Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 465 25.00 24.22 24.34
Previous Quarter 540 111.00 32.42 70.17

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 25 164 327 12 152 94
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 10 0 98 0 41 22
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 7,041,004 0.00 0.00 5,040,254 0.00 0.00
Previous Quarter 3,355,435 0.00 0.00 4,941,619 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BROWN CAPITAL MANAGEMENT LLC 4,079,086
BlackRock Inc. 3,665,623 24.18
BlackRock Inc. 3,373,036
Brown Capital Management Llc 3,351,172 24.18
Vanguard Group Inc 2,627,686 24.18
VANGUARD GROUP INC 2,522,259
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 1,608,561 24.18
IJR - iShares Core S&P Small-Cap ETF 1,435,502 24.18
Novo Holdings A/S 1,079,320
Bamco Inc /ny/ 956,644 24.18
State Street Corp 855,276 24.18
Camber Capital Management LP 825,000 24.18
BDFFX - BARON DISCOVERY FUND 822,985 24.18
Dimensional Fund Advisors Lp 674,701 24.18
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 642,417 24.18
Invenomic Capital Management LP 606,522 24.18
Federated Hermes, Inc. 599,813 24.18
NAESX - Vanguard Small-Cap Index Fund Investor Shares 553,260 24.18
Fred Alger Management, Llc 530,618 24.18
Sio Capital Management, LLC 525,438 24.18

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Brown Capital Management Llc 4,001,932 32.42
BlackRock Inc. 3,352,240 32.42
Vanguard Group Inc 2,565,014 32.42
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 2,162,916 32.42
IJR - iShares Core S&P Small-Cap ETF 1,459,845 32.42
Novo Holdings A/S 1,072,735 32.42
Bamco Inc /ny/ 890,144 32.42
State Street Corp 880,640 32.42
BDFFX - BARON DISCOVERY FUND 822,985 32.42
Camber Capital Management LP 750,000 32.42
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 613,617 32.42
NAESX - Vanguard Small-Cap Index Fund Investor Shares 545,782 32.42
Rockefeller Capital Management L.P. 520,582 32.42
New York State Common Retirement Fund 514,937 32.42
Fred Alger Management, Llc 509,277 32.42
Dimensional Fund Advisors Lp 500,920 32.42
IWM - iShares Russell 2000 ETF 442,904 32.42
Sio Capital Management, LLC 400,086 32.42
Invenomic Capital Management LP 391,764 25.87
Ameriprise Financial Inc 377,848 32.42

 

Recent Quarter Analysis

Name Shares PPS
BROWN CAPITAL MANAGEMENT LLC 4,079,086
VANGUARD GROUP INC 2,522,259
IWN - iShares Russell 2000 Value ETF 220,586 24.18
Altium Capital Management LP 156,000 24.18
SPEDX - Alger Dynamic Opportunities Fund Class A 57,522 25.28
IWC - iShares Micro-Cap ETF 48,272 24.18
Investment Management Of Virginia Llc 35,630 24.19
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 30,000 24.17
FISVX - Fidelity Small Cap Value Index Fund 15,582 24.19
New York Life Investment Management Llc 14,384 24.19
BBVSX - Bridge Builder Small/Mid Cap Value Fund 8,469 24.21
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 6,144 24.25
RYLD - Global X Russell 2000 Covered Call ETF 5,595 25.20
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 5,586 25.24
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,098 24.16
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 3,384 24.23
RBB FUND, INC. - Adara Smaller Companies Fund 3,324 25.57
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,025 24.13
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,423 24.35
KBC Group NV 1,733 24.24
Name Shares PPS
LSSIX - Loomis Sayles Small Cap Growth Fund Institutional Class 283,861 43.09
Millennium Management Llc 123,616 32.42
Millennium Management Llc 123,616 32.42
IJT - iShares S&P Small-Cap 600 Growth ETF 111,671 43.09
Voloridge Investment Management, Llc 68,830 32.41
Brighthouse Funds Trust II - Loomis Sayles Small Cap Growth Portfolio Class A 47,869 43.10
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 39,476 43.09
Aqr Capital Management Llc 34,860 32.42
Needham Investment Management Llc 26,700 32.43
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 18,400 43.10
XSMO - Invesco S&P SmallCap Momentum ETF 16,132 29.75
Susquehanna International Group, Llp 15,300 32.42
First Trust Advisors Lp 12,048 32.45
Versor Investments LP 11,754 32.41
Two Sigma Investments, Lp 11,220 32.44
VIOG - Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares 10,288 30.52
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 10,199 43.04
NinePointTwo Capital 9,280 32.33
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 9,100 33.96
Maryland State Retirement & Pension System 8,201 32.44
Voya Investment Management Llc 8,100 32.47
Acadian Asset Management Llc 7,487 32.19
Bank Of Montreal /can/ 7,180 33.01
Perkins Capital Management Inc 6,700 32.39
ASMOX - AQR Small Cap Momentum Style Fund Class I 6,396 43.15
Oppenheimer Asset Management Inc. 6,306 32.35
Dupont Capital Management Corp 5,173 32.48
QWVOX - Clearwater Small Companies Fund 5,100 33.92
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 4,919 33.95
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Small Cap Growth Portfolio Institutional Class 4,489 39.65
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 4,034 33.96
Royce Value Trust Inc 3,795 43.21
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 2,965 34.06
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 2,720 43.01
ISCG - iShares Morningstar Small-Cap Growth ETF 2,228 39.50
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,101 30.46
Northwestern Mutual Wealth Management Co 1,700 32.35
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 1,663 30.67
AALGX - Thrivent Global Stock Fund Class A 978 39.88
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 970 39.18
LEQAX - LoCorr Dynamic Equity Fund Class A 895 43.58
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 850 34.12
TAAAX - Thrivent Aggressive Allocation Fund Class A 811 39.46
FLMFX - MUIRFIELD FUND Retail Class 792 42.93
QSMLX - AQR Small Cap Multi-Style Fund Class I 782 43.48
THMAX - Thrivent Moderate Allocation Fund Class A 735 39.46
JSTC - Adasina Social Justice All Cap Global ETF 709 31.03
PIBAX - PGIM BALANCED FUND Class A 600 33.33
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 588 34.01
AVUS - Avantis U.S. Equity ETF 571 29.77
FLDFX - BALANCED FUND Retail Class 388 43.81
WSCIX - Westwood SmallCap Growth Fund Institutional Shares 334 38.92
Steward Partners Investment Advisory, Llc 300
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 283 42.40
FLSPX - SPECTRUM FUND Retail Class 264 41.67
FLDGX - DYNAMIC ALLOCATION FUND Retail Class 247 44.53
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 190 42.11
IFP Advisors, Inc 150 186.67
Gemmer Asset Management LLC 131 30.53
SGPIX - Small-cap Growth Profund Investor Class 125 40.00
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF 107 37.38
FLDOX - MODERATE ALLOCATION FUND Retail Class 104 38.46
Parkside Financial Bank & Trust 83 36.14
EverSource Wealth Advisors, LLC 62 32.26
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class 37 54.05
Tarbox Family Office, Inc. 32 31.25
Berman Capital Advisors, LLC 31 32.26
Simplex Trading, Llc 26
Simplex Trading, Llc 26
Simplex Trading, Llc 26
FLFGX - GLOBAL ALLOCATION FUND Retail Class 21 47.62
Koshinski Asset Management, Inc. 10
Glassman Wealth Services 6
Crestline Management, LP
Cornerstone Investment Partners, LLC
Third Point LLC
Exchange Traded Concepts, Llc
SummerHaven Investment Management, LLC
Campbell & CO Investment Adviser LLC
First Quadrant L P/ca
CWM Advisors, LLC
SG Americas Securities, LLC
PDT Partners, LLC
Quadrature Capital Ltd
Sofos Investments, Inc.
ExodusPoint Capital Management, LP
Jane Street Group, Llc
Balyasny Asset Management Llc
Bellevue Group AG
Private Capital Group, LLC
Robeco Institutional Asset Management B.V.
O'shaughnessy Asset Management, Llc
Brighthouse Funds Trust II - Loomis Sayles Small Cap Core Portfolio Class A
Ghisallo Capital Management LLC
Point72 Asset Management, L.P.
Bessemer Group Inc
Advisory Services Network, LLC
Winton Capital Group Ltd
Gabelli Funds Llc
Dynamic Technology Lab Private Ltd
Loomis Sayles & Co L P
Nomura Holdings Inc
6 Meridian
Eqis Capital Management, Inc.
Rice Hall James & Associates, Llc
Bridgewater Associates, LP
Stifel Financial Corp
Gsa Capital Partners Llp
ClariVest Asset Management LLC
Blueshift Asset Management, LLC
Aristides Capital LLC
TCI Wealth Advisors, Inc.
Norges Bank
Trexquant Investment LP
D. E. Shaw & Co., Inc.
Arizona State Retirement System
Hrt Financial Lp
Harbour Investments, Inc.
Schonfeld Strategic Advisors LLC
Ziegler Capital Management, LLC
ProShare Advisors LLC
Smith Group Asset Management, LLC
Martingale Asset Management L P
Royce & Associates Lp
Profunds - Profund Vp Small-cap Growth
First Horizon Advisors, Inc.
Victory Capital Management Inc
Arrowstreet Capital, Limited Partnership
Thompson Davis & Co., Inc.
Skandinaviska Enskilda Banken AB (publ)
Cinctive Capital Management LP
McCarthy Asset Management, Inc.
Gyon Technologies Capital Management, LP
Covestor Ltd
Panagora Asset Management Inc
Walleye Capital LLC
Castleark Management Llc
Chatham Capital Group, Inc.
Eaton Vance Management
Verus Capital Partners, Llc
Marshall Wace, Llp
Point72 Hong Kong Ltd
Carroll Financial Associates, Inc.
Sageworth Trust Co
Hanseatic Management Services Inc
Handelsbanken Fonder AB
Marshall Wace North America L.P.
Caas Capital Management Lp
J. Goldman & Co LP
FOCSX - Fidelity Small Cap Growth K6 Fund
Squarepoint Ops LLC
FCUTX - Fidelity Flex Small Cap Fund
FCPGX - Fidelity Small Cap Growth Fund
Dark Forest Capital Management Lp
Altshuler Shaham Ltd
Riverbridge Partners Llc
Belpointe Asset Management LLC
Wellington Management Group Llp
State Of Wisconsin Investment Board
Crestline Management, LP
Acuitas Investments, LLC
Qube Research & Technologies Ltd
Putnam Investments Llc
Lisanti Capital Growth, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 3,665,623 24.18 3,352,240 32.42
Brown Capital Management Llc 3,351,172 24.18 4,001,932 32.42
Vanguard Group Inc 2,627,686 24.18 2,565,014 32.42
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 1,608,561 24.18 2,162,916 32.42
IJR - iShares Core S&P Small-Cap ETF 1,435,502 24.18 1,459,845 32.42
Novo Holdings A/S 1,079,320 1,072,735 32.42
Bamco Inc /ny/ 956,644 24.18 890,144 32.42
State Street Corp 855,276 24.18 880,640 32.42
Camber Capital Management LP 825,000 24.18 750,000 32.42
BDFFX - BARON DISCOVERY FUND 822,985 24.18 822,985 32.42
Dimensional Fund Advisors Lp 674,701 24.18 500,920 32.42
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 642,417 24.18 613,617 32.42
Invenomic Capital Management LP 606,522 24.18 391,764 25.87
Federated Hermes, Inc. 599,813 24.18 234,502 32.42
NAESX - Vanguard Small-Cap Index Fund Investor Shares 553,260 24.18 545,782 32.42
Fred Alger Management, Llc 530,618 24.18 509,277 32.42
Sio Capital Management, LLC 525,438 24.18 400,086 32.42
Rockefeller Capital Management L.P. 519,638 24.18 520,582 32.42
New York State Common Retirement Fund 514,900 24.18 514,937 32.42
IWM - iShares Russell 2000 ETF 511,567 24.18 442,904 32.42
Name Current Shares Current PPS Previous Shares Previous PPS
Factorial Partners, Llc 25,200 0.04 32,000 0.03
Hunter Associates Investment Management Llc 21,500 24.09 0
Jump Financial, LLC 19,800 24.19 0
Citadel Advisors Llc 15,389 24.17 0
Quantbot Technologies LP 14,427 24.12 0
Mirae Asset Global Investments Co., Ltd. 11,341 24.16 0
Aquatic Capital Management LLC 200 25.00 0
Fifth Third Bancorp 119 25.21 0
Quadrant Capital Group Llc 78 25.64 0
Signaturefd, Llc 73 27.40 0
Lindbrook Capital, Llc 70 28.57 8
Capital Advisors, Ltd. LLC 21 47.62 9
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Federated Hermes, Inc. 365,311 599,813 24.18 234,502 32.42 155.78
BlackRock Inc. 313,383 3,665,623 24.18 3,352,240 32.42 9.35
Invenomic Capital Management LP 214,758 606,522 24.18 391,764 25.87 54.82
Dimensional Fund Advisors Lp 173,781 674,701 24.18 500,920 32.42 34.69
BIVIX - Invenomic Fund Institutional Class shares 168,275 407,925 25.28 239,650 29.73 70.22
QASCX - Federated MDT Small Cap Core Fund Class A Shares 127,341 148,386 25.28 21,045 29.75 605.09
Sio Capital Management, LLC 125,352 525,438 24.18 400,086 32.42 31.33
ALMAX - Alger Weatherbie Specialized Growth Fund Class A 99,911 160,297 25.28 60,386 29.73 165.45
QASGX - Federated MDT Small Cap Growth Fund Class A Shares 92,626 151,672 25.28 59,046 29.72 156.87
Camber Capital Management LP 75,000 825,000 24.18 750,000 32.42 10.00
IWM - iShares Russell 2000 ETF 68,663 511,567 24.18 442,904 32.42 15.50
Bamco Inc /ny/ 66,500 956,644 24.18 890,144 32.42 7.47
Vanguard Group Inc 62,672 2,627,686 24.18 2,565,014 32.42 2.44
TOPHX - The Tocqueville Phoenix Fund 50,000 175,000 25.28 125,000 29.73 40.00
IJS - iShares S&P Small-Cap 600 Value ETF 45,778 381,630 24.18 335,852 32.42 13.63
Geode Capital Management, Llc 43,137 391,861 24.18 348,724 32.42 12.37
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 28,800 642,417 24.18 613,617 32.42 4.69
Morgan Stanley 28,638 116,130 24.16 87,492 32.41 32.73
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 28,291 216,170 24.18 187,879 32.42 15.06
Goldman Sachs Group Inc 22,844 45,561 24.19 22,717 32.40 100.56
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Brown Capital Management Llc 650,760 3,351,172 24.18 4,001,932 32.42 -16.26
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 554,355 1,608,561 24.18 2,162,916 32.42 -25.63
IWO - iShares Russell 2000 Growth ETF 158,824 7,219 24.24 166,043 32.42 -95.65
XHE - SPDR(R) S&P(R) Health Care Equipment ETF 49,164 127,625 24.18 176,789 32.42 -27.81
State Street Corp 25,364 855,276 24.18 880,640 32.42 -2.88
IJR - iShares Core S&P Small-Cap ETF 24,343 1,435,502 24.18 1,459,845 32.42 -1.67
Wells Fargo & Company/mn 23,727 1,494 24.10 25,221 32.43 -94.08
DFSTX - U.s. Small Cap Portfolio - Institutional Class 23,222 110,650 25.28 133,872 29.73 -17.35
NWSAX - Nationwide Small Company Growth Fund Class A 23,119 105,565 25.28 128,684 29.73 -17.97
Renaissance Technologies Llc 21,900 314,500 24.18 336,400 32.42 -6.51
Allspring Global Investments Holdings, LLC 19,561 3,693 24.10 23,254 32.38 -84.12
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 18,767 68,762 24.18 87,529 32.42 -21.44
Algert Global Llc 15,580 9,726 24.16 25,306 32.40 -61.57
Bank Of America Corp /de/ 12,369 60,296 24.18 72,665 32.44 -17.02
Cubist Systematic Strategies, LLC 11,266 9,858 24.14 21,124 32.43 -53.33
Barclays Plc 9,808 6,597 24.25 16,405 32.31 -59.79
Blair William & Co/il 9,084 118,771 24.18 127,855 32.42 -7.10
Principal Financial Group Inc 8,821 141,464 24.18 150,285 32.42 -5.87
Ubs Asset Management Americas Inc 8,769 14,798 24.19 23,567 32.42 -37.21
Citigroup Inc 8,273 9,298 24.20 17,571 32.44 -47.08
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Millennium Management Llc 123,616
Name Previous Calls
Crestline Management, LP 0
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 2,400 12,900 15,300 -15.69
Name

Past Week Analysis

Name Shares PPS
IWN - iShares Russell 2000 Value ETF 220,586 24.18
IWC - iShares Micro-Cap ETF 48,272 24.18
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 30,000 24.17
FISVX - Fidelity Small Cap Value Index Fund 15,582 24.19
BBVSX - Bridge Builder Small/Mid Cap Value Fund 8,469 24.21
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 6,144 24.25
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,098 24.16
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 3,384 24.23
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,025 24.13
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,423 24.35
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 1,608,561 24.18 2,162,916 32.42
IJR - iShares Core S&P Small-Cap ETF 1,435,502 24.18 1,459,845 32.42
BDFFX - BARON DISCOVERY FUND 822,985 24.18 822,985 32.42
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 642,417 24.18 613,617 32.42
NAESX - Vanguard Small-Cap Index Fund Investor Shares 553,260 24.18 545,782 32.42
IWM - iShares Russell 2000 ETF 511,567 24.18 442,904 32.42
IJS - iShares S&P Small-Cap 600 Value ETF 381,630 24.18 335,852 32.42
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 326,414 24.18 325,284 32.42
VEXMX - Vanguard Extended Market Index Fund Investor Shares 276,063 24.18 275,068 32.42
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 216,170 24.18 187,879 32.42
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 171,908 24.18 168,635 32.42
IHI - iShares U.S. Medical Devices ETF 128,375 24.18 135,199 32.42
XHE - SPDR(R) S&P(R) Health Care Equipment ETF 127,625 24.18 176,789 32.42
SPSM - SPDR(R) Portfolio Small Cap ETF 94,482 24.18 92,074 32.42
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 85,960 24.19 78,390 32.41
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 68,762 24.18 87,529 32.42
HSGFX - Hussman Strategic Growth Fund 60,000 24.18 60,000 32.42
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 55,852 24.19 55,852 32.42
AASOX - Alger Small Cap Growth Portfolio Class I-2 49,990 24.18 49,990 32.43
SLY - SPDR(R) S & P 600 Small Cap ETF 37,715 24.18 37,523 32.41
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 35,514 24.19 31,294 32.43
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 32,535 24.19 26,581 32.43
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 30,682 24.18 30,682 32.43
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 20,191 24.17 16,649 32.43
ITOT - iShares Core S&P Total U.S. Stock Market ETF 19,582 24.15 17,916 32.43
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 18,991 24.17 16,353 32.41
QCSTRX - Stock Account Class R1 18,200 24.18 2,560 32.42
VBINX - Vanguard Balanced Index Fund Investor Shares 17,882 24.16 17,882 32.43
AFMCX - Acuitas US Microcap Fund Institutional Shares 17,101 24.21 15,722 32.44
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 15,614 24.21 16,175 32.40
Liberty All Star Growth Fund Inc. 15,529 24.15 15,529 32.39
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 15,264 24.17 15,264 32.43
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 12,632 24.15 12,632 32.46
QCEQRX - Equity Index Account Class R1 12,244 24.18 12,244 32.42
NSIDX - Northern Small Cap Index Fund 12,234 24.19 10,954 32.41
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 10,660 24.20 14,726 32.39
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 9,400 24.15 9,400 32.45
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 8,638 24.20 7,418 32.35
QCSCRX - Social Choice Account Class R1 8,609 24.16 8,609 32.41
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 7,926 24.22 7,926 32.42
IWO - iShares Russell 2000 Growth ETF 7,219 24.24 166,043 32.42
EES - WisdomTree U.S. SmallCap Fund N/A 7,109 24.19 7,703 32.45
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 6,963 24.13 5,698 32.47
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 6,900 24.20 6,900 32.46
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 6,732 24.21 6,732 32.38
PEXMX - T. Rowe Price Extended Equity Market Index Fund 5,700 24.21 5,700 32.46
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 5,582 24.18 4,522 32.51
JESIX - Small Cap Index Trust NAV 4,919 24.19 4,377 32.44
IWV - iShares Russell 3000 ETF 4,695 24.28 4,710 32.48
SSMHX - State Street Small/mid Cap Equity Index Portfolio 4,492 24.27 4,492 32.50
MMSCX - Praxis Small Cap Index Fund Class A 4,340 24.19 4,340 32.49
FDHT - Fidelity Digital Health ETF 4,139 24.16 4,103 32.42
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 4,044 24.23 3,416 32.49
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 3,600 24.17 3,600 32.50
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,337 24.27 2,986 32.48
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 2,735 24.13 2,735 32.54
SPTM - SPDR(R) Portfolio Total Stock Market ETF 2,663 24.03 2,652 32.43
HSAFX - Hussman Strategic Allocation Fund 2,400 24.17 2,400 32.50
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,345 24.31 2,345 32.41
USMIX - Extended Market Index Fund 2,183 24.28 2,183 32.52
SQLV - Legg Mason Small-Cap Quality Value ETF 2,121 24.05 1,661 32.51
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 1,863 24.15 1,825 32.33
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,790 24.02 1,790 32.40
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 1,706 24.03 2,495 32.46
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 1,516 24.41 1,562 32.65
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 1,400 24.29 1,400 32.14
Gabelli Equity Trust Inc 1,374 24.02 1,374 32.75
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,338 23.92 959 32.33
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,203 24.11 1,203 32.42
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,178 23.77 200 30.00
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,100 24.55 1,200 32.50
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 950 24.21 950 32.63
Profunds - Profund Vp Small-cap Value 936 24.57 1,204 32.39
TRZIX - T. Rowe Price Small-Cap Index Fund 880 23.86 757 33.03
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 785 24.20 510 43.14
XJR - iShares ESG Screened S&P Small-Cap ETF 709 23.98 532 31.95
NCGFX - New Covenant Growth Fund 706 24.08 706 32.58
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 672 23.81 672 32.74
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 610 24.59 567 31.75
AAMOX - Alger Weatherbie Specialized Growth Portfolio Class I-2 453 24.28 438 31.96
JETSX - Total Stock Market Index Trust NAV 449 24.50 449 33.41
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 433 23.09 433 32.33
TLSTX - Stock Index Fund 301 23.26 301 33.22
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 271 25.83 271 33.21
FECGX - Fidelity Small Cap Growth Index Fund 225 22.22 4,967 32.41
Humankind Benefit Corp - Humankind US Stock ETF 205 24.39 352 31.25
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 201 24.88 2,745 32.42
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 194 25.77 3,826 32.41
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 188 26.60 180 33.33
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 178 22.47 139 35.97
RYRRX - Russell 2000 Fund Class A 163 24.54 139 35.97
TLCHX - Social Choice Equity Fund 110 27.27 110 36.36
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 103 19.42 105 28.57
ESIX - SPDR S&P SmallCap 600 ESG ETF 84 23.81 84 35.71
Profunds - Profund Vp Ultrasmall-cap 83 24.10 100 30.00
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 71 28.17 1,260 32.54
Profunds - Profund Vp Small-cap 71 28.17 63 31.75
RYMKX - Russell 2000 1.5x Strategy Fund Class H 49 20.41 50 40.00
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWM - iShares Russell 2000 ETF 68,663 511,567 24.18 442,904 32.42 15.50
IJS - iShares S&P Small-Cap 600 Value ETF 45,778 381,630 24.18 335,852 32.42 13.63
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 28,800 642,417 24.18 613,617 32.42 4.69
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 28,291 216,170 24.18 187,879 32.42 15.06
QCSTRX - Stock Account Class R1 15,640 18,200 24.18 2,560 32.42 610.94
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 7,570 85,960 24.19 78,390 32.41 9.66
NAESX - Vanguard Small-Cap Index Fund Investor Shares 7,478 553,260 24.18 545,782 32.42 1.37
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 5,954 32,535 24.19 26,581 32.43 22.40
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 4,220 35,514 24.19 31,294 32.43 13.49
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 3,542 20,191 24.17 16,649 32.43 21.27
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 3,273 171,908 24.18 168,635 32.42 1.94
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 2,638 18,991 24.17 16,353 32.41 16.13
SPSM - SPDR(R) Portfolio Small Cap ETF 2,408 94,482 24.18 92,074 32.42 2.62
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,666 19,582 24.15 17,916 32.43 9.30
AFMCX - Acuitas US Microcap Fund Institutional Shares 1,379 17,101 24.21 15,722 32.44 8.77
NSIDX - Northern Small Cap Index Fund 1,280 12,234 24.19 10,954 32.41 11.69
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 1,265 6,963 24.13 5,698 32.47 22.20
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 1,220 8,638 24.20 7,418 32.35 16.45
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,130 326,414 24.18 325,284 32.42 0.35
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 1,060 5,582 24.18 4,522 32.51 23.44
VEXMX - Vanguard Extended Market Index Fund Investor Shares 995 276,063 24.18 275,068 32.42 0.36
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 978 1,178 23.77 200 30.00 489.00
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 628 4,044 24.23 3,416 32.49 18.38
JESIX - Small Cap Index Trust NAV 542 4,919 24.19 4,377 32.44 12.38
SQLV - Legg Mason Small-Cap Quality Value ETF 460 2,121 24.05 1,661 32.51 27.69
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 379 1,338 23.92 959 32.33 39.52
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 351 3,337 24.27 2,986 32.48 11.75
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 275 785 24.20 510 43.14 53.92
SLY - SPDR(R) S & P 600 Small Cap ETF 192 37,715 24.18 37,523 32.41 0.51
XJR - iShares ESG Screened S&P Small-Cap ETF 177 709 23.98 532 31.95 33.27
TRZIX - T. Rowe Price Small-Cap Index Fund 123 880 23.86 757 33.03 16.25
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 43 610 24.59 567 31.75 7.58
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 39 178 22.47 139 35.97 28.06
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 38 1,863 24.15 1,825 32.33 2.08
FDHT - Fidelity Digital Health ETF 36 4,139 24.16 4,103 32.42 0.88
RYRRX - Russell 2000 Fund Class A 24 163 24.54 139 35.97 17.27
AAMOX - Alger Weatherbie Specialized Growth Portfolio Class I-2 15 453 24.28 438 31.96 3.42
SPTM - SPDR(R) Portfolio Total Stock Market ETF 11 2,663 24.03 2,652 32.43 0.41
Profunds - Profund Vp Small-cap 8 71 28.17 63 31.75 12.70
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 8 188 26.60 180 33.33 4.44
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 16 14 14.29
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BCSIX - The Brown Capital Management Small Company Fund Investor Shares 554,355 1,608,561 24.18 2,162,916 32.42 -25.63
IWO - iShares Russell 2000 Growth ETF 158,824 7,219 24.24 166,043 32.42 -95.65
XHE - SPDR(R) S&P(R) Health Care Equipment ETF 49,164 127,625 24.18 176,789 32.42 -27.81
IJR - iShares Core S&P Small-Cap ETF 24,343 1,435,502 24.18 1,459,845 32.42 -1.67
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 18,767 68,762 24.18 87,529 32.42 -21.44
IHI - iShares U.S. Medical Devices ETF 6,824 128,375 24.18 135,199 32.42 -5.05
FECGX - Fidelity Small Cap Growth Index Fund 4,742 225 22.22 4,967 32.41 -95.47
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 4,066 10,660 24.20 14,726 32.39 -27.61
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 3,632 194 25.77 3,826 32.41 -94.93
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 2,544 201 24.88 2,745 32.42 -92.68
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,189 71 28.17 1,260 32.54 -94.37
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 789 1,706 24.03 2,495 32.46 -31.62
EES - WisdomTree U.S. SmallCap Fund N/A 594 7,109 24.19 7,703 32.45 -7.71
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 561 15,614 24.21 16,175 32.40 -3.47
Profunds - Profund Vp Small-cap Value 268 936 24.57 1,204 32.39 -22.26
Humankind Benefit Corp - Humankind US Stock ETF 147 205 24.39 352 31.25 -41.76
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 100 1,100 24.55 1,200 32.50 -8.33
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 46 1,516 24.41 1,562 32.65 -2.94
Profunds - Profund Vp Ultrasmall-cap 17 83 24.10 100 30.00 -17.00
IWV - iShares Russell 3000 ETF 15 4,695 24.28 4,710 32.48 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 2 103 19.42 105 28.57 -1.90
RYMKX - Russell 2000 1.5x Strategy Fund Class H 1 49 20.41 50 40.00 -2.00
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