Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 396 112.00 65.64 66.34
Previous Quarter 413 65.00 66.53 65.91

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 22 86 224 57 124 101
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 2 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 5 2 1 1 3
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 0 68 2 28 25
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 3,395,821 0.00 0.00 2,079,676 0.00 0.00
Previous Quarter 1,772,268 0.00 0.00 2,057,418 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Fmr Llc 2,106,256 65.66
FBIOX - Biotechnology Portfolio 2,105,960 58.88
FMR LLC 1,978,289
Redmile Group, LLC 1,898,545 65.66
Point72 Asset Management, L.P. 1,860,670
Redmile Group, LLC 1,820,898
BlackRock Inc. 1,701,322 65.66
BlackRock Inc. 1,605,496
Point72 Asset Management, L.P. 1,574,275 65.66
Lord, Abbett & Co. Llc 1,117,566 65.66
Frazier Life Sciences Management, L.P. 1,095,407 65.66
Avoro Capital Advisors LLC 1,075,000 65.66
Vanguard Group Inc 1,069,288 65.66
State Street Corp 1,036,041 65.66
LAGWX - LORD ABBETT DEVELOPING GROWTH FUND INC Class A 810,139 60.61
Baker Bros. Advisors Lp 807,735 65.66
Pictet Asset Management Sa 745,106 65.66
Credit Suisse Ag/ 702,903 65.66
XBI - SPDR(R) S&P(R) Biotech ETF 625,517 65.66
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 601,831 65.66

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Fmr Llc 2,106,492 66.54
FBIOX - Biotechnology Portfolio 1,993,460 63.55
Redmile Group, LLC 1,815,698 66.54
Point72 Asset Management, L.P. 1,720,267 66.54
BlackRock Inc. 1,683,511 66.54
Lord, Abbett & Co. Llc 1,178,813 66.54
State Street Corp 1,068,656 66.54
Vanguard Group Inc 1,051,445 66.54
Avoro Capital Advisors LLC 1,005,000 66.54
Frazier Life Sciences Management, L.P. 866,250 66.54
Baker Bros. Advisors Lp 807,735 66.54
LAGWX - LORD ABBETT DEVELOPING GROWTH FUND INC Class A 802,905 59.00
Credit Suisse Ag/ 757,859 66.54
First Light Asset Management, LLC 717,936 66.54
Pictet Asset Management Sa 688,555 66.54
XBI - SPDR(R) S&P(R) Biotech ETF 669,455 66.54
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 584,971 66.54
Artal Group S.A. 500,000 66.54
IWM - iShares Russell 2000 ETF 456,005 66.54
Hood River Capital Management LLC 384,810 66.54

 

Recent Quarter Analysis

Name Shares PPS
FMR LLC 1,978,289
Rubric Capital Management LP 92,609 65.66
Integral Health Asset Management, LLC 52,184 65.65
State of New Jersey Common Pension Fund D 38,478 65.65
Atika Capital Management LLC 30,000 65.63
ExodusPoint Capital Management, LP 21,066 65.65
Monarch Partners Asset Management LLC 14,775 65.65
RSIFX - Victory RS Science and Technology Fund Class A 14,660 65.69
HighVista Strategies LLC 12,225 65.69
Public Employees Retirement Association Of Colorado 7,818 65.62
RYLD - Global X Russell 2000 Covered Call ETF 5,595 60.59
Capital Impact Advisors, LLC 4,278 65.68
IMPAX - ERShares US Small Cap Fund Institutional Class 4,278 65.68
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 3,474 65.63
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 2,100 65.71
Amundi 1,762 71.51
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 398 65.33
Humankind Benefit Corp - Humankind US Stock ETF 108 64.81
Rockefeller Capital Management L.P. 42 47.62
Ellevest, Inc. 42 71.43
Name Shares PPS
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 234,270 80.55
Jennison Associates Llc 68,309 66.54
FBDIX - Franklin Biotechnology Discovery Fund Class A 62,400 50.10
Sphera Funds Management Ltd. 25,310 66.53
DnB Asset Management AS 24,500 66.53
RVPIX - Royce Smaller-Companies Growth Fund Institutional Class 22,000 52.23
Group One Trading, L.p. 19,200 66.56
Kynam Capital Management, LP 18,393 66.55
Citadel Advisors Llc 18,300 66.56
ONEQ - Fidelity Nasdaq Composite Index Tracking Stock 14,607 80.58
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 8,500 52.24
FSCFX - Strategic Advisers Small-Mid Cap Fund 8,400 80.60
NinePointTwo Capital 6,186 66.44
Merriman Wealth Management, LLC 5,000 66.60
Janus Henderson Group Plc 4,304 66.45
Teacher Retirement System Of Texas 3,584 66.41
Simplex Trading, Llc 3,200 66.25
Dupont Capital Management Corp 2,319 66.41
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 1,922 80.65
GSCYX - SMALL CAP EQUITY FUND Institutional 1,282 70.20
Cutler Group LP 700 30.00
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 576 69.44
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 510 52.94
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class 339 50.15
Aquatic Capital Management LLC 100 70.00
Money Concepts Capital Corp 55 72.73
Pnc Financial Services Group, Inc. 28 71.43
Bell Investment Advisors, Inc 9 111.11
Tcwp Llc 7
Css Llc/il
Toronto Dominion Bank
KBC Group NV
Legato Capital Management LLC
Two Sigma Investments, Lp
Penserra Capital Management LLC
Wolverine Trading, Llc
Endurant Capital Management LP
IVSOX - Voya SmallCap Opportunities Portfolio Class I
Point72 Hong Kong Ltd
DSAM Partners (London) Ltd
Whittier Trust Co
Boothbay Fund Management, Llc
Martingale Asset Management L P
Farallon Capital Management Llc
Ikarian Capital, LLC
Acuta Capital Partners, Llc
Altium Capital Management LP
Dark Forest Capital Management Lp
Neuberger Berman Group LLC
Quantbot Technologies LP
Ensign Peak Advisors, Inc
Confluence Wealth Services, Inc.
Qube Research & Technologies Ltd
Liberty One Investment Management, Llc
FIL Ltd
Royce & Associates Lp
Nomura Asset Management Co Ltd
SG3 Management, LLC
Tarbox Family Office, Inc.
Caption Management, LLC
Caas Capital Management Lp
Pura Vida Investments, Llc
Caption Management, LLC
Widmann Financial Services, Inc.
Truist Financial Corp
Parallax Volatility Advisers, L.P.
Marshall Wace, Llp
Squarepoint Ops LLC
SG3 Management, LLC
Parallax Volatility Advisers, L.P.
Total Clarity Wealth Management, Inc.
Voloridge Investment Management, Llc
Walleye Trading LLC
Hrt Financial Lp
Eagle Bay Advisors LLC
Ergoteles LLC
Parallax Volatility Advisers, L.P.
Walleye Trading LLC
Tudor Investment Corp Et Al
Rock Creek Group, LP
LMR Partners LLP
WSCIX - Westwood SmallCap Growth Fund Institutional Shares
Pinz Capital Management, LP
Frazier Management Llc
SG3 Management, LLC
Renaissance Technologies Llc
Name Current Shares Current PPS Previous Shares Previous PPS
Fmr Llc 2,106,256 65.66 2,106,492 66.54
FBIOX - Biotechnology Portfolio 2,105,960 58.88 1,993,460 63.55
Redmile Group, LLC 1,898,545 65.66 1,815,698 66.54
Point72 Asset Management, L.P. 1,860,670 1,720,267 66.54
BlackRock Inc. 1,701,322 65.66 1,683,511 66.54
Lord, Abbett & Co. Llc 1,117,566 65.66 1,178,813 66.54
Frazier Life Sciences Management, L.P. 1,095,407 65.66 866,250 66.54
Avoro Capital Advisors LLC 1,075,000 65.66 1,005,000 66.54
Vanguard Group Inc 1,069,288 65.66 1,051,445 66.54
State Street Corp 1,036,041 65.66 1,068,656 66.54
Baker Bros. Advisors Lp 807,735 65.66 807,735 66.54
Pictet Asset Management Sa 745,106 65.66 688,555 66.54
Credit Suisse Ag/ 702,903 65.66 757,859 66.54
XBI - SPDR(R) S&P(R) Biotech ETF 625,517 65.66 669,455 66.54
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 601,831 65.66 584,971 66.54
First Light Asset Management, LLC 595,612 65.66 717,936 66.54
Artal Group S.A. 500,000 65.66 500,000 66.54
IWM - iShares Russell 2000 ETF 466,522 65.66 456,005 66.54
Hood River Capital Management LLC 409,011 65.66 384,810 66.54
Geode Capital Management, Llc 385,375 65.66 365,290 66.54
Name Current Shares Current PPS Previous Shares Previous PPS
LAGWX - LORD ABBETT DEVELOPING GROWTH FUND INC Class A 810,139 60.61 802,905 59.00
FSSNX - Fidelity Small Cap Index Fund 156,525 60.61 131,269 59.00
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 85,722 60.61 67,602 59.01
LAMGX - Lord Abbett Micro-Cap Growth Fund Class A 74,773 60.61 76,082 59.00
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 65,541 60.60 38,320 59.00
SWSSX - Schwab Small-Cap Index Fund 45,554 60.61 39,403 59.01
DFSTX - U.s. Small Cap Portfolio - Institutional Class 33,804 60.61 17,689 59.02
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 28,776 60.61 25,966 59.00
Victory Capital Management Inc 27,348 65.64 0
NUSC - Nuveen ESG Small-Cap ETF 21,409 60.63 15,955 58.98
DFAS - Dimensional U.S. Small Cap ETF 17,045 60.60 4,896 59.03
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 13,379 60.62 13,379 58.97
DFVEX - U.s. Vector Equity Portfolio - Institutional Class 13,343 60.63 13,343 58.98
HAMGX - Harbor Mid Cap Growth Fund Institutional Class 13,036 60.60 16,467 59.03
DFAC - Dimensional U.S. Core Equity 2 ETF 12,713 60.65 9,404 59.02
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 9,669 60.61 6,500 59.08
SWTSX - Schwab Total Stock Market Index Fund 8,676 60.63 8,676 59.01
FHLC - Fidelity MSCI Health Care Index ETF 8,585 60.57 8,306 58.99
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Core 1 Portfolio Shares 7,585 60.65 7,585 59.06
FZILX - Fidelity ZERO International Index Fund 5,975 60.59 5,975 59.08
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Frazier Life Sciences Management, L.P. 229,157 1,095,407 65.66 866,250 66.54 26.45
Point72 Asset Management, L.P. 140,403 1,860,670 1,720,267 66.54 8.16
FBIOX - Biotechnology Portfolio 112,500 2,105,960 58.88 1,993,460 63.55 5.64
Skandinaviska Enskilda Banken AB (publ) 88,899 297,610 65.66 208,711 66.54 42.59
Redmile Group, LLC 82,847 1,898,545 65.66 1,815,698 66.54 4.56
Avoro Capital Advisors LLC 70,000 1,075,000 65.66 1,005,000 66.54 6.97
Silverarc Capital Management, Llc 58,788 105,277 65.66 46,489 66.53 126.46
Pictet Asset Management Sa 56,551 745,106 65.66 688,555 66.54 8.21
Allianz Asset Management GmbH 27,809 57,689 65.65 29,880 66.53 93.07
Goldman Sachs Group Inc 27,697 163,744 65.66 136,047 66.54 20.36
Victory Capital Management Inc 27,348 27,348 65.64 0 0.00
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 27,221 65,541 60.60 38,320 59.00 71.04
FSSNX - Fidelity Small Cap Index Fund 25,256 156,525 60.61 131,269 59.00 19.24
Hood River Capital Management LLC 24,201 409,011 65.66 384,810 66.54 6.29
Verition Fund Management LLC 23,578 54,744 65.65 31,166 66.55 75.65
Citigroup Inc 21,785 37,017 65.65 15,232 66.57 143.02
Geode Capital Management, Llc 20,085 385,375 65.66 365,290 66.54 5.50
HRSMX - Hood River Small-Cap Growth Fund Institutional Shares 18,469 164,804 65.66 146,335 66.54 12.62
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 18,120 85,722 60.61 67,602 59.01 26.80
Vanguard Group Inc 17,843 1,069,288 65.66 1,051,445 66.54 1.70
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
First Light Asset Management, LLC 122,324 595,612 65.66 717,936 66.54 -17.04
Soleus Capital Management, L.P. 74,855 214,482 65.66 289,337 66.54 -25.87
Lord, Abbett & Co. Llc 61,247 1,117,566 65.66 1,178,813 66.54 -5.20
Credit Suisse Ag/ 54,956 702,903 65.66 757,859 66.54 -7.25
XBI - SPDR(R) S&P(R) Biotech ETF 43,938 625,517 65.66 669,455 66.54 -6.56
UBS Group AG 42,236 15,834 65.68 58,070 66.54 -72.73
International Biotechnology Trust Plc 42,045 2,955 15228.43 45,000 24.58 -93.43
State Street Corp 32,615 1,036,041 65.66 1,068,656 66.54 -3.05
JMCGX - Jacob Micro Cap Growth Fund Investor Class 31,100 3,400 58.82 34,500 63.54 -90.14
Jacob Asset Management Of New York Llc 29,515 4,727 65.58 34,242 66.53 -86.20
Rafferty Asset Management, LLC 26,820 33,192 65.65 60,012 66.54 -44.69
J. Goldman & Co LP 17,869 13,990 65.69 31,859 66.54 -56.09
SG Americas Securities, LLC 16,631 22,470 65.64 39,101 66.55 -42.53
KOMP - SPDR S&P Kensho New Economies Composite ETF 12,376 9,608 65.67 21,984 66.55 -56.30
Alps Advisors Inc 10,702 15,211 65.68 25,913 66.53 -41.30
Prudential Financial Inc 9,950 10,941 65.62 20,891 66.58 -47.63
Cwm, Llc 7,159 45,144 65.66 52,303 66.54 -13.69
Vontobel Holding Ltd. 6,898 18,890 65.64 25,788 66.54 -26.75
Bank of New York Mellon Corp 6,632 80,263 65.66 86,895 66.54 -7.63
FSMAX - Fidelity Extended Market Index Fund 5,955 103,029 58.88 108,984 63.55 -5.46
Name Current Puts
Name Current Calls
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Previous Puts
SG3 Management, LLC 0
Pura Vida Investments, Llc 0
Name Previous Calls
Walleye Trading LLC 0
Proequities, Inc. 0
Parallax Volatility Advisers, L.P. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 100 19,300 19,200 0.52
Citadel Advisors Llc 1,200 19,500 18,300 6.56
Susquehanna International Group, Llp 3,500 27,000 23,500 14.89
Simplex Trading, Llc 14,100 17,300 3,200 440.62
Millennium Management Llc 41,000 51,000 10,000 410.00
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Cutler Group LP 300 400 700 -42.86
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Jane Street Group, Llc 14,327 6,000 20,327 -70.48
Name
RIFBX - U.S. Small Cap Equity Fund
REBYX - U.S. Small Cap Equity Fund Class Y
Weiss Strategic Interval Fund

Past Week Analysis

Name Shares PPS
RSIFX - Victory RS Science and Technology Fund Class A 14,660 65.69
IMPAX - ERShares US Small Cap Fund Institutional Class 4,278 65.68
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 3,474 65.63
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 2,100 65.71
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 398 65.33
Humankind Benefit Corp - Humankind US Stock ETF 108 64.81
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
XBI - SPDR(R) S&P(R) Biotech ETF 625,517 65.66 669,455 66.54
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 601,831 65.66 584,971 66.54
IWM - iShares Russell 2000 ETF 466,522 65.66 456,005 66.54
VEXMX - Vanguard Extended Market Index Fund Investor Shares 272,714 65.66 270,914 66.54
HRSMX - Hood River Small-Cap Growth Fund Institutional Shares 164,804 65.66 146,335 66.54
IBB - iShares Nasdaq Biotechnology ETF 153,367 65.66 152,484 66.54
IWN - iShares Russell 2000 Value ETF 138,841 65.66 131,988 66.54
BlackRock Health Sciences Trust II 86,357 65.66 86,357 66.54
IWO - iShares Russell 2000 Growth ETF 53,534 65.66 59,446 66.55
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 33,262 65.66 30,644 66.54
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 26,750 65.64 26,750 66.54
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 26,734 65.65 24,014 66.54
ITOT - iShares Core S&P Total U.S. Stock Market ETF 23,157 65.64 21,491 66.54
LORD ABBETT SERIES FUND INC - Developing Growth Portfolio Class VC 20,527 65.67 21,746 66.54
NPSGX - NICHOLAS PARTNERS SMALL CAP GROWTH FUND Institutional Shares 18,445 65.65 21,072 66.53
VBINX - Vanguard Balanced Index Fund Investor Shares 15,447 65.64 15,447 66.55
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 13,613 65.67 13,613 66.55
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 13,500 65.63 13,500 66.52
QCSTRX - Stock Account Class R1 12,702 65.66 10,865 66.54
NSIDX - Northern Small Cap Index Fund 11,148 65.66 11,208 66.56
FISVX - Fidelity Small Cap Value Index Fund 9,911 65.68 8,163 66.52
QCEQRX - Equity Index Account Class R1 9,785 65.61 9,785 66.53
KOMP - SPDR S&P Kensho New Economies Composite ETF 9,608 65.67 21,984 66.55
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 7,506 65.68 7,506 66.48
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 7,500 65.60 7,500 66.53
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 6,648 65.73 6,648 66.49
SLLAX - SIMT Small Cap Fund Class F 6,300 65.71 7,169 66.54
IWV - iShares Russell 3000 ETF 5,892 65.68 5,910 66.50
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 5,778 65.59 5,778 66.46
MXMTX - Great-West Small Cap Growth Fund Investor Class 5,579 65.60 4,868 66.56
SPWIX - Simt Small Cap Growth Fund Class I 5,471 65.62 7,298 66.59
BBVSX - Bridge Builder Small/Mid Cap Value Fund 5,226 65.63 4,311 66.57
Blackrock Health Sciences Trust 4,835 65.56 5,553 66.45
SSMHX - State Street Small/mid Cap Equity Index Portfolio 4,567 65.69 4,567 66.56
JESIX - Small Cap Index Trust NAV 4,342 65.64 4,140 66.43
PACIFIC SELECT FUND - Health Sciences Portfolio Class I 3,861 65.79 4,362 66.48
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 3,576 65.72 3,402 66.43
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,453 65.74 3,453 66.61
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 3,094 65.61 3,094 66.58
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,052 65.53 2,962 66.51
USMIX - Extended Market Index Fund 2,594 65.54 2,710 66.42
THRIVENT SERIES FUND INC - Thrivent Partner Healthcare Portfolio Class A 2,548 65.54 2,830 66.43
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,385 65.83 2,139 66.39
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,086 65.68 1,871 66.27
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,788 65.44 1,602 66.79
FECGX - Fidelity Small Cap Growth Index Fund 1,664 65.50 1,784 66.70
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,632 65.56 1,632 66.79
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 1,598 65.71 1,598 66.33
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,570 65.61 1,411 66.62
HELX - Franklin Genomic Advancements ETF 1,538 65.67 1,757 66.59
PEXMX - T. Rowe Price Extended Equity Market Index Fund 1,500 65.33 4,200 66.43
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,220 65.57 853 66.82
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,145 65.50 1,352 66.57
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,081 65.68 1,081 66.60
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 992 65.52 1,527 66.80
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 956 65.90 964 66.39
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 910 65.93 978 66.46
FNDRX - FRC Founders Index Fund 898 65.70 1,592 66.58
NCGFX - New Covenant Growth Fund 823 65.61 823 66.83
TRZIX - T. Rowe Price Small-Cap Index Fund 787 66.07 709 66.29
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 597 65.33 574 66.20
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 401 64.84 466 66.52
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 388 64.43 347 66.28
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 273 65.93 251 67.73
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 93 64.52 105 66.67
Profunds - Profund Vp Ultrasmall-cap 76 65.79 101 69.31
Profunds - Profund Vp Small-cap 64 62.50 63 63.49
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 14 71.43 13 76.92
Name Current Shares Current PPS Previous Shares Previous PPS
RYRRX - Russell 2000 Fund Class A 148 67.57 140 64.29
RYMKX - Russell 2000 1.5x Strategy Fund Class H 45 66.67 50 60.00
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
HRSMX - Hood River Small-Cap Growth Fund Institutional Shares 18,469 164,804 65.66 146,335 66.54 12.62
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 16,860 601,831 65.66 584,971 66.54 2.88
IWM - iShares Russell 2000 ETF 10,517 466,522 65.66 456,005 66.54 2.31
IWN - iShares Russell 2000 Value ETF 6,853 138,841 65.66 131,988 66.54 5.19
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 2,720 26,734 65.65 24,014 66.54 11.33
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 2,618 33,262 65.66 30,644 66.54 8.54
QCSTRX - Stock Account Class R1 1,837 12,702 65.66 10,865 66.54 16.91
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,800 272,714 65.66 270,914 66.54 0.66
FISVX - Fidelity Small Cap Value Index Fund 1,748 9,911 65.68 8,163 66.52 21.41
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,666 23,157 65.64 21,491 66.54 7.75
BBVSX - Bridge Builder Small/Mid Cap Value Fund 915 5,226 65.63 4,311 66.57 21.22
IBB - iShares Nasdaq Biotechnology ETF 883 153,367 65.66 152,484 66.54 0.58
MXMTX - Great-West Small Cap Growth Fund Investor Class 711 5,579 65.60 4,868 66.56 14.61
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 367 1,220 65.57 853 66.82 43.02
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 246 2,385 65.83 2,139 66.39 11.50
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 215 2,086 65.68 1,871 66.27 11.49
JESIX - Small Cap Index Trust NAV 202 4,342 65.64 4,140 66.43 4.88
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 186 1,788 65.44 1,602 66.79 11.61
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 174 3,576 65.72 3,402 66.43 5.11
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 159 1,570 65.61 1,411 66.62 11.27
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 90 3,052 65.53 2,962 66.51 3.04
TRZIX - T. Rowe Price Small-Cap Index Fund 78 787 66.07 709 66.29 11.00
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 41 388 64.43 347 66.28 11.82
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 23 597 65.33 574 66.20 4.01
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 22 273 65.93 251 67.73 8.76
RYRRX - Russell 2000 Fund Class A 8 148 67.57 140 64.29 5.71
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 14 71.43 13 76.92 7.69
Profunds - Profund Vp Small-cap 1 64 62.50 63 63.49 1.59
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
XBI - SPDR(R) S&P(R) Biotech ETF 43,938 625,517 65.66 669,455 66.54 -6.56
KOMP - SPDR S&P Kensho New Economies Composite ETF 12,376 9,608 65.67 21,984 66.55 -56.30
IWO - iShares Russell 2000 Growth ETF 5,912 53,534 65.66 59,446 66.55 -9.95
PEXMX - T. Rowe Price Extended Equity Market Index Fund 2,700 1,500 65.33 4,200 66.43 -64.29
NPSGX - NICHOLAS PARTNERS SMALL CAP GROWTH FUND Institutional Shares 2,627 18,445 65.65 21,072 66.53 -12.47
SPWIX - Simt Small Cap Growth Fund Class I 1,827 5,471 65.62 7,298 66.59 -25.03
LORD ABBETT SERIES FUND INC - Developing Growth Portfolio Class VC 1,219 20,527 65.67 21,746 66.54 -5.61
SLLAX - SIMT Small Cap Fund Class F 869 6,300 65.71 7,169 66.54 -12.12
Blackrock Health Sciences Trust 718 4,835 65.56 5,553 66.45 -12.93
FNDRX - FRC Founders Index Fund 694 898 65.70 1,592 66.58 -43.59
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 535 992 65.52 1,527 66.80 -35.04
PACIFIC SELECT FUND - Health Sciences Portfolio Class I 501 3,861 65.79 4,362 66.48 -11.49
THRIVENT SERIES FUND INC - Thrivent Partner Healthcare Portfolio Class A 282 2,548 65.54 2,830 66.43 -9.96
HELX - Franklin Genomic Advancements ETF 219 1,538 65.67 1,757 66.59 -12.46
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 207 1,145 65.50 1,352 66.57 -15.31
FECGX - Fidelity Small Cap Growth Index Fund 120 1,664 65.50 1,784 66.70 -6.73
USMIX - Extended Market Index Fund 116 2,594 65.54 2,710 66.42 -4.28
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 68 910 65.93 978 66.46 -6.95
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 65 401 64.84 466 66.52 -13.95
NSIDX - Northern Small Cap Index Fund 60 11,148 65.66 11,208 66.56 -0.54
Profunds - Profund Vp Ultrasmall-cap 25 76 65.79 101 69.31 -24.75
IWV - iShares Russell 3000 ETF 18 5,892 65.68 5,910 66.50 -0.30
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 12 93 64.52 105 66.67 -11.43
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 8 956 65.90 964 66.39 -0.83
RYMKX - Russell 2000 1.5x Strategy Fund Class H 5 45 66.67 50 60.00 -10.00
Name Current Puts
Name Current Calls
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name