Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 347 12.00 10.64 11.09
Previous Quarter 381 18.00 16.95 17.20

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 20 79 233 13 100 59
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 2 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 4 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 2 0 64 2 20 11
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 1,300,801 0.00 0.00 2,009,551 0.00 0.00
Previous Quarter 1,270,254 0.00 0.00 2,555,234 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
ESL PARTNERS, L.P. 17,121,236
AMERICAN FUNDS INSURANCE SERIES - Global Small Capitalization Fund Class 1 2,100,000 10.62
Capital Research Global Investors 2,100,000 10.62
Frontier Capital Management Co Llc 1,302,601 10.62
BlackRock Inc. 1,223,673 10.62
Dimensional Fund Advisors Lp 1,185,620 10.62
Chilton Investment Co Llc 750,247 10.62
Vanguard Group Inc 733,441 10.62
Legion Partners Asset Management, LLC 551,300 10.62
Petrus Trust Company, LTA 550,000 10.62
ProShare Advisors LLC 530,577 10.62
Towerview Llc 450,000 10.62
ONLN - ProShares Online Retail ETF 446,090 11.60
Penserra Capital Management LLC 405,324 10.62
Parallax Volatility Advisers, L.P. 400,500 10.62
IBUY - Amplify Online Retail ETF 389,891 14.02
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 360,080 10.62
IWM - iShares Russell 2000 ETF 331,501 10.62
State Street Corp 291,195 10.62
Geode Capital Management, Llc 270,651 10.62

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
AMERICAN FUNDS INSURANCE SERIES - Global Small Capitalization Fund Class 1 2,100,000 16.92
Capital Research Global Investors 2,100,000 16.92
Frontier Capital Management Co Llc 1,248,341 16.92
BlackRock Inc. 1,193,126 16.92
Vanguard Group Inc 1,176,706 16.92
Dimensional Fund Advisors Lp 1,020,596 16.92
ProShare Advisors LLC 603,359 16.92
ONLN - ProShares Online Retail ETF 551,134 16.96
Petrus Trust Company, LTA 550,000 16.92
IBUY - Amplify Online Retail ETF 452,549 18.33
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 431,880 16.92
Towerview Llc 405,000 16.92
Penserra Capital Management LLC 403,815 16.92
IWM - iShares Russell 2000 ETF 330,126 16.92
State Street Corp 286,506 16.92
XRT - SPDR(R) S&P(R) Retail ETF 269,275 23.54
Geode Capital Management, Llc 264,597 16.92
Chilton Investment Co Llc 260,056 16.92
VEVFX - Vanguard Explorer Value Fund Investor Shares 232,724 16.96
NAESX - Vanguard Small-Cap Index Fund Investor Shares 192,036 16.92

 

Recent Quarter Analysis

Name Shares PPS
ESL PARTNERS, L.P. 17,121,236
Legion Partners Asset Management, LLC 551,300 10.62
Chimera Capital Management LLC 41,049 10.62
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 35,975 14.01
Old Mission Capital Llc 31,586 10.61
FSMSX - FS Multi-Strategy Alternatives Fund Class I 21,853 10.62
Aigen Investment Management, Lp 18,807 10.63
Ergoteles LLC 15,800 10.63
FAAAX - Franklin K2 Alternative Strategies Fund Class A 15,255 11.60
Caxton Associates Lp 12,914 10.61
Dynamic Technology Lab Private Ltd 10,626 10.63
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 6,700 14.03
RYLD - Global X Russell 2000 Covered Call ETF 4,103 14.14
VYSVX - Vericimetry U.S. Small Cap Value Fund 2,950 10.51
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 200 15.00
American National Bank 174 11.49
Glassman Wealth Services 61 16.39
Allworth Financial LP 50 20.00
Capital Advisors, Ltd. LLC 25
Quadrant Capital Group Llc 23
Name Shares PPS
XRT - SPDR(R) S&P(R) Retail ETF 269,275 23.54
Gratia Capital, Llc 117,971 16.92
Citadel Advisors Llc 42,200 16.92
Citadel Advisors Llc 42,200 16.92
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 40,300 23.55
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 35,975 18.32
XWEB - SPDR S&P Internet ETF 27,600 23.55
Trexquant Investment LP 26,477 16.92
RETL - Direxion Daily Retail Bull 3X Shares 21,714 26.30
Group One Trading, L.p. 21,300 16.90
Engineers Gate Manager LP 16,701 16.95
ASMOX - AQR Small Cap Momentum Style Fund Class I 14,735 23.55
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF 13,888 26.28
Martingale Asset Management L P 12,790 16.97
Wolverine Trading, Llc 10,800 17.50
PDT Partners, LLC 10,108 16.92
MetLife Investment Management, LLC 7,602 16.97
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 4,166 19.68
RIFBX - U.S. Small Cap Equity Fund 2,409 19.51
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,944 19.55
State of Wyoming 1,781 16.84
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 1,559 23.09
Metropolitan Life Insurance Co/ny 849 16.49
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 800 23.75
CSA - VictoryShares US Small Cap Volatility Wtd ETF 758 19.79
Manchester Capital Management LLC 49 20.41
Toronto Dominion Bank 28
Tarbox Family Office, Inc. 9
FNY Investment Advisers, LLC
Russell Investments Group, Ltd.
Voloridge Investment Management, Llc
Hennion & Walsh Asset Management, Inc.
Gmt Capital Corp
Oberweis Asset Management Inc/
Victory Capital Management Inc
TCI Wealth Advisors, Inc.
Allianz Asset Management GmbH
Man Group plc
Two Sigma Investments, Lp
State Board Of Administration Of Florida Retirement System
Acadian Asset Management Llc
Marshall Wace North America L.P.
Rafferty Asset Management, LLC
FTDS - First Trust Total US Market AlphaDEX ETF
Price T Rowe Associates Inc /md/
Voya Investment Management Llc
Amundi
Skandinaviska Enskilda Banken AB (publ)
Qube Research & Technologies Ltd
Koshinski Asset Management, Inc.
GONIX - Gotham Neutral Fund Institutional Class
Boston Private Wealth Llc
Caption Management, LLC
Two Sigma Advisers, Lp
Manufacturers Life Insurance Company, The
Jump Financial, LLC
Centiva Capital, LP
Intrinsic Edge Capital Management LLC
Aquatic Capital Management LLC
Hsbc Holdings Plc
Lazard Asset Management Llc
Clear Street Markets Llc
OBMCX - Oberweis Micro-Cap Fund Investor Class
Teacher Retirement System Of Texas
Plante Moran Financial Advisors, LLC
ExodusPoint Capital Management, LP
Spire Wealth Management
Globeflex Capital L P
Millennium Management Llc
Meeder Asset Management Inc
Cutler Group LP
Shay Capital LLC
New York State Teachers Retirement System
RBS Partners, L.P.
Hennessy Advisors Inc
Landscape Capital Management, L.l.c.
Aristides Capital LLC
Susquehanna International Group, Llp
Panagora Asset Management Inc
Name Current Shares Current PPS Previous Shares Previous PPS
AMERICAN FUNDS INSURANCE SERIES - Global Small Capitalization Fund Class 1 2,100,000 10.62 2,100,000 16.92
Capital Research Global Investors 2,100,000 10.62 2,100,000 16.92
Frontier Capital Management Co Llc 1,302,601 10.62 1,248,341 16.92
BlackRock Inc. 1,223,673 10.62 1,193,126 16.92
Dimensional Fund Advisors Lp 1,185,620 10.62 1,020,596 16.92
Chilton Investment Co Llc 750,247 10.62 260,056 16.92
Vanguard Group Inc 733,441 10.62 1,176,706 16.92
Petrus Trust Company, LTA 550,000 10.62 550,000 16.92
ProShare Advisors LLC 530,577 10.62 603,359 16.92
Towerview Llc 450,000 10.62 405,000 16.92
ONLN - ProShares Online Retail ETF 446,090 11.60 551,134 16.96
Penserra Capital Management LLC 405,324 10.62 403,815 16.92
IBUY - Amplify Online Retail ETF 389,891 14.02 452,549 18.33
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 360,080 10.62 431,880 16.92
IWM - iShares Russell 2000 ETF 331,501 10.62 330,126 16.92
State Street Corp 291,195 10.62 286,506 16.92
Geode Capital Management, Llc 270,651 10.62 264,597 16.92
VEVFX - Vanguard Explorer Value Fund Investor Shares 233,967 11.60 232,724 16.96
Northern Trust Corp 192,456 10.62 187,975 16.92
Federated Hermes, Inc. 192,274 10.62 42,081 16.92
Name Current Shares Current PPS Previous Shares Previous PPS
Walleye Trading LLC 62,700 10.62 0
Susquehanna International Group, Llp 52,500 10.63 0
Marshall Wace, Llp 44,379 10.61 0
Jane Street Group, Llc 41,621 10.62 0
SG Americas Securities, LLC 30,085 10.64 0
Prudential Financial Inc 27,838 10.63 0
PEAK6 Investments LLC 26,200 10.61 0
Parallel Advisors, LLC 205 9.76 15
Us Bancorp \de\ 146 13.70 0
AVSC - Avantis U.S. Small Cap Equity ETF 120 8.33 24
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 68 14.71 75 13.33
Profunds - Profund Vp Ultrasmall-cap 55 18.18 72 13.89
HDG - ProShares Hedge Replication ETF 52 19.23 62 16.13
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Chilton Investment Co Llc 490,191 750,247 10.62 260,056 16.92 188.49
Dimensional Fund Advisors Lp 165,024 1,185,620 10.62 1,020,596 16.92 16.17
Federated Hermes, Inc. 150,193 192,274 10.62 42,081 16.92 356.91
D. E. Shaw & Co., Inc. 84,323 113,995 10.62 29,672 16.92 284.18
Point72 Asset Management, L.P. 71,500 91,000 10.62 19,500 16.92 366.67
Morgan Stanley 57,605 78,369 10.62 20,764 16.95 277.43
Frontier Capital Management Co Llc 54,260 1,302,601 10.62 1,248,341 16.92 4.35
Renaissance Technologies Llc 54,000 112,883 10.62 58,883 16.91 91.71
Towerview Llc 45,000 450,000 10.62 405,000 16.92 11.11
Marshall Wace, Llp 44,379 44,379 10.61 0 0.00
Tudor Investment Corp Et Al 42,875 83,377 10.61 40,502 16.91 105.86
Axa S.a. 41,700 51,700 10.62 10,000 16.90 417.00
Jane Street Group, Llc 41,621 41,621 10.62 0 0.00
State Of Wisconsin Investment Board 38,793 64,793 10.62 26,000 16.92 149.20
Arrowstreet Capital, Limited Partnership 37,966 95,262 10.62 57,296 16.91 66.26
BlackRock Inc. 30,547 1,223,673 10.62 1,193,126 16.92 2.56
Goldman Sachs Group Inc 30,094 107,255 10.62 77,161 16.93 39.00
SG Americas Securities, LLC 30,085 30,085 10.64 0 0.00
Prudential Financial Inc 27,838 27,838 10.63 0 0.00
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 26,579 137,993 14.02 111,414 18.33 23.86
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Vanguard Group Inc 443,265 733,441 10.62 1,176,706 16.92 -37.67
ONLN - ProShares Online Retail ETF 105,044 446,090 11.60 551,134 16.96 -19.06
ProShare Advisors LLC 72,782 530,577 10.62 603,359 16.92 -12.06
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 71,800 360,080 10.62 431,880 16.92 -16.62
IBUY - Amplify Online Retail ETF 62,658 389,891 14.02 452,549 18.33 -13.85
Wells Fargo & Company/mn 34,681 3,029 10.56 37,710 16.92 -91.97
Aqr Capital Management Llc 32,701 41,178 10.61 73,879 16.92 -44.26
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 30,886 20,887 10.63 51,773 16.92 -59.66
Allspring Global Investments Holdings, LLC 28,552 11,339 10.58 39,891 16.90 -71.58
Jpmorgan Chase & Co 26,670 74,084 10.62 100,754 16.92 -26.47
Cubist Systematic Strategies, LLC 14,497 891 10.10 15,388 16.90 -94.21
DFAC - Dimensional U.S. Core Equity 2 ETF 7,646 24,865 14.04 32,511 18.33 -23.52
Mirae Asset Global Investments Co., Ltd. 6,851 18,039 10.64 24,890 16.91 -27.53
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 6,808 19,342 10.60 26,150 16.90 -26.03
Bank of New York Mellon Corp 6,708 68,898 10.62 75,606 16.92 -8.87
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 6,378 607 9.88 6,985 16.89 -91.31
VFQY - Vanguard U.S. Quality Factor ETF ETF Shares 6,206 5,381 11.52 11,587 17.00 -53.56
Strs Ohio 6,000 30,100 10.60 36,100 16.90 -16.62
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 5,956 4,948 11.52 10,904 23.02 -54.62
CLIX - ProShares Long Online/Short Stores Retail ETF 5,802 25,854 11.60 31,656 16.96 -18.33
Name Current Puts
Name Current Calls
Parallax Volatility Advisers, L.P. 400,500
HAP Trading, LLC 12,200
Name
Name Previous Puts
Wolverine Trading, Llc 10,800
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 9,200 11,400 2,200 418.18
PEAK6 Investments LLC 26,200 26,200 0 0.00
Susquehanna International Group, Llp 52,500 52,500 0 0.00
Walleye Trading LLC 62,700 62,700 0 0.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
FSMSX - FS Multi-Strategy Alternatives Fund Class I 21,853 10.62
VYSVX - Vericimetry U.S. Small Cap Value Fund 2,950 10.51
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
AMERICAN FUNDS INSURANCE SERIES - Global Small Capitalization Fund Class 1 2,100,000 10.62 2,100,000 16.92
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 360,080 10.62 431,880 16.92
IWM - iShares Russell 2000 ETF 331,501 10.62 330,126 16.92
VEXMX - Vanguard Extended Market Index Fund Investor Shares 163,048 10.62 163,048 16.92
IWN - iShares Russell 2000 Value ETF 153,422 10.62 148,643 16.92
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 135,000 10.62 135,000 16.92
NOSGX - Northern Small Cap Value Fund 49,158 10.62 49,789 16.91
MFCPX - M Capital Appreciation Fund 43,544 10.61 36,648 16.92
IWC - iShares Micro-Cap ETF 31,859 10.61 33,429 16.93
GCASX - The Gabelli Small Cap Growth Fund Class A 30,000 10.63 30,000 16.93
QCSCRX - Social Choice Account Class R1 27,150 10.61 27,150 16.91
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 21,893 10.64 21,893 16.90
WMMAX - Teton Westwood Mighty Mites Fund Class A 21,000 10.62 20,000 16.90
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 20,887 10.63 51,773 16.92
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 20,766 10.64 20,766 16.90
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 19,342 10.60 26,150 16.90
ITOT - iShares Core S&P Total U.S. Stock Market ETF 19,185 10.63 17,519 16.90
EES - WisdomTree U.S. SmallCap Fund N/A 15,432 10.63 16,708 16.94
QCSTRX - Stock Account Class R1 13,155 10.64 12,435 16.89
QSMLX - AQR Small Cap Multi-Style Fund Class I 12,043 10.63 12,043 16.94
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 11,262 10.66 11,262 16.96
FISVX - Fidelity Small Cap Value Index Fund 10,938 10.61 9,059 16.89
VBINX - Vanguard Balanced Index Fund Investor Shares 10,900 10.64 10,900 16.88
TMVAX - RBC Microcap Value Fund A Shares 9,500 10.63 9,500 16.95
QCEQRX - Equity Index Account Class R1 9,431 10.60 9,431 16.97
NSIDX - Northern Small Cap Index Fund 7,945 10.57 7,945 16.87
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 6,902 10.58 6,902 16.95
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 6,627 10.56 6,627 16.90
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 6,607 10.59 6,607 16.95
BBVSX - Bridge Builder Small/Mid Cap Value Fund 5,932 10.62 4,810 16.84
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 4,400 10.68 4,400 16.82
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 4,088 10.52 4,088 16.88
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,918 10.72 3,918 16.85
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,825 10.72 2,840 16.90
JESIX - Small Cap Index Trust NAV 3,727 10.73 3,318 16.88
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 3,019 10.60 2,523 17.04
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,000 10.67 2,800 16.79
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 2,828 10.61 2,828 16.97
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 2,700 10.74 2,700 17.04
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,466 10.54 2,016 16.87
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 2,354 10.62 1,503 16.63
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 2,303 10.42 2,303 16.93
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 2,276 10.54 2,276 17.14
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,781 10.67 1,781 16.84
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 1,728 10.42 1,728 16.78
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,724 10.44 1,490 16.78
USMIX - Extended Market Index Fund 1,678 10.73 1,678 16.69
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,642 10.35 1,642 17.05
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,502 10.65 1,502 16.64
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,300 10.77 1,300 16.92
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,017 10.82 487 16.43
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 640 10.94 640 17.19
JETSX - Total Stock Market Index Trust NAV 610 9.84 610 16.39
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 607 9.88 6,985 16.89
TRZIX - T. Rowe Price Small-Cap Index Fund 549 10.93 549 16.39
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 519 11.56 318 15.72
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 487 10.27 487 16.43
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 391 10.23 391 17.90
TLCHX - Social Choice Equity Fund 329 9.12 329 18.24
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 235 8.51 114 17.54
TLSTX - Stock Index Fund 221 9.05 221 18.10
RYRRX - Russell 2000 Fund Class A 108 9.26 101 19.80
Profunds - Profund Vp Small-cap 47 45 22.22
RYMKX - Russell 2000 1.5x Strategy Fund Class H 33 36 27.78
Name Current Shares Current PPS Previous Shares Previous PPS
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 68 14.71 75 13.33
Profunds - Profund Vp Ultrasmall-cap 55 18.18 72 13.89
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
MFCPX - M Capital Appreciation Fund 6,896 43,544 10.61 36,648 16.92 18.82
IWN - iShares Russell 2000 Value ETF 4,779 153,422 10.62 148,643 16.92 3.22
FISVX - Fidelity Small Cap Value Index Fund 1,879 10,938 10.61 9,059 16.89 20.74
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,666 19,185 10.63 17,519 16.90 9.51
IWM - iShares Russell 2000 ETF 1,375 331,501 10.62 330,126 16.92 0.42
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,122 5,932 10.62 4,810 16.84 23.33
WMMAX - Teton Westwood Mighty Mites Fund Class A 1,000 21,000 10.62 20,000 16.90 5.00
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 985 3,825 10.72 2,840 16.90 34.68
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 851 2,354 10.62 1,503 16.63 56.62
QCSTRX - Stock Account Class R1 720 13,155 10.64 12,435 16.89 5.79
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 530 1,017 10.82 487 16.43 108.83
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 496 3,019 10.60 2,523 17.04 19.66
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 450 2,466 10.54 2,016 16.87 22.32
JESIX - Small Cap Index Trust NAV 409 3,727 10.73 3,318 16.88 12.33
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 234 1,724 10.44 1,490 16.78 15.70
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 201 519 11.56 318 15.72 63.21
SSMHX - State Street Small/mid Cap Equity Index Portfolio 200 3,000 10.67 2,800 16.79 7.14
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 121 235 8.51 114 17.54 106.14
RYRRX - Russell 2000 Fund Class A 7 108 9.26 101 19.80 6.93
Profunds - Profund Vp Small-cap 2 47 45 22.22 4.44
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 71,800 360,080 10.62 431,880 16.92 -16.62
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 30,886 20,887 10.63 51,773 16.92 -59.66
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 6,808 19,342 10.60 26,150 16.90 -26.03
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 6,378 607 9.88 6,985 16.89 -91.31
IWC - iShares Micro-Cap ETF 1,570 31,859 10.61 33,429 16.93 -4.70
EES - WisdomTree U.S. SmallCap Fund N/A 1,276 15,432 10.63 16,708 16.94 -7.64
NOSGX - Northern Small Cap Value Fund 631 49,158 10.62 49,789 16.91 -1.27
Profunds - Profund Vp Ultrasmall-cap 17 55 18.18 72 13.89 -23.61
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 7 68 14.71 75 13.33 -9.33
RYMKX - Russell 2000 1.5x Strategy Fund Class H 3 33 36 27.78 -8.33
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 10 11 -9.09
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name