Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 514 5268.00 81.36 2659.27
Previous Quarter 535 77.00 75.73 75.78

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 34 91 37 378 162 146
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 4 0 0 43 17 15
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 2,586,432 22.35 81.36 1,630,493 14.09 81.83
Previous Quarter 2,580,446 22.30 75.72 1,678,076 14.50 76.33

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 1,469,353 81.32
Vanguard Group Inc 818,624 81.32
Thrivent Financial For Lutherans 738,660 0.08
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 661,718 81.32
Royce & Associates Lp 548,610 0.08
RYSEX - Royce Special Equity Fund Investment Class 445,000 81.32
AASMX - Thrivent Small Cap Stock Fund Class A 428,314 84.51
State Street Corp 324,549 81.32
Dimensional Fund Advisors Lp 317,870 0.08
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 269,014 81.32
Goldman Sachs Group Inc 234,075 81.32
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 204,837 81.32
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 200,411 81.32
Geode Capital Management, Llc 184,600 0.08
UBS Group AG 156,006 81.32
Public Employees Retirement Association Of Colorado 152,599 0.08
Renaissance Technologies Llc 143,600 0.08
Invesco Ltd. 137,568 81.32
Charles Schwab Investment Management Inc 135,617 81.32
Amundi 134,847 82.21

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 1,463,167 75.73
Vanguard Group Inc 847,450 75.73
Thrivent Financial For Lutherans 705,203 75.73
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 653,973 75.73
Royce & Associates Lp 540,551 75.73
RYSEX - Royce Special Equity Fund Investment Class 450,101 75.73
AASMX - Thrivent Small Cap Stock Fund Class A 347,899 74.90
State Street Corp 330,005 75.73
Dimensional Fund Advisors Lp 316,952 75.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 265,641 75.73
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 194,720 75.73
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 187,734 75.73
Geode Capital Management, Llc 184,220 75.72
Goldman Sachs Group Inc 179,706 75.73
Invesco Ltd. 161,680 75.72
Renaissance Technologies Llc 161,000 75.73
Public Employees Retirement Association Of Colorado 151,453 75.73
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 151,000 72.49
UBS Group AG 150,742 75.73
Millennium Management Llc 147,758 75.73

 

Recent Quarter Analysis

Name Shares PPS
IJT - iShares S&P Small-Cap 600 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 62,282 81.32
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 44,540 83.41
Norges Bank 36,000 81.33
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 26,372 81.34
Legato Capital Management LLC 24,986 81320.02
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 23,634 83.40
Verition Fund Management LLC 17,039 81.34
Bridgewater Associates, LP 15,728 81.32
RWJ - Invesco S&P SmallCap 600 Revenue ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,278 84.68
Jane Street Group, Llc 10,799 81.30
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 8,398 83.35
NWHDX - Nationwide Bailard Cognitive Value Fund Class A 6,741 84.56
Tectonic Advisors Llc 6,269 81.35
Squarepoint Ops LLC 4,907 81.31
Two Roads Shared Trust - Hunter Small Cap Value Fund Class I 4,463 84.47
SageView Advisory Group, LLC 4,388 81.36
Point72 Asset Management, L.P. 4,300 81.40
ORSIX - NORTH SQUARE DYNAMIC SMALL CAP FUND CLASS I 3,490 84.81
WSCIX - Westwood SmallCap Growth Fund Institutional Shares 2,862 83.51
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 2,148 81.47
Name Shares PPS
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 151,000 72.49
Parametric Portfolio Associates Llc 55,810 83.44
Monarch Partners Asset Management LLC 34,095 75.73
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 26,209 72.49
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 22,692 76.37
JSCSX - JPMorgan U.S. Small Company Fund Class I 17,100 72.51
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 13,367 72.49
Mirae Asset Global Investments Co., Ltd. 13,162 75.67
RWJ - Invesco S&P SmallCap 600 Revenue ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 11,212 80.72
DFMVX - Tax-managed U.s. Marketwide Value Portfolio Ii This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,428 77.68
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 7,400 83.38
Arrowstreet Capital, Limited Partnership 6,389 75.76
Dynamic Technology Lab Private Ltd 6,090 75.86
IndexIQ Advisors LLC 4,953 83.38
PEAK6 Investments LLC 4,900 75.71
PEAK6 Investments LLC 4,900 75.71
Susquehanna International Group, Llp 4,900 75.71
PEAK6 Investments LLC 4,900 75.71
Amalgamated Financial Corp. 4,201 83.55
Campbell & CO Investment Adviser LLC 3,802 75.75
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 3,650 83.56
Kestra Advisory Services, LLC 3,592
PGMIX - JPMorgan Market Expansion Enhanced Index Fund Class I 3,400 83.53
ExodusPoint Capital Management, LP 3,153 75.80
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund This fund is a listed as child fund of Price T Rowe Associates Inc /md/ and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,057 83.42
Walleye Capital LLC 2,847 75.87
Mutual Of America Capital Management Llc 1,777 75.97
FSMD - Fidelity Small-Mid Factor ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,070 74.77
Robeco Institutional Asset Management B.V. 1,009 75.32
MCJAX - MM Russell 2000 Small Cap Index Fund Class A 712 82.87
Selective Wealth Management, Inc. 500 76.00
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 500 72.00
Point72 Hong Kong Ltd 448 75.89
AALGX - Thrivent Global Stock Fund Class A 429 74.59
SEIAX - SIIT Multi-Asset Real Return Fund - Class A 400 77.50
Simplex Trading, Llc 200 75.00
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 200 70.00
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 125 72.00
IECS - iShares Evolved U.S. Consumer Staples ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 90 77.78
PBSM - Invesco PureBeta MSCI USA Small Cap ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 70 85.71
FTDS - First Trust Total US Market AlphaDEX ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 55 90.91
Guggenheim Active Allocation Fund 53 75.47
DMRS - DeltaShares S&P 600 Managed Risk ETF 17 58.82
Fieldpoint Private Securities, LLC 5
Bahl & Gaynor Inc
Sageworth Trust Co of South Dakota
First Quadrant L P/ca
RYDEX VARIABLE TRUST - Russell 2000(R) 2x Strategy Fund Variable Annuity
Signet Financial Management, Llc
Canada Pension Plan Investment Board
CSCVX - CornerCap Small-Cap Value Fund Investor Shares
J. W. Coons Advisors, LLC
DDIAX - Delaware Wealth Builder Fund Class A
DRDAX - Dearborn Partners Rising Dividend Fund - Class A Shares
Lido Advisors, LLC
GBSAX - American Beacon Bahl & Gaynor Small Cap Growth Fund A Class
Teton Advisors, Inc.
Macquarie Group Ltd
Healthcare Of Ontario Pension Plan Trust Fund
FITUX - Delaware Total Return Fund Institutional Class
DELAWARE VIP TRUST - Delaware VIP Total Return Series Service
Delaware Enhanced Global Dividend & Income Fund
QBDSX - Quantified Managed Income Fund Investor Class Shares
PALCX - AllianzGI Global Allocation Fund Class C
Tudor Investment Corp Et Al
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A
Benjamin Edwards Inc
Strs Ohio
Captrust Financial Advisors
Eaton Vance Management
Wellington Management Group Llp
Grantham, Mayo, Van Otterloo & Co. LLC
Legacy Wealth Asset Management, LLC
Bank Of Montreal /can/
Covestor Ltd
APG Asset Management N.V.
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Delaware Wealth Builder Fund Standard Class
Charter Oak Capital Management, LLC
CWA Asset Management Group, LLC
Delta Capital Management Llc
ProShare Advisors LLC
Cornercap Investment Counsel Inc
Advisors Preferred, LLC
Skandinaviska Enskilda Banken AB (publ)
Tarbox Family Office, Inc.
Gladius Capital Management LP
Sageworth Trust Co
Caxton Associates Lp
Brown Advisory Inc
Two Sigma Investments, Lp
Dearborn Partners Llc
Name Current Shares Current PPS Previous Shares Previous PPS
Thrivent Financial For Lutherans 738,660 0.08 705,203 75.73
Royce & Associates Lp 548,610 0.08 540,551 75.73
Dimensional Fund Advisors Lp 317,870 0.08 316,952 75.73
Geode Capital Management, Llc 184,600 0.08 184,220 75.72
Public Employees Retirement Association Of Colorado 152,599 0.08 151,453 75.73
Renaissance Technologies Llc 143,600 0.08 161,000 75.73
Nuveen Asset Management, LLC 115,786 0.08 120,386 75.72
Millennium Management Llc 94,782 0.08 147,758 75.73
Acadian Asset Management Llc 80,838 0.09 91,756 75.61
Vestcor Inc 34,865 0.09 52,351 75.74
Hodges Capital Management Inc. 32,500 0.09 4,000 75.75
Aegon Asset Management Uk Plc 29,146 0.07 22,902 0.09
Algert Global Llc 26,580 0.08 12,870 75.76
Rhumbline Advisers 26,146 0.08 26,926 75.73
Teacher Retirement System Of Texas 13,085 0.08 18,944 75.75
Price T Rowe Associates Inc /md/ 11,173 0.09 12,224 75.75
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 9,556 0.10 8,135 75.72
Barclays Plc 8,239 0.12 5,965 75.78
Gsa Capital Partners Llp 6,408 0.16 7,823 75.67
Amalgamated Bank 4,209 4,209 75.79
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 1,469,353 81.32 1,463,167 75.73
Vanguard Group Inc 818,624 81.32 847,450 75.73
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 661,718 81.32 653,973 75.73
RYSEX - Royce Special Equity Fund Investment Class 445,000 81.32 450,101 75.73
AASMX - Thrivent Small Cap Stock Fund Class A 428,314 84.51 347,899 74.90
State Street Corp 324,549 81.32 330,005 75.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 269,014 81.32 265,641 75.73
Goldman Sachs Group Inc 234,075 81.32 179,706 75.73
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 204,837 81.32 187,734 75.73
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 200,411 81.32 194,720 75.73
UBS Group AG 156,006 81.32 150,742 75.73
Invesco Ltd. 137,568 81.32 161,680 75.72
Charles Schwab Investment Management Inc 135,617 81.32 133,231 75.73
Amundi 134,847 82.21 136,253 76.13
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 125,377 81.32 120,847 75.73
Bank of New York Mellon Corp 116,158 81.32 104,869 75.73
VCSAX - Vanguard Consumer Staples Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 113,008 84.69 103,824 80.73
PEQIX - Pioneer Equity Income Fund : Class A 111,410 84.51 111,410 74.90
Morgan Stanley 108,395 81.32 115,744 75.73
Hunter Perkins Capital Management, LLC 103,383 81.32 111,585 75.73
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
AASMX - Thrivent Small Cap Stock Fund Class A 80,415 428,314 84.51 347,899 74.90 23.11
Goldman Sachs Group Inc 54,369 234,075 81.32 179,706 75.73 30.25
Thrivent Financial For Lutherans 33,457 738,660 0.08 705,203 75.73 4.74
Hodges Capital Management Inc. 28,500 32,500 0.09 4,000 75.75 712.50
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,103 204,837 81.32 187,734 75.73 9.11
Algert Global Llc 13,710 26,580 0.08 12,870 75.76 106.53
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 12,483 25,185 81.32 12,702 75.74 98.28
Aviva Plc 11,934 11,934 81.28 0 0.00
Bank of New York Mellon Corp 11,289 116,158 81.32 104,869 75.73 10.76
VCSAX - Vanguard Consumer Staples Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,184 113,008 84.69 103,824 80.73 8.85
Dean Investment Associates, Llc 8,425 62,948 81.32 54,523 75.73 15.45
DASCX - Dean Small Cap Value Fund 8,376 62,435 81.32 54,059 75.73 15.49
Royce Micro-cap Trust, Inc /md/ 8,100 16,000 81.31 7,900 75.70 102.53
Royce & Associates Lp 8,059 548,610 0.08 540,551 75.73 1.49
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,745 661,718 81.32 653,973 75.73 1.18
Winton Capital Group Ltd 7,449 15,860 81.34 8,411 75.73 88.56
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,514 74,113 84.51 67,599 74.90 9.64
Bank Of America Corp /de/ 6,348 24,324 81.32 17,976 75.71 35.31
Aegon Asset Management Uk Plc 6,244 29,146 0.07 22,902 0.09 27.26
BlackRock Inc. 6,186 1,469,353 81.32 1,463,167 75.73 0.42
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJS - iShares S&P Small-Cap 600 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 67,773 57,175 81.31 124,948 75.73 -54.24
Millennium Management Llc 52,976 94,782 0.08 147,758 75.73 -35.85
SLYV - SPDR(R) S & P 600 Small Cap Value ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 41,917 32,702 81.31 74,619 75.73 -56.17
Citadel Advisors Llc 37,917 43,763 81.32 81,680 75.72 -46.42
XSLV - Invesco S&P SmallCap Low Volatility ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 32,031 76,373 84.69 108,404 80.73 -29.55
Vanguard Group Inc 28,826 818,624 81.32 847,450 75.73 -3.40
Invesco Ltd. 24,112 137,568 81.32 161,680 75.72 -14.91
Allianz Asset Management GmbH 22,422 24,169 81.30 46,591 75.72 -48.13
Vestcor Inc 17,486 34,865 0.09 52,351 75.74 -33.40
Renaissance Technologies Llc 17,400 143,600 0.08 161,000 75.73 -10.81
VEXPX - VANGUARD EXPLORER FUND Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 14,326 42,258 83.42 56,584 74.90 -25.32
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 13,668 10,719 81.35 24,387 75.74 -56.05
Acadian Asset Management Llc 10,918 80,838 0.09 91,756 75.61 -11.90
QCSTRX - Stock Account Class R1 9,572 38,436 81.33 48,008 75.74 -19.94
Jpmorgan Chase & Co 8,787 22,930 81.33 31,717 75.70 -27.70
Hunter Perkins Capital Management, LLC 8,202 103,383 81.32 111,585 75.73 -7.35
Morgan Stanley 7,349 108,395 81.32 115,744 75.73 -6.35
Cubist Systematic Strategies, LLC 5,992 6,057 81.39 12,049 75.69 -49.73
Teacher Retirement System Of Texas 5,859 13,085 0.08 18,944 75.75 -30.93
State Street Corp 5,456 324,549 81.32 330,005 75.73 -1.65
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
PEAK6 Investments LLC 4,900
Simplex Trading, Llc 200
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Susquehanna International Group, Llp 7,400 12,300 4,900 151.02
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
Two Roads Shared Trust - Hunter Small Cap Value Fund Class I 4,463 84.47
DFFVX - U.S. Targeted Value Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 815 84.66
Emerge ETF Trust - Emerge EMPWR Sustainable Select Growth Equity ETF 154 84.42
Emerge ETF Trust - Emerge EMPWR Unified Sustainable Equity ETF 43 93.02
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
AASMX - Thrivent Small Cap Stock Fund Class A 428,314 84.51 347,899 74.90
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 74,113 84.51 67,599 74.90
DFSCX - U.s. Micro Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 72,313 84.51 72,313 74.90
DFSTX - U.s. Small Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 69,422 84.51 69,422 74.90
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 34,146 84.52 34,146 74.91
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23,822 84.50 23,822 74.89
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 20,064 84.53 20,041 74.90
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 18,256 84.52 18,297 74.88
TAAAX - Thrivent Aggressive Allocation Fund Class A 18,014 84.49 18,068 74.88
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 17,828 84.53 17,494 74.88
FSTA - Fidelity MSCI Consumer Staples Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 15,917 84.50 13,890 74.87
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 14,518 84.52 14,227 74.93
DFVEX - U.s. Vector Equity Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 13,938 84.52 13,938 74.90
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 12,939 84.47 15,213 77.63
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 11,663 84.54 12,433 74.88
PSAPX - SmallCap S&P 600 Index Fund R-1 11,032 84.48 11,343 74.94
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 10,787 84.55 14,294 74.93
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 9,486 84.55 10,893 74.91
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 7,570 84.54 7,570 74.90
JPSE - JPMorgan Diversified Return U.S. Small Cap Equity ETF 7,235 84.45 4,868 74.98
CSML - IQ Chaikin U.S. Small Cap ETF 7,094 84.58 5,904 74.86
THMAX - Thrivent Moderate Allocation Fund Class A 5,384 84.51 5,593 74.92
MetLife Investment Management, LLC 4,515 81.28 4,515 75.75
AABFX - Thrivent Balanced Income Plus Fund Class A 3,978 84.46 3,862 74.83
SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,596 84.54 3,277 74.76
FZILX - Fidelity ZERO International Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,740 84.67 2,544 75.08
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 2,511 84.43 2,541 74.77
FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,231 84.72 2,121 74.96
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Social Core Equity 2 Portfolio Shares This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,772 84.65 1,772 75.06
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Core 1 Portfolio Shares This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,549 84.57 1,549 74.89
TILT - FlexShares Morningstar US Market Factor Tilt Index Fund This fund is a listed as child fund of Northern Trust Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,464 84.70 1,692 75.06
ISCV - iShares Morningstar Small-Cap Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,360 84.56 1,964 74.85
SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 1,025 84.88 958 75.16
FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,001 84.92 943 75.29
ISCG - iShares Morningstar Small-Cap Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 852 84.51 589 78.10
BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 708 84.75 868 74.88
BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 672 84.82 672 74.40
PNASX - SmallCap Growth Fund I R-1 580 84.48 850 75.29
ISCB - iShares Morningstar Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 537 83.80 653 75.04
TRDFX - Steward Small-Mid Cap Enhanced Index Fund Class A 500 84.00 500 74.00
PASIX - PACE Alternative Strategies Investments Class A 273 84.25 540 74.07
PJARX - SmallCap Value Fund II R-3 199 85.43 178 73.03
SUNAMERICA SERIES TRUST - SA Legg Mason Tactical Opportunities Portfolio Class 1 121 82.64 85 70.59
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
AASMX - Thrivent Small Cap Stock Fund Class A 80,415 428,314 84.51 347,899 74.90 23.11
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 6,514 74,113 84.51 67,599 74.90 9.64
JPSE - JPMorgan Diversified Return U.S. Small Cap Equity ETF 2,367 7,235 84.45 4,868 74.98 48.62
FSTA - Fidelity MSCI Consumer Staples Index ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,027 15,917 84.50 13,890 74.87 14.59
CSML - IQ Chaikin U.S. Small Cap ETF 1,190 7,094 84.58 5,904 74.86 20.16
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 334 17,828 84.53 17,494 74.88 1.91
SWTSX - Schwab Total Stock Market Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 319 3,596 84.54 3,277 74.76 9.73
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 291 14,518 84.52 14,227 74.93 2.05
ISCG - iShares Morningstar Small-Cap Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 263 852 84.51 589 78.10 44.65
FZILX - Fidelity ZERO International Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 196 2,740 84.67 2,544 75.08 7.70
AABFX - Thrivent Balanced Income Plus Fund Class A 116 3,978 84.46 3,862 74.83 3.00
FZIPX - Fidelity ZERO Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 110 2,231 84.72 2,121 74.96 5.19
SUNAMERICA SERIES TRUST - SA Small Cap Index Portfolio Class 1 67 1,025 84.88 958 75.16 6.99
FLXSX - Fidelity Flex Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 58 1,001 84.92 943 75.29 6.15
SUNAMERICA SERIES TRUST - SA Legg Mason Tactical Opportunities Portfolio Class 1 36 121 82.64 85 70.59 42.35
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 23 20,064 84.53 20,041 74.90 0.11
PJARX - SmallCap Value Fund II R-3 21 199 85.43 178 73.03 11.80
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,507 10,787 84.55 14,294 74.93 -24.53
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 2,274 12,939 84.47 15,213 77.63 -14.95
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,407 9,486 84.55 10,893 74.91 -12.92
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 770 11,663 84.54 12,433 74.88 -6.19
ISCV - iShares Morningstar Small-Cap Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 604 1,360 84.56 1,964 74.85 -30.75
PSAPX - SmallCap S&P 600 Index Fund R-1 311 11,032 84.48 11,343 74.94 -2.74
PNASX - SmallCap Growth Fund I R-1 270 580 84.48 850 75.29 -31.76
PASIX - PACE Alternative Strategies Investments Class A 267 273 84.25 540 74.07 -49.44
TILT - FlexShares Morningstar US Market Factor Tilt Index Fund This fund is a listed as child fund of Northern Trust Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 228 1,464 84.70 1,692 75.06 -13.48
THMAX - Thrivent Moderate Allocation Fund Class A 209 5,384 84.51 5,593 74.92 -3.74
BLACKROCK FUNDS - iShares Russell Small/Mid-Cap Index Fund Investor A This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 160 708 84.75 868 74.88 -18.43
ISCB - iShares Morningstar Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 116 537 83.80 653 75.04 -17.76
TAAAX - Thrivent Aggressive Allocation Fund Class A 54 18,014 84.49 18,068 74.88 -0.30
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 41 18,256 84.52 18,297 74.88 -0.22
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 30 2,511 84.43 2,541 74.77 -1.18
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