Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 565 76.00 11.73 12.01
Previous Quarter 594 13.00 12.92 12.93

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 28 126 414 12 158 151
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 1 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 0 103 2 34 30
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 24,588,932 0.00 0.00 28,515,699 0.00 0.00
Previous Quarter 12,438,003 0.00 0.00 28,294,692 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Vanguard Group Inc 14,445,832 11.73
VANGUARD GROUP INC 14,378,750
Impax Asset Management Group plc 13,289,256 11.73
Impax Asset Management Group plc 12,768,256
BlackRock Inc. 12,706,693
BlackRock Inc. 11,863,799 11.73
Nuance Investments, Llc 10,658,826 11.73
PRICE T ROWE ASSOCIATES INC /MD/ 8,369,160
Price T Rowe Associates Inc /md/ 7,938,041 11.73
Dimensional Fund Advisors Lp 5,182,527 11.73
NMVLX - Nuance Mid Cap Value Fund Institutional Class 5,139,978 12.03
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,662,324 11.73
Kempen Capital Management N.v. 4,597,706 11.73
NUANCE INVESTMENTS, LLC 4,476,259
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,954,135 11.73
Gamco Investors, Inc. Et Al 3,760,109 11.73
IWM - iShares Russell 2000 ETF 3,498,891 11.73
State Street Corp 3,400,033 11.73
Amundi 3,140,202 11.72
FIL Ltd 3,004,379 11.73

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Vanguard Group Inc 14,258,722 12.92
Impax Asset Management Group plc 13,372,812 12.92
BlackRock Inc. 12,419,563 12.92
Price T Rowe Associates Inc /md/ 8,145,436 12.92
Nuance Investments, Llc 7,484,902 12.92
Dimensional Fund Advisors Lp 5,198,473 12.92
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,552,274 12.92
Eaton Vance Management 3,984,187 12.92
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,934,738 12.92
Gamco Investors, Inc. Et Al 3,788,412 12.92
NMVLX - Nuance Mid Cap Value Fund Institutional Class 3,593,588 12.85
IWM - iShares Russell 2000 ETF 3,552,838 12.92
State Street Corp 3,483,104 12.92
Kempen Capital Management N.v. 3,394,000 12.92
Amundi 3,138,161 12.91
FIL Ltd 3,008,812 12.92
CCVAX - Calvert Small-Cap Fund Class A 2,893,616 12.92
Invesco Ltd. 2,790,001 12.92
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 2,747,184 12.92
Geode Capital Management, Llc 2,705,830 12.92

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 14,378,750
PRICE T ROWE ASSOCIATES INC /MD/ 8,369,160
NUANCE INVESTMENTS, LLC 4,476,259
ANONX - Small Cap Growth Fund I Class 946,956 12.03
WBVNX - William Blair Small Cap Value Fund Class N 531,306 11.73
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Value Fund Class 3 137,548 11.73
IVCSX - Voya Small Company Portfolio Class I 137,121 11.73
Mariner, LLC 91,151 11.73
Alberta Investment Management Corp 59,505 11.73
Canvas Wealth Advisors, LLC 54,975 11.73
Balyasny Asset Management Llc 45,882 11.73
RYLD - Global X Russell 2000 Covered Call ETF 44,387 12.03
AGCVX - Global Small Cap Fund Investor Class 29,622 11.92
Ancora Advisors, LLC 25,000 11.72
REUYX - Sustainable Equity Fund Class Y 13,261 12.07
Mercer Global Advisors Inc /adv 12,647 11.70
Mackenzie Financial Corp 10,826 11.73
TWSMX - Strategic Allocation: Moderate Fund Investor Class 8,353 11.97
AAARX - Strategic Allocation: Aggressive Fund R Class 7,630 12.06
TMSRX - T. Rowe Price Multi-Strategy Total Return Fund 4,558 12.07
Name Shares PPS
Franklin Templeton Variable Insurance Products Trust - Franklin Small Cap Value Vip Fund Class 1 410,639 14.40
Engineers Gate Manager LP 309,154 12.92
Verition Fund Management LLC 243,858 12.92
Susquehanna International Group, Llp 231,683 12.92
Susquehanna International Group, Llp 231,683 12.92
AVUV - Avantis U.S. Small Cap Value ETF 223,113 13.64
BULIX - Utilities Fund Investor Class 159,863 14.40
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 124,385 16.41
Baird Financial Group, Inc. 88,000 12.92
Cornercap Investment Counsel Inc 87,072 12.92
AVUVX - Avantis U.S. Small Cap Value Fund Institutional Class 68,112 13.64
MSGIX - BMO Small-Cap Growth Fund Class I 61,082 13.64
Citadel Advisors Llc 59,999 12.92
Citadel Advisors Llc 59,999 12.92
Man Group plc 56,172 12.92
Kingsview Wealth Management, LLC 53,907 14.40
Etf Managers Group, Llc 50,561 12.92
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 45,738 12.92
Qube Research & Technologies Ltd 43,695 12.93
Ergoteles LLC 35,934 12.91
Tudor Investment Corp Et Al 35,122 12.93
Crossmark Global Holdings, Inc. 25,404 12.91
STEWARD FUNDS, INC. - Steward Small Cap Growth Fund Class A 25,280 12.86
Fox Run Management, L.l.c. 25,042 12.94
Dynamic Technology Lab Private Ltd 21,484 12.94
ABEQ - Absolute Core Strategy Etf 20,161 15.23
MOATX - Castle Focus Fund Investor 20,000 15.20
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 16,604 13.61
Paloma Partners Management Co 16,473 12.93
Centiva Capital, LP 14,928 12.93
Aristides Capital LLC 14,900 12.95
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 13,287 15.20
Hsbc Holdings Plc 13,156 13.00
Alphacrest Capital Management Llc 11,337 12.88
Quadrature Capital Ltd 11,327 12.89
Bbr Partners, Llc 10,816 12.94
ASFIX - Absolute Strategies Fund Institutional Shares 6,000 15.17
PQJCX - PGIM Jennison Small-Cap Core Equity Fund Class R6 5,891 16.47
Koshinski Asset Management, Inc. 5,228 13.01
RIFBX - U.S. Small Cap Equity Fund 4,766 14.48
APBAX - Active Core Fund Investor 4,355 13.55
Group One Trading, L.p. 3,700 12.97
Group One Trading, L.p. 3,700 12.97
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 2,531 15.41
Harbour Investments, Inc. 1,904 14.18
Covington Capital Management 654 12.23
Ellevest, Inc. 353 14.16
Berman Capital Advisors, LLC 258 11.63
Concord Wealth Partners 177 11.30
Newbridge Financial Services Group, Inc. 175 11.43
Reilly Financial Advisors, Llc 100 10.00
Lindbrook Capital, Llc 66 15.15
Cordant, Inc. 56 17.86
Cambiar Investors Llc
Beaird Harris Wealth Management, LLC
Infini Master Fund
Quantinno Capital Management LP
Caption Management, LLC
Beck Bode, LLC
Highlander Capital Management, LLC
Boothbay Fund Management, Llc
Harvest Fund Management Co., Ltd
Alps Advisors Inc
Seelaus Asset Management LLC
NEXT Financial Group, Inc
EAM Global Investors LLC
Point72 Hong Kong Ltd
FTDS - First Trust Total US Market AlphaDEX ETF
AMP Capital Investors Ltd
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional
Financial Counselors Inc
Archer Investment Corp
Neo Ivy Capital Management
TCI Wealth Advisors, Inc.
Jennison Associates Llc
Silvercrest Asset Management Group Llc
Bridgefront Capital, LLC
SkyView Investment Advisors, LLC
Hancock Whitney Corp
Arkadios Wealth Advisors
Pinz Capital Management, LP
Meridian Wealth Partners, LLC
Toth Financial Advisory Corp
USA Financial Portformulas Corp
Richard Bernstein Advisors LLC
Aigen Investment Management, Lp
Quantbot Technologies LP
Canada Pension Plan Investment Board
Black Swift Group, LLC
St. James Investment Company, LLC
O'shaughnessy Asset Management, Llc
Prelude Capital Management, Llc
First Capital Advisors Group, LLC.
Advisory Services Network, LLC
Signet Financial Management, Llc
Delos Wealth Advisors, LLC
Norges Bank
Steward Partners Investment Advisory, Llc
California Public Employees Retirement System
Covenant Partners, LLC
EAM Investors, LLC
Gotham Asset Management, LLC
Arosa Capital Management LP
Sigma Planning Corp
Golden Gate Private Equity, Inc.
PEAK6 Investments LLC
RPG Investment Advisory, LLC
Janney Montgomery Scott LLC
Teton Advisors, Inc.
Sciencast Management LP
Contravisory Investment Management, Inc.
Evolution Wealth Advisors, LLC
Mirabella Financial Services Llp
Bessemer Group Inc
Blueshift Asset Management, LLC
Franklin Resources Inc
Nomura Asset Management Co Ltd
PEAK6 Investments LLC
XTX Topco Ltd
Aquatic Capital Management LLC
Cove Street Capital, LLC
Advantage Alpha Capital Partners LP
Parallel Advisors, LLC
FourThought Financial, LLC
Kestra Advisory Services, LLC
Trexquant Investment LP
Name Current Shares Current PPS Previous Shares Previous PPS
Vanguard Group Inc 14,445,832 11.73 14,258,722 12.92
Impax Asset Management Group plc 13,289,256 11.73 13,372,812 12.92
BlackRock Inc. 12,706,693 12,419,563 12.92
Nuance Investments, Llc 10,658,826 11.73 7,484,902 12.92
Price T Rowe Associates Inc /md/ 7,938,041 11.73 8,145,436 12.92
Dimensional Fund Advisors Lp 5,182,527 11.73 5,198,473 12.92
NMVLX - Nuance Mid Cap Value Fund Institutional Class 5,139,978 12.03 3,593,588 12.85
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,662,324 11.73 4,552,274 12.92
Kempen Capital Management N.v. 4,597,706 11.73 3,394,000 12.92
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,954,135 11.73 3,934,738 12.92
Gamco Investors, Inc. Et Al 3,760,109 11.73 3,788,412 12.92
IWM - iShares Russell 2000 ETF 3,498,891 11.73 3,552,838 12.92
State Street Corp 3,400,033 11.73 3,483,104 12.92
Amundi 3,140,202 11.72 3,138,161 12.91
FIL Ltd 3,004,379 11.73 3,008,812 12.92
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 2,733,784 11.73 2,747,184 12.92
Brown Advisory Inc 2,645,948 11.81 2,697,738 12.96
Geode Capital Management, Llc 2,625,933 11.73 2,705,830 12.92
Robeco Schweiz AG 2,552,899 11.73 2,097,177 12.92
American Century Companies Inc 2,393,542 11.73 39,128 12.93
Name Current Shares Current PPS Previous Shares Previous PPS
William Blair Investment Management, Llc 1,393,577 11.73 0
Orchard Capital Managment, LLC 677,342 12.94 659,742 12.92
Versor Investments LP 33,552 11.74 0
Alan B. Lancz & Associates, Inc. 22,227 13.00 22,227 12.91
Squarepoint Ops LLC 15,822 11.76 0
Castleview Partners, Llc 1,300 30190.77 30
Profunds - Profund Vp Small-cap 479 12.53 492 12.20
Cwm, Llc 236 12.71 85 11.76
Jfs Wealth Advisors, Llc 142 14.08 87 11.49
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 106 9.43 109 9.17
Schubert & Co 56 17.86 18
Covestor Ltd 43 23.26 60 16.67
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Nuance Investments, Llc 3,173,924 10,658,826 11.73 7,484,902 12.92 42.40
American Century Companies Inc 2,354,414 2,393,542 11.73 39,128 12.93 6017.21
NMVLX - Nuance Mid Cap Value Fund Institutional Class 1,546,390 5,139,978 12.03 3,593,588 12.85 43.03
William Blair Investment Management, Llc 1,393,577 1,393,577 11.73 0 0.00
Kempen Capital Management N.v. 1,203,706 4,597,706 11.73 3,394,000 12.92 35.47
IWO - iShares Russell 2000 Growth ETF 1,099,493 1,194,248 11.73 94,755 12.92 1160.35
Citigroup Inc 857,677 913,092 11.73 55,415 12.92 1547.73
Robeco Schweiz AG 455,722 2,552,899 11.73 2,097,177 12.92 21.73
BlackRock Inc. 287,130 12,706,693 12,419,563 12.92 2.31
Schroder Investment Management Group 276,615 1,040,386 11.68 763,771 12.91 36.22
Raymond James & Associates 232,283 863,899 11.73 631,616 12.92 36.78
Voya Investment Management Llc 220,505 298,982 11.73 78,477 12.92 280.98
Speece Thorson Capital Group Inc 190,414 1,429,675 11.73 1,239,261 12.92 15.37
Vanguard Group Inc 187,110 14,445,832 11.73 14,258,722 12.92 1.31
Susquehanna International Group, Llp 159,648 391,331 11.73 231,683 12.92 68.91
Ameriprise Financial Inc 156,844 460,900 11.73 304,056 12.92 51.58
Morgan Stanley 142,486 798,385 11.73 655,899 12.92 21.72
BERIX - Berwyn Income Fund 127,573 207,066 11.73 79,493 12.92 160.48
Jnl Series Trust - Jnl Multi-manager Mid Cap Fund (a) 125,533 529,054 11.73 403,521 12.92 31.11
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 110,050 4,662,324 11.73 4,552,274 12.92 2.42
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Eaton Vance Management 3,535,163 449,024 11.73 3,984,187 12.92 -88.73
Robeco Institutional Asset Management B.V. 1,997,101 52,899 11.74 2,050,000 12.92 -97.42
Millennium Management Llc 1,713,183 68,618 11.73 1,781,801 12.92 -96.15
PHO - Invesco Water Resources ETF 604,001 1,829,383 12.03 2,433,384 12.85 -24.82
Invesco Ltd. 396,911 2,393,090 11.73 2,790,001 12.92 -14.23
Bank of New York Mellon Corp 317,294 1,346,977 11.73 1,664,271 12.92 -19.07
Assenagon Asset Management S.A. 279,427 181,000 11.73 460,427 12.92 -60.69
Bokf, Na 274,092 26,215 11.75 300,307 12.92 -91.27
Price T Rowe Associates Inc /md/ 207,395 7,938,041 11.73 8,145,436 12.92 -2.55
ExodusPoint Capital Management, LP 170,577 157,232 11.73 327,809 12.92 -52.04
Nuveen Asset Management, LLC 135,869 965,198 11.73 1,101,067 13.02 -12.34
Tax Managed Small Cap Portfolio - Tax Managed Small Cap Portfolio 129,374 50,850 12.04 180,224 12.85 -71.79
Cubist Systematic Strategies, LLC 126,390 77,487 11.73 203,877 12.92 -61.99
Handelsbanken Fonder AB 124,000 605,736 11.73 729,736 12.92 -16.99
First Trust Advisors Lp 114,402 1,773,172 11.73 1,887,574 12.92 -6.06
Principal Financial Group Inc 112,377 153,149 11.73 265,526 12.92 -42.32
QCSTRX - Stock Account Class R1 102,404 25,906 11.73 128,310 12.92 -79.81
Mirae Asset Global Investments Co., Ltd. 100,771 1,032,843 11.73 1,133,614 12.92 -8.89
Two Sigma Investments, Lp 93,968 122,414 11.73 216,382 12.92 -43.43
Wells Fargo & Company/mn 89,054 48,186 11.73 137,240 12.93 -64.89
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
PEAK6 Investments LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Group One Trading, L.p. 1,700 2,000 3,700 -45.95
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 261 1,200 1,461 -17.86
Name

Past Week Analysis

Name Shares PPS
WBVNX - William Blair Small Cap Value Fund Class N 531,306 11.73
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Value Fund Class 3 137,548 11.73
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 3,318 11.75
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,662,324 11.73 4,552,274 12.92
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,954,135 11.73 3,934,738 12.92
IWM - iShares Russell 2000 ETF 3,498,891 11.73 3,552,838 12.92
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 2,733,784 11.73 2,747,184 12.92
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 2,339,103 11.73 2,375,414 12.92
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,088,502 11.73 2,071,574 12.92
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 1,458,466 11.73 1,458,466 12.92
BIAUX - Brown Advisory Small-Cap Fundamental Value Fund Investor Shares 1,390,212 11.73 1,421,281 12.92
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 1,360,000 11.73 1,360,000 12.92
IWO - iShares Russell 2000 Growth ETF 1,194,248 11.73 94,755 12.92
CBHAX - Victory Market Neutral Income Fund Class A 639,086 11.73 583,511 12.92
AWTAX - AllianzGI Global Water Fund Class A 596,113 11.73 667,936 12.92
Jnl Series Trust - Jnl Multi-manager Mid Cap Fund (a) 529,054 11.73 403,521 12.92
AIRR - First Trust RBA American Industrial Renaissance(TM) ETF 431,740 11.73 506,136 12.92
CDOFX - Crawford Small Cap Dividend Fund - Class I 426,522 11.73 403,720 12.92
CFWAX - Calvert Global Water Fund Class A 406,126 11.73 390,493 12.92
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 355,772 11.73 344,680 12.92
GCASX - The Gabelli Small Cap Growth Fund Class A 335,000 11.73 335,000 12.92
GAUAX - The Gabelli Utilities Fund Class A 319,033 11.73 319,033 12.92
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 255,176 11.73 245,268 12.92
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 241,555 11.73 220,046 12.92
NSCAX - Nuveen NWQ Small-Cap Value Fund - Class A 235,705 11.73 276,619 12.92
CWSIX - Chartwell Small Cap Value Fund 207,464 11.73 211,288 12.92
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 207,296 11.73 207,296 12.92
BERIX - Berwyn Income Fund 207,066 11.73 79,493 12.92
Gabelli Dividend & Income Trust 186,000 11.73 186,000 12.92
ITOT - iShares Core S&P Total U.S. Stock Market ETF 174,100 11.73 159,106 12.92
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 169,254 11.73 106,949 12.92
Gabelli Equity Trust Inc 159,000 11.73 159,000 12.92
RPGIX - T. Rowe Price Global Industrials Fund 136,790 11.73 178,700 12.92
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 133,174 11.73 107,984 12.92
VBINX - Vanguard Balanced Index Fund Investor Shares 124,409 11.73 124,409 12.92
KOMP - SPDR S&P Kensho New Economies Composite ETF 108,654 11.73 150,494 12.92
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 108,466 11.73 108,466 12.92
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 90,093 11.73 90,093 12.92
QCEQRX - Equity Index Account Class R1 85,916 11.73 85,916 12.92
NSIDX - Northern Small Cap Index Fund 83,029 11.73 86,230 12.92
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 75,800 11.73 75,800 12.92
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 70,446 11.73 68,270 12.92
BAFYX - Brown Advisory Sustainable Small-Cap Core Fund Institutional Shares 65,748 11.73 55,921 12.91
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 64,802 11.73 64,802 12.92
VPVGMMV - PIMCO Global Managed Asset Allocation Portfolio Administrative Class 61,823 11.73 43,523 12.91
WWSAX - Teton Westwood Small Cap Equity Fund Class A 57,700 11.73 57,700 12.91
EES - WisdomTree U.S. SmallCap Fund N/A 57,187 11.73 61,908 12.92
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 52,474 11.74 48,875 12.91
PGMAX - PIMCO Global Core Asset Allocation Fund A 51,870 11.72 35,370 12.92
IWV - iShares Russell 3000 ETF 45,739 11.74 45,889 12.92
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 42,143 11.72 45,281 12.92
SIMS - SPDR S&P Kensho Intelligent Structures ETF 40,083 11.73 50,709 12.92
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 39,213 11.73 38,518 12.93
PEXMX - T. Rowe Price Extended Equity Market Index Fund 37,943 11.73 37,943 12.91
FECGX - Fidelity Small Cap Growth Index Fund 37,344 11.73 2,595 13.10
SSMHX - State Street Small/mid Cap Equity Index Portfolio 36,622 11.74 34,322 12.91
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 36,230 11.73 43,452 12.91
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 34,105 11.73 34,105 12.93
JESIX - Small Cap Index Trust NAV 31,681 11.74 33,797 12.93
POMIX - T. Rowe Price Total Equity Market Index Fund 27,004 11.74 27,004 12.92
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 26,033 11.72 26,204 12.94
QCSTRX - Stock Account Class R1 25,906 11.73 128,310 12.92
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 25,634 11.74 2,321 12.93
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 23,451 11.73 23,451 12.92
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 22,694 11.72 23,127 12.93
BOYAX - BOYAR VALUE FUND INC Class A Shares 22,554 11.75 22,554 12.90
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 21,900 11.74 21,900 12.92
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 20,800 11.73 20,800 12.93
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 20,526 11.74 1,319 12.89
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 18,440 11.71 18,440 12.91
USMIX - Extended Market Index Fund 17,648 11.73 17,719 12.92
Gabelli Global Small & Mid Cap Value Trust 17,000 11.71 17,000 12.94
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 16,726 11.72 16,726 12.91
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 14,623 11.76 14,623 12.92
GATAX - The Gabelli Asset Fund Class A 14,300 11.75 14,300 12.94
EQ ADVISORS TRUST - 1290 VT GAMCO Mergers & Acquisitions Portfolio Class IA 12,000 11.75 12,000 12.92
TPSC - Timothy Plan US Small Cap Core ETF 11,421 11.73 11,660 12.95
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 10,293 11.76 10,293 12.92
ESGGX - Gabelli ESG Fund, Inc. Class AAA 10,000 11.70 10,000 12.90
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 9,080 11.78 7,169 12.97
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 8,947 11.74 811 12.33
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 8,533 11.72 8,533 12.89
JNL SERIES TRUST - JNL/Mellon Industrials Sector Fund (A) 7,894 11.78 7,755 12.89
Gabelli ETFs Trust - Gabelli Asset ETF 7,321 11.75 7,321 12.98
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 6,874 11.78 7,322 12.97
TRZIX - T. Rowe Price Small-Cap Index Fund 6,008 11.65 5,548 12.98
Gabelli Utility Trust 5,860 11.77 5,860 12.97
Principal Diversified Select Real Asset Fund 5,809 11.71 9,937 12.88
RNSC - Small Cap US Equity Select ETF 5,433 11.78 4,230 13.00
CSA - VictoryShares US Small Cap Volatility Wtd ETF 5,083 11.80 5,066 12.83
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 4,883 11.67 4,883 12.90
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 4,545 11.66 4,545 12.98
Gabelli Global Utility & Income Trust 4,500 11.78 4,500 12.89
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 4,045 11.62 4,045 12.86
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,815 11.80 15,348 12.90
JETSX - Total Stock Market Index Trust NAV 3,308 11.79 3,308 13.00
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 3,140 11.78 3,140 13.06
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 2,907 11.70 2,286 13.12
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 2,895 11.74 2,605 13.05
TLSTX - Stock Index Fund 2,381 11.76 2,381 13.02
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 2,028 11.83 2,028 12.82
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,838 11.97 1,838 13.06
RYRRX - Russell 2000 Fund Class A 1,104 11.78 1,095 12.79
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 696 11.49 843 13.05
Profunds - Profund Vp Ultrasmall-cap 566 12.37 784 12.76
RYMKX - Russell 2000 1.5x Strategy Fund Class H 334 11.98 397 12.59
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Small-cap 479 12.53 492 12.20
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 106 9.43 109 9.17
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWO - iShares Russell 2000 Growth ETF 1,099,493 1,194,248 11.73 94,755 12.92 1160.35
BERIX - Berwyn Income Fund 127,573 207,066 11.73 79,493 12.92 160.48
Jnl Series Trust - Jnl Multi-manager Mid Cap Fund (a) 125,533 529,054 11.73 403,521 12.92 31.11
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 110,050 4,662,324 11.73 4,552,274 12.92 2.42
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 62,305 169,254 11.73 106,949 12.92 58.26
CBHAX - Victory Market Neutral Income Fund Class A 55,575 639,086 11.73 583,511 12.92 9.52
FECGX - Fidelity Small Cap Growth Index Fund 34,749 37,344 11.73 2,595 13.10 1339.08
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 25,190 133,174 11.73 107,984 12.92 23.33
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 23,313 25,634 11.74 2,321 12.93 1004.44
CDOFX - Crawford Small Cap Dividend Fund - Class I 22,802 426,522 11.73 403,720 12.92 5.65
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 21,509 241,555 11.73 220,046 12.92 9.77
NAESX - Vanguard Small-Cap Index Fund Investor Shares 19,397 3,954,135 11.73 3,934,738 12.92 0.49
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 19,207 20,526 11.74 1,319 12.89 1456.18
VPVGMMV - PIMCO Global Managed Asset Allocation Portfolio Administrative Class 18,300 61,823 11.73 43,523 12.91 42.05
VEXMX - Vanguard Extended Market Index Fund Investor Shares 16,928 2,088,502 11.73 2,071,574 12.92 0.82
PGMAX - PIMCO Global Core Asset Allocation Fund A 16,500 51,870 11.72 35,370 12.92 46.65
CFWAX - Calvert Global Water Fund Class A 15,633 406,126 11.73 390,493 12.92 4.00
ITOT - iShares Core S&P Total U.S. Stock Market ETF 14,994 174,100 11.73 159,106 12.92 9.42
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 11,092 355,772 11.73 344,680 12.92 3.22
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 9,908 255,176 11.73 245,268 12.92 4.04
BAFYX - Brown Advisory Sustainable Small-Cap Core Fund Institutional Shares 9,827 65,748 11.73 55,921 12.91 17.57
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 8,136 8,947 11.74 811 12.33 1003.21
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 3,599 52,474 11.74 48,875 12.91 7.36
SSMHX - State Street Small/mid Cap Equity Index Portfolio 2,300 36,622 11.74 34,322 12.91 6.70
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 2,176 70,446 11.73 68,270 12.92 3.19
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,911 9,080 11.78 7,169 12.97 26.66
RNSC - Small Cap US Equity Select ETF 1,203 5,433 11.78 4,230 13.00 28.44
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 695 39,213 11.73 38,518 12.93 1.80
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 621 2,907 11.70 2,286 13.12 27.17
TRZIX - T. Rowe Price Small-Cap Index Fund 460 6,008 11.65 5,548 12.98 8.29
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 290 2,895 11.74 2,605 13.05 11.13
JNL SERIES TRUST - JNL/Mellon Industrials Sector Fund (A) 139 7,894 11.78 7,755 12.89 1.79
CSA - VictoryShares US Small Cap Volatility Wtd ETF 17 5,083 11.80 5,066 12.83 0.34
RYRRX - Russell 2000 Fund Class A 9 1,104 11.78 1,095 12.79 0.82
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
QCSTRX - Stock Account Class R1 102,404 25,906 11.73 128,310 12.92 -79.81
AIRR - First Trust RBA American Industrial Renaissance(TM) ETF 74,396 431,740 11.73 506,136 12.92 -14.70
AWTAX - AllianzGI Global Water Fund Class A 71,823 596,113 11.73 667,936 12.92 -10.75
IWM - iShares Russell 2000 ETF 53,947 3,498,891 11.73 3,552,838 12.92 -1.52
RPGIX - T. Rowe Price Global Industrials Fund 41,910 136,790 11.73 178,700 12.92 -23.45
KOMP - SPDR S&P Kensho New Economies Composite ETF 41,840 108,654 11.73 150,494 12.92 -27.80
NSCAX - Nuveen NWQ Small-Cap Value Fund - Class A 40,914 235,705 11.73 276,619 12.92 -14.79
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 36,311 2,339,103 11.73 2,375,414 12.92 -1.53
BIAUX - Brown Advisory Small-Cap Fundamental Value Fund Investor Shares 31,069 1,390,212 11.73 1,421,281 12.92 -2.19
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 13,400 2,733,784 11.73 2,747,184 12.92 -0.49
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 11,533 3,815 11.80 15,348 12.90 -75.14
SIMS - SPDR S&P Kensho Intelligent Structures ETF 10,626 40,083 11.73 50,709 12.92 -20.95
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 7,222 36,230 11.73 43,452 12.91 -16.62
EES - WisdomTree U.S. SmallCap Fund N/A 4,721 57,187 11.73 61,908 12.92 -7.63
Principal Diversified Select Real Asset Fund 4,128 5,809 11.71 9,937 12.88 -41.54
CWSIX - Chartwell Small Cap Value Fund 3,824 207,464 11.73 211,288 12.92 -1.81
NSIDX - Northern Small Cap Index Fund 3,201 83,029 11.73 86,230 12.92 -3.71
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 3,138 42,143 11.72 45,281 12.92 -6.93
JESIX - Small Cap Index Trust NAV 2,116 31,681 11.74 33,797 12.93 -6.26
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 448 6,874 11.78 7,322 12.97 -6.12
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 433 22,694 11.72 23,127 12.93 -1.87
TPSC - Timothy Plan US Small Cap Core ETF 239 11,421 11.73 11,660 12.95 -2.05
Profunds - Profund Vp Ultrasmall-cap 218 566 12.37 784 12.76 -27.81
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 171 26,033 11.72 26,204 12.94 -0.65
IWV - iShares Russell 3000 ETF 150 45,739 11.74 45,889 12.92 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 147 696 11.49 843 13.05 -17.44
USMIX - Extended Market Index Fund 71 17,648 11.73 17,719 12.92 -0.40
RYMKX - Russell 2000 1.5x Strategy Fund Class H 63 334 11.98 397 12.59 -15.87
Profunds - Profund Vp Small-cap 13 479 12.53 492 12.20 -2.64
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 3 106 9.43 109 9.17 -2.75
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