Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 621 53.00 52.72 52.65
Previous Quarter 708 46.00 51.06 45.73

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 5 620 1 64 26 21
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 14 15 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 0 0 0 0 0 0
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 41,316 0.00 0.00 47,284 0.00 0.00
Previous Quarter 10,236,111 0.00 0.00 13,875,549 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 632,879 52.72
MNA - IQ Merger Arbitrage ETF 429,847 52.72
PPA - Invesco Aerospace & Defense ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 386,187 52.72
Comerica Bank 360,739
DFFVX - U.S. Targeted Value Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 359,137 52.72
POSKX - PRIMECAP Odyssey Stock Fund 354,160 52.72
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 211,793 52.72
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 167,951 52.72
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 147,691 52.72
DFAT - Dimensional U.S. Targeted Value ETF 113,141 52.72
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 100,907 52.72
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 89,042 52.72
Ubs Asset Management Americas Inc 83,552 51.06
NUSC - Nuveen ESG Small-Cap ETF This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 71,782 52.72
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 66,436 52.73
DFSTX - U.s. Small Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 60,378 52.72
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 59,955 52.72
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Cap Index Fund Standard Class 59,400 51.06
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 54,442 52.72
DFSCX - U.s. Micro Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 48,269 52.73

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Vanguard Group Inc 6,979,983 51.06
BlackRock Inc. 6,510,072 51.06
State Street Corp 2,941,650 51.06
Ubs Oconnor Llc 2,799,509 5.11
FIL Ltd 2,244,000 51.06
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,190,238 51.06
Dimensional Fund Advisors Lp 2,000,713 51.06
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,857,385 51.06
Douglas Lane & Associates, LLC 1,621,272 51.06
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,589,992 51.06
PSquared Asset Management AG 1,512,455 51.06
Highland Capital Management Fund Advisors, L.p. 1,420,714 51.06
Geode Capital Management, Llc 1,414,869 51.07
HMEAX - Highland Merger Arbitrage Fund Class A 1,390,759 51.06
Pentwater Capital Management LP 1,375,000 51.06
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,303,482 51.06
Millennium Management Llc 1,259,659 0.05
Goldman Sachs Group Inc 1,251,457 51.06
TIG Advisors, LLC 1,246,434 51.06
ITA - iShares U.S. Aerospace & Defense ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,211,024 51.06

 

Recent Quarter Analysis

Name Shares PPS
Comerica Bank 360,739
MARB - First Trust Merger Arbitrage ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 34,393 52.71
JHSC - John Hancock Multifactor Small Cap ETF 16,714 52.71
HAPS - Harbor Corporate Culture Small Cap ETF 8,930 52.74
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,195 52.72
Name Shares PPS
Vanguard Group Inc 6,979,983 51.06
BlackRock Inc. 6,510,072 51.06
State Street Corp 2,941,650 51.06
Ubs Oconnor Llc 2,799,509 5.11
FIL Ltd 2,244,000 51.06
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,190,238 51.06
Dimensional Fund Advisors Lp 2,000,713 51.06
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,857,385 51.06
Douglas Lane & Associates, LLC 1,621,272 51.06
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,589,992 51.06
PSquared Asset Management AG 1,512,455 51.06
Highland Capital Management Fund Advisors, L.p. 1,420,714 51.06
Geode Capital Management, Llc 1,414,869 51.07
HMEAX - Highland Merger Arbitrage Fund Class A 1,390,759 51.06
Pentwater Capital Management LP 1,375,000 51.06
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,303,482 51.06
Millennium Management Llc 1,259,659 0.05
Millennium Management Llc 1,259,659 0.05
Goldman Sachs Group Inc 1,251,457 51.06
TIG Advisors, LLC 1,246,434 51.06
ITA - iShares U.S. Aerospace & Defense ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,211,024 51.06
XAR - SPDR(R) S&P(R) Aerospace & Defense ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,127,551 51.06
Omni Event Management Ltd 1,028,461 51.06
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,012,742 51.06
Magnetar Financial LLC 915,933 51.06
Alpine Associates Management Inc. 849,500 51.06
Charles Schwab Investment Management Inc 825,832 51.06
Morgan Stanley 767,297 51.06
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 755,938 51.06
Balyasny Asset Management Llc 724,400 51.06
Northern Trust Corp 701,586 51.06
FSDAX - Defense and Aerospace Portfolio This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 668,200 24.20
Mirae Asset Global Investments Co., Ltd. 643,911 50.93
Water Island Capital Llc 643,874 0.05
VSCAX - Invesco Small Cap Value Fund Class A 610,400 22.34
Melqart Asset Management (uk) Ltd 593,798 51.06
Credit Suisse Ag/ 591,531 51.06
Gabelli Funds Llc 529,278 51.06
Primecap Management Co/ca/ 528,150 51.06
Reinhart Partners, Inc. 519,476 51.06
Cnh Partners Llc 514,428 51.06
Empire Life Investments Inc. 513,699 0.05
Berry Street Capital Management LLP 500,000 51.06
BOTZ - Global X Robotics & Artificial Intelligence ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 493,410 51.60
Invesco Ltd. 480,279 51.06
Sand Grove Capital Management LLP 474,154 0.05
New York Life Investment Management Llc 437,202 51.06
ARBFX - ARBITRAGE FUND Class R 412,669 51.50
Farallon Capital Management Llc 400,000 51.06
FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 381,109 51.50
Taconic Capital Advisors LP 373,000 51.06
Royal Bank Of Canada 367,267 51.06
Woodline Partners LP 361,800 51.06
Marshall Wace, Llp 357,656 51.06
Picton Mahoney Asset Management 356,400 0.05
Picton Mahoney Asset Management 356,400 0.05
State Of Wisconsin Investment Board 354,681 51.06
Bank of New York Mellon Corp 351,838 51.06
Susquehanna International Group, Llp 348,200 51.06
Susquehanna International Group, Llp 348,200 51.06
Susquehanna International Group, Llp 348,200 51.06
Qube Research & Technologies Ltd 343,818 51.06
Janus Henderson Group Plc 342,376 51.05
Hudson Bay Capital Management LP 334,115 51.06
Bank Of Montreal /can/ 332,900 51.76
Bank Of Montreal /can/ 332,900 51.76
Bank Of Montreal /can/ 332,900 51.76
Russell Investments Group, Ltd. 316,967 51.06
SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 315,085 51.50
Maven Securities LTD 307,700 51.06
Maven Securities LTD 307,700 51.06
Maven Securities LTD 307,700 51.06
GABELLI & Co INVESTMENT ADVISERS, INC. 298,200 51.06
Bardin Hill Management Partners Lp 294,383 0.05
Nuveen Asset Management, LLC 294,085 0.05
Samson Rock Capital LLP 281,700 51.06
Polar Asset Management Partners Inc. 275,000 51.06
Verition Fund Management LLC 257,485 51.06
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 256,745 51.50
Hsbc Holdings Plc 249,080 51.12
ADANX - AQR Diversified Arbitrage Fund Class N 235,987 51.06
Quinn Opportunity Partners LLC 234,656 51.06
Rockefeller Capital Management L.P. 228,363 0.05
FNDA - Schwab Fundamental U.S. Small Company Index ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 217,141 51.50
Ramius Advisors Llc 215,398 51.06
Adage Capital Partners Gp, L.l.c. 201,133 51.06
Ergoteles LLC 199,769 51.06
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 199,326 51.50
Prelude Capital Management, Llc 183,105 51.06
KOMP - SPDR S&P Kensho New Economies Composite ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 181,190 51.06
Harvest Management Llc 164,400 51.06
Harvest Management Llc 164,400 51.06
Swiss National Bank 160,900 51.06
DLD Asset Management, LP 155,600 51.06
Alliancebernstein L.p. 152,257 51.06
Walleye Trading LLC 148,700 51.06
Walleye Trading LLC 148,700 51.06
Walleye Trading LLC 148,700 51.06
Tokio Marine Asset Management Co Ltd 138,720 51.06
Bank Of America Corp /de/ 138,694 51.06
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 136,514 51.06
Citigroup Inc 135,051 51.06
Athos Capital Ltd 130,000 0.05
Cinctive Capital Management LP 129,426 51.06
FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 125,800 51.50
Jefferies Financial Group Inc. 125,000 51.06
Jefferies Financial Group Inc. 125,000 51.06
Rhumbline Advisers 121,683 0.05
WPGSX - WPG Partners Select Small Cap Value Fund Institutional Class 117,762 51.50
Jpmorgan Chase & Co 117,389 51.06
Jpmorgan Chase & Co 117,389 51.06
RPMAX - Reinhart Genesis PMV Fund Investor Class 117,026 51.50
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 116,844 51.06
LMR Partners LLP 112,944 51.06
Healthcare Of Ontario Pension Plan Trust Fund 110,000 51.06
Trium Capital LLP 107,224 0.05
Bnp Paribas Arbitrage, Sa 99,826 51.06
FYX - First Trust Small Cap Core AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 98,034 22.34
FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 96,218 51.50
HSCSX - Small-Company Stock Fund 93,500 18.72
Citadel Advisors Llc 93,372 51.06
Citadel Advisors Llc 93,372 51.06
Citadel Advisors Llc 93,372 51.06
California State Teachers Retirement System 92,870 51.06
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 88,892 51.06
Public Employees Retirement System Of Ohio 86,529 0.05
D. E. Shaw & Co., Inc. 85,828 51.00
D. E. Shaw & Co., Inc. 85,828 51.00
Tudor Investment Corp Et Al 83,899 0.05
GABCX - The Gabelli Abc Fund Class Aaa 83,000 51.06
Bridgeway Capital Management Inc 83,000 51.06
BOSVX - Omni Small-Cap Value Fund Class N 83,000 51.06
Boston Partners 80,673 51.06
Legal & General Group Plc 79,825 51.06
Cutler Group LP 78,800
Cutler Group LP 78,800
Cutler Group LP 78,800
ArrowMark Colorado Holdings LLC 78,600 51.06
PSLAX - Putnam Small Cap Value Fund Class A Shares 78,200 24.19
Crabel Capital Management, LLC 77,821 0.05
VINAX - Vanguard Industrials Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 77,694 51.50
CSMIX - Columbia Small Cap Value Fund I Class A 77,036 51.66
MEIFX - MERIDIAN ENHANCED EQUITY FUND Legacy Class 77,000 51.06
Parallax Volatility Advisers, L.P. 76,500 51.06
Parallax Volatility Advisers, L.P. 76,500 51.06
Aqr Capital Management Llc 75,357 51.06
Privium Fund Management (UK) Ltd 75,000 50.93
ITOT - iShares Core S&P Total U.S. Stock Market ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 74,928 51.06
Dynamic Technology Lab Private Ltd 74,834 0.05
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 72,203 51.06
UBS Group AG 70,569 51.06
UBS Group AG 70,569 51.06
UBS Group AG 70,569 51.06
Angelo Gordon & Co., L.p. 70,000 51.06
BOTSX - Omni Tax-Managed Small-Cap Value Fund Class N 69,500 51.74
Gamco Investors, Inc. Et Al 69,236 51.06
Wolverine Asset Management Llc 66,213 51.06
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 65,236 51.51
Keeley-Teton Advisors, LLC 64,343 51.05
SCUVX - Hartford Schroders US Small Cap Opportunities Fund Class A 61,129 51.68
MASFX - Litman Gregory Masters Alternative Strategies Fund Institutional Class 61,078 51.07
RKCIX - Rockefeller Climate Solutions Fund - Institutional Class Shares 60,621 51.50
Chicago Capital Management, LLC 60,600 51.06
Pegasus Partners Ltd. 59,900 51.05
Simplex Trading, Llc 59,300 0.05
Simplex Trading, Llc 59,300 0.05
Simplex Trading, Llc 59,300 0.05
Natixis 58,037 51.05
KSDVX - Keeley Small Cap Dividend Value Fund Class A 57,956 51.06
FISVX - Fidelity Small Cap Value Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 57,320 51.06
Boothbay Fund Management, Llc 57,091 51.06
Boothbay Fund Management, Llc 57,091 51.06
Ameriprise Financial Inc 56,830 51.06
Bck Capital Management Lp 55,878 51.06
Bck Capital Management Lp 55,878 51.06
Kellner Capital, LLC 55,700 0.05
Group One Trading, L.p. 55,000 51.05
Group One Trading, L.p. 55,000 51.05
EHP Funds Inc. 55,000 51.05
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 54,569 51.05
VVMCX - Mid Cap Value Fund 53,779 24.19
Mint Tower Capital Management B.V. 52,685 0.06
VBINX - Vanguard Balanced Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 52,478 51.07
EQ ADVISORS TRUST - 1290 VT GAMCO Mergers & Acquisitions Portfolio Class IA 52,000 51.06
Frank, Rimerman Advisors LLC 51,173 51.06
Vazirani Asset Management LLC 50,000 51.06
Crystalline Management Inc. 49,971 51.67
Deutsche Bank Ag\ 49,012 51.07
Penserra Capital Management LLC 48,773 0.04
ARB - AltShares Merger Arbitrage ETF 48,541 51.50
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 48,345 51.05
Mitsubishi UFJ Kokusai Asset Management Co., Ltd. 48,271 51.07
CZAMX - Multi-Manager Alternative Strategies Fund Institutional Class 47,426 51.49
PUTNAM VARIABLE TRUST - Putnam VT Small Cap Value Fund Class IA Shares 46,600 18.71
MPMCX - BNY Mellon Mid Cap Multi-Strategy Fund Class M Shares 46,543 24.19
State of New Jersey Common Pension Fund D 46,285 51.05
CIBC World Markets Inc. 46,200 0.04
Wellington Management Group Llp 44,864 51.07
FYT - First Trust Small Cap Value AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 44,686 22.33
AEDFX - WATER ISLAND DIVERSIFIED EVENT-DRIVEN FUND Class R 43,529 51.51
VSSCX - JPMorgan Small Cap Core Fund Class R5 42,350 18.72
FAAAX - Franklin K2 Alternative Strategies Fund Class A 42,021 51.50
Price T Rowe Associates Inc /md/ 42,019 0.05
Knights of Columbus Asset Advisors LLC 40,928 51.07
Gardner Lewis Asset Management L P 40,460 51.06
Skandinaviska Enskilda Banken AB (publ) 40,305 0.05
Vestcor Inc 40,000 0.05
SCHB - Schwab U.S. Broad Market ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 39,709 51.50
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 39,600 51.06
Keebeck Alpha, LP 39,193 51.06
New York State Common Retirement Fund 38,739 0.05
MetLife Investment Management, LLC 38,418 51.07
QCEQRX - Equity Index Account Class R1 38,365 51.06
Centiva Capital, LP 38,194 51.06
Centiva Capital, LP 38,194 51.06
Walleye Capital LLC 38,089 51.06
Walleye Capital LLC 38,089 51.06
Walleye Capital LLC 38,089 51.06
SAMT - STRATEGAS MACRO THEMATIC OPPORTUNITIES ETF 37,866 18.72
JNL SERIES TRUST - JNL/Mellon Information Technology Sector Fund (A) 37,025 18.72
NSIDX - Northern Small Cap Index Fund 36,720 51.06
Renaissance Technologies Llc 36,600 0.05
Vivaldi Asset Management, LLC 35,946 51.05
American International Group, Inc. 35,502 51.07
Gdl Fund 35,000 51.06
PEAK6 Investments LLC 32,800 51.07
PEAK6 Investments LLC 32,800 51.07
PEAK6 Investments LLC 32,800 51.07
Great West Life Assurance Co /can/ 32,716 0.06
ESML - iShares ESG MSCI USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 32,710 51.51
Baird Financial Group, Inc. 31,904 51.06
FNY Investment Advisers, LLC 31,500 0.06
FNY Investment Advisers, LLC 31,500 0.06
Toronto Dominion Bank 31,493 0.06
SummerHaven Investment Management, LLC 31,066 51.05
Algert Global Llc 30,354 0.07
HHCAX - Highland Long/Short Healthcare Fund Class A 29,955 51.08
Weiss Multi-Strategy Advisers LLC 29,619 0.07
Wells Fargo & Company/mn 29,465 51.08
Wells Fargo & Company/mn 29,465 51.08
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 28,706 51.07
Manufacturers Life Insurance Company, The 28,537 51.06
Voya Investment Management Llc 28,340 51.06
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 28,100 51.07
Jane Street Group, Llc 27,900 51.08
Jane Street Group, Llc 27,900 51.08
Jane Street Group, Llc 27,900 51.08
VCSLX - Small Cap Index Fund 27,122 51.51
Stifel Financial Corp 27,028 51.06
Advanced Series Trust - Ast Small-cap Value Portfolio 26,726 51.07
SBVAX - ClearBridge Small Cap Value Fund Class A This fund is a listed as child fund of Clearbridge, Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 26,700 18.73
VFVA - Vanguard U.S. Value Factor ETF ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 26,251 24.19
State Board Of Administration Of Florida Retirement System 25,422 51.06
K2 Principal Fund, L.p. 25,274 51.04
K2 Principal Fund, L.p. 25,274 51.04
Rafferty Asset Management, LLC 25,239 51.07
Moore Capital Management, Lp 25,000 51.04
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 24,651 51.07
Guggenheim Capital Llc 24,365 51.06
Two Sigma Investments, Lp 23,400 51.07
PenderFund Capital Management Ltd. 23,130 0.09
BBVSX - Bridge Builder Small/Mid Cap Value Fund 22,809 51.08
Candriam Luxembourg S.C.A. 22,482 47.02
SSMHX - State Street Small/mid Cap Equity Index Portfolio This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 22,276 51.04
RYMSX - Guggenheim Multi-Hedge Strategies Fund Class P 22,238 51.04
ROKT - SPDR S&P Kensho Final Frontiers ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 21,843 51.05
USCAX - Small Cap Stock Fund Shares 21,694 51.67
Arizona State Retirement System 21,604 51.06
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 21,181 18.74
GMVAX - Goldman Sachs Small/Mid Cap Value Fund Class A 20,571 51.48
True North Advisors, LLC 20,500 51.07
WPGTX - WPG Partners Small/Micro Cap Value Fund INSTITUTIONAL 20,256 51.49
One68 Global Capital, LLC 20,093 51.06
IWV - iShares Russell 3000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 20,039 51.05
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 20,018 51.05
Fifth Lane Capital, Lp 20,000 51.05
ALTEX - Firsthand Alternative Energy Fund 20,000 18.70
Brookfield Asset Management Inc. 20,000 51.05
Advisor Group Holdings, Inc. 19,514 51.04
DSCVX - BNY Mellon Opportunistic Small Cap Fund Investor Shares 18,889 51.51
IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 18,586 51.06
FITE - SPDR S&P Kensho Future Security ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 18,430 51.06
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 18,100 22.32
SWSCX - Schwab Small-Cap Equity Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,709 51.67
GAM Holding AG 16,500 51.03
Boulder Hill Capital Management Lp 16,400 51.04
Envestnet Asset Management Inc 16,375 51.05
Pictet Asset Management Sa 15,680 51.08
ProShare Advisors LLC 15,409 51.07
JESIX - Small Cap Index Trust NAV 15,244 51.04
Havens Advisors Llc 15,000 51.73
PENN SERIES FUNDS INC - Small Cap Value Fund 14,729 51.06
Graham Capital Management, L.P. 14,449 51.08
EES - WisdomTree U.S. SmallCap Fund N/A 14,420 51.04
Equitec Proprietary Markets, Llc 14,400 51.04
Equitec Proprietary Markets, Llc 14,400 51.04
Equitec Proprietary Markets, Llc 14,400 51.04
SMXAX - SIIT Extended Market Index Fund - Class A 14,324 51.52
Vident Investment Advisory, LLC 13,782 51.08
Victory Capital Management Inc 13,133 51.09
Fmr Llc 13,060 51.07
BPRRX - Boston Partners Long/Short Research Fund Investor Class 12,813 24.19
DEUTSCHE DWS VARIABLE SERIES II - DWS Small Mid Cap Value VIP Class A 12,779 18.70
Zurcher Kantonalbank (Zurich Cantonalbank) 12,591 51.07
SIG North Trading, ULC 12,500 51.04
SIG North Trading, ULC 12,500 51.04
SIG North Trading, ULC 12,500 51.04
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 12,340 51.05
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 12,181 51.06
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 12,100 18.76
PEXMX - T. Rowe Price Extended Equity Market Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,000 51.08
Hunting Hill Global Capital, LLC 12,000 51.08
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 11,894 51.03
Van Eck Associates Corp 11,605 0.09
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Small Cap Index Fund Class II 11,576 51.05
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 11,354 51.08
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 11,226 51.04
American Century Companies Inc 10,681 50.93
Ethic Inc. 10,625 51.11
ASMOX - AQR Small Cap Momentum Style Fund Class I 10,586 51.11
MPSSX - BNY Mellon Small Cap Multi-Strategy Fund Class M Shares 10,230 51.52
Css Llc/il 10,000 51.10
Css Llc/il 10,000 51.10
VVICX - Voya VACS Index Series SC Portfolio 9,754 51.06
Mcdonald Capital Investors Inc/ca 9,750 51.08
Steel Peak Wealth Management LLC 9,746 51.10
RYDEX VARIABLE TRUST - Multi-Hedge Strategies Fund Variable Annuity 9,428 51.02
GAKIX - AXS Merger Fund Class I 9,200 51.09
Public Employees Retirement Association Of Colorado 9,006
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 8,995 18.68
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,938 51.02
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 8,932 51.05
Sei Investments Co 8,906 51.09
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 8,800 18.75
LPL Financial LLC 8,779 51.03
Lazard Asset Management Llc 8,613
DekaBank Deutsche Girozentrale 8,613
AVSC - Avantis U.S. Small Cap Equity ETF This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,471 51.47
Principal Financial Group Inc 8,387 51.03
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 8,107 51.07
Amalgamated Bank 7,743
MRGR - ProShares Merger ETF 7,717 51.44
GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF 7,597 51.47
PMSAX - Global Multi-Strategy Fund Class A 7,108 51.49
Westchester Capital Management, LLC 7,100 51.13
SPABX - SilverPepper Merger Arbitrage Fund Advisor Class 7,028 51.08
FCPEX - Fidelity Small Cap Enhanced Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,883 51.43
SRS Capital Advisors, Inc. 6,773 51.09
Maverick Capital Ltd 6,414 50.98
RIFBX - U.S. Small Cap Equity Fund 6,348 51.04
Janney Montgomery Scott LLC 6,339
First Trust Advisors Lp 6,298 51.13
VRTTX - Vanguard Russell 3000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,110 51.55
MISL - First Trust Indxx Aerospace & Defense ETF 5,984 51.14
Ameritas Investment Partners, Inc. 5,907 51.13
Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 5,907 51.13
Strs Ohio 5,900
PMDEX - PMC Diversified Equity Fund Advisor Class Shares 5,898 24.25
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 5,627 51.00
WELLS FARGO MASTER TRUST - Wells Fargo Factor Enhanced Small Cap Portfolio 5,364 24.24
URTY - ProShares UltraPro Russell2000 5,268 51.44
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 5,183 51.13
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 5,105 51.13
Diametric Capital, LP 5,023 50.97
TPSC - Timothy Plan US Small Cap Core ETF 5,012 51.08
BIP Wealth, LLC 5,006 51.14
Mackenzie Financial Corp 4,758 51.07
MSVIX - Mesirow Financial Small Cap Value Sustainability Fund Institutional Shares 4,540 51.76
SPWIX - Simt Small Cap Growth Fund Class I 4,476 51.16
Kestra Advisory Services, LLC 4,319 51.17
Xponance, Inc. 4,266 51.10
PIBAX - PGIM BALANCED FUND Class A 4,200 18.81
Bridgefront Capital, LLC 4,118 51.00
FMET - Fidelity Metaverse ETF 4,076 51.03
Cerity Partners LLC 4,067 51.14
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 4,062 50.96
Metropolitan Life Insurance Co/ny 3,960 51.01
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 3,873 51.12
GSBDX - Goldman Sachs Small Cap Growth Fund Class A Shares 3,833 24.26
UWM - ProShares Ultra Russell2000 3,749 51.48
Advisory Services Network, LLC 3,686 51.00
BI Asset Management Fondsmaeglerselskab A/S 3,674
Dark Forest Capital Management Lp 3,575 51.19
VYSVX - Vericimetry U.S. Small Cap Value Fund 3,570 50.98
QCSTRX - Stock Account Class R1 3,530 50.99
Relative Value Fund 3,508 51.03
National Bank Of Canada /fi/ 3,432 50.99
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,366 51.10
TRZIX - T. Rowe Price Small-Cap Index Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,357 50.94
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,336 50.96
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,171 51.09
TSGUX - Small-Mid Cap Equity Fund 2,836 51.48
QSMLX - AQR Small Cap Multi-Style Fund Class I 2,692 50.89
PENN SERIES FUNDS INC - Small Cap Index Fund 2,600 51.15
Tower Research Capital LLC (TRC) 2,585
Disciplined Investments, LLC 2,511 50.98
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,485 51.11
Nisa Investment Advisors, Llc 2,462
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class 2,436 22.17
Centaurus Financial, Inc. 2,298
SG Americas Securities, LLC 2,098
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,076 51.06
Us Bancorp \de\ 1,989 51.28
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,825 50.96
Old Mission Capital Llc 1,548 51.68
AVUS - Avantis U.S. Equity ETF This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,356 51.62
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,312 51.07
FNDB - Schwab Fundamental U.S. Broad Market Index ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,292 51.86
JETSX - Total Stock Market Index Trust NAV 1,251 51.16
TLSTX - Stock Index Fund 1,194 51.09
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,153 51.17
BKSE - BNY Mellon US Small Cap Core Equity ETF 1,096 21.90
EVNT - AltShares Event-Driven ETF 1,000 52.00
PBSM - Invesco PureBeta MSCI USA Small Cap ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 687 50.95
Harbour Investments, Inc. 675 50.37
GWM Advisors LLC 593 50.59
Armstrong Advisory Group, Inc 578 51.90
RYRRX - Russell 2000 Fund Class A 543 51.57
Ellevest, Inc. 534 50.56
Signaturefd, Llc 479 50.10
WFIVX - Wilshire 5000 Index Fund Investment Class 464 51.72
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 439 18.22
Cary Street Partner Investment Advisory Llc 420 50.00
Optiver Holding B.V. 400 50.00
WealthPLAN Partners, LLC 397 50.38
DTSVX - Small Company Value Portfolio Investment Class 390 51.28
NTKI - Nationwide Russell 2000 Risk-Managed Income ETF 378 50.26
Steward Partners Investment Advisory, Llc 350 51.43
Longfellow Investment Management Co Llc 344 52.33
Nomura Asset Management Co Ltd 340 50.00
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 332 51.20
Profunds - Profund Vp Ultrasmall-cap 308 51.95
ARVR - First Trust Indxx Metaverse ETF 305 52.46
Rise Advisors, LLC 300 50.00
Strategic Investment Solutions, Inc. /IL 300 50.00
IFP Advisors, Inc 267 11.24
Profunds - Profund Vp Small-cap 224 49.11
AVUSX - Avantis U.S. Equity Fund Institutional Class This fund is a listed as child fund of American Century Companies Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 218 50.46
TCI Wealth Advisors, Inc. 214 51.40
HDG - ProShares Hedge Replication ETF 203 49.26
Hazlett, Burt & Watson, Inc. 201
Lindbrook Capital, Llc 197 50.76
Quadrant Capital Group Llc 195 51.28
Parallel Advisors, LLC 188 53.19
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 177 50.85
Harbor Investment Advisory, Llc 175 51.43
Cwm, Llc 160
Steward Financial Group LLC 155
Barclays Plc 141
RYMKX - Russell 2000 1.5x Strategy Fund Class H 127 47.24
Pacer Advisors, Inc. 120 50.00
First Manhattan Co 108 55.56
Glazer Capital, Llc 100
Glazer Capital, Llc 100
Pacifica Partners Inc. 100 50.00
Pnc Financial Services Group, Inc. 100 50.00
Bell Investment Advisors, Inc 54 55.56
ICA Group Wealth Management, LLC 47 42.55
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 43 46.51
Jfs Wealth Advisors, Llc 39 51.28
Schubert & Co 38 52.63
First Horizon Advisors, Inc. 33 60.61
ABWAX - AB All Market Total Return Portfolio Class A 30 66.67
Massmutual Trust Co Fsb/adv 26 38.46
Financial Avengers, Inc. 23 43.48
Versant Capital Management, Inc 20 50.00
Allworth Financial LP 16 62.50
AdvisorNet Financial, Inc 16 62.50
SJS Investment Consulting Inc. 13 76.92
EverSource Wealth Advisors, LLC 10 100.00
RFP Financial Group LLC 7
Covestor Ltd 5
Global Retirement Partners, LLC 4
Hartland & Co., LLC
AtonRa Partners
Advisors Asset Management, Inc.
Rempart Asset Management Inc.
JVMAX - John Hancock Disciplined Value Mid Cap Fund Class A
VMSGX - Mid Cap Strategic Growth Fund
Simcoe Capital Management, LLC
PACIFIC SELECT FUND - Mid-Cap Value Portfolio Class I
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares
National Asset Management, Inc.
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1
Mesirow Institutional Investment Management, Inc.
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1
Lombard Odier Asset Management (USA) Corp
FAB - First Trust Multi Cap Value AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Laurel Wealth Advisors LLC
WCERX - WCM Alternatives: Event-Driven Fund - Investor Class Shares
Kula Investments, LLC
BNY MELLON VARIABLE INVESTMENT FUND - Opportunistic Small Cap Portfolio - Initial Shares
Mercer Global Advisors Inc /adv
Comerica Securities,inc.
Susquehanna Fundamental Investments, Llc
Private Trust Co Na
FORA Capital, LLC
Man Group plc
Oppenheimer Asset Management Inc.
Gilder Gagnon Howe & Co Llc
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF
Clear Street Llc
Raymond James & Associates
Voloridge Investment Management, Llc
Garnet Equity Capital Holdings, Inc.
Raymond James Financial Services Advisors, Inc.
Letko, Brosseau & Associates Inc
Verus Capital Partners, Llc
Schwarz Dygos Wheeler Investment Advisors Llc
MERFX - The Merger Fund - Investor Class Shares
La Financiere De L'echiquier
Riverpoint Wealth Management Holdings, LLC
Quantbot Technologies LP
JNL SERIES TRUST - JNL/Westchester Capital Event Driven Fund (A)
Cullen/frost Bankers, Inc.
Capula Management Ltd
Beaconlight Capital, Llc
NCGFX - New Covenant Growth Fund
Shay Capital LLC
U.S. Capital Wealth Advisors, LLC
CSA - VictoryShares US Small Cap Volatility Wtd ETF
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
Clear Street Markets Llc
Wolverine Trading, Llc
Ab Multi-manager Alternative Fund
Gsa Capital Partners Llp
Jaffetilchin Investment Partners, LLC
MERVX - The Merger Fund VL
Commonwealth Equity Services, Llc
Soviero Asset Management, LP
Stamina Capital Management Lp
Jag Capital Management, Llc
Norges Bank
State of Wyoming
Next Level Private LLC
Gyon Technologies Capital Management, LP
Prudential Financial Inc
Aegon Asset Management Uk Plc
Global Wealth Management Investment Advisory, Inc.
Firsthand Capital Management, Inc.
Two Sigma Advisers, Lp
Harel Insurance Investments & Financial Services Ltd.
Macquarie Group Ltd
Cubist Systematic Strategies, LLC
American Portfolios Advisors
Captrust Financial Advisors
Beaird Harris Wealth Management, LLC
Chilton Capital Management Llc
Banque Cantonale Vaudoise
Axa S.a.
Close Asset Management Ltd
MBM Wealth Consultants, LLC
Sicart Associates LLC
Flow State Investments, L.P.
Valicenti Advisory Services Inc
KESGX - Kennedy Capital ESG SMID Cap Fund Institutional Class Shares
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I This fund is a listed as child fund of Blackstone Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
State of Tennessee, Treasury Department
Squarepoint Ops LLC
Northwestern Mutual Wealth Management Co
Kennedy Capital Management, Inc.
Cornercap Investment Counsel Inc
Glassman Wealth Services
Patriot Financial Group Insurance Agency, LLC
Putnam Investments Llc
Professional Financial Advisors, LLC
AlphaMark Advisors, LLC
PDT Partners, LLC
Rosenberg Matthew Hamilton
Guardian Wealth Advisors, LLC
Truvestments Capital Llc
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Equity & Fixed Income
Clearbridge Investments, LLC
Sound Income Strategies, LLC
Schroder Investment Management Group
Duality Advisers, Lp
RNSC - Small Cap US Equity Select ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Howe & Rusling Inc
VSCVX - Victory Integrity Small-Cap Value Fund Class A
Yakira Capital Management, Inc.
Dubuque Bank & Trust Co
Re Advisers Corp
Spire Wealth Management
Hillsdale Investment Management Inc.
Hanseatic Management Services Inc
Formidable Asset Management, LLC
Alphacrest Capital Management Llc
Investors Research Corp
Point72 Hong Kong Ltd
VANGUARD GROUP INC
Allianz Asset Management GmbH
Aquatic Capital Management LLC
Vontobel Holding Ltd.
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio
Connor, Clark & Lunn Investment Management Ltd.
Exchange Traded Concepts, Llc
Sender Co & Partners, Inc.
Simcoe Capital Management, LLC
SG3 Management, LLC
SG3 Management, LLC
Caption Management, LLC
Terril Brothers, Inc.
HAP Trading, LLC
Antara Capital LP
Schonfeld Strategic Advisors LLC
Capital Fund Management S.a.
Schonfeld Strategic Advisors LLC
Wolverine Trading, Llc
Wolverine Trading, Llc
VQNPX - Vanguard Growth and Income Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Cowen And Company, Llc
Marathon Capital Management
Cowen And Company, Llc
GWM Asset Management Ltd
Garnet Equity Capital Holdings, Inc.
HAP Trading, LLC
Shay Capital LLC
Blue Door Asset Management, LLC
ExodusPoint Capital Management, LP
Allspring Global Investments Holdings, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
Huntington National Bank 1 1,069 51.45
Name Current Shares Current PPS Previous Shares Previous PPS
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 632,879 52.72 606,016 51.67
MNA - IQ Merger Arbitrage ETF 429,847 52.72 335,916 51.67
PPA - Invesco Aerospace & Defense ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 386,187 52.72 352,605 51.67
DFFVX - U.S. Targeted Value Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 359,137 52.72 359,137 51.67
POSKX - PRIMECAP Odyssey Stock Fund 354,160 52.72 471,900 51.67
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 211,793 52.72 211,793 51.67
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 167,951 52.72 165,953 51.67
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 147,691 52.72 147,691 51.67
DFAT - Dimensional U.S. Targeted Value ETF 113,141 52.72 165,563 51.67
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 100,907 52.72 100,404 51.67
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 89,042 52.72 89,042 51.67
NUSC - Nuveen ESG Small-Cap ETF This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 71,782 52.72 45,666 51.68
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 66,436 52.73 126,297 51.67
DFSTX - U.s. Small Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 60,378 52.72 60,378 51.67
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 59,955 52.72 61,987 51.67
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 54,442 52.72 57,478 51.67
DFSCX - U.s. Micro Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 48,269 52.73 48,269 51.67
UFO - Procure Space ETF 47,601 52.73 108,866 51.67
DFVEX - U.s. Vector Equity Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 46,147 52.72 46,147 51.66
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 41,710 52.72 32,296 51.68
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
MNA - IQ Merger Arbitrage ETF 93,931 429,847 52.72 335,916 51.67 27.96
PPA - Invesco Aerospace & Defense ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 33,582 386,187 52.72 352,605 51.67 9.52
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 26,863 632,879 52.72 606,016 51.67 4.43
NUSC - Nuveen ESG Small-Cap ETF This fund is a listed as child fund of Nuveen Asset Management, LLC and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 26,116 71,782 52.72 45,666 51.68 57.19
EMAAX - Enterprise Mergers and Acquisitions Fund Class A 17,760 27,760 52.74 10,000 51.70 177.60
NABAX - Neuberger Berman Absolute Return Multi-Manager Fund Class A 14,005 20,797 52.70 6,792 51.68 206.20
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 9,414 41,710 52.72 32,296 51.68 29.15
GMAMX - Goldman Sachs Multi-Manager Alternatives Fund Class A Shares 9,222 28,818 52.71 19,596 51.69 47.06
PJARX - SmallCap Value Fund II R-3 4,085 8,511 52.76 4,426 51.74 92.30
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,998 167,951 52.72 165,953 51.67 1.20
DRCVX - Comstock Capital Value Fund Class A 1,750 3,500 52.86 1,750 51.43 100.00
TPWCX - TIAA-CREF Social Choice Low Carbon Equity Fund Premier Class 1,742 22,505 52.70 20,763 51.68 8.39
NATIONWIDE MUTUAL FUNDS - Nationwide Multi-Cap Portfolio Class R6 1,374 5,660 52.65 4,286 51.56 32.06
FZILX - Fidelity ZERO International Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,219 25,602 52.73 24,383 51.68 5.00
FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,106 19,341 52.74 18,235 51.66 6.07
FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 733 9,053 52.69 8,320 51.68 8.81
SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 636 32,039 52.72 31,403 51.68 2.03
ISCG - iShares Morningstar Small-Cap Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 564 17,671 52.74 17,107 51.67 3.30
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 503 100,907 52.72 100,404 51.67 0.50
RYLD - Global X Russell 2000 Covered Call ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 376 31,957 52.73 31,581 51.68 1.19
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
POSKX - PRIMECAP Odyssey Stock Fund 117,740 354,160 52.72 471,900 51.67 -24.95
DFAS - Dimensional U.S. Small Cap ETF 78,870 7,396 52.73 86,266 51.67 -91.43
DFSV - Dimensional US Small Cap Value ETF 78,870 31,187 52.71 110,057 51.67 -71.66
DFAC - Dimensional U.S. Core Equity 2 ETF 77,585 3,837 52.65 81,422 51.67 -95.29
UFO - Procure Space ETF 61,265 47,601 52.73 108,866 51.67 -56.28
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 59,861 66,436 52.73 126,297 51.67 -47.40
DFAT - Dimensional U.S. Targeted Value ETF 52,422 113,141 52.72 165,563 51.67 -31.66
RAZAX - Multi-Asset Growth Strategy Fund Class A 38,669 17,451 52.72 56,120 51.67 -68.90
CSQAX - Credit Suisse Multialternative Strategy Fund Class A Shares 23,543 27,796 52.71 51,339 51.68 -45.86
REBYX - U.S. Small Cap Equity Fund Class Y 21,108 19,606 52.74 40,714 51.68 -51.84
RMYAX - Multi-Strategy Income Fund Class A 17,750 7,995 52.66 25,745 51.66 -68.95
MSTVX - Morningstar Alternatives Fund 15,178 10,444 52.76 25,622 51.67 -59.24
DFEN - Direxion Daily Aerospace & Defense Bull 3X Shares 5,656 23,262 52.70 28,918 51.66 -19.56
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,036 54,442 52.72 57,478 51.67 -5.28
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 2,032 59,955 52.72 61,987 51.67 -3.28
Huntington National Bank 1,068 1 1,069 51.45 -99.91
FIDU - Fidelity MSCI Industrials Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 479 13,836 52.69 14,315 51.69 -3.35
UAPIX - Ultrasmall-cap Profund Investor Class 296 864 53.24 1,160 51.72 -25.52
FIXT - Procure Disaster Recovery Strategy ETF 145 248 52.42 393 50.89 -36.90
TILT - FlexShares Morningstar US Market Factor Tilt Index Fund This fund is a listed as child fund of Northern Trust Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 104 4,680 52.78 4,784 51.63 -2.17
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Picton Mahoney Asset Management 356,400
Bank Of Montreal /can/ 332,900
Walleye Trading LLC 148,700
Jpmorgan Chase & Co 117,389
D. E. Shaw & Co., Inc. 85,828
Cutler Group LP 78,800
UBS Group AG 70,569
Simplex Trading, Llc 59,300
Group One Trading, L.p. 55,000
Centiva Capital, LP 38,194
Jane Street Group, Llc 27,900
Glazer Capital, Llc 100
HAP Trading, LLC 0
Proequities, Inc. 0
Name Previous Calls
Citadel Advisors Llc 93,372
Parallax Volatility Advisers, L.P. 76,500
Boothbay Fund Management, Llc 57,091
Bck Capital Management Lp 55,878
PEAK6 Investments LLC 32,800
Wells Fargo & Company/mn 29,465
SIG North Trading, ULC 12,500
Css Llc/il 10,000
SG3 Management, LLC 0
Caption Management, LLC 0
Antara Capital LP 0
Sender Co & Partners, Inc. 0
Cowen And Company, Llc 0
Schonfeld Strategic Advisors LLC 0
Blue Door Asset Management, LLC 0
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Past Week Analysis

Name Shares PPS
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name