Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 425 12.00 10.55 11.10
Previous Quarter 448 16.00 15.09 15.69

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 21 78 295 11 121 92
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 0 1 0 2 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 1 0 80 2 32 19
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 7,664,269 0.00 0.00 3,542,710 0.00 0.00
Previous Quarter 4,061,289 0.00 0.00 3,600,175 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 3,697,655 10.53
BlackRock Inc. 3,540,367
DIMENSIONAL FUND ADVISORS LP 2,653,292
Dimensional Fund Advisors Lp 2,531,901 10.53
Front Street Capital Management, Inc. 2,411,636 10.53
Invesco Ltd. 1,945,667
VICTORY CAPITAL MANAGEMENT INC 1,884,076
ALLIANCEBERNSTEIN L.P. 1,848,126
Vanguard Group Inc 1,796,899 10.53
VANGUARD GROUP INC 1,758,906
Victory Capital Management Inc 1,626,231 10.53
Towle & Co 1,621,615 10.53
Alliancebernstein L.p. 1,407,622 10.53
Invesco Ltd. 1,210,026 10.53
VSCAX - Invesco Small Cap Value Fund Class A 1,190,100 13.24
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 1,185,000 10.53
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 964,116 10.53
TARKX - Tarkio Fund 953,775 13.02
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 839,061 13.24
IWM - iShares Russell 2000 ETF 800,224 10.53

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 3,635,795 15.08
Dimensional Fund Advisors Lp 2,575,989 15.08
Front Street Capital Management, Inc. 2,313,676 15.08
Invesco Ltd. 2,227,321 15.08
Victory Capital Management Inc 1,896,829 15.05
Alliancebernstein L.p. 1,890,587 15.08
Vanguard Group Inc 1,828,118 15.08
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 1,400,000 18.25
VSCAX - Invesco Small Cap Value Fund Class A 1,190,100 18.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,024,616 15.08
PAVE - Global X U.S. Infrastructure Development ETF 882,914 19.06
TARKX - Tarkio Fund 827,850 16.53
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 814,860 18.25
IWM - iShares Russell 2000 ETF 796,924 15.08
Towle & Co 719,192 15.08
State Street Corp 702,946 15.08
Geode Capital Management, Llc 614,896 15.08
22nw, Lp 611,058 15.08
Jpmorgan Chase & Co 526,525 15.08
D. E. Shaw & Co., Inc. 505,373 15.08

 

Recent Quarter Analysis

Name Shares PPS
DIMENSIONAL FUND ADVISORS LP 2,653,292
VICTORY CAPITAL MANAGEMENT INC 1,884,076
ALLIANCEBERNSTEIN L.P. 1,848,126
VANGUARD GROUP INC 1,758,906
VVSCX - Small Cap Value Fund 32,400 13.02
Jump Financial, LLC 19,314 10.51
Versor Investments LP 16,300 10.55
Teton Advisors, Inc. 14,400 10.56
Counterpoint Mutual Funds LLC 11,889 10.51
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 11,889 10.51
Campbell & CO Investment Adviser LLC 10,061 10.54
RYLD - Global X Russell 2000 Covered Call ETF 9,698 13.20
TNVAX - 1290 GAMCO Small/Mid Cap Value Fund Class A 7,000 13.29
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 5,861 13.31
AALGX - Thrivent Global Stock Fund Class A 5,238 13.17
TAAAX - Thrivent Aggressive Allocation Fund Class A 4,730 13.32
THMAX - Thrivent Moderate Allocation Fund Class A 4,679 13.25
Seacrest Wealth Management, Llc 4,130 10.41
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 1,019 12.76
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 187 10.70
Name Shares PPS
PAVE - Global X U.S. Infrastructure Development ETF 882,914 19.06
Kennedy Capital Management, Inc. 214,441 15.08
Cornercap Investment Counsel Inc 66,727 15.08
Keybank National Association/oh 28,800 15.07
Putnam Investments Llc 27,279 15.07
VVSCX - Small Cap Value Fund 26,500 16.53
American Century Companies Inc 22,459 15.09
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 16,740 21.45
Boulder Hill Capital Management Lp 14,900 15.10
Solidarilty Wealth, LLC 13,215 13.92
Qube Research & Technologies Ltd 11,060 15.10
VAMO - Cambria Value and Momentum ETF 8,398 18.22
VYSVX - Vericimetry U.S. Small Cap Value Fund 6,280 21.50
KBC Group NV 6,247 15.05
Meeder Asset Management Inc 4,969 15.09
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,776 19.07
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,678 18.49
New York State Teachers Retirement System 3,000 15.00
DWMC - AdvisorShares Dorsey Wright Micro-Cap ETF 2,006 21.44
Simplex Trading, Llc 1,900 14.74
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,435 18.82
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 1,200 21.67
LEQAX - LoCorr Dynamic Equity Fund Class A 1,013 18.76
Prospera Financial Services Inc 883 14.72
Future Financial Wealth Managment LLC 500 16.00
Ellevest, Inc. 479 14.61
Group One Trading, L.p. 400 15.00
Money Concepts Capital Corp 103 19.42
Capital Advisory Group Advisory Services, LLC 50 20.00
Bedel Financial Consulting, Inc. 41 24.39
Toronto Dominion Bank 4
Kowal Investment Group, LLC
Walleye Trading LLC
Moors & Cabot, Inc.
Advisory Services Network, LLC
Whittier Trust Co
ExodusPoint Capital Management, LP
ProShare Advisors LLC
Southpoint Capital Advisors LP
Jacobi Capital Management LLC
Laurel Wealth Advisors LLC
Advisory Research Inc
Wolverine Trading, Llc
O'shaughnessy Asset Management, Llc
Hrt Financial Lp
Arizona State Retirement System
Dynamic Technology Lab Private Ltd
Emerald Investment Partners, Llc
Northwestern Mutual Wealth Management Co
XTX Topco Ltd
Toth Financial Advisory Corp
Tibra Equities Europe Ltd
Susquehanna Fundamental Investments, Llc
Envestnet Asset Management Inc
Walleye Capital LLC
Monarch Partners Asset Management LLC
Eaton Vance Management
Nisa Investment Advisors, Llc
First Quadrant L P/ca
Country Trust Bank
Blair William & Co/il
Occudo Quantitative Strategies Lp
Gladstone Institutional Advisory LLC
Dorsey Wright & Associates
Delta Asset Management Llc/tn
First Trust Advisors Lp
Martingale Asset Management L P
Allegheny Financial Group LTD
DekaBank Deutsche Girozentrale
Mirae Asset Global Investments Co., Ltd.
Acadian Asset Management Llc
Signaturefd, Llc
Capital Wealth Planning, LLC
Canada Pension Plan Investment Board
Silvercrest Asset Management Group Llc
Truist Financial Corp
Vontobel Holding Ltd.
Cullen/frost Bankers, Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 3,697,655 10.53 3,635,795 15.08
Dimensional Fund Advisors Lp 2,531,901 10.53 2,575,989 15.08
Front Street Capital Management, Inc. 2,411,636 10.53 2,313,676 15.08
Invesco Ltd. 1,945,667 2,227,321 15.08
Vanguard Group Inc 1,796,899 10.53 1,828,118 15.08
Victory Capital Management Inc 1,626,231 10.53 1,896,829 15.05
Towle & Co 1,621,615 10.53 719,192 15.08
Alliancebernstein L.p. 1,407,622 10.53 1,890,587 15.08
VSCAX - Invesco Small Cap Value Fund Class A 1,190,100 13.24 1,190,100 18.25
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 1,185,000 10.53 1,400,000 18.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 964,116 10.53 1,024,616 15.08
TARKX - Tarkio Fund 953,775 13.02 827,850 16.53
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 839,061 13.24 814,860 18.25
IWM - iShares Russell 2000 ETF 800,224 10.53 796,924 15.08
State Street Corp 705,516 10.53 702,946 15.08
Geode Capital Management, Llc 613,165 10.53 614,896 15.08
22nw, Lp 611,058 10.53 611,058 15.08
Charles Schwab Investment Management Inc 543,762 10.53 458,381 15.08
Bridgeway Capital Management Inc 492,500 10.53 465,000 15.08
Jacobs Levy Equity Management, Inc 489,416 10.53 491,647 15.08
Name Current Shares Current PPS Previous Shares Previous PPS
Federated Hermes, Inc. 81,552 10.53 0
SG Americas Securities, LLC 20,851 10.55 0
Quantbot Technologies LP 12,134 10.47 0
Prelude Capital Management, Llc 10,430 10.55 0
PEAK6 Investments LLC 9,800 10.51 0
Lazard Asset Management Llc 3,125 10.24 0
TCI Wealth Advisors, Inc. 327 9.17 0
HDG - ProShares Hedge Replication ETF 127 15.75 151 13.25
Parallel Advisors, LLC 122 8.20 6
Lindbrook Capital, Llc 114 8.77 3
RYMKX - Russell 2000 1.5x Strategy Fund Class H 74 13.51 86 11.63
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Towle & Co 902,423 1,621,615 10.53 719,192 15.08 125.48
Millennium Management Llc 404,951 422,527 10.53 17,576 15.08 2304.00
Brandywine Global Investment Management, LLC 208,050 359,201 10.53 151,151 15.08 137.64
Aqr Capital Management Llc 174,207 279,141 10.53 104,934 15.08 166.02
Gamco Investors, Inc. Et Al 156,200 190,875 10.53 34,675 15.08 450.47
TARKX - Tarkio Fund 125,925 953,775 13.02 827,850 16.53 15.21
TDVFX - Towle Deep Value Fund 123,983 226,263 10.53 102,280 15.08 121.22
Assenagon Asset Management S.A. 104,312 161,943 10.53 57,631 15.08 181.00
Morgan Stanley 104,132 287,738 10.53 183,606 15.08 56.71
Renaissance Technologies Llc 98,229 245,278 10.53 147,049 15.08 66.80
Front Street Capital Management, Inc. 97,960 2,411,636 10.53 2,313,676 15.08 4.23
REBYX - U.S. Small Cap Equity Fund Class Y 88,463 98,118 13.24 9,655 18.23 916.24
Charles Schwab Investment Management Inc 85,381 543,762 10.53 458,381 15.08 18.63
Federated Hermes, Inc. 81,552 81,552 10.53 0 0.00
Goldman Sachs Group Inc 67,288 131,089 10.53 63,801 15.08 105.47
BlackRock Inc. 61,860 3,697,655 10.53 3,635,795 15.08 1.70
FNDA - Schwab Fundamental U.S. Small Company Index ETF 52,242 186,597 13.02 134,355 16.53 38.88
Thrivent Financial For Lutherans 42,878 56,299 10.53 13,421 15.05 319.48
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 42,300 62,600 13.24 20,300 18.23 208.37
VFVA - Vanguard U.S. Value Factor ETF ETF Shares 37,021 54,756 13.02 17,735 16.52 208.75
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Alliancebernstein L.p. 482,965 1,407,622 10.53 1,890,587 15.08 -25.55
Jpmorgan Chase & Co 358,409 168,116 10.53 526,525 15.08 -68.07
Invesco Ltd. 281,654 1,945,667 2,227,321 15.08 -12.65
Victory Capital Management Inc 270,598 1,626,231 10.53 1,896,829 15.05 -14.27
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 215,000 1,185,000 10.53 1,400,000 18.25 -15.36
D. E. Shaw & Co., Inc. 126,554 378,819 10.53 505,373 15.08 -25.04
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 115,503 374,120 13.24 489,623 18.25 -23.59
State Of Wisconsin Investment Board 85,845 189,955 10.53 275,800 15.08 -31.13
Citadel Advisors Llc 79,809 28,006 10.53 107,815 15.08 -74.02
Tcw Group Inc 60,802 29,271 10.52 90,073 15.08 -67.50
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 60,500 964,116 10.53 1,024,616 15.08 -5.90
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 54,498 211,550 10.53 266,048 15.08 -20.48
Wells Fargo & Company/mn 51,682 8,877 10.59 60,559 15.08 -85.34
Allspring Global Investments Holdings, LLC 48,503 2,038 10.30 50,541 15.08 -95.97
Two Sigma Investments, Lp 45,995 25,173 10.53 71,168 15.08 -64.63
Dimensional Fund Advisors Lp 44,088 2,531,901 10.53 2,575,989 15.08 -1.71
SCAVX - AB Small Cap Value Portfolio Class A 43,410 359,390 13.02 402,800 16.53 -10.78
Nuveen Asset Management, LLC 37,238 128,873 10.54 166,111 16.33 -22.42
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 36,656 230,879 13.24 267,535 18.25 -13.70
Northern Trust Corp 36,559 324,435 10.53 360,994 15.08 -10.13
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 9,800 9,800 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 600 1,300 1,900 -31.58
Group One Trading, L.p. 100 300 400 -25.00
Name
Weiss Strategic Interval Fund

Past Week Analysis

Name Shares PPS
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 11,889 10.51
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 1,185,000 10.53 1,400,000 18.25
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 964,116 10.53 1,024,616 15.08
IWM - iShares Russell 2000 ETF 800,224 10.53 796,924 15.08
VEXMX - Vanguard Extended Market Index Fund Investor Shares 488,184 10.53 479,475 15.08
IWN - iShares Russell 2000 Value ETF 351,790 10.53 352,327 15.08
TDVFX - Towle Deep Value Fund 226,263 10.53 102,280 15.08
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 211,550 10.53 266,048 15.08
MMYAX - MassMutual Select Small Company Value Fund Class A 77,850 10.53 97,779 15.09
IWC - iShares Micro-Cap ETF 72,734 10.53 79,105 15.08
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 60,000 10.53 34,000 15.09
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 53,437 10.54 53,437 15.08
ITOT - iShares Core S&P Total U.S. Stock Market ETF 47,471 10.53 43,306 15.08
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 46,243 10.53 46,243 15.07
DEUTSCHE DWS VARIABLE SERIES II - DWS Small Mid Cap Value VIP Class A 42,427 10.54 42,427 15.08
GCASX - The Gabelli Small Cap Growth Fund Class A 40,000 10.53 30,000 15.07
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 38,203 10.52 30,591 15.07
PACIFIC FUNDS SERIES TRUST - PF Small-Cap Value Fund CLASS P 33,720 10.53 53,404 15.07
VBINX - Vanguard Balanced Index Fund Investor Shares 31,178 10.52 31,178 15.07
QCSTRX - Stock Account Class R1 30,314 10.52 30,353 15.09
FISVX - Fidelity Small Cap Value Index Fund 24,838 10.55 21,868 15.09
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 23,880 10.51 34,129 15.09
QCEQRX - Equity Index Account Class R1 22,630 10.52 22,630 15.07
QSMLX - AQR Small Cap Multi-Style Fund Class I 21,953 10.52 6,818 15.11
GATAX - The Gabelli Asset Fund Class A 21,700 10.55 21,700 15.07
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 20,774 10.54 20,774 15.07
GSCYX - SMALL CAP EQUITY FUND Institutional 20,156 10.52 20,156 15.08
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 19,335 10.55 18,944 15.10
NSIDX - Northern Small Cap Index Fund 18,478 10.55 18,960 15.08
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 17,831 10.54 17,831 15.09
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 16,019 10.55 14,588 15.08
EES - WisdomTree U.S. SmallCap Fund N/A 15,991 10.51 17,311 15.08
BBVSX - Bridge Builder Small/Mid Cap Value Fund 13,793 10.51 11,888 15.06
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 12,328 10.55 4,364 15.12
SLLAX - SIMT Small Cap Fund Class F 11,250 10.49 11,250 15.11
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 10,102 10.49 3,613 14.95
SSMHX - State Street Small/mid Cap Equity Index Portfolio 10,075 10.52 6,575 15.06
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 9,971 10.53 9,971 15.04
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 9,869 10.54 9,869 15.10
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 9,193 10.55 9,193 15.12
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 8,960 10.49 6,389 15.03
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 8,643 10.53 8,643 15.04
JESIX - Small Cap Index Trust NAV 7,815 10.49 7,823 15.08
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 7,560 10.58 7,560 15.08
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 6,394 10.48 5,997 15.01
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 6,187 10.51 6,733 15.15
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 5,503 10.54 4,768 15.10
VQNPX - Vanguard Growth and Income Fund Investor Shares 5,100 10.59 5,600 15.00
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,839 10.54 5,321 15.03
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 4,666 10.50 3,913 15.08
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 4,540 10.57 1,987 15.10
USMIX - Extended Market Index Fund 4,318 10.42 4,308 15.09
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 4,265 10.55 4,265 15.01
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,921 10.46 3,566 15.14
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 3,643 10.43 1,491 14.76
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 3,607 10.54 3,607 14.97
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 3,607 10.54 3,607 14.97
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 3,530 10.48 1,462 15.05
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 3,343 10.47 2,421 15.28
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 2,982 10.40 2,982 15.09
LSHAX - Kinetics Spin-Off and Corporate Restructuring Fund Advisor Class A 2,800 10.36 2,800 15.00
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 2,700 10.37 2,500 15.20
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,653 10.55 2,653 15.08
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 2,529 10.68 2,529 15.03
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,224 10.34 2,224 15.29
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 2,075 10.60 2,075 14.94
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,849 10.28 1,443 15.25
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,705 10.56 1,705 15.25
TRZIX - T. Rowe Price Small-Cap Index Fund 1,310 10.69 1,210 14.88
QWVPX - Clearwater Core Equity Fund 1,200 10.83 1,200 15.00
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,198 10.85 1,198 15.03
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 988 10.12 988 15.18
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 911 10.98 600 15.00
JETSX - Total Stock Market Index Trust NAV 748 10.70 748 14.71
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 594 10.10 264 15.15
TLSTX - Stock Index Fund 539 11.13 539 14.84
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 461 10.85 461 15.18
RYRRX - Russell 2000 Fund Class A 246 12.20 241 16.60
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 155 12.90 181 16.57
Profunds - Profund Vp Ultrasmall-cap 126 7.94 173 17.34
Profunds - Profund Vp Small-cap 107 9.35 108 18.52
Name Current Shares Current PPS Previous Shares Previous PPS
Prelude Capital Management, Llc 10,430 10.55 0
RYMKX - Russell 2000 1.5x Strategy Fund Class H 74 13.51 86 11.63
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
TDVFX - Towle Deep Value Fund 123,983 226,263 10.53 102,280 15.08 121.22
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 26,000 60,000 10.53 34,000 15.09 76.47
QSMLX - AQR Small Cap Multi-Style Fund Class I 15,135 21,953 10.52 6,818 15.11 221.99
Prelude Capital Management, Llc 10,430 10,430 10.55 0 0.00
GCASX - The Gabelli Small Cap Growth Fund Class A 10,000 40,000 10.53 30,000 15.07 33.33
VEXMX - Vanguard Extended Market Index Fund Investor Shares 8,709 488,184 10.53 479,475 15.08 1.82
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 7,964 12,328 10.55 4,364 15.12 182.49
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 7,612 38,203 10.52 30,591 15.07 24.88
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 6,489 10,102 10.49 3,613 14.95 179.60
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 47,471 10.53 43,306 15.08 9.62
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,500 10,075 10.52 6,575 15.06 53.23
IWM - iShares Russell 2000 ETF 3,300 800,224 10.53 796,924 15.08 0.41
FISVX - Fidelity Small Cap Value Index Fund 2,970 24,838 10.55 21,868 15.09 13.58
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 2,571 8,960 10.49 6,389 15.03 40.24
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 2,553 4,540 10.57 1,987 15.10 128.49
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 2,152 3,643 10.43 1,491 14.76 144.33
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 2,068 3,530 10.48 1,462 15.05 141.45
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,905 13,793 10.51 11,888 15.06 16.02
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,431 16,019 10.55 14,588 15.08 9.81
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 922 3,343 10.47 2,421 15.28 38.08
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 753 4,666 10.50 3,913 15.08 19.24
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 735 5,503 10.54 4,768 15.10 15.42
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 406 1,849 10.28 1,443 15.25 28.14
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 397 6,394 10.48 5,997 15.01 6.62
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 391 19,335 10.55 18,944 15.10 2.06
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 355 3,921 10.46 3,566 15.14 9.96
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 330 594 10.10 264 15.15 125.00
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 311 911 10.98 600 15.00 51.83
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 200 2,700 10.37 2,500 15.20 8.00
TRZIX - T. Rowe Price Small-Cap Index Fund 100 1,310 10.69 1,210 14.88 8.26
USMIX - Extended Market Index Fund 10 4,318 10.42 4,308 15.09 0.23
RYRRX - Russell 2000 Fund Class A 5 246 12.20 241 16.60 2.07
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 215,000 1,185,000 10.53 1,400,000 18.25 -15.36
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 60,500 964,116 10.53 1,024,616 15.08 -5.90
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 54,498 211,550 10.53 266,048 15.08 -20.48
MMYAX - MassMutual Select Small Company Value Fund Class A 19,929 77,850 10.53 97,779 15.09 -20.38
PACIFIC FUNDS SERIES TRUST - PF Small-Cap Value Fund CLASS P 19,684 33,720 10.53 53,404 15.07 -36.86
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 10,249 23,880 10.51 34,129 15.09 -30.03
IWC - iShares Micro-Cap ETF 6,371 72,734 10.53 79,105 15.08 -8.05
EES - WisdomTree U.S. SmallCap Fund N/A 1,320 15,991 10.51 17,311 15.08 -7.63
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 546 6,187 10.51 6,733 15.15 -8.11
IWN - iShares Russell 2000 Value ETF 537 351,790 10.53 352,327 15.08 -0.15
VQNPX - Vanguard Growth and Income Fund Investor Shares 500 5,100 10.59 5,600 15.00 -8.93
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 482 4,839 10.54 5,321 15.03 -9.06
NSIDX - Northern Small Cap Index Fund 482 18,478 10.55 18,960 15.08 -2.54
Profunds - Profund Vp Ultrasmall-cap 47 126 7.94 173 17.34 -27.17
QCSTRX - Stock Account Class R1 39 30,314 10.52 30,353 15.09 -0.13
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 26 155 12.90 181 16.57 -14.36
RYMKX - Russell 2000 1.5x Strategy Fund Class H 12 74 13.51 86 11.63 -13.95
JESIX - Small Cap Index Trust NAV 8 7,815 10.49 7,823 15.08 -0.10
Profunds - Profund Vp Small-cap 1 107 9.35 108 18.52 -0.93
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