Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 513 105.00 52.71 53.53
Previous Quarter 530 61.00 58.02 59.59

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 38 108 359 18 147 145
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 1 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 0 1 1 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 2 0 97 0 27 37
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 3,339,282 0.00 0.00 2,161,663 0.00 0.00
Previous Quarter 1,711,761 0.00 0.00 2,129,858 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
MACQUARIE GROUP LTD 2,118,481
Macquarie Group Ltd 1,894,896 52.71
BlackRock Inc. 1,645,406 52.71
BlackRock Inc. 1,617,305
AMERICAN CENTURY INVESTMENT MANAGEMENT INC 1,357,552
American Century Companies Inc 1,335,463 52.71
DCCAX - Delaware Small Cap Core Fund Class A 1,138,374 58.60
Vanguard Group Inc 1,115,839 52.71
VANGUARD GROUP INC 1,098,674
ASVIX - Small Cap Value Fund Investor Class 1,005,000 52.71
FIL Ltd 810,649 52.71
Dimensional Fund Advisors Lp 705,523 52.71
MNDAX - MFS New Discovery Fund A 668,077 69.67
Cooke & Bieler Lp 627,343 52.71
Lazard Asset Management Llc 626,985 52.71
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 609,055 52.71
Loomis Sayles & Co L P 590,787 52.71
IWM - iShares Russell 2000 ETF 476,335 52.71
Southernsun Asset Management, Llc 434,618 52.71
Geode Capital Management, Llc 418,147 52.71

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Macquarie Group Ltd 2,213,955 58.01
BlackRock Inc. 1,632,855 58.01
American Century Companies Inc 1,314,141 58.01
Vanguard Group Inc 1,097,189 58.01
ASVIX - Small Cap Value Fund Investor Class 1,040,000 58.01
DCCAX - Delaware Small Cap Core Fund Class A 1,006,451 69.67
MNDAX - MFS New Discovery Fund A 668,077 69.67
Dimensional Fund Advisors Lp 667,665 58.01
Cooke & Bieler Lp 632,143 58.01
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 594,655 58.01
Loomis Sayles & Co L P 593,791 58.01
Lazard Asset Management Llc 540,532 58.01
FIL Ltd 531,578 58.01
Massachusetts Financial Services Co /ma/ 511,178 58.01
WSGRX - Ivy Small Cap Growth Fund Class R 476,224 58.01
IWM - iShares Russell 2000 ETF 465,248 58.01
Southernsun Asset Management, Llc 435,170 58.01
State Street Corp 412,580 58.01
Ci Investments Inc. 393,965 58.01
Geode Capital Management, Llc 385,966 58.01

 

Recent Quarter Analysis

Name Shares PPS
MACQUARIE GROUP LTD 2,118,481
AMERICAN CENTURY INVESTMENT MANAGEMENT INC 1,357,552
VANGUARD GROUP INC 1,098,674
State Street Corp 406,587 52.71
Capital World Investors 224,130 52.71
SMCWX - SMALLCAP WORLD FUND INC Class A 172,050 52.71
Bessemer Group Inc 48,600 52.72
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 22,707 58.62
Clark Estates Inc/ny 21,309 52.70
Alpha DNA Investment Management LLC 19,184 52.65
LORD, ABBETT & CO. LLC 18,692
Jump Financial, LLC 17,600 52.73
JT Stratford LLC 15,955 52.71
BOGIX - Bogle Investment Management Small Cap Growth Fund 14,600 58.63
Seizert Capital Partners, Llc 10,159 52.66
AE Wealth Management LLC 10,120 52.67
FNDA - Schwab Fundamental U.S. Small Company Index ETF 9,310 58.65
SENT - AdvisorShares Alpha DNA Equity Sentiment ETF 9,054 52.68
New York Life Investment Management Llc 8,039 52.74
Versor Investments LP 7,616 52.65
Name Shares PPS
State Street Corp 412,580 58.01
ACK Asset Management LLC 177,400 58.01
Hillcrest Asset Management LLC 175,992 68.73
Polen Capital Management Llc 128,245 58.01
Eagle Asset Management Inc 82,959 58.00
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 63,300 70.62
Marshall Wace North America L.P. 57,520 69.99
Clark Capital Management Group, Inc. 52,700 58.01
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 45,038 68.72
SCAVX - AB Small Cap Value Portfolio Class A 44,787 69.46
Whittier Trust Co Of Nevada Inc 40,363 58.00
LAMGX - Lord Abbett Micro-Cap Growth Fund Class A 28,537 70.61
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF 22,179 70.61
Renaissance Group Llc 17,351 58.04
Voloridge Investment Management, Llc 13,806 58.02
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 12,018 69.98
OBEGX - Oberweis Global Opportunities Fund Investor Class 10,000 70.00
DMVAX - BNY Mellon Select Managers Small Cap Value Fund Class A 9,935 69.45
Summit Global Investments 9,600 58.02
Balyasny Asset Management Llc 9,465 58.00
Holocene Advisors, LP 8,762 57.98
PACIFIC FUNDS SERIES TRUST - PF Small-Cap Value Fund CLASS P 8,509 68.75
Oppenheimer Asset Management Inc. 6,874 58.04
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 5,090 70.53
First Republic Investment Management, Inc. 5,066 58.03
Crossmark Global Holdings, Inc. 4,780 57.95
STEWARD FUNDS, INC. - Steward Small Cap Growth Fund Class A 4,540 65.64
FDx Advisors, Inc. 4,521 57.95
Teacher Retirement System Of Texas 4,322 58.07
Equitable Trust Co 4,074 57.93
Delphi Management Inc /ma/ 3,910 68.80
ProShare Advisors LLC 3,885 58.17
Principal Financial Group Inc 3,796 57.96
Walleye Trading LLC 3,700 58.11
Walleye Trading LLC 3,700 58.11
Wolverine Trading, Llc 3,700 60.54
Walleye Trading LLC 3,700 58.11
SkyOak Wealth, LLC 3,644 57.90
YorkBridge Wealth Partners, LLC 3,590 57.94
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,213 69.59
MXMTX - Great-West Small Cap Growth Fund Investor Class 1,927 70.06
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 1,388 69.88
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 947 69.69
PIBAX - PGIM BALANCED FUND Class A 700 70.00
TLEQX - Small-Cap Equity Fund 555 70.27
Group One Trading, L.p. 300 56.67
DTSGX - Small Company Growth Portfolio Investment Class 275 69.09
FinTrust Capital Advisors, LLC 260 57.69
NEXT Financial Group, Inc 130 69.23
TCI Wealth Advisors, Inc. 116 60.34
Prospera Financial Services Inc 100 60.00
Reilly Financial Advisors, Llc 64 62.50
Parallel Advisors, LLC 14 71.43
Quadrant Capital Group Llc 4
Signet Financial Management, Llc
Campbell & CO Investment Adviser LLC
LAGWX - LORD ABBETT DEVELOPING GROWTH FUND INC Class A
Origin Asset Management LLP
Driehaus Capital Management Llc
XTX Topco Ltd
Blueshift Asset Management, LLC
Prudent Man Advisors, LLC
Dark Forest Capital Management Lp
Winton Capital Group Ltd
Absolute Capital Management, LLC
SG Americas Securities, LLC
TBH Global Asset Management, LLC
Verus Capital Partners, Llc
Glenmede Trust Co Na
Two Sigma Advisers, Lp
Shikiar Asset Management Inc
Intrinsic Edge Capital Management LLC
Wellington Management Group Llp
APG Asset Management N.V.
Two Sigma Investments, Lp
Los Angeles Capital Management Llc
Bridgeway Capital Management Inc
Mcdonald Partners Llc
Barnett & Company, Inc.
Mountain Capital Investment Advisors, Inc
Moody Aldrich Partners Llc
Systematic Alpha Investments, LLC
Calamos Advisors LLC
CENTRAL TRUST Co
Td Asset Management Inc
Ergoteles LLC
Panagora Asset Management Inc
First Quadrant L P/ca
Cornerstone Investment Partners, LLC
Harbour Investments, Inc.
Point72 Hong Kong Ltd
Diversified Trust Co
Keebeck Alpha, LP
Philadelphia Trust Co
Lord, Abbett & Co. Llc
Brinker Capital Investments, LLC
CoreCap Advisors, LLC
Fifth Third Bancorp
Verition Fund Management LLC
Gsa Capital Partners Llp
Quadrature Capital Ltd
ClariVest Asset Management LLC
Axa S.a.
Tudor Investment Corp Et Al
Alphacrest Capital Management Llc
AMP Capital Investors Ltd
Divisar Capital Management LLC
HDGE - AdvisorShares Ranger Equity Bear ETF 58.00
Name Current Shares Current PPS Previous Shares Previous PPS
Macquarie Group Ltd 1,894,896 52.71 2,213,955 58.01
BlackRock Inc. 1,645,406 52.71 1,632,855 58.01
American Century Companies Inc 1,335,463 52.71 1,314,141 58.01
DCCAX - Delaware Small Cap Core Fund Class A 1,138,374 58.60 1,006,451 69.67
Vanguard Group Inc 1,115,839 52.71 1,097,189 58.01
ASVIX - Small Cap Value Fund Investor Class 1,005,000 52.71 1,040,000 58.01
FIL Ltd 810,649 52.71 531,578 58.01
Dimensional Fund Advisors Lp 705,523 52.71 667,665 58.01
Cooke & Bieler Lp 627,343 52.71 632,143 58.01
Lazard Asset Management Llc 626,985 52.71 540,532 58.01
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 609,055 52.71 594,655 58.01
Loomis Sayles & Co L P 590,787 52.71 593,791 58.01
IWM - iShares Russell 2000 ETF 476,335 52.71 465,248 58.01
Southernsun Asset Management, Llc 434,618 52.71 435,170 58.01
Geode Capital Management, Llc 418,147 52.71 385,966 58.01
Fort Washington Investment Advisors Inc /oh/ 405,165 52.71 368,625 58.01
Ci Investments Inc. 381,250 52.71 393,965 58.01
Aperture Investors, LLC 352,710 52.71 352,710 58.01
LSSIX - Loomis Sayles Small Cap Growth Fund Institutional Class 337,826 52.71 339,762 58.01
SAGWX - Touchstone Small Company Fund Class A 332,746 52.71 303,456 58.01
Name Current Shares Current PPS Previous Shares Previous PPS
Millennium Management Llc 175,684 52.71 0
Arrowstreet Capital, Limited Partnership 70,316 52.70 0
ExodusPoint Capital Management, LP 45,379 52.71 0
Engineers Gate Manager LP 22,873 52.73 0
Dynamic Technology Lab Private Ltd 19,570 52.73 0
PDT Partners, LLC 17,138 52.69 0
Trexquant Investment LP 11,009 52.68 0
Qube Research & Technologies Ltd 9,813 52.69 0
Atom Investors LP 8,257 52.68 0
Quantbot Technologies LP 5,400 52.59 83 48.19
Hrt Financial Lp 4,441 52.69 0
Hsbc Holdings Plc 4,328 52.68 0
State of Wyoming 4,236 52.88 6
Intrust Bank Na 3,932 52.64 0
Cim, Llc 3,738 56.45 0
Rockefeller Capital Management L.P. 98 51.02 51 39.22
Cwm, Llc 30 66.67 0
Covestor Ltd 10 100.00 16 62.50
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
FIL Ltd 279,071 810,649 52.71 531,578 58.01 52.50
Millennium Management Llc 175,684 175,684 52.71 0 0.00
Assenagon Asset Management S.A. 155,454 159,459 52.71 4,005 57.93 3881.50
Morgan Stanley 133,285 163,935 52.70 30,650 57.98 434.86
DCCAX - Delaware Small Cap Core Fund Class A 131,923 1,138,374 58.60 1,006,451 69.67 13.11
Cubist Systematic Strategies, LLC 110,884 125,843 52.71 14,959 58.03 741.25
Lazard Asset Management Llc 86,453 626,985 52.71 540,532 58.01 15.99
Arrowstreet Capital, Limited Partnership 70,316 70,316 52.70 0 0.00
Bank Of America Corp /de/ 64,670 317,283 52.71 252,613 58.01 25.60
ExodusPoint Capital Management, LP 45,379 45,379 52.71 0 0.00
Renaissance Technologies Llc 44,500 325,401 52.71 280,901 58.01 15.84
Dimensional Fund Advisors Lp 37,858 705,523 52.71 667,665 58.01 5.67
Fort Washington Investment Advisors Inc /oh/ 36,540 405,165 52.71 368,625 58.01 9.91
Geode Capital Management, Llc 32,181 418,147 52.71 385,966 58.01 8.34
Marshall Wace, Llp 29,817 33,731 52.68 3,914 58.00 761.80
SAGWX - Touchstone Small Company Fund Class A 29,290 332,746 52.71 303,456 58.01 9.65
JCCIX - John Hancock Small Cap Core Fund Class I 26,903 266,996 50.29 240,093 65.66 11.21
Re Advisers Corp 25,736 77,814 52.72 52,078 58.01 49.42
HSCSX - Small-Company Stock Fund 25,500 77,300 52.70 51,800 58.01 49.23
CSMIX - Columbia Small Cap Value Fund I Class A 25,280 102,082 50.29 76,802 65.66 32.92
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Massachusetts Financial Services Co /ma/ 467,556 43,622 52.70 511,178 58.01 -91.47
Macquarie Group Ltd 319,059 1,894,896 52.71 2,213,955 58.01 -14.41
WSGRX - Ivy Small Cap Growth Fund Class R 269,371 206,853 52.71 476,224 58.01 -56.56
AVFIX - American Beacon Small Cap Value Fund Institutional Class 125,051 24,600 50.28 149,651 65.66 -83.56
UBS Group AG 80,531 2,310 52.81 82,841 58.00 -97.21
Whittier Trust Co 77,671 1,554 52.77 79,225 58.01 -98.04
TimesSquare Capital Management, LLC 43,790 287,940 52.71 331,730 58.01 -13.20
Royce & Associates Lp 42,755 83,891 52.71 126,646 58.01 -33.76
HighTower Advisors, LLC 40,991 15,299 52.49 56,290 58.27 -72.82
Ivy Variable Insurance Portfolios - Ivy VIP Small Cap Growth Class II 40,540 36,496 52.72 77,036 58.01 -52.62
ASVIX - Small Cap Value Fund Investor Class 35,000 1,005,000 52.71 1,040,000 58.01 -3.37
Oberweis Asset Management Inc/ 30,630 11,540 52.69 42,170 58.00 -72.63
Alliancebernstein L.p. 26,708 25,600 52.70 52,308 58.00 -51.06
Shellback Capital, LP 25,000 262,453 52.71 287,453 58.01 -8.70
LPL Financial LLC 24,324 5,172 52.78 29,496 58.01 -82.47
Punch & Associates Investment Management, Inc. 21,082 217,466 52.71 238,548 58.01 -8.84
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 19,872 17,861 52.68 37,733 58.01 -52.66
Ararat Capital Management, LP 19,751 329,307 52.71 349,058 58.01 -5.66
Squarepoint Ops LLC 18,092 11,471 52.74 29,563 58.01 -61.20
ArrowMark Colorado Holdings LLC 17,588 132,789 52.71 150,377 58.01 -11.70
Name Current Puts
Clear Street Markets Llc 500
Name Current Calls
Name
BIVIX - Invenomic Fund Institutional Class shares
Name Previous Puts
Wolverine Trading, Llc 3,700
Name Previous Calls
Walleye Trading LLC 3,700
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 4,000 8,500 4,500 88.89
Simplex Trading, Llc 19,900 25,300 5,400 368.52
Jane Street Group, Llc 66,900 77,100 10,200 655.88
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Susquehanna International Group, Llp 23,400 23,300 46,700 -50.11
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
SMCWX - SMALLCAP WORLD FUND INC Class A 172,050 52.71
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 541 53.60
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
ASVIX - Small Cap Value Fund Investor Class 1,005,000 52.71 1,040,000 58.01
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 609,055 52.71 594,655 58.01
IWM - iShares Russell 2000 ETF 476,335 52.71 465,248 58.01
LSSIX - Loomis Sayles Small Cap Growth Fund Institutional Class 337,826 52.71 339,762 58.01
SAGWX - Touchstone Small Company Fund Class A 332,746 52.71 303,456 58.01
ADSRX - Aperture Discover Equity Fund Class X Shares 298,426 52.71 287,102 58.01
VEXMX - Vanguard Extended Market Index Fund Investor Shares 279,401 52.71 275,990 58.01
WSGRX - Ivy Small Cap Growth Fund Class R 206,853 52.71 476,224 58.01
SSSFX - SouthernSun Small Cap Fund Class N Shares 184,194 52.71 184,194 58.01
IWO - iShares Russell 2000 Growth ETF 161,204 52.71 171,439 58.01
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 131,934 52.71 130,634 58.01
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 131,682 52.71 131,682 58.01
MSGGX - Meridian Small Cap Growth Fund Legacy Class 74,088 52.71 74,088 58.01
IYSYX - Ivy Small Cap Core Fund Class Y 69,614 52.70 75,797 58.01
Brighthouse Funds Trust II - Loomis Sayles Small Cap Growth Portfolio Class A 61,107 52.71 60,710 58.01
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 43,323 52.72 41,644 58.02
GSCYX - SMALL CAP EQUITY FUND Institutional 40,069 52.71 23,153 58.01
TSFAX - Touchstone Small Cap Fund Class A 38,611 52.71 38,798 58.02
BBVSX - Bridge Builder Small/Mid Cap Value Fund 35,979 52.70 32,629 58.02
QWVOX - Clearwater Small Companies Fund 33,790 52.71 33,790 58.01
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 32,050 52.70 32,301 58.02
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 28,183 52.73 28,183 58.01
BUFOX - Buffalo Emerging Opportunities Fund Investor Class 26,600 52.71 26,600 58.01
TOUCHSTONE VARIABLE SERIES TRUST - Touchstone Small Company Fund 24,754 52.72 22,394 58.01
VELA Funds - VELA Small Cap Fund Class I 24,185 52.72 21,089 57.99
TETAX - RBC Enterprise Fund A Shares 22,664 52.73 26,664 58.02
OASVX - Optimum Small-mid Cap Value Fund Class A 19,500 52.72 19,500 58.00
ITOT - iShares Core S&P Total U.S. Stock Market ETF 19,370 52.71 17,704 58.01
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 17,861 52.68 37,733 58.01
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 17,021 52.70 18,327 58.00
VBINX - Vanguard Balanced Index Fund Investor Shares 16,616 52.72 16,616 58.02
Brighthouse Funds Trust II - Loomis Sayles Small Cap Core Portfolio Class A 16,123 52.72 16,455 58.04
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 14,958 52.68 15,258 58.00
EES - WisdomTree U.S. SmallCap Fund N/A 14,588 52.71 15,798 57.98
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 14,451 52.73 14,451 57.99
TEEAX - RBC Small Cap Core Fund A Shares 14,172 52.71 15,002 57.99
MMYAX - MassMutual Select Small Company Value Fund Class A 13,642 52.70 14,339 58.02
QCEQRX - Equity Index Account Class R1 13,092 52.70 13,092 57.97
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 12,000 52.75 12,000 58.00
NSIDX - Northern Small Cap Index Fund 11,046 52.69 11,581 58.03
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 9,700 52.68 9,700 58.04
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 9,361 52.67 11,622 57.99
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 9,194 52.75 9,194 57.97
SPWIX - Simt Small Cap Growth Fund Class I 8,714 52.67 8,714 57.95
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 7,654 52.65 7,654 58.01
RSVIX - RBC Small Cap Value Fund Class I 7,510 52.73 9,300 57.96
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 7,415 52.73 7,415 57.99
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 6,647 52.66 6,647 58.07
MMEAX - Victory Integrity Discovery Fund Class A 6,500 52.77 7,400 57.97
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 5,958 52.70 5,958 58.07
ASQIX - Small Company Fund Investor Class 5,713 52.69 3,618 69.93
IWV - iShares Russell 3000 ETF 5,126 52.67 5,144 57.93
SSMHX - State Street Small/mid Cap Equity Index Portfolio 5,065 52.71 4,465 58.01
FECGX - Fidelity Small Cap Growth Index Fund 4,997 52.63 5,336 58.10
QSMLX - AQR Small Cap Multi-Style Fund Class I 4,386 52.67 4,788 58.06
JESIX - Small Cap Index Trust NAV 4,312 52.64 4,584 58.03
PEXMX - T. Rowe Price Extended Equity Market Index Fund 4,300 52.79 4,300 57.91
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 4,004 52.70 4,004 57.94
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,877 52.62 2,518 57.98
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 3,564 52.75 3,492 58.13
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 3,530 52.69 3,908 58.09
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,322 52.68 3,214 57.87
QCSTRX - Stock Account Class R1 3,230 52.63 14,809 58.01
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 3,220 52.80 3,539 57.93
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,019 52.67 3,019 57.97
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 2,714 52.69 2,887 57.85
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,472 52.59 2,472 57.85
USMIX - Extended Market Index Fund 2,421 52.87 2,480 58.06
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 2,116 52.93 2,116 58.13
TPSC - Timothy Plan US Small Cap Core ETF 1,987 52.84 1,565 58.15
ASMOX - AQR Small Cap Momentum Style Fund Class I 1,861 52.66 1,876 58.10
DFBCX - Delaware Strategic Allocation Fund CLASS C 1,661 52.98 1,990 57.79
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,623 52.99 1,623 57.92
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,190 52.94 1,299 57.74
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 1,160 52.59 174 57.47
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,156 52.77 982 58.04
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,065 52.58 1,065 58.22
Brighthouse Funds Trust I - Schroders Global Multi-Asset Portfolio Class B 983 52.90 983 57.99
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 933 52.52 1,030 58.25
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 856 52.57 633 58.45
TRZIX - T. Rowe Price Small-Cap Index Fund 802 52.37 721 58.25
CSA - VictoryShares US Small Cap Volatility Wtd ETF 693 53.39 691 57.89
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 688 52.33 688 58.14
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 605 52.89 605 57.85
VYSVX - Vericimetry U.S. Small Cap Value Fund 595 52.10 490 57.14
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 531 52.73 531 58.38
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 520 51.92 2,093 57.81
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 414 53.14 369 56.91
JETSX - Total Stock Market Index Trust NAV 395 53.16 395 58.23
TLSTX - Stock Index Fund 287 52.26 287 59.23
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 272 51.47 272 58.82
NCGFX - New Covenant Growth Fund 202 54.46 202 59.41
RYRRX - Russell 2000 Fund Class A 147 54.42 146 54.79
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 93 53.76 109 55.05
Profunds - Profund Vp Ultrasmall-cap 75 53.33 104 57.69
Profunds - Profund Vp Small-cap 64 46.88 65 61.54
RYMKX - Russell 2000 1.5x Strategy Fund Class H 44 45.45 53 56.60
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
SAGWX - Touchstone Small Company Fund Class A 29,290 332,746 52.71 303,456 58.01 9.65
GSCYX - SMALL CAP EQUITY FUND Institutional 16,916 40,069 52.71 23,153 58.01 73.06
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 14,400 609,055 52.71 594,655 58.01 2.42
ADSRX - Aperture Discover Equity Fund Class X Shares 11,324 298,426 52.71 287,102 58.01 3.94
IWM - iShares Russell 2000 ETF 11,087 476,335 52.71 465,248 58.01 2.38
VEXMX - Vanguard Extended Market Index Fund Investor Shares 3,411 279,401 52.71 275,990 58.01 1.24
BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,350 35,979 52.70 32,629 58.02 10.27
VELA Funds - VELA Small Cap Fund Class I 3,096 24,185 52.72 21,089 57.99 14.68
TOUCHSTONE VARIABLE SERIES TRUST - Touchstone Small Company Fund 2,360 24,754 52.72 22,394 58.01 10.54
ASQIX - Small Company Fund Investor Class 2,095 5,713 52.69 3,618 69.93 57.90
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 1,679 43,323 52.72 41,644 58.02 4.03
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,666 19,370 52.71 17,704 58.01 9.41
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,359 3,877 52.62 2,518 57.98 53.97
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 1,300 131,934 52.71 130,634 58.01 1.00
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 986 1,160 52.59 174 57.47 566.67
SSMHX - State Street Small/mid Cap Equity Index Portfolio 600 5,065 52.71 4,465 58.01 13.44
TPSC - Timothy Plan US Small Cap Core ETF 422 1,987 52.84 1,565 58.15 26.96
Brighthouse Funds Trust II - Loomis Sayles Small Cap Growth Portfolio Class A 397 61,107 52.71 60,710 58.01 0.65
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 223 856 52.57 633 58.45 35.23
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 174 1,156 52.77 982 58.04 17.72
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 108 3,322 52.68 3,214 57.87 3.36
VYSVX - Vericimetry U.S. Small Cap Value Fund 105 595 52.10 490 57.14 21.43
TRZIX - T. Rowe Price Small-Cap Index Fund 81 802 52.37 721 58.25 11.23
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 72 3,564 52.75 3,492 58.13 2.06
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 45 414 53.14 369 56.91 12.20
CSA - VictoryShares US Small Cap Volatility Wtd ETF 2 693 53.39 691 57.89 0.29
RYRRX - Russell 2000 Fund Class A 1 147 54.42 146 54.79 0.68
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
WSGRX - Ivy Small Cap Growth Fund Class R 269,371 206,853 52.71 476,224 58.01 -56.56
ASVIX - Small Cap Value Fund Investor Class 35,000 1,005,000 52.71 1,040,000 58.01 -3.37
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 19,872 17,861 52.68 37,733 58.01 -52.66
QCSTRX - Stock Account Class R1 11,579 3,230 52.63 14,809 58.01 -78.19
IWO - iShares Russell 2000 Growth ETF 10,235 161,204 52.71 171,439 58.01 -5.97
IYSYX - Ivy Small Cap Core Fund Class Y 6,183 69,614 52.70 75,797 58.01 -8.16
TETAX - RBC Enterprise Fund A Shares 4,000 22,664 52.73 26,664 58.02 -15.00
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 2,261 9,361 52.67 11,622 57.99 -19.45
LSSIX - Loomis Sayles Small Cap Growth Fund Institutional Class 1,936 337,826 52.71 339,762 58.01 -0.57
RSVIX - RBC Small Cap Value Fund Class I 1,790 7,510 52.73 9,300 57.96 -19.25
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,573 520 51.92 2,093 57.81 -75.16
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 1,306 17,021 52.70 18,327 58.00 -7.13
EES - WisdomTree U.S. SmallCap Fund N/A 1,210 14,588 52.71 15,798 57.98 -7.66
MMEAX - Victory Integrity Discovery Fund Class A 900 6,500 52.77 7,400 57.97 -12.16
TEEAX - RBC Small Cap Core Fund A Shares 830 14,172 52.71 15,002 57.99 -5.53
MMYAX - MassMutual Select Small Company Value Fund Class A 697 13,642 52.70 14,339 58.02 -4.86
NSIDX - Northern Small Cap Index Fund 535 11,046 52.69 11,581 58.03 -4.62
QSMLX - AQR Small Cap Multi-Style Fund Class I 402 4,386 52.67 4,788 58.06 -8.40
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 378 3,530 52.69 3,908 58.09 -9.67
FECGX - Fidelity Small Cap Growth Index Fund 339 4,997 52.63 5,336 58.10 -6.35
Brighthouse Funds Trust II - Loomis Sayles Small Cap Core Portfolio Class A 332 16,123 52.72 16,455 58.04 -2.02
DFBCX - Delaware Strategic Allocation Fund CLASS C 329 1,661 52.98 1,990 57.79 -16.53
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 319 3,220 52.80 3,539 57.93 -9.01
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 300 14,958 52.68 15,258 58.00 -1.97
JESIX - Small Cap Index Trust NAV 272 4,312 52.64 4,584 58.03 -5.93
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 251 32,050 52.70 32,301 58.02 -0.78
TSFAX - Touchstone Small Cap Fund Class A 187 38,611 52.71 38,798 58.02 -0.48
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 173 2,714 52.69 2,887 57.85 -5.99
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 109 1,190 52.94 1,299 57.74 -8.39
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 97 933 52.52 1,030 58.25 -9.42
USMIX - Extended Market Index Fund 59 2,421 52.87 2,480 58.06 -2.38
Profunds - Profund Vp Ultrasmall-cap 29 75 53.33 104 57.69 -27.88
IWV - iShares Russell 3000 ETF 18 5,126 52.67 5,144 57.93 -0.35
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 16 93 53.76 109 55.05 -14.68
ASMOX - AQR Small Cap Momentum Style Fund Class I 15 1,861 52.66 1,876 58.10 -0.80
RYMKX - Russell 2000 1.5x Strategy Fund Class H 9 44 45.45 53 56.60 -16.98
Profunds - Profund Vp Small-cap 1 64 46.88 65 61.54 -1.54
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SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F
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