Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 615 43.00 14.77 16.69
Previous Quarter 616 19.00 19.35 19.11

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 32 82 394 79 220 161
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 4 0 2 5
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 0 114 0 58 28
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 2 0 0 3

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 19,109,032 27.44 7.80 13,583,986 19.51 14.79
Previous Quarter 8,989,906 12.91 19.35 13,547,370 19.45 19.34

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 10,092,928 14.76
BlackRock Inc. 9,008,758
Vanguard Group Inc 6,970,950 14.76
Sarissa Capital Management LP 6,614,000 14.76
RENAISSANCE TECHNOLOGIES LLC 5,295,133
Renaissance Technologies Llc 4,798,973 14.76
IJR - iShares Core S&P Small-Cap ETF 4,399,412 14.76
Putnam Investments Llc 3,715,729 14.76
WESTFIELD CAPITAL MANAGEMENT CO LP 3,683,485
Westfield Capital Management Co Lp 3,431,687 14.76
PHSTX - PUTNAM GLOBAL HEALTH CARE FUND Class A Shares 3,386,337 15.17
Lsv Asset Management 3,210,978 14.76
Dimensional Fund Advisors Lp 2,698,276 14.76
State Street Corp 2,457,108 14.76
Assenagon Asset Management S.A. 2,002,894 14.76
Bank Of America Corp /de/ 1,915,223 14.76
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,870,204 14.76
Morgan Stanley 1,769,863 14.76
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,595,919 14.76
IWM - iShares Russell 2000 ETF 1,459,132 14.76

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 8,984,803 19.35
Vanguard Group Inc 6,823,390 19.35
Sarissa Capital Management LP 6,614,000 19.35
Renaissance Technologies Llc 5,213,633 19.35
IJR - iShares Core S&P Small-Cap ETF 4,478,724 19.35
Lsv Asset Management 3,266,478 19.35
Bank Of America Corp /de/ 3,165,476 19.35
Westfield Capital Management Co Lp 2,951,512 19.35
Putnam Investments Llc 2,720,229 19.35
Dimensional Fund Advisors Lp 2,540,394 19.35
Nomura Holdings Inc 2,102,018 19.75
PHSTX - PUTNAM GLOBAL HEALTH CARE FUND Class A Shares 2,036,637 19.21
State Street Corp 2,011,562 19.35
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,806,693 19.35
HASGX - Harbor Small Cap Growth Fund Institutional Class 1,573,390 16.03
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,565,982 19.35
Arrowstreet Capital, Limited Partnership 1,527,607 19.35
Morgan Stanley 1,525,107 19.35
Invesco Ltd. 1,308,327 19.35
D. E. Shaw & Co., Inc. 1,212,262 19.35

 

Recent Quarter Analysis

Name Shares PPS
RENAISSANCE TECHNOLOGIES LLC 5,295,133
WESTFIELD CAPITAL MANAGEMENT CO LP 3,683,485
PJP - Invesco Dynamic Pharmaceuticals ETF 516,222 17.06
Monarch Partners Asset Management LLC 234,260 14.76
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 173,827 14.76
AGAQX - 361 Global Long/Short Equity Fund Investor Class 167,716 17.06
FTLS - First Trust Long/Short Equity ETF 34,986 17.06
SVAL - iShares US Small Cap Value Factor ETF 34,029 14.75
Virtu Financial LLC 29,780 14.78
DEEP - Roundhill Acquirers Deep Value ETF 27,050 15.16
New York Life Investment Management Llc 24,100 14.77
CSML - IQ Chaikin U.S. Small Cap ETF 21,067 17.04
PWC - Invesco Dynamic Market ETF 20,251 17.04
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class 20,168 17.06
Mirae Asset Global Investments Co., Ltd. 20,056 14.76
Meritage Portfolio Management 18,864 14.74
WPGTX - WPG Partners Small/Micro Cap Value Fund INSTITUTIONAL 15,757 15.17
Boothbay Fund Management, Llc 15,598 14.75
Verition Fund Management LLC 14,589 14.74
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 13,039 14.73
Name Shares PPS
Citadel Advisors Llc 454,978 19.35
Cambria Investment Management, L.P. 317,682 19.35
Man Group plc 296,875 19.35
Voloridge Investment Management, Llc 188,758 19.35
Knott David M 115,269 16.71
EAM Global Investors LLC 96,579 19.35
EAM Investors, LLC 66,309 19.35
Algert Global Llc 47,126 19.35
Marshall Wace, Llp 38,015 19.36
Schonfeld Strategic Advisors LLC 37,100 19.35
First Trust Advisors Lp 36,691 19.35
Td Asset Management Inc 28,700 19.34
Susquehanna International Group, Llp 24,800 19.35
Maven Securities LTD 24,800 19.35
Susquehanna International Group, Llp 24,800 19.35
Fort Point Capital Partners LLC 21,726 19.33
SWHFX - Schwab Health Care Fund 21,000 17.43
Group One Trading, L.p. 20,669 19.35
Lido Advisors, LLC 18,959 19.30
Bank Of Montreal /can/ 18,522 19.22
PDT Partners, LLC 17,699 19.32
Dupont Capital Management Corp 16,780 19.37
Hrt Financial Lp 16,644 19.35
Ergoteles LLC 15,570 19.33
6 Meridian 14,286 17.22
Allianz Asset Management GmbH 13,500 17.26
Gsa Capital Partners Llp 13,037 19.33
Cetera Advisor Networks LLC 12,857 19.37
Raymond James & Associates 11,549 19.31
Mercer Global Advisors Inc /adv 10,569 19.40
IFP Advisors, Inc 7,776 14.92
Acadian Asset Management Llc 6,292 19.07
Simplex Trading, Llc 5,900 19.32
Quantbot Technologies LP 5,646 19.31
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,612 16.70
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 1,590 16.98
APBAX - Active Core Fund Investor 1,460 16.44
Koshinski Asset Management, Inc. 600 20.00
Catalyst Capital Advisors LLC 584 18.84
Dark Forest Capital Management Lp 394 20.30
Capital Advisory Group Advisory Services, LLC 300 20.00
WSCIX - Westwood SmallCap Growth Fund Institutional Shares 295 16.95
Fifth Third Bancorp 205 19.51
Berman Capital Advisors, LLC 184 16.30
Lloyd Advisory Services, LLC. 170 17.65
NEXT Financial Group, Inc 100 20.00
Allworth Financial LP 11
Aviva Plc
State of New Jersey Common Pension Fund D
Spire Wealth Management
HAP Trading, LLC
Axa S.a.
Zebra Capital Management LLC
Signet Financial Management, Llc
Boston Private Wealth Llc
Harbour Investments, Inc.
Profund Advisors Llc
Benjamin Edwards Inc
WMNUX - Westwood Alternative Income Fund ULTRA SHARES
Great Lakes Advisors, Llc
Pinz Capital Management, LP
Penserra Capital Management LLC
Cresset Asset Management, LLC
Financial Counselors Inc
Parallel Advisors, LLC
Kalos Management, Inc.
Walleye Trading LLC
Trexquant Investment LP
Meridian Wealth Partners, LLC
Iridian Asset Management Llc/ct
Marshall Wace North America L.P.
Crossmark Global Holdings, Inc.
Norges Bank
D'Orazio & Associates, Inc.
Dynamic Technology Lab Private Ltd
First Citizens Bank & Trust Co
HighTower Advisors, LLC
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z
NinePointTwo Capital
Centiva Capital, LP
Caption Management, LLC
Jefferies Group LLC
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 10,092,928 14.76 8,984,803 19.35
Vanguard Group Inc 6,970,950 14.76 6,823,390 19.35
Sarissa Capital Management LP 6,614,000 14.76 6,614,000 19.35
Renaissance Technologies Llc 4,798,973 14.76 5,213,633 19.35
IJR - iShares Core S&P Small-Cap ETF 4,399,412 14.76 4,478,724 19.35
Putnam Investments Llc 3,715,729 14.76 2,720,229 19.35
Westfield Capital Management Co Lp 3,431,687 14.76 2,951,512 19.35
PHSTX - PUTNAM GLOBAL HEALTH CARE FUND Class A Shares 3,386,337 15.17 2,036,637 19.21
Lsv Asset Management 3,210,978 14.76 3,266,478 19.35
Dimensional Fund Advisors Lp 2,698,276 14.76 2,540,394 19.35
State Street Corp 2,457,108 14.76 2,011,562 19.35
Assenagon Asset Management S.A. 2,002,894 14.76 1,101,102 19.35
Bank Of America Corp /de/ 1,915,223 14.76 3,165,476 19.35
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,870,204 14.76 1,806,693 19.35
Morgan Stanley 1,769,863 14.76 1,525,107 19.35
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,595,919 14.76 1,565,982 19.35
IWM - iShares Russell 2000 ETF 1,459,132 14.76 985,969 19.35
Systematic Financial Management Lp 1,449,986 14.76 975,274 19.35
Millennium Management Llc 1,325,647 14.76 1,176,545 19.35
Invesco Ltd. 1,216,886 14.76 1,308,327 19.35
Name Current Shares Current PPS Previous Shares Previous PPS
HASGX - Harbor Small Cap Growth Fund Institutional Class 1,374,572 17.06 1,573,390 16.03
CALF - Pacer US Small Cap Cash Cows 100 ETF 755,964 17.06 761,745 16.03
DFSTX - U.s. Small Cap Portfolio - Institutional Class 754,021 17.06 757,721 16.03
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 372,763 17.06 372,763 16.03
SYLD - Cambria Shareholder Yield ETF 331,409 17.06 258,852 16.03
FSSNX - Fidelity Small Cap Index Fund 321,261 17.06 306,984 16.03
XSVM - Invesco S&P SmallCap Value with Momentum ETF 262,123 17.06 204,527 16.03
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 213,696 17.06 213,696 16.03
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 204,485 17.06 204,485 16.03
LSVQX - LSV Small Cap Value Fund Institutional Class Shares 193,000 17.06 155,800 16.03
Skandinaviska Enskilda Banken AB (publ) 183,800 14.76 0
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 166,890 17.06 122,800 16.03
Two Roads Shared Trust - LeaderShares(R) Activist Leaders(R) ETF 160,424 17.06 148,413 16.03
AVFIX - American Beacon Small Cap Value Fund Institutional Class 144,910 17.06 31,039 16.04
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 106,928 17.06 109,602 16.03
AFDVX - Applied Finance Explorer Fund Investor Class 103,485 17.06 92,630 16.03
DFAT - Dimensional U.S. Targeted Value ETF 103,180 17.06 19,979 16.02
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 102,285 17.06 102,285 16.03
TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class 101,740 17.06 101,740 16.03
DFAS - Dimensional U.S. Small Cap ETF 101,738 17.06 99,338 16.03
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
PHSTX - PUTNAM GLOBAL HEALTH CARE FUND Class A Shares 1,349,700 3,386,337 15.17 2,036,637 19.21 66.27
BlackRock Inc. 1,108,125 10,092,928 14.76 8,984,803 19.35 12.33
Putnam Investments Llc 995,500 3,715,729 14.76 2,720,229 19.35 36.60
Assenagon Asset Management S.A. 901,792 2,002,894 14.76 1,101,102 19.35 81.90
Westfield Capital Management Co Lp 480,175 3,431,687 14.76 2,951,512 19.35 16.27
Systematic Financial Management Lp 474,712 1,449,986 14.76 975,274 19.35 48.67
IWM - iShares Russell 2000 ETF 473,163 1,459,132 14.76 985,969 19.35 47.99
Deutsche Bank Ag\ 457,850 565,879 14.76 108,029 19.36 423.82
IWO - iShares Russell 2000 Growth ETF 447,644 489,665 14.76 42,021 19.35 1065.29
State Street Corp 445,546 2,457,108 14.76 2,011,562 19.35 22.15
Pacer Advisors, Inc. 383,060 1,104,364 14.76 721,304 19.35 53.11
XPH - SPDR(R) S&P(R) Pharmaceuticals ETF 312,431 433,470 14.76 121,039 19.35 258.12
Jupiter Asset Management Ltd 276,691 753,064 14.76 476,373 19.35 58.08
Goldman Sachs Group Inc 276,513 1,124,401 14.76 847,888 19.35 32.61
Russell Investments Group, Ltd. 247,369 320,732 14.75 73,363 19.33 337.18
Morgan Stanley 244,756 1,769,863 14.76 1,525,107 19.35 16.05
Nuveen Asset Management, LLC 206,167 964,515 14.76 758,348 18.53 27.19
Skandinaviska Enskilda Banken AB (publ) 183,800 183,800 14.76 0 0.00
Dimensional Fund Advisors Lp 157,882 2,698,276 14.76 2,540,394 19.35 6.21
Quantedge Capital Pte Ltd 155,900 211,500 14.76 55,600 19.35 280.40
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Nomura Holdings Inc 1,367,527 734,491 14.90 2,102,018 19.75 -65.06
Bank Of America Corp /de/ 1,250,253 1,915,223 14.76 3,165,476 19.35 -39.50
Arrowstreet Capital, Limited Partnership 1,140,778 386,829 14.76 1,527,607 19.35 -74.68
Renaissance Technologies Llc 414,660 4,798,973 14.76 5,213,633 19.35 -7.95
Allspring Global Investments Holdings, LLC 400,837 51,564 14.76 452,401 19.35 -88.60
Two Sigma Investments, Lp 400,072 414,331 14.76 814,403 19.35 -49.12
HASGX - Harbor Small Cap Growth Fund Institutional Class 198,818 1,374,572 17.06 1,573,390 16.03 -12.64
Bnp Paribas Arbitrage, Sa 191,112 126,601 14.76 317,713 19.35 -60.15
Wells Fargo & Company/mn 123,939 6,456 14.71 130,395 19.35 -95.05
Cubist Systematic Strategies, LLC 104,686 129,622 14.76 234,308 19.35 -44.68
Invesco Ltd. 91,441 1,216,886 14.76 1,308,327 19.35 -6.99
Caxton Associates Lp 90,391 47,944 14.77 138,335 19.35 -65.34
Two Sigma Advisers, Lp 86,300 476,200 14.76 562,500 19.35 -15.34
IJR - iShares Core S&P Small-Cap ETF 79,312 4,399,412 14.76 4,478,724 19.35 -1.77
D. E. Shaw & Co., Inc. 58,528 1,153,734 14.76 1,212,262 19.35 -4.83
Lsv Asset Management 55,500 3,210,978 14.76 3,266,478 19.35 -1.70
REBYX - U.S. Small Cap Equity Fund Class Y 40,693 16,029 17.03 56,722 17.45 -71.74
Squarepoint Ops LLC 34,662 23,417 14.78 58,079 19.35 -59.68
Jump Financial, LLC 32,638 31,644 14.76 64,282 19.35 -50.77
Ameriprise Financial Inc 30,838 263,113 14.76 293,951 19.35 -10.49
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Caption Management, LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Susquehanna International Group, Llp 39,300 64,100 24,800 158.47
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
Morningstar Funds Trust - Morningstar Alternatives Fund
ADANX - AQR Diversified Arbitrage Fund Class N
CVSIX - Calamos Market Neutral Income Fund Class A
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 10,669 10,000 20,669 -51.62
Simplex Trading, Llc 600 5,300 5,900 -10.17
Name
GFSYX - Strategic Alternatives Fund Institutional
SSIJX - American Beacon SSI Alternative Income Fund Institutional Class
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
FAAAX - Franklin K2 Alternative Strategies Fund Class A

Past Week Analysis

Name Shares PPS
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 173,827 14.76
SVAL - iShares US Small Cap Value Factor ETF 34,029 14.75
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 13,039 14.73
GAFAX - ASG Global Alternatives Fund Class A 7,367 14.80
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,617 14.84
ESIX - SPDR S&P SmallCap 600 ESG ETF 255 15.69
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 4,399,412 14.76 4,478,724 19.35
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,870,204 14.76 1,806,693 19.35
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,595,919 14.76 1,565,982 19.35
IWM - iShares Russell 2000 ETF 1,459,132 14.76 985,969 19.35
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 936,866 14.76 950,169 19.35
VEXMX - Vanguard Extended Market Index Fund Investor Shares 845,153 14.76 843,119 19.35
IJT - iShares S&P Small-Cap 600 Growth ETF 735,581 14.76 728,150 19.35
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 628,018 14.76 628,018 19.35
IWO - iShares Russell 2000 Growth ETF 489,665 14.76 42,021 19.35
XPH - SPDR(R) S&P(R) Pharmaceuticals ETF 433,470 14.76 121,039 19.35
PUTNAM VARIABLE TRUST - Putnam VT Global Health Care Fund Class IA Shares 329,392 14.76 245,092 19.35
QCSTRX - Stock Account Class R1 318,339 14.76 332,289 19.35
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 315,141 14.76 296,364 19.35
SPSM - SPDR(R) Portfolio Small Cap ETF 291,843 14.76 280,231 19.35
HSGFX - Hussman Strategic Growth Fund 275,000 14.76 155,000 19.35
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 167,777 14.76 172,398 19.35
BBVSX - Bridge Builder Small/Mid Cap Value Fund 147,300 14.76 160,726 19.35
EES - WisdomTree U.S. SmallCap Fund N/A 126,998 14.76 137,482 19.35
SLY - SPDR(R) S & P 600 Small Cap ETF 116,768 14.76 115,078 19.35
IHE - iShares U.S. Pharmaceuticals ETF 100,984 14.76 83,819 19.35
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 97,754 14.76 67,089 19.35
SMVIX - Simt Small Cap Value Fund Class I 96,504 14.76 99,124 19.35
TRANSAMERICA SERIES TRUST - Transamerica Small/Mid Cap Value VP Initial 93,650 14.76 59,150 19.36
ITOT - iShares Core S&P Total U.S. Stock Market ETF 87,685 14.76 80,188 19.35
OASVX - Optimum Small-mid Cap Value Fund Class A 86,900 14.76 86,900 19.36
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 81,150 14.76 58,135 19.35
ASQIX - Small Company Fund Investor Class 68,055 14.75 39,489 19.35
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 61,629 14.77 50,914 19.35
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 57,276 14.75 50,286 19.35
VBINX - Vanguard Balanced Index Fund Investor Shares 52,415 14.77 41,215 19.36
JASCX - James Small Cap Fund 48,360 14.76 39,660 19.34
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 47,529 14.77 48,853 19.34
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 44,574 14.76 46,839 19.34
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 43,314 14.75 43,314 19.35
JMCRX - James Micro Cap Fund 40,082 14.77 40,082 19.36
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 37,562 14.75 38,631 19.36
QCEQRX - Equity Index Account Class R1 34,523 14.77 34,523 19.35
NSIDX - Northern Small Cap Index Fund 33,633 14.75 23,930 19.35
SLLAX - SIMT Small Cap Fund Class F 32,903 14.77 32,903 19.36
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 27,378 14.76 27,378 19.36
VQNPX - Vanguard Growth and Income Fund Investor Shares 27,085 14.77 22,000 19.36
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 24,287 14.74 15,185 19.36
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 22,000 14.77 22,000 19.36
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 21,386 14.78 15,620 19.33
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 20,000 14.75 20,000 19.35
ASMOX - AQR Small Cap Momentum Style Fund Class I 18,677 14.78 14,228 19.33
IWV - iShares Russell 3000 ETF 18,620 14.77 11,399 19.39
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 17,672 14.77 12,224 19.39
PEXMX - T. Rowe Price Extended Equity Market Index Fund 17,400 14.77 17,400 19.37
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 17,223 14.75 3,765 19.39
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 16,836 14.73 32,624 19.34
FECGX - Fidelity Small Cap Growth Index Fund 15,035 14.77 1,104 19.02
JESIX - Small Cap Index Trust NAV 12,808 14.76 9,201 19.35
MMSCX - Praxis Small Cap Index Fund Class A 11,970 14.79 11,970 19.38
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 11,923 14.76 11,923 19.37
SSMHX - State Street Small/mid Cap Equity Index Portfolio 11,553 14.80 9,753 19.38
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 10,857 14.74 15,752 19.36
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 10,542 14.80 7,015 19.39
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 10,429 14.77 847 18.89
HSAFX - Hussman Strategic Allocation Fund 10,000 14.80 6,200 19.35
SAOAX - Guggenheim Alpha Opportunity Fund A 9,985 14.72 13,636 19.36
ROSC - Hartford Multifactor Small Cap ETF 9,572 14.73 9,816 19.36
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 9,220 14.75 6,287 19.41
SPTM - SPDR(R) Portfolio Total Stock Market ETF 9,065 14.78 9,021 19.40
USMIX - Extended Market Index Fund 8,618 14.74 8,636 19.34
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 8,300 14.82 800 18.75
TLEQX - Small-Cap Equity Fund 7,940 14.74 4,100 19.27
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 7,346 14.70 5,103 19.40
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 7,266 14.73 7,266 19.41
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 6,994 14.73 7,496 19.34
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 6,818 14.81 6,818 19.36
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 5,963 14.76 5,963 19.29
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 5,900 14.75 7,300 19.32
TPSC - Timothy Plan US Small Cap Core ETF 5,809 14.80 8,637 19.34
RYDEX VARIABLE TRUST - Guggenheim Long Short Equity Fund Variable Annuity 5,099 14.71 8,382 19.33
SQLV - Legg Mason Small-Cap Quality Value ETF 5,020 14.74 4,222 19.42
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 4,626 14.70 4,778 19.25
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 4,514 14.84 4,514 19.27
HLGE - Hartford Longevity Economy ETF 4,038 14.86 4,038 19.32
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,684 14.66 2,081 19.22
QSMLX - AQR Small Cap Multi-Style Fund Class I 3,683 14.66 3,683 19.28
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 3,630 14.88 296 20.27
NCGFX - New Covenant Growth Fund 3,557 14.90 3,557 19.40
EQ ADVISORS TRUST - Multimanager Aggressive Equity Portfolio Class IB 3,432 14.86 3,432 19.23
Profunds - Profund Vp Pharmaceuticals 3,377 14.81 3,065 19.25
RYSRX - Guggenheim Long Short Equity Fund Class P 3,333 14.70 5,805 19.29
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,292 14.88 3,292 19.44
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 2,898 14.84 2,952 19.31
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,846 14.76 2,158 19.46
CSA - VictoryShares US Small Cap Volatility Wtd ETF 2,793 14.68 2,784 19.40
TRZIX - T. Rowe Price Small-Cap Index Fund 2,423 14.86 1,553 19.32
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,407 14.96 2,407 19.53
Profunds - Profund Vp Small-cap Growth 2,306 14.74 2,684 19.37
VYSVX - Vericimetry U.S. Small Cap Value Fund 2,260 14.60 2,260 19.47
XJR - iShares ESG Screened S&P Small-Cap ETF 2,164 14.79 1,635 19.57
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 2,096 14.79 8,433 19.33
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,860 14.52 1,860 19.35
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,822 14.82 1,822 19.21
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,476 14.91 1,071 19.61
JETSX - Total Stock Market Index Trust NAV 1,418 14.81 1,418 19.04
Guggenheim Variable Funds Trust - SERIES Z (ALPHA OPPORTUNITY SERIES) A 1,219 14.77 1,690 19.53
TLSTX - Stock Index Fund 1,186 15.18 1,186 19.39
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,079 14.83 1,079 19.46
Humankind Benefit Corp - Humankind US Stock ETF 987 15.20 347 20.17
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 843 14.23 767 19.56
VLU - SPDR S&P 1500 Value Tilt ETF 810 14.81 1,879 19.16
RYRRX - Russell 2000 Fund Class A 448 15.62 305 19.67
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 282 14.18 230 17.39
Profunds - Profund Vp Ultrasmall-cap 230 13.04 218 18.35
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 218 13.76 750 20.00
Profunds - Profund Vp Small-cap 194 15.46 137 21.90
MMTM - SPDR S&P 1500 Momentum Tilt ETF 145 13.79 153 19.61
RYMKX - Russell 2000 1.5x Strategy Fund Class H 136 14.71 109 18.35
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 43 23.26 30 33.33
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWM - iShares Russell 2000 ETF 473,163 1,459,132 14.76 985,969 19.35 47.99
IWO - iShares Russell 2000 Growth ETF 447,644 489,665 14.76 42,021 19.35 1065.29
XPH - SPDR(R) S&P(R) Pharmaceuticals ETF 312,431 433,470 14.76 121,039 19.35 258.12
HSGFX - Hussman Strategic Growth Fund 120,000 275,000 14.76 155,000 19.35 77.42
PUTNAM VARIABLE TRUST - Putnam VT Global Health Care Fund Class IA Shares 84,300 329,392 14.76 245,092 19.35 34.40
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 63,511 1,870,204 14.76 1,806,693 19.35 3.52
TRANSAMERICA SERIES TRUST - Transamerica Small/Mid Cap Value VP Initial 34,500 93,650 14.76 59,150 19.36 58.33
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 30,665 97,754 14.76 67,089 19.35 45.71
NAESX - Vanguard Small-Cap Index Fund Investor Shares 29,937 1,595,919 14.76 1,565,982 19.35 1.91
ASQIX - Small Company Fund Investor Class 28,566 68,055 14.75 39,489 19.35 72.34
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 23,015 81,150 14.76 58,135 19.35 39.59
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 18,777 315,141 14.76 296,364 19.35 6.34
IHE - iShares U.S. Pharmaceuticals ETF 17,165 100,984 14.76 83,819 19.35 20.48
FECGX - Fidelity Small Cap Growth Index Fund 13,931 15,035 14.77 1,104 19.02 1261.87
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 13,458 17,223 14.75 3,765 19.39 357.45
SPSM - SPDR(R) Portfolio Small Cap ETF 11,612 291,843 14.76 280,231 19.35 4.14
VBINX - Vanguard Balanced Index Fund Investor Shares 11,200 52,415 14.77 41,215 19.36 27.17
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 10,715 61,629 14.77 50,914 19.35 21.05
NSIDX - Northern Small Cap Index Fund 9,703 33,633 14.75 23,930 19.35 40.55
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 9,582 10,429 14.77 847 18.89 1131.29
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 9,102 24,287 14.74 15,185 19.36 59.94
JASCX - James Small Cap Fund 8,700 48,360 14.76 39,660 19.34 21.94
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 7,500 8,300 14.82 800 18.75 937.50
ITOT - iShares Core S&P Total U.S. Stock Market ETF 7,497 87,685 14.76 80,188 19.35 9.35
IJT - iShares S&P Small-Cap 600 Growth ETF 7,431 735,581 14.76 728,150 19.35 1.02
IWV - iShares Russell 3000 ETF 7,221 18,620 14.77 11,399 19.39 63.35
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 6,990 57,276 14.75 50,286 19.35 13.90
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 5,766 21,386 14.78 15,620 19.33 36.91
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 5,448 17,672 14.77 12,224 19.39 44.57
VQNPX - Vanguard Growth and Income Fund Investor Shares 5,085 27,085 14.77 22,000 19.36 23.11
ASMOX - AQR Small Cap Momentum Style Fund Class I 4,449 18,677 14.78 14,228 19.33 31.27
TLEQX - Small-Cap Equity Fund 3,840 7,940 14.74 4,100 19.27 93.66
HSAFX - Hussman Strategic Allocation Fund 3,800 10,000 14.80 6,200 19.35 61.29
JESIX - Small Cap Index Trust NAV 3,607 12,808 14.76 9,201 19.35 39.20
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 3,527 10,542 14.80 7,015 19.39 50.28
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 3,334 3,630 14.88 296 20.27 1126.35
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 2,933 9,220 14.75 6,287 19.41 46.65
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,243 7,346 14.70 5,103 19.40 43.95
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,034 845,153 14.76 843,119 19.35 0.24
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,800 11,553 14.80 9,753 19.38 18.46
SLY - SPDR(R) S & P 600 Small Cap ETF 1,690 116,768 14.76 115,078 19.35 1.47
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,603 3,684 14.66 2,081 19.22 77.03
TRZIX - T. Rowe Price Small-Cap Index Fund 870 2,423 14.86 1,553 19.32 56.02
SQLV - Legg Mason Small-Cap Quality Value ETF 798 5,020 14.74 4,222 19.42 18.90
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 688 2,846 14.76 2,158 19.46 31.88
Humankind Benefit Corp - Humankind US Stock ETF 640 987 15.20 347 20.17 184.44
XJR - iShares ESG Screened S&P Small-Cap ETF 529 2,164 14.79 1,635 19.57 32.35
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 405 1,476 14.91 1,071 19.61 37.82
Profunds - Profund Vp Pharmaceuticals 312 3,377 14.81 3,065 19.25 10.18
RYRRX - Russell 2000 Fund Class A 143 448 15.62 305 19.67 46.89
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 76 843 14.23 767 19.56 9.91
Profunds - Profund Vp Small-cap 57 194 15.46 137 21.90 41.61
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 52 282 14.18 230 17.39 22.61
SPTM - SPDR(R) Portfolio Total Stock Market ETF 44 9,065 14.78 9,021 19.40 0.49
RYMKX - Russell 2000 1.5x Strategy Fund Class H 27 136 14.71 109 18.35 24.77
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 13 43 23.26 30 33.33 43.33
Profunds - Profund Vp Ultrasmall-cap 12 230 13.04 218 18.35 5.50
CSA - VictoryShares US Small Cap Volatility Wtd ETF 9 2,793 14.68 2,784 19.40 0.32
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 79,312 4,399,412 14.76 4,478,724 19.35 -1.77
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 15,788 16,836 14.73 32,624 19.34 -48.39
QCSTRX - Stock Account Class R1 13,950 318,339 14.76 332,289 19.35 -4.20
BBVSX - Bridge Builder Small/Mid Cap Value Fund 13,426 147,300 14.76 160,726 19.35 -8.35
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 13,303 936,866 14.76 950,169 19.35 -1.40
EES - WisdomTree U.S. SmallCap Fund N/A 10,484 126,998 14.76 137,482 19.35 -7.63
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 6,337 2,096 14.79 8,433 19.33 -75.15
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 4,895 10,857 14.74 15,752 19.36 -31.08
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 4,621 167,777 14.76 172,398 19.35 -2.68
SAOAX - Guggenheim Alpha Opportunity Fund A 3,651 9,985 14.72 13,636 19.36 -26.77
RYDEX VARIABLE TRUST - Guggenheim Long Short Equity Fund Variable Annuity 3,283 5,099 14.71 8,382 19.33 -39.17
TPSC - Timothy Plan US Small Cap Core ETF 2,828 5,809 14.80 8,637 19.34 -32.74
SMVIX - Simt Small Cap Value Fund Class I 2,620 96,504 14.76 99,124 19.35 -2.64
RYSRX - Guggenheim Long Short Equity Fund Class P 2,472 3,333 14.70 5,805 19.29 -42.58
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 2,265 44,574 14.76 46,839 19.34 -4.84
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,400 5,900 14.75 7,300 19.32 -19.18
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,324 47,529 14.77 48,853 19.34 -2.71
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 1,069 37,562 14.75 38,631 19.36 -2.77
VLU - SPDR S&P 1500 Value Tilt ETF 1,069 810 14.81 1,879 19.16 -56.89
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 532 218 13.76 750 20.00 -70.93
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 502 6,994 14.73 7,496 19.34 -6.70
Guggenheim Variable Funds Trust - SERIES Z (ALPHA OPPORTUNITY SERIES) A 471 1,219 14.77 1,690 19.53 -27.87
Profunds - Profund Vp Small-cap Growth 378 2,306 14.74 2,684 19.37 -14.08
ROSC - Hartford Multifactor Small Cap ETF 244 9,572 14.73 9,816 19.36 -2.49
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 152 4,626 14.70 4,778 19.25 -3.18
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 54 2,898 14.84 2,952 19.31 -1.83
USMIX - Extended Market Index Fund 18 8,618 14.74 8,636 19.34 -0.21
MMTM - SPDR S&P 1500 Momentum Tilt ETF 8 145 13.79 153 19.61 -5.23
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
ADANX - AQR Diversified Arbitrage Fund Class N
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
GFSYX - Strategic Alternatives Fund Institutional
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares