Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 381 10.00 10.17 10.44
Previous Quarter 427 10.00 10.42 9.84

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 5 357 37 18 18 19
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 7 5 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 0 0 0 0 0 0
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 296,894 0.00 0.00 338,847 0.00 0.00
Previous Quarter 10,842,767 0.00 0.00 9,177,097 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Ubs Oconnor Llc 6,917,249 10.40
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 788,149 10.16
Etf Managers Group, Llc 537,556 10.42
FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 480,898 10.99
SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 405,733 10.99
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 252,645 10.99
MARB - First Trust Merger Arbitrage ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 239,095 10.16
DFSCX - U.s. Micro Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 223,425 10.16
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 214,472 10.16
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 165,382 10.16
FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 161,942 10.99
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 161,600 10.16
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 144,349 10.16
FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 135,881 10.99
Ubs Asset Management Americas Inc 115,778 10.42
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 114,828 10.16
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 87,484 10.98
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 86,314 10.16
NABAX - Neuberger Berman Absolute Return Multi-Manager Fund Class A 84,894 10.17
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 79,410 10.99

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 7,192,341 10.42
Highland Capital Management Fund Advisors, L.p. 6,834,683 10.42
HMEAX - Highland Merger Arbitrage Fund Class A 6,664,414 10.42
Pentwater Capital Management LP 5,700,000 10.42
Vanguard Group Inc 4,650,645 10.42
Westchester Capital Management, LLC 3,278,077 10.42
MERFX - The Merger Fund - Investor Class Shares 3,058,278 10.42
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,693,721 10.42
Morgan Stanley 2,465,037 10.42
Marshall Wace, Llp 2,424,255 10.42
Gabelli Funds Llc 2,384,643 10.42
Omni Event Management Ltd 2,098,153 10.42
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,067,452 10.42
Jpmorgan Chase & Co 2,033,616 10.42
State Street Corp 1,906,290 10.42
Geode Capital Management, Llc 1,818,271 10.42
EVR Research LP 1,806,480 10.42
Glazer Capital, Llc 1,798,123 0.01
Goldman Sachs Group Inc 1,678,400 10.42
Ergoteles LLC 1,605,764 10.42

 

Recent Quarter Analysis

Name Shares PPS
PMSAX - Global Multi-Strategy Fund Class A 12,462 10.99
AWH Capital, L.P. 0
GOLDMAN SACHS GROUP INC 0
GMAMX - Goldman Sachs Multi-Manager Alternatives Fund Class A Shares 0
Beach Point Capital Management LP 0
Name Shares PPS
BlackRock Inc. 7,192,341 10.42
Highland Capital Management Fund Advisors, L.p. 6,834,683 10.42
HMEAX - Highland Merger Arbitrage Fund Class A 6,664,414 10.42
Pentwater Capital Management LP 5,700,000 10.42
Vanguard Group Inc 4,650,645 10.42
Westchester Capital Management, LLC 3,278,077 10.42
MERFX - The Merger Fund - Investor Class Shares 3,058,278 10.42
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,693,721 10.42
Morgan Stanley 2,465,037 10.42
Marshall Wace, Llp 2,424,255 10.42
Gabelli Funds Llc 2,384,643 10.42
Omni Event Management Ltd 2,098,153 10.42
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,067,452 10.42
Jpmorgan Chase & Co 2,033,616 10.42
State Street Corp 1,906,290 10.42
Geode Capital Management, Llc 1,818,271 10.42
EVR Research LP 1,806,480 10.42
Glazer Capital, Llc 1,798,123 0.01
Goldman Sachs Group Inc 1,678,400 10.42
Goldman Sachs Group Inc 1,678,400 10.42
Ergoteles LLC 1,605,764 10.42
Alpine Associates Management Inc. 1,595,200 10.42
Cnh Partners Llc 1,592,298 10.42
GABELLI & Co INVESTMENT ADVISERS, INC. 1,524,995 10.42
Qube Research & Technologies Ltd 1,455,229 10.42
Hsbc Holdings Plc 1,425,002 10.39
Janus Henderson Group Plc 1,353,701 10.42
Capital World Investors 1,352,286 10.42
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,337,604 10.42
AHITX - AMERICAN HIGH INCOME TRUST Class A 1,310,886 10.42
Alliancebernstein L.p. 1,114,532 10.42
Two Sigma Advisers, Lp 1,106,747 10.42
Voloridge Investment Management, Llc 989,906 10.42
Bank Of America Corp /de/ 986,893 10.42
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 965,021 10.42
LMR Partners LLP 902,974 10.42
Natixis 888,101 10.42
Northern Trust Corp 817,028 10.42
Gardner Lewis Asset Management L P 808,307 10.42
Arena Investors LP 805,372 10.42
Adage Capital Partners Gp, L.l.c. 800,000 10.42
Balyasny Asset Management Llc 794,873 10.42
DLD Asset Management, LP 780,000 10.42
Healthcare Of Ontario Pension Plan Trust Fund 754,900 10.42
Dimensional Fund Advisors Lp 749,834 10.42
Two Sigma Investments, Lp 734,843 10.42
Charles Schwab Investment Management Inc 704,526 10.42
Alpine Global Management, LLC 688,570 0.01
Hudson Bay Capital Management LP 614,050 10.42
Barclays Plc 595,708 0.01
IPAY - ETFMG Prime Mobile Payments ETF 537,556 10.42
MNA - IQ Merger Arbitrage ETF 526,774 10.77
Ramius Advisors Llc 452,932 10.42
Bardin Hill Management Partners Lp 450,680 0.01
Syquant Capital Sas 448,200 0.01
Crystalline Management Inc. 420,000 10.77
Public Employees Retirement System Of Ohio 414,000 0.01
Dynamic Technology Lab Private Ltd 401,979 0.01
Vazirani Asset Management LLC 399,000 10.42
Bank of New York Mellon Corp 390,892 10.42
Wolverine Asset Management Llc 364,269 10.42
Wolverine Asset Management Llc 364,269 10.42
Alberta Investment Management Corp 354,000 10.42
Deutsche Bank Ag\ 339,933 10.42
Steamboat Capital Partners, LLC 300,000 10.42
Boothbay Fund Management, Llc 284,599 10.42
Millennium Management Llc 279,006 0.01
Millennium Management Llc 279,006 0.01
Gdl Fund 275,000 10.42
FNY Investment Advisers, LLC 266,454 0.01
Bck Capital Management Lp 266,199 10.42
Public Sector Pension Investment Board 263,000 10.42
Anson Funds Management LP 250,000 10.42
Nuveen Asset Management, LLC 249,830 0.01
Austin Asset Management Co Inc 239,324 10.42
Prelude Capital Management, Llc 234,163 10.42
Vivaldi Asset Management, LLC 229,281 10.42
Susquehanna International Group, Llp 207,900 10.42
Susquehanna International Group, Llp 207,900 10.42
Susquehanna International Group, Llp 207,900 10.42
IWC - iShares Micro-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 204,221 10.42
Maven Securities LTD 200,000 10.42
Swiss National Bank 187,500 10.42
Keebeck Alpha, LP 185,014 10.42
Invesco Ltd. 184,346 10.42
Athos Capital Ltd 184,318 0.01
Credit Suisse Ag/ 181,612 10.42
Css Llc/il 174,049 10.42
Css Llc/il 174,049 10.42
Css Llc/il 174,049 10.42
HHCAX - Highland Long/Short Healthcare Fund Class A 170,269 10.42
Royal Bank Of Canada 170,264 10.41
ARB - AltShares Merger Arbitrage ETF 162,444 10.85
Gamco Investors, Inc. Et Al 160,294 10.42
Rhumbline Advisers 153,647 0.01
Sarissa Consulting Llc 153,100 10.40
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 151,093 10.42
RYMSX - Guggenheim Multi-Hedge Strategies Fund Class P 150,982 10.42
Centiva Capital, LP 150,000 10.42
Centiva Capital, LP 150,000 10.42
Citigroup Inc 145,651 10.42
Dark Forest Capital Management Lp 142,325 10.42
Black Maple Capital Management LP 136,567 10.42
Smith Anglin Financial, LLC 136,043 10.42
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 126,731 10.77
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 120,335 10.42
GAM Holding AG 119,040 10.42
Skandinaviska Enskilda Banken AB (publ) 118,011 0.01
Gsa Capital Partners Llp 111,496 0.01
California State Teachers Retirement System 111,203 10.42
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A) 111,130 10.42
PenderFund Capital Management Ltd. 109,700 0.02
Walleye Capital LLC 109,032 10.42
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 106,195 10.42
NJ State Employees Deferred Compensation Plan 100,000 10.42
Polar Asset Management Partners Inc. 100,000 10.42
Hunting Hill Global Capital, LLC 98,333 10.42
Sagefield Capital LP 97,000 10.42
ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 91,493 10.42
ExodusPoint Capital Management, LP 90,164 0.01
Telemetry Investments, L.L.C. 84,200 0.01
Walleye Trading LLC 78,500 10.42
Walleye Trading LLC 78,500 10.42
GABCX - The Gabelli Abc Fund Class Aaa 76,000 10.39
FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 72,920 10.42
Guggenheim Capital Llc 65,430 10.42
Squarepoint Ops LLC 64,877 10.42
RYDEX VARIABLE TRUST - Multi-Hedge Strategies Fund Variable Annuity 64,082 10.42
VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 62,000 10.42
CUSUX - Six Circles U.S. Unconstrained Equity Fund 60,708 10.43
Lindbrook Capital, Llc 60,150 10.42
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 57,765 10.42
Simplex Trading, Llc 57,200 0.02
Simplex Trading, Llc 57,200 0.02
Bnp Paribas Arbitrage, Sa 55,327 10.43
Wellington Management Group Llp 53,420 10.43
SG Americas Securities, LLC 52,958 0.02
EQ ADVISORS TRUST - 1290 VT GAMCO Mergers & Acquisitions Portfolio Class IA 52,000 10.42
New York State Common Retirement Fund 49,249 0.02
LPL Financial LLC 49,202 10.43
MetLife Investment Management, LLC 48,993 10.43
Capula Management Ltd 48,760 10.42
Price T Rowe Associates Inc /md/ 48,557 0.02
NSIDX - Northern Small Cap Index Fund 47,120 10.42
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 45,400 10.42
American International Group, Inc. 45,267 10.43
One68 Global Capital, LLC 43,350 10.43
Mirae Asset Global Investments Co., Ltd. 42,296 10.43
Susquehanna Fundamental Investments, Llc 41,693 10.41
AMERICAN FUNDS INSURANCE SERIES - High-Income Bond Fund Class 1 This fund is a listed as child fund of Capital World Investors and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 41,400 10.41
Strs Ohio 39,500
Legal & General Group Plc 39,004 10.41
Kellner Capital, LLC 37,900
RTSSX - Tax-Managed U.S. Mid & Small Cap Fund Class S 36,481 10.58
Manufacturers Life Insurance Company, The 36,063 10.43
MERVX - The Merger Fund VL 35,814 10.41
QCEQRX - Equity Index Account Class R1 35,218 10.42
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 34,773 10.41
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 34,500 10.41
Voya Investment Management Llc 33,364 10.43
SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 31,900 10.41
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 31,681 10.42
EES - WisdomTree U.S. SmallCap Fund N/A 31,438 10.43
Algert Global Llc 30,149
VASFX - Vanguard Alternative Strategies Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 30,000 10.77
State Board Of Administration Of Florida Retirement System 29,645 10.42
BBVSX - Bridge Builder Small/Mid Cap Value Fund 28,781 10.42
Financial Architects, Inc 28,605 10.42
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 27,357 10.86
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 26,113 10.42
Arizona State Retirement System 25,177 10.41
WMMAX - Teton Westwood Mighty Mites Fund Class A 25,000 10.40
Group One Trading, L.p. 23,700 10.42
Group One Trading, L.p. 23,700 10.42
Group One Trading, L.p. 23,700 10.42
IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23,572 10.44
Weiss Strategic Interval Fund 23,166 10.40
State of Wyoming 22,103 10.41
IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 22,079 10.42
Davy Global Fund Management Ltd 21,642 10.44
Weiss Multi-Strategy Advisers LLC 20,500
Amundi 20,298 10.59
JESIX - Small Cap Index Trust NAV 19,390 10.42
Hrt Financial Lp 18,860
Engineers Gate Manager LP 18,750 10.40
CSQAX - Credit Suisse Multialternative Strategy Fund Class A Shares 18,620 10.79
Wells Fargo & Company/mn 17,912 10.44
PEXMX - T. Rowe Price Extended Equity Market Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,700 10.40
D. E. Shaw & Co., Inc. 17,100 10.41
Shay Capital LLC 16,000 10.44
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 15,885 10.45
Kamunting Street Capital Management, L.P. 15,431 10.43
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 15,224 10.44
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 15,046 10.43
S. Muoio & Co. Llc 15,000 10.40
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 14,974 10.42
Virtu Financial LLC 14,794
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 14,726 10.39
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 14,585 10.42
Zurcher Kantonalbank (Zurich Cantonalbank) 13,128 10.44
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I This fund is a listed as child fund of Blackstone Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,900 10.39
Vestcor Inc 12,475
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,564 10.38
VVICX - Voya VACS Index Series SC Portfolio 11,285 10.46
ProShare Advisors LLC 11,040 10.42
State Of Wisconsin Investment Board 10,948 10.41
Principal Financial Group Inc 10,691 10.38
Pictet Asset Management Sa 10,426 10.45
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 10,400 10.38
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 10,394 10.39
USMIX - Extended Market Index Fund 10,061 10.44
Victory Capital Management Inc 10,061 10.44
Amalgamated Bank 9,744
CMEUX - Six Circles Managed Equity Portfolio U.S. Unconstrained Fund 9,744 10.47
UBS Group AG 8,941 10.40
Bangor Savings Bank 8,624 10.44
Gladius Capital Management LP 7,522
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 7,237 10.36
Ameritas Investment Partners, Inc. 6,865 10.49
Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 6,865 10.49
Tower Research Capital LLC (TRC) 6,754
GAKIX - AXS Merger Fund Class I 6,700 10.45
SPABX - SilverPepper Merger Arbitrage Fund Advisor Class 6,699 10.45
Byrne Asset Management LLC 6,000
Fmr Llc 5,544 10.46
Metropolitan Life Insurance Co/ny 4,916 10.37
RidgeWorth Capital Management LLC 4,658 10.52
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,514 10.41
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,189 10.50
TRZIX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,181 10.52
Russell Investments Group, Ltd. 3,832 10.44
Relative Value Fund 3,771 10.34
Great West Life Assurance Co /can/ 3,672
PENN SERIES FUNDS INC - Small Cap Index Fund 3,500 10.29
Mint Tower Capital Management B.V. 3,326
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,169 10.41
Equitec Proprietary Markets, Llc 2,500 10.40
Equitec Proprietary Markets, Llc 2,500 10.40
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,446 10.22
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,323 10.33
Investors Research Corp 2,200 10.45
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 2,197 10.92
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,190 10.50
Advisor Group Holdings, Inc. 2,090 10.53
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,838 10.34
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,536 10.42
JETSX - Total Stock Market Index Trust NAV 1,519 10.53
Y.D. More Investments Ltd 1,490 2.68
TLSTX - Stock Index Fund 1,365 10.26
Nisa Investment Advisors, Llc 1,009
Advisory Services Network, LLC 1,000 10.00
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 940 10.64
PBSM - Invesco PureBeta MSCI USA Small Cap ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 800 11.25
RYRRX - Russell 2000 Fund Class A 700 10.00
Humankind Benefit Corp - Humankind US Stock ETF 575 10.43
QCSTRX - Stock Account Class R1 549 10.93
TCI Wealth Advisors, Inc. 525 9.52
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 428 9.35
Profunds - Profund Vp Ultrasmall-cap 393 10.18
Us Bancorp \de\ 386 10.36
Signaturefd, Llc 332 9.04
Cwm, Llc 305
Profunds - Profund Vp Small-cap 285 10.53
RYMKX - Russell 2000 1.5x Strategy Fund Class H 163 12.27
Allworth Financial LP 134 7.46
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 131 7.63
Nelson, Van Denburg & Campbell Wealth Management Group, LLC 118 8.47
DFUS - Dimensional U.S. Equity ETF 106 9.43
AdvisorNet Financial, Inc 62 16.13
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 57 17.54
Quadrant Capital Group Llc 55 18.18
Gradient Investments LLC 32
Westside Investment Management, Inc. 31
Coastal Capital Group, Inc. 31
Rise Advisors, LLC 27
FourThought Financial, LLC 25
Clear Investment Research, Llc 18
Covestor Ltd 17
Proequities, Inc. 12
Parallel Advisors, LLC 12
Moisand Fitzgerald Tamayo, LLC 4
Steward Partners Investment Advisory, Llc 1
Ellevest, Inc. 1
Schonfeld Strategic Advisors LLC
River & Mercantile Asset Management Llp
Mangrove Partners
Captrust Financial Advisors
EMG Holdings, L.P.
GGMMX - Gabelli Global Mini Mites Fund CLASS I
HAP Trading, LLC
Parallax Volatility Advisers, L.P.
Bank Of Montreal /can/
SummerHaven Investment Management, LLC
VQNPX - Vanguard Growth and Income Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Havens Advisors Llc
Allianz Asset Management GmbH
EHP Funds Inc.
Ab Multi-manager Alternative Fund
Sei Investments Co
Ionic Capital Management LLC
Quantamental Technologies LLC
Renaissance Technologies Llc
Canada Pension Plan Investment Board
Caption Management, LLC
Chicago Capital Management, LLC
New York Life Investments Alternatives
Murchinson Ltd.
Beaird Harris Wealth Management, LLC
Banque Cantonale Vaudoise
Citadel Advisors Llc
Kula Investments, LLC
Beryl Capital Management LLC
Hotchkis & Wiley Capital Management Llc
Water Island Capital Llc
Bell Investment Advisors, Inc
Candriam Luxembourg S.C.A.
Beacon Capital Management, LLC
Man Group plc
Assenagon Asset Management S.A.
Dupont Capital Management Corp
Ameriprise Financial Inc
Crabel Capital Management, LLC
Teacher Retirement System Of Texas
Woodline Partners LP
Chimera Capital Management LLC
CAPROCK Group, Inc.
Berry Street Capital Management LLP
Quantbot Technologies LP
Jane Street Group, Llc
CENTRAL TRUST Co
Teton Advisors, Inc.
Nomura Holdings Inc
Rockefeller Capital Management L.P.
Citadel Advisors Llc
AWH Capital, L.P.
Wolverine Trading, Llc
Jefferies Group LLC
MRP Capital Investments, LLC
Cutler Group LP
FORA Capital, LLC
Cutler Group LP
New York Life Investment Management Llc
GMAMX - Goldman Sachs Multi-Manager Alternatives Fund Class A Shares
Norges Bank
XSW - SPDR(R) S&P(R) Software & Services ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
CenterBook Partners LP
Verition Fund Management LLC
Citadel Advisors Llc
Jefferies Group LLC
Diametric Capital, LP
Jefferies Group LLC
Blair William & Co/il
Sand Grove Capital Management LLP
Cutler Group LP
Cubist Systematic Strategies, LLC
Brookfield Asset Management Inc.
TIFF INVESTMENT PROGRAM - TIFF Multi-Asset Fund 10.44
Name Current Shares Current PPS Previous Shares Previous PPS
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 788,149 10.16 751,620 10.77
MARB - First Trust Merger Arbitrage ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 239,095 10.16 266,263 10.77
DFSCX - U.s. Micro Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 223,425 10.16 223,425 10.77
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 214,472 10.16 211,015 10.77
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 165,382 10.16 155,301 10.77
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 161,600 10.16 161,600 10.77
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 144,349 10.16 181,478 10.77
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 114,828 10.16 114,828 10.77
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 86,314 10.16 89,240 10.77
NABAX - Neuberger Berman Absolute Return Multi-Manager Fund Class A 84,894 10.17 60,996 10.77
FTEC - Fidelity MSCI Information Technology Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 65,600 10.15 77,621 10.77
EMAAX - Enterprise Mergers and Acquisitions Fund Class A 65,000 10.15 65,000 10.77
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 53,884 10.15 41,885 10.77
RYLD - Global X Russell 2000 Covered Call ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 42,296 10.17 42,296 10.78
SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 40,535 10.16 43,542 10.77
DFAC - Dimensional U.S. Core Equity 2 ETF 36,366 10.15 36,366 10.78
DFVEX - U.s. Vector Equity Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 33,326 10.17 33,326 10.77
FZILX - Fidelity ZERO International Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 31,985 10.16 31,985 10.76
FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 24,946 10.14 22,269 10.78
ISCV - iShares Morningstar Small-Cap Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23,472 10.14 23,368 10.78
Name Current Shares Current PPS Previous Shares Previous PPS
Ubs Oconnor Llc 6,917,249 10.40 0
FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 480,898 10.99 482,671 10.85
SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 405,733 10.99 408,506 10.85
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 252,645 10.99 255,109 10.85
FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 161,942 10.99 157,879 10.85
FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 135,881 10.99 117,744 10.85
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 87,484 10.98 87,685 10.85
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 79,410 10.99 83,461 10.86
ABWAX - AB All Market Total Return Portfolio Class A 56,637 10.98 52,668 10.84
FNCMX - Fidelity Nasdaq Composite Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 51,548 11.00 51,548 10.84
SCHB - Schwab U.S. Broad Market ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 48,273 11.00 56,682 10.85
FAAAX - Franklin K2 Alternative Strategies Fund Class A 42,424 10.98 75,693 10.85
VCSLX - Small Cap Index Fund 34,520 10.98 34,582 10.84
GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF 19,518 11.02 19,312 10.87
SMXAX - SIIT Extended Market Index Fund - Class A 18,900 11.01 18,900 10.85
VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,792 11.04 6,792 10.90
URTY - ProShares UltraPro Russell2000 6,474 10.97 6,719 10.86
UWM - ProShares Ultra Russell2000 4,399 10.91 4,783 10.87
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Ubs Oconnor Llc 6,917,249 6,917,249 10.40 0 0.00
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 36,529 788,149 10.16 751,620 10.77 4.86
NABAX - Neuberger Berman Absolute Return Multi-Manager Fund Class A 23,898 84,894 10.17 60,996 10.77 39.18
FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 18,137 135,881 10.99 117,744 10.85 15.40
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 11,999 53,884 10.15 41,885 10.77 28.65
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,081 165,382 10.16 155,301 10.77 6.49
PJARX - SmallCap Value Fund II R-3 5,202 10,847 10.14 5,645 10.81 92.15
FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,063 161,942 10.99 157,879 10.85 2.57
ABWAX - AB All Market Total Return Portfolio Class A 3,969 56,637 10.98 52,668 10.84 7.54
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,457 214,472 10.16 211,015 10.77 1.64
FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,677 24,946 10.14 22,269 10.78 12.02
DRCVX - Comstock Capital Value Fund Class A 1,200 11,200 10.18 10,000 10.80 12.00
FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,058 11,319 10.16 10,261 10.82 10.31
GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF 206 19,518 11.02 19,312 10.87 1.07
ISCV - iShares Morningstar Small-Cap Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 104 23,472 10.14 23,368 10.78 0.45
NTKI - Nationwide Russell 2000 Risk-Managed Income ETF 33 473 10.57 440 11.36 7.50
SLPIX - Small-cap Profund Investor Class 19 90 11.11 71 14.08 26.76
NATIONWIDE MUTUAL FUNDS - Nationwide Multi-Cap Portfolio Class R6 2 3,788 10.03 3,786 10.83 0.05
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 37,129 144,349 10.16 181,478 10.77 -20.46
FAAAX - Franklin K2 Alternative Strategies Fund Class A 33,269 42,424 10.98 75,693 10.85 -43.95
MARB - First Trust Merger Arbitrage ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 27,168 239,095 10.16 266,263 10.77 -10.20
FTEC - Fidelity MSCI Information Technology Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,021 65,600 10.15 77,621 10.77 -15.49
SCHB - Schwab U.S. Broad Market ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,409 48,273 11.00 56,682 10.85 -14.84
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,051 79,410 10.99 83,461 10.86 -4.85
SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,007 40,535 10.16 43,542 10.77 -6.91
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 2,926 86,314 10.16 89,240 10.77 -3.28
SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,773 405,733 10.99 408,506 10.85 -0.68
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,464 252,645 10.99 255,109 10.85 -0.97
FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,773 480,898 10.99 482,671 10.85 -0.37
UWM - ProShares Ultra Russell2000 384 4,399 10.91 4,783 10.87 -8.03
UAPIX - Ultrasmall-cap Profund Investor Class 377 1,101 9.99 1,478 10.83 -25.51
URTY - ProShares UltraPro Russell2000 245 6,474 10.97 6,719 10.86 -3.65
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 201 87,484 10.98 87,685 10.85 -0.23
ISCB - iShares Morningstar Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 193 5,704 10.17 5,897 10.85 -3.27
VCSLX - Small Cap Index Fund 62 34,520 10.98 34,582 10.84 -0.18
HDG - ProShares Hedge Replication ETF 49 210 9.52 259 11.58 -18.92
SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 19 10,747 10.14 10,766 10.77 -0.18
Name Current Puts
Name Current Calls
Jefferies Group LLC 0
Name
Name Previous Puts
Goldman Sachs Group Inc 1,678,400
Wolverine Asset Management Llc 364,269
Centiva Capital, LP 150,000
Walleye Trading LLC 78,500
Equitec Proprietary Markets, Llc 2,500
Fifth Lane Capital, Lp 0
Cutler Group LP 0
Name Previous Calls
Susquehanna International Group, Llp 207,900
Css Llc/il 174,049
Simplex Trading, Llc 57,200
Group One Trading, L.p. 23,700
Wolverine Trading, Llc 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name