Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 715 256.00 74.16 73.65
Previous Quarter 731 283.00 83.36 82.64

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 43 151 514 13 237 167
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 3 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 3 1 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 4 0 58 1 22 15
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 14,716,697 0.00 0.00 1,188,864 0.00 0.00
Previous Quarter 7,609,845 0.00 0.00 1,146,854 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 7,745,740
BlackRock Inc. 6,970,957 74.16
FMR LLC 6,912,729
Fmr Llc 6,444,363 74.16
Neuberger Berman Group LLC 4,236,786
Neuberger Berman Group LLC 4,191,714 74.16
Jennison Associates Llc 2,666,197 74.16
Energy Income Partners, LLC 2,518,019 74.16
Goldman Sachs Group Inc 2,380,642 74.16
Rare Infrastructure Ltd 2,260,173 74.16
Price T Rowe Associates Inc /md/ 2,188,292 74.16
1832 Asset Management L.P. 1,769,027 74.16
Tortoise Capital Advisors, L.l.c. 1,742,972 74.16
FAGAX - Fidelity Advisor Growth Opportunities Fund Class A 1,740,700 71.65
PRUAX - PGIM Jennison Utility Fund Class A 1,714,410 71.65
Royal Bank Of Canada 1,630,702 74.16
EMLP - First Trust North American Energy Infrastructure Fund 1,579,398 66.66
Pictet Asset Management Sa 1,564,754 74.16
Kayne Anderson Capital Advisors Lp 1,363,181 74.16
M&g Investment Management Ltd 1,306,181 74.00

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 7,609,845 83.36
Fmr Llc 6,786,164 83.36
Neuberger Berman Group LLC 4,116,490 83.36
Goldman Sachs Group Inc 2,766,830 83.36
Jennison Associates Llc 2,678,585 83.36
Energy Income Partners, LLC 2,666,494 83.36
Price T Rowe Associates Inc /md/ 2,171,585 83.36
Bank of New York Mellon Corp 2,116,017 83.36
FAGAX - Fidelity Advisor Growth Opportunities Fund Class A 1,817,300 78.01
Tortoise Capital Advisors, L.l.c. 1,801,336 83.36
PRUAX - PGIM Jennison Utility Fund Class A 1,714,410 78.01
Eventide Asset Management, Llc 1,664,600 83.36
1832 Asset Management L.P. 1,647,067 82.22
Rare Infrastructure Ltd 1,541,145 83.36
EMLP - First Trust North American Energy Infrastructure Fund 1,500,865 75.22
Pictet Asset Management Sa 1,459,300 83.36
Royal Bank Of Canada 1,414,631 83.36
ETGLX - Eventide Gilead Fund Class N 1,305,500 83.36
Kayne Anderson Capital Advisors Lp 1,193,016 83.36
Bank Of America Corp /de/ 1,140,013 83.36

 

Recent Quarter Analysis

Name Shares PPS
FMR LLC 6,912,729
Standard Life Aberdeen plc 254,756 73.87
Coann Capital LLC 115,029 74.16
Covalis Capital Llp 102,377 74.16
Norges Bank 69,800 72.88
Schonfeld Strategic Advisors LLC 68,600 74.15
Cbre Clarion Securities Llc 45,077 74.16
SPEDX - Alger Dynamic Opportunities Fund Class A 38,354 66.67
Aberdeen Standard Global Infrastructure Income Fund 30,800 74.16
NRIAX - Nuveen Real Asset Income Fund Class A 25,807 74.17
AMGAX - Alger MidCap Growth Fund Class A 21,825 66.67
Nuveen Real Asset Income & Growth Fund 11,347 74.12
AMTAX - AB All Market Real Return Portfolio Class A 10,226 66.69
GWM Advisors LLC 8,902 74.14
Keybank National Association/oh 7,174 74.16
ALMRX - Alger MidCap Growth Institutional Fund Class I 7,142 66.65
Cipher Capital LP 6,408 74.13
Arden Trust Co 5,803 74.10
Fwl Investment Management, Llc 5,599 74.12
FSM Wealth Advisors, LLC 5,194 82.79
Name Shares PPS
Inherent Group, Lp 308,175 83.36
Deutsche Bank Ag\ 152,164 83.36
FDVLX - Fidelity Value Fund 103,500 75.22
Allianz Asset Management GmbH 77,000 84.40
NBHAX - Neuberger Berman Equity Income Fund Class A 70,000 78.01
DNLAX - BNY Mellon Natural Resources Fund Class A 59,102 84.40
Fred Alger Management, Llc 57,561 83.36
Otter Creek Advisors, LLC 55,543 83.38
Canal Capital Management, LLC 45,444 83.36
MFS VARIABLE INSURANCE TRUST - MFS Utilities Series Initial Class 40,075 84.39
Aptus Capital Advisors, LLC 32,468 83.37
CGAFX - Calvert Green Bond Fund Class A 29,393 75.36
Bnp Paribas Arbitrage, Sa 24,364 83.36
CFICX - Calvert Income Fund Class A 24,212 75.38
Walleye Capital LLC 21,151 83.35
WLVIX - Westwood Total Return Fund INSTITUTIONAL CLASS SHARES 20,387 86.28
GLEAX - Goldman Sachs MLP & Energy Fund Class A Shares 18,115 85.07
Simplex Trading, Llc 18,000 83.33
Jump Financial, LLC 14,907 83.38
Ubs Oconnor Llc 10,400 2.98
Wolverine Trading, Llc 10,200 84.12
Wolverine Trading, Llc 10,200 84.12
Wolverine Trading, Llc 10,200 84.12
Fort Washington Investment Advisors Inc /oh/ 9,994 83.35
CUBAX - Calvert Absolute Return Bond Fund CLASS A 8,300 75.30
Man Group plc 7,742 83.31
Asset Management One Co., Ltd. 6,783 83.30
QDEF - FlexShares Quality Dividend Defensive Index Fund 6,560 86.28
AMTAX - AB All Market Real Return Portfolio Class A 6,552 75.24
Connor, Clark & Lunn Investment Management Ltd. 6,526 83.36
Quest Capital Management Inc /adv 4,938 84.45
MMCMX - BNY Mellon Small/Mid Cap Multi-Strategy Fund Class M Shares 4,748 85.09
Boussard & Gavaudan Investment Management LLP 4,571 1064.10
FAVFX - Fidelity Advisor Value Fund Class A 4,200 75.24
First Mercantile Trust Co 3,986 75.26
Homrich & Berg 3,803 75.47
DEIF - Sterling Capital Diverse Multi-Manager Active ETF 3,680 77.99
Financial Sense Advisors, Inc. 3,505 83.31
Asset Advisors Investment Management, LLC 3,500 83.43
Linscomb & Williams, Inc. 3,290 83.28
Sustainable Insight Capital Management, LLC 3,100 83.23
JustInvest LLC 3,053 83.52
Lavaca Capital Llc 3,000 83.33
Intrua Financial, LLC 2,790 83.51
Flagship Harbor Advisors, Llc 2,743 83.49
Xcel Wealth Management, LLC 2,690 83.27
Brookstone Capital Management 2,641 79.52
Brevan Howard Capital Management LP 2,499 83.23
New England Research & Management, Inc. 2,460 83.33
LBAY - Leatherback Long/Short Alternative Yield ETF 2,095 84.96
IFP Advisors, Inc 1,204 44.02
Security National Trust Co 1,000 76.00
Exane Derivatives 759 83.00
NEXT Financial Group, Inc 635 85.04
McCarthy Asset Management, Inc. 512 83.98
Creative Financial Designs Inc /adv 431 83.53
AGF Investments LLC 429 83.92
Fortitude Advisory Group L.L.C. 393 83.97
Penserra Capital Management LLC 156 83.33
Tradewinds Capital Management, LLC 125 80.00
Robbins Farley Llc 100 80.00
Aquatic Capital Management LLC 100 80.00
Koshinski Asset Management, Inc. 100 80.00
GoalVest Advisory LLC 60 83.33
Sonora Investment Management, LLC 40 75.00
Tcwp Llc 30 66.67
Tower Research Capital LLC (TRC) 29 68.97
Moisand Fitzgerald Tamayo, LLC 25 80.00
Toth Financial Advisory Corp 25 80.00
CSIFX - Calvert Balanced Fund Class A
Cassady Schiller Wealth Management, LLC
Andrew Hill Investment Advisors, Inc.
Weiss Asset Management LP
Css Llc/il
SMAPX - Salient MLP & Energy Infrastructure Fund Class A
Blueshift Asset Management, LLC
Arosa Capital Management LP
NorthCoast Asset Management LLC
Ninepoint Partners LP
TFC Financial Management
Virtu Financial LLC
Canada Pension Plan Investment Board
Laurel Wealth Advisors LLC
Toroso Investments, LLC
Agf Investments Inc.
Guardian Variable Products Trust - Guardian Select Mid Cap Core VIP Fund
MUFG Americas Holdings Corp
CALVERT VARIABLE SERIES INC - Calvert VP SRI Balanced Portfolio Class I
Gerber Kawasaki Wealth & Investment Management
Blackstone Group Inc
BlueCrest Capital Management Ltd
Comprehensive Financial Consultants Institutional, Inc.
Quadrant Capital Group Llc
Steelhead Partners Llc
Wexford Capital Lp
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Kore Private Wealth LLC
Trexquant Investment LP
Massachusetts Financial Services Co /ma/
Verition Fund Management LLC
Perkins Coie Trust Co
Soros Fund Management Llc
Aviva Plc
CSIFX - Calvert Balanced Fund Class A
Ghisallo Capital Management LLC
Paloma Partners Management Co
Stelac Advisory Services LLC
Amplius Wealth Advisors, LLC
Herold Advisors, Inc.
Engineers Gate Manager LP
CWM Advisors, LLC
Liberty Wealth Management Llc
FIL Ltd
Hudson Bay Capital Management LP
Regions Financial Corp
Firestone Capital Management
Zions Bancorporation, N.A.
Twinbeech Capital Lp
Redpoint Investment Management Pty Ltd
Ellevest, Inc.
PRW Wealth Management LLC
Snowden Capital Advisors LLC
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
O'shaughnessy Asset Management, Llc
Nomura Holdings Inc
Y-Intercept (Hong Kong) Ltd
Alphasimplex Group, Llc
Marshall Wace, Llp
Renaissance Technologies Llc
Fieldpoint Private Securities, LLC
Regency Capital Management Inc.\DE
Freestone Capital Holdings, LLC
Vahanian & Associates Financial Planning Inc.
Virginia Retirement Systems Et Al
Two Sigma Advisers, Lp
DAVENPORT & Co LLC
Assenagon Asset Management S.A.
Charles Schwab Investment Management Inc
Fulcrum Asset Management LLP
Stock Yards Bank & Trust Co
Susquehanna Fundamental Investments, Llc
VCLN - Virtus Duff & Phelps Clean Energy ETF
FinTrust Capital Advisors, LLC
Cutler Group LP
Chilton Capital Management Llc
Skandinaviska Enskilda Banken AB (publ)
CastleArk Alternatives, LLC
ExodusPoint Capital Management, LP
Arkadios Wealth Advisors
Two Sigma Investments, Lp
Islay Capital Management, Llc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 7,745,740 7,609,845 83.36
Fmr Llc 6,444,363 74.16 6,786,164 83.36
Neuberger Berman Group LLC 4,236,786 4,116,490 83.36
Jennison Associates Llc 2,666,197 74.16 2,678,585 83.36
Energy Income Partners, LLC 2,518,019 74.16 2,666,494 83.36
Goldman Sachs Group Inc 2,380,642 74.16 2,766,830 83.36
Rare Infrastructure Ltd 2,260,173 74.16 1,541,145 83.36
Price T Rowe Associates Inc /md/ 2,188,292 74.16 2,171,585 83.36
1832 Asset Management L.P. 1,769,027 74.16 1,647,067 82.22
Tortoise Capital Advisors, L.l.c. 1,742,972 74.16 1,801,336 83.36
FAGAX - Fidelity Advisor Growth Opportunities Fund Class A 1,740,700 71.65 1,817,300 78.01
PRUAX - PGIM Jennison Utility Fund Class A 1,714,410 71.65 1,714,410 78.01
Royal Bank Of Canada 1,630,702 74.16 1,414,631 83.36
EMLP - First Trust North American Energy Infrastructure Fund 1,579,398 66.66 1,500,865 75.22
Pictet Asset Management Sa 1,564,754 74.16 1,459,300 83.36
Kayne Anderson Capital Advisors Lp 1,363,181 74.16 1,193,016 83.36
M&g Investment Management Ltd 1,306,181 74.00 924,142 83.00
Beach Investment Counsel Inc/pa 1,300,906 74.16 1,106,135 83.36
Eventide Asset Management, Llc 1,296,627 74.16 1,664,600 83.36
Bank Of America Corp /de/ 1,184,526 74.16 1,140,013 83.36
Name Current Shares Current PPS Previous Shares Previous PPS
Community Capital Management, Inc. 49,300 74.16 14,600 66.10
Securian Asset Management, Inc 24,094 0.08 40,088 0.07
Dynamic Technology Lab Private Ltd 16,750 74.15 0
Jaffetilchin Investment Partners, LLC 16,386 74.15 16,481 62.01
Steward Partners Investment Advisory, Llc 13,531 0.07 14,160 0.07
Jefferies Group LLC 11,102 4.41 0
VisionPoint Advisory Group, LLC 6,547 83.70 0
Fiduciary Group LLC 3,849 83.66 3,252 63.65
TPG Financial Advisors, LLC 3,411 74.17 0
Public Employees Retirement System Of Ohio 2,880 74.31 0
Sound Income Strategies, LLC 307 74.92 0
Harbour Investments, Inc. 57 70.18 3
AXMNX - Acclivity Mid Cap Multi-Style Fund Acclivity Mid Cap Multi-Style N Shares 16 62.50 6
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Rare Infrastructure Ltd 719,028 2,260,173 74.16 1,541,145 83.36 46.66
M&g Investment Management Ltd 382,039 1,306,181 74.00 924,142 83.00 41.34
Royal Bank Of Canada 216,071 1,630,702 74.16 1,414,631 83.36 15.27
Beach Investment Counsel Inc/pa 194,771 1,300,906 74.16 1,106,135 83.36 17.61
Kayne Anderson Capital Advisors Lp 170,165 1,363,181 74.16 1,193,016 83.36 14.26
American Century Companies Inc 155,728 195,704 74.16 39,976 83.35 389.55
BULIX - Utilities Fund Investor Class 155,008 186,432 74.16 31,424 83.38 493.28
Artemis Investment Management LLP 149,077 974,204 74.34 825,127 83.31 18.07
Citadel Advisors Llc 144,168 452,305 74.16 308,137 83.36 46.79
FSLCX - Fidelity Small Cap Stock Fund 144,048 252,641 66.66 108,593 75.22 132.65
Premier Fund Managers Ltd 138,168 911,758 73.28 773,590 84.12 17.86
BlackRock Inc. 135,895 7,745,740 7,609,845 83.36 1.79
1832 Asset Management L.P. 121,960 1,769,027 74.16 1,647,067 82.22 7.40
Neuberger Berman Group LLC 120,296 4,236,786 4,116,490 83.36 2.92
Point72 Asset Management, L.P. 115,409 178,300 74.16 62,891 83.37 183.51
Neuberger Berman Mlp Income Fund Inc. 110,000 480,000 71.65 370,000 78.01 29.73
Pictet Asset Management Sa 105,454 1,564,754 74.16 1,459,300 83.36 7.23
Baird Financial Group, Inc. 97,327 448,871 74.16 351,544 83.36 27.69
Ameriprise Financial Inc 89,219 919,161 74.13 829,942 83.43 10.75
HighTower Advisors, LLC 80,189 545,760 74.02 465,571 83.59 17.22
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Bank of New York Mellon Corp 1,085,505 1,030,512 74.16 2,116,017 83.36 -51.30
Goldman Sachs Group Inc 386,188 2,380,642 74.16 2,766,830 83.36 -13.96
Eventide Asset Management, Llc 367,973 1,296,627 74.16 1,664,600 83.36 -22.11
Fmr Llc 341,801 6,444,363 74.16 6,786,164 83.36 -5.04
Neumeier Poma Investment Counsel Llc 207,787 348,826 74.16 556,613 83.36 -37.33
ETADX - Eventide Dividend Opportunities Fund Class A Shares 154,147 97,853 74.16 252,000 83.36 -61.17
ETGLX - Eventide Gilead Fund Class N 154,000 1,151,500 74.16 1,305,500 83.36 -11.80
Energy Income Partners, LLC 148,475 2,518,019 74.16 2,666,494 83.36 -5.57
Amundi 136,850 81,750 73.75 218,600 82.89 -62.60
XFBRX - Mid Cap Portfolio Investor Class 125,800 636,723 74.16 762,523 83.36 -16.50
ACES - ALPS Clean Energy ETF 94,797 435,787 71.65 530,584 78.01 -17.87
FCPGX - Fidelity Small Cap Growth Fund 91,821 206,590 66.66 298,411 75.22 -30.77
Electron Capital Partners, LLC 88,264 914,528 74.16 1,002,792 83.36 -8.80
FAGAX - Fidelity Advisor Growth Opportunities Fund Class A 76,600 1,740,700 71.65 1,817,300 78.01 -4.22
ETAMX - Eventide Multi-Asset Income Fund Class A 59,826 47,274 74.16 107,100 83.36 -55.86
Tortoise Capital Advisors, L.l.c. 58,364 1,742,972 74.16 1,801,336 83.36 -3.24
Tortoise Energy Infrastructure Corp 57,687 379,423 71.65 437,110 78.01 -13.20
INFIX - Tortoise MLP & Energy Income Fund Institutional Class Shares 54,917 137,123 71.65 192,040 78.01 -28.60
Graham Capital Management, L.P. 49,656 14,885 74.10 64,541 83.36 -76.94
Credit Suisse Ag/ 42,467 424,583 74.16 467,050 83.36 -9.09
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Ubs Oconnor Llc 10,400
Wolverine Trading, Llc 10,200
Two Sigma Investments, Lp 0
Name Previous Calls
CenterStar Asset Management, LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Group One Trading, L.p. 200 14,600 14,400 1.39
Jane Street Group, Llc 6,000 54,900 48,900 12.27
Boothbay Fund Management, Llc 16,600 29,700 13,100 126.72
Name Increased Calls Current Calls Previous Calls Percentage Increase
Susquehanna International Group, Llp 100 100,100 100,000 0.10
Simplex Trading, Llc 24,300 42,300 18,000 135.00
PEAK6 Investments LLC 37,500 44,100 6,600 568.18
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
NRIAX - Nuveen Real Asset Income Fund Class A 25,807 74.17
Nuveen Real Asset Income & Growth Fund 11,347 74.12
FSRLX - FS Chiron Real Asset Fund Class I 156 76.92
MAINSTAY VP FUNDS TRUST - MainStay VP Cushing Renaissance Advantage Portfolio Initial Class 20 50.00
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
M&g Investment Management Ltd 1,306,181 74.00 924,142 83.00
ETGLX - Eventide Gilead Fund Class N 1,151,500 74.16 1,305,500 83.36
XFBRX - Mid Cap Portfolio Investor Class 636,723 74.16 762,523 83.36
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 550,126 74.16 563,057 83.36
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 498,625 74.16 501,125 83.36
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 265,990 74.16 265,990 83.36
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 264,338 74.16 223,226 83.36
MAINSTAY VP FUNDS TRUST - MainStay VP Fidelity Institutional AM Utilities Portfolio Service Class 259,900 74.16 228,334 83.36
VARIABLE INSURANCE PRODUCTS FUND III - Growth Opportunities Portfolio Initial Class 229,700 74.16 241,400 83.36
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 222,200 74.16 222,200 83.36
BULIX - Utilities Fund Investor Class 186,432 74.16 31,424 83.38
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 126,275 74.16 112,075 83.36
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 125,000 74.16 159,100 83.36
NWQAX - Nuveen NWQ Flexible Income Fund Class A 115,367 74.16 115,367 83.36
BNY MELLON VARIABLE INVESTMENT FUND - Opportunistic Small Cap Portfolio - Initial Shares 112,958 74.16 112,958 83.36
ETADX - Eventide Dividend Opportunities Fund Class A Shares 97,853 74.16 252,000 83.36
GAUAX - The Gabelli Utilities Fund Class A 94,063 74.16 93,063 83.36
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 84,200 74.16 90,000 83.36
JNL SERIES TRUST - JNL/Mellon Equity Income Fund (A) 80,740 74.16 97,640 83.36
FGIAX - Nuveen Global Infrastructure Fund Class A 70,778 74.16 69,149 83.36
Gabelli Dividend & Income Trust 65,000 74.15 65,000 83.35
VARIABLE INSURANCE PRODUCTS FUND IV - Utilities Portfolio Initial Class 61,207 74.16 40,407 83.35
Gabelli Equity Trust Inc 60,500 74.17 58,000 83.36
LSSCX - Loomis Sayles Small Cap Value Fund Institutional Class 59,904 74.15 59,904 83.37
RGAVX - RARE Global Infrastructure Value Fund Class A 58,891 74.15 37,294 83.36
KARIX - Kayne Anderson Renewable Infrastructure Fund Class I 48,378 74.17 35,778 83.35
ETAMX - Eventide Multi-Asset Income Fund Class A 47,274 74.16 107,100 83.36
Gabelli Utility Trust 46,250 74.16 39,250 83.36
RIMHX - City National Rochdale Dividend & Income Fund Class N 46,200 74.16 30,700 83.36
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 37,100 74.15 37,100 83.37
Gabelli Global Utility & Income Trust 36,814 74.16 36,814 83.37
GWSAX - The Gabelli Focus Five Fund Class A 35,000 74.17 35,000 83.37
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 33,100 74.17 30,300 83.37
Brighthouse Funds Trust II - Loomis Sayles Small Cap Core Portfolio Class A 32,445 74.16 32,445 83.37
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 31,378 74.16 31,378 83.37
LSPAX - LoCorr Spectrum Income Fund Class A 29,868 74.16 21,224 83.35
QUAGX - Quaker Impact Growth Fund Advisor Class 28,000 74.14 5,000 83.40
CYBAX - Calvert High Yield Bond Fund Class A 24,500 74.16 24,500 83.35
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 19,428 74.17 19,428 83.38
Fidelity Central Investment Portfolios LLC - Fidelity International Equity Central Fund 18,800 74.15 17,490 83.36
CGAEX - Calvert Global Energy Solutions Fund Class A 18,233 74.15 19,193 83.36
FDTOX - Fidelity Advisor Diversified Stock Fund : Class A 14,600 74.18 14,600 83.36
EQ ADVISORS TRUST - EQ/Goldman Sachs Mid Cap Value Portfolio Class IB 13,468 74.18 12,426 83.37
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 13,342 74.13 14,160 83.33
QUSVX - Quaker Small/Mid-Cap Impact Value Fund Advisor Class 12,000 74.17 6,400 83.44
Nuveen Multi-Asset Income Fund 7,860 74.17 7,633 83.32
Principal Diversified Select Real Asset Fund 7,708 74.21 9,296 83.37
LOPP - Gabelli Love Our Planet & People ETF 5,294 74.23 5,294 83.30
BNY MELLON VARIABLE INVESTMENT FUND - Growth and Income Portfolio - Initial Shares 3,907 74.23 7,363 83.39
Gabelli Global Small & Mid Cap Value Trust 2,000 74.00 2,000 83.50
GAFAX - ASG Global Alternatives Fund Class A 1,751 74.24 2,224 83.18
AAHYX - Thrivent Diversified Income Plus Fund Class A 1,520 74.34 1,520 83.55
JETSX - Total Stock Market Index Trust NAV 1,301 73.79 1,301 83.01
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 1,141 74.50 1,141 83.26
ENVAX - Environmental Sustainability Fund Class A 730 73.97 730 83.56
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 528 73.86 470 82.98
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 503 73.56 503 83.50
TMLDX - Thrivent Multidimensional Income Fund Class S 67 74.63 67 89.55
Name Current Shares Current PPS Previous Shares Previous PPS
AXMNX - Acclivity Mid Cap Multi-Style Fund Acclivity Mid Cap Multi-Style N Shares 16 62.50 6
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
M&g Investment Management Ltd 382,039 1,306,181 74.00 924,142 83.00 41.34
BULIX - Utilities Fund Investor Class 155,008 186,432 74.16 31,424 83.38 493.28
PGOAX - PGIM JENNISON SMALL COMPANY FUND Class A 41,112 264,338 74.16 223,226 83.36 18.42
MAINSTAY VP FUNDS TRUST - MainStay VP Fidelity Institutional AM Utilities Portfolio Service Class 31,566 259,900 74.16 228,334 83.36 13.82
QUAGX - Quaker Impact Growth Fund Advisor Class 23,000 28,000 74.14 5,000 83.40 460.00
RGAVX - RARE Global Infrastructure Value Fund Class A 21,597 58,891 74.15 37,294 83.36 57.91
VARIABLE INSURANCE PRODUCTS FUND IV - Utilities Portfolio Initial Class 20,800 61,207 74.16 40,407 83.35 51.48
RIMHX - City National Rochdale Dividend & Income Fund Class N 15,500 46,200 74.16 30,700 83.36 50.49
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 14,200 126,275 74.16 112,075 83.36 12.67
KARIX - Kayne Anderson Renewable Infrastructure Fund Class I 12,600 48,378 74.17 35,778 83.35 35.22
LSPAX - LoCorr Spectrum Income Fund Class A 8,644 29,868 74.16 21,224 83.35 40.73
Gabelli Utility Trust 7,000 46,250 74.16 39,250 83.36 17.83
QUSVX - Quaker Small/Mid-Cap Impact Value Fund Advisor Class 5,600 12,000 74.17 6,400 83.44 87.50
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 2,800 33,100 74.17 30,300 83.37 9.24
Gabelli Equity Trust Inc 2,500 60,500 74.17 58,000 83.36 4.31
FGIAX - Nuveen Global Infrastructure Fund Class A 1,629 70,778 74.16 69,149 83.36 2.36
Fidelity Central Investment Portfolios LLC - Fidelity International Equity Central Fund 1,310 18,800 74.15 17,490 83.36 7.49
EQ ADVISORS TRUST - EQ/Goldman Sachs Mid Cap Value Portfolio Class IB 1,042 13,468 74.18 12,426 83.37 8.39
GAUAX - The Gabelli Utilities Fund Class A 1,000 94,063 74.16 93,063 83.36 1.07
Nuveen Multi-Asset Income Fund 227 7,860 74.17 7,633 83.32 2.97
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 58 528 73.86 470 82.98 12.34
AXMNX - Acclivity Mid Cap Multi-Style Fund Acclivity Mid Cap Multi-Style N Shares 10 16 62.50 6 166.67
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
ETADX - Eventide Dividend Opportunities Fund Class A Shares 154,147 97,853 74.16 252,000 83.36 -61.17
ETGLX - Eventide Gilead Fund Class N 154,000 1,151,500 74.16 1,305,500 83.36 -11.80
XFBRX - Mid Cap Portfolio Investor Class 125,800 636,723 74.16 762,523 83.36 -16.50
ETAMX - Eventide Multi-Asset Income Fund Class A 59,826 47,274 74.16 107,100 83.36 -55.86
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 34,100 125,000 74.16 159,100 83.36 -21.43
JNL SERIES TRUST - JNL/Mellon Equity Income Fund (A) 16,900 80,740 74.16 97,640 83.36 -17.31
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 12,931 550,126 74.16 563,057 83.36 -2.30
VARIABLE INSURANCE PRODUCTS FUND III - Growth Opportunities Portfolio Initial Class 11,700 229,700 74.16 241,400 83.36 -4.85
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 5,800 84,200 74.16 90,000 83.36 -6.44
BNY MELLON VARIABLE INVESTMENT FUND - Growth and Income Portfolio - Initial Shares 3,456 3,907 74.23 7,363 83.39 -46.94
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 2,500 498,625 74.16 501,125 83.36 -0.50
Principal Diversified Select Real Asset Fund 1,588 7,708 74.21 9,296 83.37 -17.08
CGAEX - Calvert Global Energy Solutions Fund Class A 960 18,233 74.15 19,193 83.36 -5.00
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 818 13,342 74.13 14,160 83.33 -5.78
GAFAX - ASG Global Alternatives Fund Class A 473 1,751 74.24 2,224 83.18 -21.27
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
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