Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 550 30.00 9.51 9.86
Previous Quarter 487 31.00 9.24 12.92

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 82 58 8 371 164 141
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 1 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 5 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 20 0 1 88 39 29
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 24,238,999 0.00 0.00 39,319,351 0.00 0.00
Previous Quarter 12,058,192 0.00 0.00 38,721,944 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Keane Investor Holdings Llc 39,330,828
Cerberus Capital Management, L.P. 27,418,816 9.03
THRC Holdings, LP 21,499,302
Vanguard Group Inc 19,920,466 9.51
VANGUARD GROUP INC 18,524,794
THRC Management, LLC 17,625,889 9.24
PRICE T ROWE ASSOCIATES INC /MD/ 17,273,895
BlackRock Inc. 12,282,023 9.51
BlackRock Inc. 11,785,342
Fmr Llc 10,792,691 9.51
Price T Rowe Associates Inc /md/ 10,520,192 9.51
Franklin Resources Inc 9,830,652 9.51
FRVLX - Franklin Small Cap Value Fund Class A 7,397,724 11.03
OIH - VanEck Vectors Oil Services ETF 6,797,843 9.51
Van Eck Associates Corp 6,797,843 9.51
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 6,122,359 9.51
Dimensional Fund Advisors Lp 6,112,599 9.51
NAESX - Vanguard Small-Cap Index Fund Investor Shares 5,236,127 9.51
State Street Corp 4,915,625 9.51
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 4,650,657 9.51

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Cerberus Capital Management, L.P. 33,355,308 8.78
Vanguard Group Inc 19,679,910 9.24
THRC Management, LLC 17,625,889 9.24
Price T Rowe Associates Inc /md/ 13,582,535 9.24
BlackRock Inc. 11,990,220 9.24
Franklin Resources Inc 10,376,103 9.24
Van Eck Associates Corp 8,019,096 9.24
OIH - VanEck Vectors Oil Services ETF 7,989,826 9.24
FRVLX - Franklin Small Cap Value Fund Class A 6,461,662 6.02
Fmr Llc 6,455,701 9.24
Dimensional Fund Advisors Lp 6,267,371 9.24
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 5,990,922 9.24
Fisher Asset Management, LLC 5,656,237 9.24
State Street Corp 5,517,089 9.24
NAESX - Vanguard Small-Cap Index Fund Investor Shares 5,192,009 9.24
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 4,673,257 9.24
Pzena Investment Management Llc 4,074,296 9.24
Russell Investments Group, Ltd. 3,994,230 9.24
IWM - iShares Russell 2000 ETF 3,952,914 9.24
Aristotle Capital Boston, LLC 3,754,275 9.24

 

Recent Quarter Analysis

Name Shares PPS
Keane Investor Holdings Llc 39,330,828
THRC Holdings, LP 21,499,302
VANGUARD GROUP INC 18,524,794
PRICE T ROWE ASSOCIATES INC /MD/ 17,273,895
Westfield Capital Management Co Lp 2,224,544 9.51
XFBRX - Mid Cap Portfolio Investor Class 1,507,900 9.51
Point72 Asset Management, L.P. 952,777 9.51
Hillsdale Investment Management Inc. 506,300 9.51
QCGLRX - Global Equities Account Class R1 494,565 9.51
PXI - Invesco DWA Energy Momentum ETF 463,019 11.03
Balyasny Asset Management Llc 424,048 9.51
FNARX - Natural Resources Portfolio 418,000 10.90
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 304,200 9.51
PXJ - Invesco Dynamic Oil & Gas Services ETF 291,004 11.03
Nicholas Investment Partners, LP 281,447 9.51
JNL SERIES TRUST - JNL/Mellon Energy Sector Fund (A) 238,571 9.51
State of New Jersey Common Pension Fund D 224,035 9.51
DWAS - Invesco DWA SmallCap Momentum ETF 209,501 10.90
DSMFX - Destinations Small-Mid Cap Equity Fund Class I 199,666 10.90
VEXPX - VANGUARD EXPLORER FUND Investor Shares 152,546 11.03
Name Shares PPS
HWMIX - Hotchkis & Wiley Mid-Cap Value Fund Class I 1,182,565 3.55
Glendon Capital Management LP 707,614 9.24
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 580,966 4.46
RPGIX - T. Rowe Price Global Industrials Fund 439,747 3.55
Schonfeld Strategic Advisors LLC 320,200 9.24
HWSIX - Hotchkis & Wiley Small Cap Value Fund Class I 280,037 3.55
SBHVX - Segall Bryant & Hamill Small Cap Value Fund Institutional Class 252,513 4.60
Parallax Volatility Advisers, L.P. 173,139 4.60
J. Goldman & Co LP 166,396 9.24
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 146,135 3.55
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Value Fund Class 3 144,683 4.60
Quantbot Technologies LP 99,592 9.24
Covalent Partners LLC 98,500 9.24
Seven Eight Capital, Lp 94,327 9.24
Itau Unibanco Holding S.A. 69,000 9.25
Arrowstreet Capital, Limited Partnership 64,688 9.24
Dynamic Technology Lab Private Ltd 42,513 9.24
Gsa Capital Partners Llp 42,124 9.23
Bbva Usa 40,610 4.60
Paloma Partners Management Co 38,779 9.23
Walleye Capital LLC 35,748 9.23
Winton Capital Group Ltd 34,875 9.23
Wedge Capital Management L L P/nc 30,392 9.25
First Hawaiian Bank 28,500 9.23
Lazard Asset Management Llc 25,308 9.21
Raymond James Financial Services Advisors, Inc. 21,172 9.26
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 19,294 3.58
McMahon Financial Advisors, LLC 11,178 0.98
CIBC Asset Management Inc 10,219 9.20
Performa Ltd (US), LLC 800 3.75
Tcwp Llc 284 7.04
Berman Capital Advisors, LLC 197
Cullen/frost Bankers, Inc. 80 12.50
Ellevest, Inc.
Panagora Asset Management Inc
Squarepoint Ops LLC
SCP Investment, LP
Virtu Financial LLC
Intrinsic Edge Capital Management LLC
HITE Hedge Asset Management LLC
Segall Bryant & Hamill, Llc
Bridgeway Capital Management Inc
AMP Capital Investors Ltd
SG3 Management, LLC
Crewe Advisors LLC
Caxton Associates Lp
Cipher Capital LP
Geneos Wealth Management Inc.
Schroder Investment Management Group
Meeder Asset Management Inc
Prelude Capital Management, Llc
Highland Capital Management Fund Advisors, L.p.
Fuller & Thaler Asset Management, Inc.
O'shaughnessy Asset Management, Llc
Blueshift Asset Management, LLC
IndexIQ Advisors LLC
Holocene Advisors, LP
Cambridge Trust Co
Name Current Shares Current PPS Previous Shares Previous PPS
Icapital Wealth Llc 121,900 9.51 121,900 9680.00
Cutler Group LP 27,600 1.27 7,237 9.12
Victory Capital Management Inc 26,740 9.50 25,860 11.02
HAP Trading, LLC 25,200 1.11 10,400 1.25
Great West Life Assurance Co /can/ 9,476 9.50 9,476 9.81
Advisor Group Holdings, Inc. 1,940 9.28 616 9.74
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 1,625 9.23 1,475 9.49
Parallel Advisors, LLC 138 7.25 109 9.17
Name Current Shares Current PPS Previous Shares Previous PPS
Cerberus Capital Management, L.P. 27,418,816 9.03 33,355,308 8.78
Vanguard Group Inc 19,920,466 9.51 19,679,910 9.24
BlackRock Inc. 12,282,023 9.51 11,990,220 9.24
Fmr Llc 10,792,691 9.51 6,455,701 9.24
Price T Rowe Associates Inc /md/ 10,520,192 9.51 13,582,535 9.24
Franklin Resources Inc 9,830,652 9.51 10,376,103 9.24
FRVLX - Franklin Small Cap Value Fund Class A 7,397,724 11.03 6,461,662 6.02
Van Eck Associates Corp 6,797,843 9.51 8,019,096 9.24
OIH - VanEck Vectors Oil Services ETF 6,797,843 9.51 7,989,826 9.24
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 6,122,359 9.51 5,990,922 9.24
Dimensional Fund Advisors Lp 6,112,599 9.51 6,267,371 9.24
NAESX - Vanguard Small-Cap Index Fund Investor Shares 5,236,127 9.51 5,192,009 9.24
State Street Corp 4,915,625 9.51 5,517,089 9.24
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 4,650,657 9.51 4,673,257 9.24
Fisher Asset Management, LLC 4,561,019 9.51 5,656,237 9.24
IWM - iShares Russell 2000 ETF 4,019,662 9.51 3,952,914 9.24
Aristotle Capital Boston, LLC 3,824,083 9.51 3,754,275 9.24
FSENX - Energy Portfolio 3,618,300 10.90 3,180,800 7.96
Boston Partners 3,254,854 9.48 3,590,270 9.30
Goldman Sachs Group Inc 2,978,831 9.51 2,985,242 9.24
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Fmr Llc 4,336,990 10,792,691 9.51 6,455,701 9.24 67.18
Millennium Management Llc 2,017,979 2,440,344 9.51 422,365 9.24 477.78
Principal Financial Group Inc 1,926,668 1,942,432 9.51 15,764 9.26 12221.95
IWO - iShares Russell 2000 Growth ETF 1,220,028 1,375,797 9.51 155,769 9.24 783.23
Nuveen Asset Management, LLC 1,161,632 2,726,144 9.51 1,564,512 8.95 74.25
Morgan Stanley 1,098,940 1,320,688 9.51 221,748 9.24 495.58
Assenagon Asset Management S.A. 1,062,484 1,096,987 9.51 34,503 9.25 3079.40
Two Sigma Advisers, Lp 955,100 2,466,926 9.51 1,511,826 9.24 63.18
FRVLX - Franklin Small Cap Value Fund Class A 936,062 7,397,724 11.03 6,461,662 6.02 14.49
Citadel Advisors Llc 898,932 1,236,449 9.51 337,517 9.24 266.34
FANAX - Fidelity Advisor Energy Fund Class A 613,200 1,537,100 11.03 923,900 6.02 66.37
FSENX - Energy Portfolio 437,500 3,618,300 10.90 3,180,800 7.96 13.75
Bank of New York Mellon Corp 436,827 2,838,264 9.51 2,401,437 9.24 18.19
Alyeska Investment Group, L.P. 374,110 481,349 9.51 107,239 9.24 348.86
Voloridge Investment Management, Llc 357,916 1,341,210 9.51 983,294 9.24 36.40
Viking Fund Management Llc 320,000 580,000 9.51 260,000 9.24 123.08
PRDAX - Diversified Real Asset Fund Class A 298,999 466,527 10.90 167,528 7.96 178.48
BlackRock Inc. 291,803 12,282,023 9.51 11,990,220 9.24 2.43
Vanguard Group Inc 240,556 19,920,466 9.51 19,679,910 9.24 1.22
Tudor Investment Corp Et Al 240,243 270,688 9.51 30,445 9.23 789.10
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Cerberus Capital Management, L.P. 5,936,492 27,418,816 9.03 33,355,308 8.78 -17.80
Pzena Investment Management Llc 3,664,424 409,872 9.51 4,074,296 9.24 -89.94
Price T Rowe Associates Inc /md/ 3,062,343 10,520,192 9.51 13,582,535 9.24 -22.55
Russell Investments Group, Ltd. 1,655,947 2,338,283 9.51 3,994,230 9.24 -41.46
Van Eck Associates Corp 1,221,253 6,797,843 9.51 8,019,096 9.24 -15.23
OIH - VanEck Vectors Oil Services ETF 1,191,983 6,797,843 9.51 7,989,826 9.24 -14.92
Fisher Asset Management, LLC 1,095,218 4,561,019 9.51 5,656,237 9.24 -19.36
State Street Corp 601,464 4,915,625 9.51 5,517,089 9.24 -10.90
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 548,689 1,148,601 9.51 1,697,290 9.24 -32.33
Franklin Resources Inc 545,451 9,830,652 9.51 10,376,103 9.24 -5.26
PJARX - SmallCap Value Fund II R-3 481,989 220,419 11.03 702,408 6.02 -68.62
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Equity & Fixed Income 447,345 440,300 9.51 887,645 9.24 -50.40
REBYX - U.S. Small Cap Equity Fund Class Y 438,958 343,232 11.03 782,190 6.02 -56.12
Hotchkis & Wiley Capital Management Llc 428,787 895,940 9.51 1,324,727 9.24 -32.37
Boston Partners 335,416 3,254,854 9.48 3,590,270 9.30 -9.34
EAM Investors, LLC 252,858 172,238 9.51 425,096 9.24 -59.48
Advanced Series Trust - Ast T. Rowe Price Asset Allocation Portfolio 251,565 232,662 9.51 484,227 9.24 -51.95
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 244,227 219,196 11.03 463,423 6.02 -52.70
Occudo Quantitative Strategies Lp 243,860 75,411 9.51 319,271 9.24 -76.38
RMYAX - Multi-Strategy Income Fund Class A 210,645 49,416 11.03 260,061 6.02 -81.00
Name Current Puts
Caption Management, LLC 73,500
Name Current Calls
Name
FTLS - First Trust Long/Short Equity ETF
Name Previous Puts
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Cutler Group LP 20,363 27,600 7,237 281.37
Simplex Trading, Llc 168,100 203,600 35,500 473.52
Group One Trading, L.p. 1,263,900 1,343,300 79,400 1591.81
Name Increased Calls Current Calls Previous Calls Percentage Increase
HAP Trading, LLC 14,800 25,200 10,400 142.31
Wolverine Trading, Llc 122,100 122,100 0 0.00
Susquehanna International Group, Llp 340,384 557,900 217,516 156.49
PEAK6 Investments LLC 365,000 365,000 0 0.00
Jane Street Group, Llc 511,027 523,600 12,573 4064.48
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
XFBRX - Mid Cap Portfolio Investor Class 1,507,900 9.51
QCGLRX - Global Equities Account Class R1 494,565 9.51
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 304,200 9.51
JNL SERIES TRUST - JNL/Mellon Energy Sector Fund (A) 238,571 9.51
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - SmallCap Account Class 1 142,300 9.51
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 104,671 9.51
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 79,550 9.52
IGE - iShares North American Natural Resources ETF 68,326 9.51
NPSGX - NICHOLAS PARTNERS SMALL CAP GROWTH FUND Institutional Shares 41,572 9.50
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 25,671 9.50
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 23,621 9.53
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 17,336 9.52
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 15,453 9.51
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 12,338 9.48
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 11,912 9.49
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 2,948 9.50
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 2,739 9.49
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,689 9.67
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,997 9.51
PIBAX - PGIM BALANCED FUND Class A 1,700 9.41
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 1,625 9.23 1,475 9.49
Name Current Shares Current PPS Previous Shares Previous PPS
OIH - VanEck Vectors Oil Services ETF 6,797,843 9.51 7,989,826 9.24
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 6,122,359 9.51 5,990,922 9.24
NAESX - Vanguard Small-Cap Index Fund Investor Shares 5,236,127 9.51 5,192,009 9.24
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 4,650,657 9.51 4,673,257 9.24
IWM - iShares Russell 2000 ETF 4,019,662 9.51 3,952,914 9.24
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 2,469,619 9.51 2,505,601 9.24
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,136,876 9.51 2,121,656 9.24
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,734,806 9.51 1,704,658 9.24
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,548,626 9.51 1,560,502 9.24
IWO - iShares Russell 2000 Growth ETF 1,375,797 9.51 155,769 9.24
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 1,148,601 9.51 1,697,290 9.24
DNLAX - BNY Mellon Natural Resources Fund Class A 966,158 9.51 764,302 9.24
VARIABLE INSURANCE PRODUCTS FUND IV - Energy Portfolio Initial Class 914,060 9.51 765,660 9.24
QCSTRX - Stock Account Class R1 851,751 9.51 745,220 9.24
IEZ - iShares U.S. Oil Equipment & Services ETF 692,895 9.51 532,868 9.24
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 487,600 9.51 454,800 9.24
MAINSTAY VP FUNDS TRUST - MainStay VP Mellon Natural Resources Portfolio Initial Class 419,366 9.51 388,110 9.24
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 268,265 9.51 271,098 9.24
VSEQX - Vanguard Strategic Equity Fund Investor Shares 247,722 9.51 247,722 9.24
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 245,564 9.51 286,070 9.24
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 238,157 9.51 247,439 9.24
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 224,881 9.51 224,881 9.24
PSOPX - JPMorgan Small Cap Value Fund Class I 202,424 9.51 237,624 9.24
JSCSX - JPMorgan U.S. Small Company Fund Class I 199,800 9.51 176,100 9.24
ITOT - iShares Core S&P Total U.S. Stock Market ETF 177,138 9.51 162,144 9.24
VBINX - Vanguard Balanced Index Fund Investor Shares 161,300 9.51 161,300 9.24
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 160,277 9.51 160,277 9.24
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 142,926 9.51 133,909 9.24
DMCRX - Driehaus Micro Cap Growth Fund 128,428 9.51 138,905 9.24
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 127,900 9.51 115,900 9.24
BSVSX - Baird SmallCap Value Fund Investor Class 117,356 9.51 137,540 9.24
DEUTSCHE DWS VARIABLE SERIES II - DWS Small Mid Cap Value VIP Class A 107,725 9.51 107,725 9.24
SLLAX - SIMT Small Cap Fund Class F 93,975 9.51 77,973 9.23
NSIDX - Northern Small Cap Index Fund 93,502 9.51 96,249 9.24
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 91,536 9.52 91,536 9.24
SPWIX - Simt Small Cap Growth Fund Class I 86,565 9.51 130,972 9.24
QCEQRX - Equity Index Account Class R1 76,759 9.51 76,759 9.24
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 72,738 9.51 72,738 9.24
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 66,709 9.50 92,413 9.24
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 66,592 9.51 66,592 9.24
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 60,146 9.51 78,446 9.24
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 59,146 9.50 51,835 9.24
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 54,900 9.51 65,400 9.24
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 54,800 9.51 55,900 9.25
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 49,722 9.51 49,722 9.23
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 47,324 9.51 8,924 9.19
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 46,485 9.51 46,485 9.25
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 45,346 9.50 26,246 9.26
QWVOX - Clearwater Small Companies Fund 44,958 9.52 137,540 9.24
ASMOX - AQR Small Cap Momentum Style Fund Class I 44,054 9.51 17,737 4.62
FECGX - Fidelity Small Cap Growth Index Fund 41,931 9.52 4,575 9.18
SSMHX - State Street Small/mid Cap Equity Index Portfolio 41,098 9.51 36,798 9.24
IWV - iShares Russell 3000 ETF 41,041 9.50 41,176 9.23
JESIX - Small Cap Index Trust NAV 36,212 9.50 37,559 9.24
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 31,121 9.51 23,284 9.23
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 29,923 9.52 3,786 9.24
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 29,769 9.51 29,328 9.24
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 27,536 9.51 27,536 9.22
USMIX - Extended Market Index Fund 26,740 9.50 25,815 9.26
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 25,809 9.49 25,809 9.22
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 23,661 9.51 2,811 9.25
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 21,313 9.52 21,313 9.24
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 20,400 9.51 20,400 9.22
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 13,900 9.50 12,800 9.22
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 12,860 9.49 12,860 9.25
TLEQX - Small-Cap Equity Fund 12,410 9.51 13,501 4.59
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 11,003 9.54 11,003 9.27
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 10,227 9.48 8,160 9.19
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 10,077 9.53 1,110 9.01
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 9,340 9.53 10,994 9.28
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 8,513 9.51 8,513 9.28
TRZIX - T. Rowe Price Small-Cap Index Fund 6,713 9.53 6,105 9.17
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 6,003 9.50 5,747 9.22
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 4,954 9.49 4,954 9.29
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 4,876 9.43 4,576 9.18
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 4,635 9.49 4,486 9.14
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 4,600 9.57 9,300 9.25
JETSX - Total Stock Market Index Trust NAV 4,459 9.42 4,459 9.19
VYSVX - Vericimetry U.S. Small Cap Value Fund 3,500 9.43 10,100 9.21
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 2,855 9.46 2,855 9.11
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 2,550 9.41 2,300 9.13
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 2,107 9.49 1,952 9.22
RYRRX - Russell 2000 Fund Class A 1,243 9.65 1,215 9.05
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 784 8.93 914 8.75
Profunds - Profund Vp Ultrasmall-cap 639 9.39 870 9.20
Profunds - Profund Vp Small-cap 541 9.24 546 9.16
RYMKX - Russell 2000 1.5x Strategy Fund Class H 377 10.61 435 9.20
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 119 8.40 120 8.33
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWO - iShares Russell 2000 Growth ETF 1,220,028 1,375,797 9.51 155,769 9.24 783.23
DNLAX - BNY Mellon Natural Resources Fund Class A 201,856 966,158 9.51 764,302 9.24 26.41
IEZ - iShares U.S. Oil Equipment & Services ETF 160,027 692,895 9.51 532,868 9.24 30.03
VARIABLE INSURANCE PRODUCTS FUND IV - Energy Portfolio Initial Class 148,400 914,060 9.51 765,660 9.24 19.38
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 131,437 6,122,359 9.51 5,990,922 9.24 2.19
QCSTRX - Stock Account Class R1 106,531 851,751 9.51 745,220 9.24 14.30
IWM - iShares Russell 2000 ETF 66,748 4,019,662 9.51 3,952,914 9.24 1.69
NAESX - Vanguard Small-Cap Index Fund Investor Shares 44,118 5,236,127 9.51 5,192,009 9.24 0.85
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 38,400 47,324 9.51 8,924 9.19 430.30
FECGX - Fidelity Small Cap Growth Index Fund 37,356 41,931 9.52 4,575 9.18 816.52
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 32,800 487,600 9.51 454,800 9.24 7.21
MAINSTAY VP FUNDS TRUST - MainStay VP Mellon Natural Resources Portfolio Initial Class 31,256 419,366 9.51 388,110 9.24 8.05
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 30,148 1,734,806 9.51 1,704,658 9.24 1.77
ASMOX - AQR Small Cap Momentum Style Fund Class I 26,317 44,054 9.51 17,737 4.62 148.37
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 26,137 29,923 9.52 3,786 9.24 690.36
JSCSX - JPMorgan U.S. Small Company Fund Class I 23,700 199,800 9.51 176,100 9.24 13.46
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 20,850 23,661 9.51 2,811 9.25 741.73
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 19,100 45,346 9.50 26,246 9.26 72.77
SLLAX - SIMT Small Cap Fund Class F 16,002 93,975 9.51 77,973 9.23 20.52
VEXMX - Vanguard Extended Market Index Fund Investor Shares 15,220 2,136,876 9.51 2,121,656 9.24 0.72
ITOT - iShares Core S&P Total U.S. Stock Market ETF 14,994 177,138 9.51 162,144 9.24 9.25
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 12,000 127,900 9.51 115,900 9.24 10.35
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 9,017 142,926 9.51 133,909 9.24 6.73
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 8,967 10,077 9.53 1,110 9.01 807.84
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 7,837 31,121 9.51 23,284 9.23 33.66
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 7,311 59,146 9.50 51,835 9.24 14.10
SSMHX - State Street Small/mid Cap Equity Index Portfolio 4,300 41,098 9.51 36,798 9.24 11.69
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,067 10,227 9.48 8,160 9.19 25.33
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 1,100 13,900 9.50 12,800 9.22 8.59
USMIX - Extended Market Index Fund 925 26,740 9.50 25,815 9.26 3.58
TRZIX - T. Rowe Price Small-Cap Index Fund 608 6,713 9.53 6,105 9.17 9.96
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 441 29,769 9.51 29,328 9.24 1.50
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 300 4,876 9.43 4,576 9.18 6.56
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 256 6,003 9.50 5,747 9.22 4.45
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 250 2,550 9.41 2,300 9.13 10.87
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 155 2,107 9.49 1,952 9.22 7.94
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 150 1,625 9.23 1,475 9.49 10.17
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 149 4,635 9.49 4,486 9.14 3.32
RYRRX - Russell 2000 Fund Class A 28 1,243 9.65 1,215 9.05 2.30
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
OIH - VanEck Vectors Oil Services ETF 1,191,983 6,797,843 9.51 7,989,826 9.24 -14.92
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 548,689 1,148,601 9.51 1,697,290 9.24 -32.33
QWVOX - Clearwater Small Companies Fund 92,582 44,958 9.52 137,540 9.24 -67.31
SPWIX - Simt Small Cap Growth Fund Class I 44,407 86,565 9.51 130,972 9.24 -33.91
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 40,506 245,564 9.51 286,070 9.24 -14.16
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 35,982 2,469,619 9.51 2,505,601 9.24 -1.44
PSOPX - JPMorgan Small Cap Value Fund Class I 35,200 202,424 9.51 237,624 9.24 -14.81
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 25,704 66,709 9.50 92,413 9.24 -27.81
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 22,600 4,650,657 9.51 4,673,257 9.24 -0.48
BSVSX - Baird SmallCap Value Fund Investor Class 20,184 117,356 9.51 137,540 9.24 -14.68
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 18,300 60,146 9.51 78,446 9.24 -23.33
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 11,876 1,548,626 9.51 1,560,502 9.24 -0.76
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 10,500 54,900 9.51 65,400 9.24 -16.06
DMCRX - Driehaus Micro Cap Growth Fund 10,477 128,428 9.51 138,905 9.24 -7.54
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 9,282 238,157 9.51 247,439 9.24 -3.75
VYSVX - Vericimetry U.S. Small Cap Value Fund 6,600 3,500 9.43 10,100 9.21 -65.35
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 4,700 4,600 9.57 9,300 9.25 -50.54
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 2,833 268,265 9.51 271,098 9.24 -1.05
NSIDX - Northern Small Cap Index Fund 2,747 93,502 9.51 96,249 9.24 -2.85
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 1,654 9,340 9.53 10,994 9.28 -15.04
JESIX - Small Cap Index Trust NAV 1,347 36,212 9.50 37,559 9.24 -3.59
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 1,100 54,800 9.51 55,900 9.25 -1.97
TLEQX - Small-Cap Equity Fund 1,091 12,410 9.51 13,501 4.59 -8.08
Profunds - Profund Vp Ultrasmall-cap 231 639 9.39 870 9.20 -26.55
IWV - iShares Russell 3000 ETF 135 41,041 9.50 41,176 9.23 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 130 784 8.93 914 8.75 -14.22
RYMKX - Russell 2000 1.5x Strategy Fund Class H 58 377 10.61 435 9.20 -13.33
Profunds - Profund Vp Small-cap 5 541 9.24 546 9.16 -0.92
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 119 8.40 120 8.33 -0.83
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