61 1,186,392 59.01 -30.69
Northwood Liquid Management Lp 251,117 450,380 60.61 701,497 59.01 -35.80
Sumitomo Mitsui Trust Holdings, Inc. 238,375 618,113 60.61 856,488 59.01 -27.83
Bank of New York Mellon Corp 68,373 749,052 60.61 817,425 59.01 -8.36
Bank Of America Corp /de/ 64,596 823,952 60.61 888,548 59.01 -7.27
Jpmorgan Chase & Co 61,600 199,668 60.62 261,268 59.01 -23.58
Ameriprise Financial Inc 48,029 24,474 59.45 72,503 53.16 -66.24
Invesco Ltd. 44,766 316,217 60.61 360,983 59.01 -12.40
Wells Fargo & Company/mn 44,569 56,930 60.62 101,499 59.01 -43.91
Jacobs Levy Equity Management, Inc 43,796 7,769 60.63 51,565 59.01 -84.93
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Equity & Fixed Income 31,571 193,334 60.61 224,905 59.01 -14.04
Principal Financial Group Inc 27,839 33,586 60.62 61,425 59.02 -45.32
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 26,671 31,280 60.61 57,951 59.02 -46.02
Allspring Global Investments Holdings, LLC 22,792 5,116 60.59 27,908 58.98 -81.67
DFREX - Dfa Real Estate Securities Portfolio - Institutional Class 21,859 310,492 51.53 332,351 57.83 -6.58
ExodusPoint Capital Management, LP 20,672 47,493 60.62 68,165 59.00 -30.33
Fmr Llc 20,245 2,324 60.67 22,569 59.02 -89.70
First Trust Advisors Lp 19,919 52,996 60.61 72,915 59.01 -27.32
State of Alaska, Department of Revenue 19,266 21,486 60.55 40,752 58.97 -47.28
Ubs Asset Management Americas Inc 16,674 201,086 60.61 217,760 59.01 -7.66
Name Current Puts
Name Current Calls
Name
Name Previous Puts
CenterStar Asset Management, LLC 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Simplex Trading, Llc 4,200 7,300 3,100 135.48
Name Increased Calls Current Calls Previous Calls Percentage Increase
Wolverine Trading, Llc 6,400 9,900 3,500 182.86
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 9,600 11,000 20,600 -46.60
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 400 100 500 -80.00
Name
Weiss Strategic Interval Fund

Past Week Analysis

Name Shares PPS
JOHN HANCOCK VARIABLE INSURANCE TRUST - Real Estate Securities Trust NAV 26,967 60.59
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 22,669 60.61
SMVIX - Simt Small Cap Value Fund Class I 13,600 60.59
HCIGX - The Institutional Growth Equity Portfolio HC Strategic Shares 5,642 60.62
LRRAX - QS Strategic Real Return Fund Class A 2,338 60.74
Humankind Benefit Corp - Humankind US Stock ETF 120 58.33
Name Shares PPS
GURAX - Guggenheim Risk Managed Real Estate Fund A-Class 59.11
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,292,790 60.61 1,247,831 59.01
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,098,482 60.61 1,091,281 59.01
IWM - iShares Russell 2000 ETF 989,475 60.61 998,561 59.01
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 726,284 60.61 715,120 59.01
VEXMX - Vanguard Extended Market Index Fund Investor Shares 611,012 60.61 603,897 59.01
ASVIX - Small Cap Value Fund Investor Class 590,000 60.61 600,000 59.01
IWN - iShares Russell 2000 Value ETF 443,455 60.61 447,073 59.01
IYR - iShares U.S. Real Estate ETF 152,601 60.61 162,917 59.01
NOSGX - Northern Small Cap Value Fund 114,555 60.61 116,025 59.01
REZ - iShares Residential Real Estate ETF 103,074 60.61 119,525 59.01
RWR - SPDR(R) Dow Jones REIT ETF 81,577 60.61 86,488 59.01
Brighthouse Funds Trust I - Brighthouse Small Cap Value Portfolio Class A 75,200 60.61 76,100 59.01
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 68,196 60.60 68,011 59.01
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 58,667 60.61 58,667 59.01
ITOT - iShares Core S&P Total U.S. Stock Market ETF 47,842 60.62 43,677 59.00
VANGUARD VARIABLE INSURANCE FUNDS - Real Estate Index Portfolio 39,918 60.60 38,679 59.00
RWO - SPDR(R) Dow Jones Global Real Estate ETF 39,417 60.61 42,255 59.00
BBVSX - Bridge Builder Small/Mid Cap Value Fund 37,407 60.60 33,827 59.01
OASVX - Optimum Small-mid Cap Value Fund Class A 37,200 60.62 32,800 59.02
QCSTRX - Stock Account Class R1 36,807 60.61 36,851 59.02
VBINX - Vanguard Balanced Index Fund Investor Shares 33,528 60.61 33,528 59.00
FISVX - Fidelity Small Cap Value Index Fund 31,556 60.62 27,990 59.02
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 30,318 60.62 28,246 59.02
NGREX - Northern Global Real Estate Index Fund 29,926 60.62 29,926 59.01
SBVAX - ClearBridge Small Cap Value Fund Class A 27,910 60.62 27,910 59.01
MXREX - Great-West Real Estate Index Fund Investor Class 24,734 60.60 24,777 59.01
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 23,928 60.60 23,928 59.01
NSIDX - Northern Small Cap Index Fund 23,499 60.60 24,378 59.03
QCEQRX - Equity Index Account Class R1 22,628 60.59 23,875 59.02
EES - WisdomTree U.S. SmallCap Fund N/A 22,482 60.63 24,325 58.99
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 20,200 60.59 20,200 59.01
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 17,320 60.62 17,320 59.01
LVHD - Legg Mason Low Volatility High Dividend ETF 16,075 60.59 20,742 59.01
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 15,012 60.62 15,012 59.02
GSCYX - SMALL CAP EQUITY FUND Institutional 13,905 60.63 13,561 58.99
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 12,579 60.58 12,579 58.99
IWV - iShares Russell 3000 ETF 11,437 60.59 11,476 58.99
IREAX - Ivy LaSalle Global Real Estate Fund Class A 10,821 60.62 17,855 59.03
SSMHX - State Street Small/mid Cap Equity Index Portfolio 10,445 60.60 10,145 59.04
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 9,272 60.61 10,072 58.98
JESIX - Small Cap Index Trust NAV 8,966 60.56 9,346 59.06
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 8,684 60.57 8,711 59.01
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 8,281 60.62 8,281 59.05
MMYAX - MassMutual Select Small Company Value Fund Class A 7,986 60.61 8,233 59.03
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 7,396 60.57 7,396 58.95
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 7,382 60.55 7,352 59.03
JNL SERIES TRUST - JNL/Mellon Real Estate Sector Fund (A) 7,020 60.54 7,217 59.03
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 6,600 60.61 2,500 59.20
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 6,597 60.63 6,278 58.94
USMIX - Extended Market Index Fund 6,443 60.69 6,475 59.00
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 6,422 60.57 6,506 59.02
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 5,844 60.57 5,430 58.93
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 5,813 60.55 5,825 59.06
Tekla Healthcare Opportunities Fund 5,596 60.58 5,596 58.97
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,220 60.54 5,220 59.00
SA FUNDS INVESTMENT TRUST - SA Real Estate Securities Fund 5,063 60.64 5,063 59.06
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 5,022 60.53 4,673 59.06
Tekla World Healthcare Fund 4,442 60.56 4,442 58.98
PEXMX - T. Rowe Price Extended Equity Market Index Fund 4,120 60.68 3,220 59.01
Brighthouse Funds Trust I - AB Global Dynamic Allocation Portfolio Class B 3,888 60.70 4,138 58.97
MSVIX - Mesirow Financial Small Cap Value Sustainability Fund Institutional Shares 3,365 60.62 3,365 59.14
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,570 60.70 2,052 58.97
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 2,285 60.39 2,285 59.08
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,951 60.48 2,047 59.11
TRZIX - T. Rowe Price Small-Cap Index Fund 1,691 60.32 1,545 58.90
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 1,679 60.75 1,679 58.96
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,372 60.50 1,336 59.13
QSMLX - AQR Small Cap Multi-Style Fund Class I 1,294 60.28 1,294 58.73
FNDRX - FRC Founders Index Fund 1,167 60.84 1,637 59.25
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,067 60.92 880 59.09
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 941 60.57 941 59.51
RNSC - Small Cap US Equity Select ETF 907 60.64 737 58.34
TLSTX - Stock Index Fund 885 61.02 885 58.76
JETSX - Total Stock Market Index Trust NAV 880 60.23 880 59.09
EQ ADVISORS TRUST - 1290 VT Real Estate Portfolio Class IB 848 60.14 848 58.96
FFR - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund 783 60.03 778 59.13
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 763 60.29 763 58.98
NCGFX - New Covenant Growth Fund 635 59.84 635 58.27
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 605 61.16 581 58.52
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 536 59.70 629 58.82
RYDEX VARIABLE TRUST - Real Estate Fund Variable Annuity 494 60.73 970 58.76
RYRRX - Russell 2000 Fund Class A 313 60.70 307 58.63
Profunds - Profund Vp Real Estate 280 60.71 261 57.47
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 247 60.73 694 59.08
Profunds - Profund Vp Financials 207 62.80 246 60.98
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 197 60.91 231 60.61
RYHRX - Real Estate Fund Class H 196 61.22 2,830 59.01
Profunds - Profund Vp Ultrasmall-cap 160 62.50 220 59.09
Profunds - Profund Vp Small-cap 136 58.82 138 57.97
RYMKX - Russell 2000 1.5x Strategy Fund Class H 95 63.16 110 54.55
MRJIX - Real Assets Portfolio Class I 66 60.61 238 58.82
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 44,959 1,292,790 60.61 1,247,831 59.01 3.60
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 11,164 726,284 60.61 715,120 59.01 1.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 7,201 1,098,482 60.61 1,091,281 59.01 0.66
VEXMX - Vanguard Extended Market Index Fund Investor Shares 7,115 611,012 60.61 603,897 59.01 1.18
OASVX - Optimum Small-mid Cap Value Fund Class A 4,400 37,200 60.62 32,800 59.02 13.41
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 47,842 60.62 43,677 59.00 9.54
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 4,100 6,600 60.61 2,500 59.20 164.00
BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,580 37,407 60.60 33,827 59.01 10.58
FISVX - Fidelity Small Cap Value Index Fund 3,566 31,556 60.62 27,990 59.02 12.74
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 2,072 30,318 60.62 28,246 59.02 7.34
VANGUARD VARIABLE INSURANCE FUNDS - Real Estate Index Portfolio 1,239 39,918 60.60 38,679 59.00 3.20
PEXMX - T. Rowe Price Extended Equity Market Index Fund 900 4,120 60.68 3,220 59.01 27.95
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 518 2,570 60.70 2,052 58.97 25.24
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 414 5,844 60.57 5,430 58.93 7.62
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 349 5,022 60.53 4,673 59.06 7.47
GSCYX - SMALL CAP EQUITY FUND Institutional 344 13,905 60.63 13,561 58.99 2.54
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 319 6,597 60.63 6,278 58.94 5.08
SSMHX - State Street Small/mid Cap Equity Index Portfolio 300 10,445 60.60 10,145 59.04 2.96
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 187 1,067 60.92 880 59.09 21.25
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 185 68,196 60.60 68,011 59.01 0.27
RNSC - Small Cap US Equity Select ETF 170 907 60.64 737 58.34 23.07
TRZIX - T. Rowe Price Small-Cap Index Fund 146 1,691 60.32 1,545 58.90 9.45
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 36 1,372 60.50 1,336 59.13 2.69
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 30 7,382 60.55 7,352 59.03 0.41
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 24 605 61.16 581 58.52 4.13
Profunds - Profund Vp Real Estate 19 280 60.71 261 57.47 7.28
RYRRX - Russell 2000 Fund Class A 6 313 60.70 307 58.63 1.95
FFR - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund 5 783 60.03 778 59.13 0.64
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
REZ - iShares Residential Real Estate ETF 16,451 103,074 60.61 119,525 59.01 -13.76
IYR - iShares U.S. Real Estate ETF 10,316 152,601 60.61 162,917 59.01 -6.33
ASVIX - Small Cap Value Fund Investor Class 10,000 590,000 60.61 600,000 59.01 -1.67
IWM - iShares Russell 2000 ETF 9,086 989,475 60.61 998,561 59.01 -0.91
IREAX - Ivy LaSalle Global Real Estate Fund Class A 7,034 10,821 60.62 17,855 59.03 -39.40
RWR - SPDR(R) Dow Jones REIT ETF 4,911 81,577 60.61 86,488 59.01 -5.68
LVHD - Legg Mason Low Volatility High Dividend ETF 4,667 16,075 60.59 20,742 59.01 -22.50
IWN - iShares Russell 2000 Value ETF 3,618 443,455 60.61 447,073 59.01 -0.81
RWO - SPDR(R) Dow Jones Global Real Estate ETF 2,838 39,417 60.61 42,255 59.00 -6.72
RYHRX - Real Estate Fund Class H 2,634 196 61.22 2,830 59.01 -93.07
EES - WisdomTree U.S. SmallCap Fund N/A 1,843 22,482 60.63 24,325 58.99 -7.58
NOSGX - Northern Small Cap Value Fund 1,470 114,555 60.61 116,025 59.01 -1.27
QCEQRX - Equity Index Account Class R1 1,247 22,628 60.59 23,875 59.02 -5.22
Brighthouse Funds Trust I - Brighthouse Small Cap Value Portfolio Class A 900 75,200 60.61 76,100 59.01 -1.18
NSIDX - Northern Small Cap Index Fund 879 23,499 60.60 24,378 59.03 -3.61
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 800 9,272 60.61 10,072 58.98 -7.94
RYDEX VARIABLE TRUST - Real Estate Fund Variable Annuity 476 494 60.73 970 58.76 -49.07
FNDRX - FRC Founders Index Fund 470 1,167 60.84 1,637 59.25 -28.71
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 447 247 60.73 694 59.08 -64.41
JESIX - Small Cap Index Trust NAV 380 8,966 60.56 9,346 59.06 -4.07
Brighthouse Funds Trust I - AB Global Dynamic Allocation Portfolio Class B 250 3,888 60.70 4,138 58.97 -6.04
MMYAX - MassMutual Select Small Company Value Fund Class A 247 7,986 60.61 8,233 59.03 -3.00
JNL SERIES TRUST - JNL/Mellon Real Estate Sector Fund (A) 197 7,020 60.54 7,217 59.03 -2.73
MRJIX - Real Assets Portfolio Class I 172 66 60.61 238 58.82 -72.27
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 96 1,951 60.48 2,047 59.11 -4.69
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 93 536 59.70 629 58.82 -14.79
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 84 6,422 60.57 6,506 59.02 -1.29
Profunds - Profund Vp Ultrasmall-cap 60 160 62.50 220 59.09 -27.27
QCSTRX - Stock Account Class R1 44 36,807 60.61 36,851 59.02 -0.12
MXREX - Great-West Real Estate Index Fund Investor Class 43 24,734 60.60 24,777 59.01 -0.17
IWV - iShares Russell 3000 ETF 39 11,437 60.59 11,476 58.99 -0.34
Profunds - Profund Vp Financials 39 207 62.80 246 60.98 -15.85
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 34 197 60.91 231 60.61 -14.72
USMIX - Extended Market Index Fund 32 6,443 60.69 6,475 59.00 -0.49
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 27 8,684 60.57 8,711 59.01 -0.31
RYMKX - Russell 2000 1.5x Strategy Fund Class H 15 95 63.16 110 54.55 -13.64
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 12 5,813 60.55 5,825 59.06 -0.21
Profunds - Profund Vp Small-cap 2 136 58.82 138 57.97 -1.45
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VMNFX - Vanguard Market Neutral Fund Investor Shares
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