Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 311 303.00 13.78 15.80
Previous Quarter 316 13.00 11.20 11.87

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 26 72 68 153 79 80
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 3 0 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 0 1 58 23 18
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 5,357,098 0.00 0.00 3,535,825 0.00 0.00
Previous Quarter 2,690,049 0.00 0.00 3,099,279 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Logos Global Management LP 3,750,000 13.80
Avidity Partners Management LP 2,972,947 13.80
Bvf Inc/il 2,794,859 13.80
BlackRock Inc. 2,729,719
PRICE T ROWE ASSOCIATES INC /MD/ 2,701,525
Canaan Partners X LLC 2,660,713 13.80
BlackRock Inc. 2,622,288 13.80
Avidity Partners Management LP 2,553,000
RTW INVESTMENTS, LP 2,520,076
FEDERATED HERMES, INC. 2,290,282
Boxer Capital, LLC 2,202,812 13.80
Federated Hermes, Inc. 2,162,091 13.80
Point72 Asset Management, L.P. 2,054,217
BIOTECHNOLOGY VALUE FUND L P 1,964,859
Price T Rowe Associates Inc /md/ 1,886,252 13.80
Vanguard Group Inc 1,752,841 13.80
Point72 Asset Management, L.P. 1,509,000 13.80
State Street Corp 1,482,154 13.80
5AM Ventures IV, L.P. 1,398,066
5AM Venture Management, LLC 1,398,066 13.80

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Logos Global Management LP 2,850,000 11.19
Avidity Partners Management LP 2,690,000 11.19
Canaan Partners X LLC 2,660,713 11.19
BlackRock Inc. 2,490,277 11.19
Federated Hermes, Inc. 2,249,180 11.19
Boxer Capital, LLC 2,202,812 11.19
Price T Rowe Associates Inc /md/ 2,114,993 11.19
State Street Corp 1,870,370 11.19
Point72 Asset Management, L.P. 1,847,017 11.19
Bvf Inc/il 1,600,559 11.19
Vanguard Group Inc 1,576,257 11.19
5AM Venture Management, LLC 1,398,066 11.19
PRNHX - T. Rowe Price New Horizons Fund, Inc. 1,356,721 11.19
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 1,257,500 16.57
FBIOX - Biotechnology Portfolio 1,229,482 13.20
XBI - SPDR(R) S&P(R) Biotech ETF 1,215,525 11.19
Fmr Llc 992,474 11.19
Platinum Investment Management Ltd 952,561 11.19
KAUAX - Federated Kaufmann Fund Class A Shares 880,800 16.57
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 831,855 11.19

 

Recent Quarter Analysis

Name Shares PPS
PRICE T ROWE ASSOCIATES INC /MD/ 2,701,525
RTW INVESTMENTS, LP 2,520,076
FEDERATED HERMES, INC. 2,290,282
BIOTECHNOLOGY VALUE FUND L P 1,964,859
5AM Ventures IV, L.P. 1,398,066
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 38,032 9.60
NUSC - Nuveen ESG Small-Cap ETF 32,003 9.59
Alps Advisors Inc 22,925 13.78
Cornercap Investment Counsel Inc 15,896 13.78
State Board Of Administration Of Florida Retirement System 12,453 13.81
Mirae Asset Global Investments Co., Ltd. 10,311 13.87
RYLD - Global X Russell 2000 Covered Call ETF 9,325 9.54
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 7,921 11.11
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 7,786 13.74
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 6,126 13.88
NCGFX - New Covenant Growth Fund 4,068 13.77
TLEQX - Small-Cap Equity Fund 2,120 13.68
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 2 Fund Standard Class 1,500 14.00
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,469 13.61
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 1,328 13.55
Name Shares PPS
PTH - Invesco DWA Healthcare Momentum ETF 220,364 21.44
Renaissance Technologies Llc 196,537 11.19
BlackRock Health Sciences Trust II 195,293 23.64
SHSSX - Blackrock Health Sciences Opportunities Portfolio Institutional 187,839 22.00
Marshall Wace, Llp 166,805 11.19
REBYX - U.S. Small Cap Equity Fund Class Y 81,175 21.44
BRSDX - MFS Blended Research Small Cap Equity Fund A 69,007 22.00
Hrt Financial Lp 65,226 11.18
Gsa Capital Partners Llp 54,215 11.20
Qube Research & Technologies Ltd 48,838 11.18
Bellevue Group AG 46,200 11.19
State Of Wisconsin Investment Board 42,900 11.19
Acadian Asset Management Llc 39,939 11.14
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 32,914 21.45
IVCSX - Voya Small Company Portfolio Class I 29,176 25.50
IVSOX - Voya SmallCap Opportunities Portfolio Class I 27,909 25.48
D. E. Shaw & Co., Inc. 24,590 11.18
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 19,834 25.51
Principal Financial Group Inc 18,997 11.21
Trexquant Investment LP 18,133 11.20
Blackrock Health Sciences Trust 15,835 25.51
PACIFIC SELECT FUND - Health Sciences Portfolio Class I 12,774 25.52
Hsbc Holdings Plc 11,787 11.28
ProShare Advisors LLC 10,125 11.26
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 9,249 16.54
THRIVENT SERIES FUND INC - Thrivent Partner Healthcare Portfolio Class A 8,134 25.45
LMBAX - QS U.S. Small Capitalization Equity Fund Class A 5,803 25.50
Quantbot Technologies LP 4,000 11.00
VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares 3,714 22.08
GSCYX - SMALL CAP EQUITY FUND Institutional 3,604 23.58
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,528 22.11
Point72 Hong Kong Ltd 3,376 11.26
TILT - FlexShares Morningstar US Market Factor Tilt Index Fund 2,509 21.52
DWMC - AdvisorShares Dorsey Wright Micro-Cap ETF 2,484 23.75
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,172 23.48
SQLV - Legg Mason Small-Cap Quality Value ETF 1,524 21.65
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 880 25.00
SUNAMERICA SERIES TRUST - SA Legg Mason Tactical Opportunities Portfolio Class 1 153 19.61
Howe & Rusling Inc 40
Tekla Capital Management LLC
Aqr Capital Management Llc
Jane Street Group, Llc
Strs Ohio
Tekla Life Sciences Investors
Susquehanna Fundamental Investments, Llc
TCI Wealth Advisors, Inc.
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y
Rtw Investments, Lp
FLMFX - MUIRFIELD FUND Retail Class
Sphera Funds Management Ltd.
Ally Bridge Group (NY) LLC
Sio Capital Management, LLC
RIFBX - U.S. Small Cap Equity Fund
Tekla Capital Management LLC
Woodline Partners LP
Dorsey Wright & Associates
Bank Of Montreal /can/
Old Mission Capital Llc
EAM Investors, LLC
Massachusetts Financial Services Co /ma/
Harbour Investments, Inc.
Mesirow Financial Investment Management, Inc.
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional
O'shaughnessy Asset Management, Llc
Parametric Portfolio Associates Llc
EAM Global Investors LLC
Penserra Capital Management LLC
Alpine Global Management, LLC
AlphaCentric Advisors LLC
Natixis
Ergoteles LLC
State of Wyoming
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 2,729,719 2,490,277 11.19
Point72 Asset Management, L.P. 2,054,217 1,847,017 11.19
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 1,257,500 9.59 1,257,500 16.57
KAUAX - Federated Kaufmann Fund Class A Shares 880,800 9.59 880,800 16.57
FBIOX - Biotechnology Portfolio 825,274 11.15 1,229,482 13.20
FSSNX - Fidelity Small Cap Index Fund 270,277 9.59 238,974 16.57
FSMAX - Fidelity Extended Market Index Fund 170,844 11.15 184,685 13.20
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 118,805 9.59 125,928 16.57
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 114,366 9.59 108,443 16.57
DFSTX - U.s. Small Cap Portfolio - Institutional Class 111,594 9.59 79,563 16.57
VHCIX - Vanguard Health Care Index Fund Admiral Shares 86,691 11.15 88,707 13.20
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 85,248 11.16 87,702 13.20
SWSSX - Schwab Small-Cap Index Fund 72,893 9.59 72,229 16.57
FSKAX - Fidelity Total Market Index Fund 52,287 11.15 52,287 13.20
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 48,776 9.59 48,776 16.57
FCFMX - Fidelity Series Total Market Index Fund 35,000 11.14 35,000 13.20
JMCGX - Jacob Micro Cap Growth Fund Investor Class 32,800 11.16 37,000 13.19
SMLF - iShares Edge MSCI Multifactor USA Small-Cap ETF 28,399 9.58 27,424 16.55
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 22,147 9.57 22,147 16.57
FNCMX - Fidelity Nasdaq Composite Index Fund 20,579 11.13 20,579 13.22
Name Current Shares Current PPS Previous Shares Previous PPS
Logos Global Management LP 3,750,000 13.80 2,850,000 11.19
Avidity Partners Management LP 2,972,947 13.80 2,690,000 11.19
Bvf Inc/il 2,794,859 13.80 1,600,559 11.19
Canaan Partners X LLC 2,660,713 13.80 2,660,713 11.19
Boxer Capital, LLC 2,202,812 13.80 2,202,812 11.19
Federated Hermes, Inc. 2,162,091 13.80 2,249,180 11.19
Price T Rowe Associates Inc /md/ 1,886,252 13.80 2,114,993 11.19
Vanguard Group Inc 1,752,841 13.80 1,576,257 11.19
State Street Corp 1,482,154 13.80 1,870,370 11.19
5AM Venture Management, LLC 1,398,066 13.80 1,398,066 11.19
PRNHX - T. Rowe Price New Horizons Fund, Inc. 1,355,433 13.80 1,356,721 11.19
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,081,855 13.80 831,855 11.19
Platinum Investment Management Ltd 923,044 13.80 952,561 11.19
XBI - SPDR(R) S&P(R) Biotech ETF 831,375 13.80 1,215,525 11.19
IWM - iShares Russell 2000 ETF 797,065 13.80 744,860 11.19
Citadel Advisors Llc 721,044 13.80 360,592 11.19
Fmr Llc 625,229 13.80 992,474 11.19
Geode Capital Management, Llc 619,168 13.80 614,610 11.19
DAFNA Capital Management LLC 548,561 13.80 490,061 11.19
Dimensional Fund Advisors Lp 496,729 13.80 425,183 11.19
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Bvf Inc/il 1,194,300 2,794,859 13.80 1,600,559 11.19 74.62
Logos Global Management LP 900,000 3,750,000 13.80 2,850,000 11.19 31.58
Citadel Advisors Llc 360,452 721,044 13.80 360,592 11.19 99.96
Avidity Partners Management LP 282,947 2,972,947 13.80 2,690,000 11.19 10.52
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 250,000 1,081,855 13.80 831,855 11.19 30.05
BlackRock Inc. 239,442 2,729,719 2,490,277 11.19 9.62
Point72 Asset Management, L.P. 207,200 2,054,217 1,847,017 11.19 11.22
Citigroup Inc 181,519 203,498 13.80 21,979 11.19 825.87
Vanguard Group Inc 176,584 1,752,841 13.80 1,576,257 11.19 11.20
Axa S.a. 145,144 427,248 13.80 282,104 11.19 51.45
IWN - iShares Russell 2000 Value ETF 96,472 352,557 13.80 256,085 11.19 37.67
Nuveen Asset Management, LLC 96,199 245,806 13.80 149,607 11.65 64.30
HighVista Strategies LLC 80,853 130,380 13.80 49,527 11.19 163.25
Dimensional Fund Advisors Lp 71,546 496,729 13.80 425,183 11.19 16.83
DAFNA Capital Management LLC 58,500 548,561 13.80 490,061 11.19 11.94
IWM - iShares Russell 2000 ETF 52,205 797,065 13.80 744,860 11.19 7.01
DFSTX - U.s. Small Cap Portfolio - Institutional Class 32,031 111,594 9.59 79,563 16.57 40.26
FSSNX - Fidelity Small Cap Index Fund 31,303 270,277 9.59 238,974 16.57 13.10
Northern Trust Corp 26,082 328,651 13.80 302,569 11.19 8.62
SG Americas Securities, LLC 24,876 24,876 13.79 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
FBIOX - Biotechnology Portfolio 404,208 825,274 11.15 1,229,482 13.20 -32.88
State Street Corp 388,216 1,482,154 13.80 1,870,370 11.19 -20.76
XBI - SPDR(R) S&P(R) Biotech ETF 384,150 831,375 13.80 1,215,525 11.19 -31.60
Fmr Llc 367,245 625,229 13.80 992,474 11.19 -37.00
Two Sigma Investments, Lp 232,122 26,207 13.81 258,329 11.19 -89.86
Price T Rowe Associates Inc /md/ 228,741 1,886,252 13.80 2,114,993 11.19 -10.82
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 167,340 145,288 13.80 312,628 11.19 -53.53
Janus Henderson Group Plc 150,460 296,167 13.80 446,627 11.20 -33.69
Bank Of America Corp /de/ 111,304 54,282 13.80 165,586 11.19 -67.22
International Biotechnology Trust Plc 107,499 1,501 72618.25 109,000 14.89 -98.62
Goldman Sachs Group Inc 90,996 100,991 13.80 191,987 11.19 -47.40
Adage Capital Partners Gp, L.l.c. 88,900 104,401 13.80 193,301 11.19 -45.99
Federated Hermes, Inc. 87,089 2,162,091 13.80 2,249,180 11.19 -3.87
UBS Group AG 71,765 4,606 13.89 76,371 11.18 -93.97
Cubist Systematic Strategies, LLC 68,977 6,727 13.82 75,704 11.19 -91.11
Rafferty Asset Management, LLC 64,772 44,167 13.81 108,939 11.19 -59.46
ExodusPoint Capital Management, LP 53,196 13,099 13.82 66,295 11.19 -80.24
Two Sigma Advisers, Lp 35,100 44,100 13.81 79,200 11.19 -44.32
Morgan Stanley 34,784 86,055 13.78 120,839 11.19 -28.79
Wells Fargo & Company/mn 31,272 1,400 13.57 32,672 11.17 -95.71
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 3,500 3,600 100 3500.00
Susquehanna International Group, Llp 56,846 89,500 32,654 174.09
Group One Trading, L.p. 155,700 163,700 8,000 1946.25
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 6,126 13.88
NCGFX - New Covenant Growth Fund 4,068 13.77
TLEQX - Small-Cap Equity Fund 2,120 13.68
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,469 13.61
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 1,328 13.55
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 496 14.11
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
RYRRX - Russell 2000 Fund Class A 252 11.90 230 13.04
Name Current Shares Current PPS Previous Shares Previous PPS
PRNHX - T. Rowe Price New Horizons Fund, Inc. 1,355,433 13.80 1,356,721 11.19
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,081,855 13.80 831,855 11.19
XBI - SPDR(R) S&P(R) Biotech ETF 831,375 13.80 1,215,525 11.19
IWM - iShares Russell 2000 ETF 797,065 13.80 744,860 11.19
VEXMX - Vanguard Extended Market Index Fund Investor Shares 450,541 13.80 442,015 11.19
IWN - iShares Russell 2000 Value ETF 352,557 13.80 256,085 11.19
IBB - iShares Nasdaq Biotechnology ETF 234,924 13.80 235,725 11.19
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 145,288 13.80 312,628 11.19
IWC - iShares Micro-Cap ETF 74,065 13.80 75,589 11.19
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 51,566 13.81 51,566 11.19
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 43,058 13.80 43,058 11.19
KOMP - SPDR S&P Kensho New Economies Composite ETF 36,873 13.80 37,156 11.20
ITOT - iShares Core S&P Total U.S. Stock Market ETF 36,596 13.80 33,264 11.18
QCSTRX - Stock Account Class R1 30,357 13.80 30,373 11.19
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 29,377 13.79 19,199 11.20
FISVX - Fidelity Small Cap Value Index Fund 25,497 13.81 15,846 11.17
FEDERATED INSURANCE SERIES - Federated Kaufmann Fund II Primary Shares 23,791 13.79 23,791 11.18
VBINX - Vanguard Balanced Index Fund Investor Shares 20,767 13.82 20,767 11.17
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 19,119 13.81 30,885 11.20
NSIDX - Northern Small Cap Index Fund 18,918 13.80 18,095 11.16
JEHSX - Health Sciences Trust NAV 16,335 13.77 16,735 11.17
QCEQRX - Equity Index Account Class R1 15,316 13.78 15,316 11.16
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 13,100 13.82 9,700 11.24
BBVSX - Bridge Builder Small/Mid Cap Value Fund 12,727 13.83 8,417 11.17
EQ ADVISORS TRUST - EQ/T. Rowe Price Health Sciences Portfolio Class IB 11,489 13.84 11,789 11.20
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 10,897 13.77 10,897 11.20
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 9,300 13.76 9,300 11.18
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 9,217 13.78 9,217 11.18
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 8,518 13.85 8,518 11.15
SSMHX - State Street Small/mid Cap Equity Index Portfolio 8,400 13.81 6,500 11.23
JESIX - Small Cap Index Trust NAV 7,752 13.80 7,411 11.20
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 7,627 13.77 7,627 11.14
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 7,313 13.81 15,613 11.21
IWV - iShares Russell 3000 ETF 7,167 13.81 7,191 11.13
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 6,294 13.82 5,992 11.18
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 6,059 13.86 6,371 11.14
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 5,366 13.79 5,366 11.18
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 5,082 13.77 3,410 11.14
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 5,065 13.82 5,065 11.25
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 4,901 13.87 4,901 11.22
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 4,507 13.76 3,062 11.10
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 4,487 13.82 3,875 11.10
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,965 13.87 2,582 11.23
USMIX - Extended Market Index Fund 3,964 13.87 4,349 11.27
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,196 13.66 1,376 10.90
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,889 13.76 1,889 11.12
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,627 13.52 1,627 11.06
TRZIX - T. Rowe Price Small-Cap Index Fund 1,286 14.00 1,086 11.05
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 950 13.68 950 11.58
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 940 13.83 940 11.70
JETSX - Total Stock Market Index Trust NAV 547 14.63 547 10.97
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 490 14.29 380 10.53
TLSTX - Stock Index Fund 482 14.52 482 10.37
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 300 13.33 600 11.67
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 158 12.66 173 11.56
Profunds - Profund Vp Ultrasmall-cap 129 15.50 165 12.12
Profunds - Profund Vp Small-cap 109 18.35 103 9.71
RYMKX - Russell 2000 1.5x Strategy Fund Class H 76 13.16 82 12.20
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 250,000 1,081,855 13.80 831,855 11.19 30.05
IWN - iShares Russell 2000 Value ETF 96,472 352,557 13.80 256,085 11.19 37.67
IWM - iShares Russell 2000 ETF 52,205 797,065 13.80 744,860 11.19 7.01
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 10,178 29,377 13.79 19,199 11.20 53.01
FISVX - Fidelity Small Cap Value Index Fund 9,651 25,497 13.81 15,846 11.17 60.90
VEXMX - Vanguard Extended Market Index Fund Investor Shares 8,526 450,541 13.80 442,015 11.19 1.93
BBVSX - Bridge Builder Small/Mid Cap Value Fund 4,310 12,727 13.83 8,417 11.17 51.21
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 3,400 13,100 13.82 9,700 11.24 35.05
ITOT - iShares Core S&P Total U.S. Stock Market ETF 3,332 36,596 13.80 33,264 11.18 10.02
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,900 8,400 13.81 6,500 11.23 29.23
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,672 5,082 13.77 3,410 11.14 49.03
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,445 4,507 13.76 3,062 11.10 47.19
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,383 3,965 13.87 2,582 11.23 53.56
NSIDX - Northern Small Cap Index Fund 823 18,918 13.80 18,095 11.16 4.55
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 820 2,196 13.66 1,376 10.90 59.59
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 612 4,487 13.82 3,875 11.10 15.79
JESIX - Small Cap Index Trust NAV 341 7,752 13.80 7,411 11.20 4.60
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 302 6,294 13.82 5,992 11.18 5.04
TRZIX - T. Rowe Price Small-Cap Index Fund 200 1,286 14.00 1,086 11.05 18.42
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 110 490 14.29 380 10.53 28.95
RYRRX - Russell 2000 Fund Class A 22 252 11.90 230 13.04 9.57
Profunds - Profund Vp Small-cap 6 109 18.35 103 9.71 5.83
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 24 23 4.35
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
XBI - SPDR(R) S&P(R) Biotech ETF 384,150 831,375 13.80 1,215,525 11.19 -31.60
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 167,340 145,288 13.80 312,628 11.19 -53.53
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 11,766 19,119 13.81 30,885 11.20 -38.10
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 8,300 7,313 13.81 15,613 11.21 -53.16
IWC - iShares Micro-Cap ETF 1,524 74,065 13.80 75,589 11.19 -2.02
PRNHX - T. Rowe Price New Horizons Fund, Inc. 1,288 1,355,433 13.80 1,356,721 11.19 -0.09
IBB - iShares Nasdaq Biotechnology ETF 801 234,924 13.80 235,725 11.19 -0.34
JEHSX - Health Sciences Trust NAV 400 16,335 13.77 16,735 11.17 -2.39
USMIX - Extended Market Index Fund 385 3,964 13.87 4,349 11.27 -8.85
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 312 6,059 13.86 6,371 11.14 -4.90
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 300 300 13.33 600 11.67 -50.00
EQ ADVISORS TRUST - EQ/T. Rowe Price Health Sciences Portfolio Class IB 300 11,489 13.84 11,789 11.20 -2.54
KOMP - SPDR S&P Kensho New Economies Composite ETF 283 36,873 13.80 37,156 11.20 -0.76
Profunds - Profund Vp Ultrasmall-cap 36 129 15.50 165 12.12 -21.82
IWV - iShares Russell 3000 ETF 24 7,167 13.81 7,191 11.13 -0.33
QCSTRX - Stock Account Class R1 16 30,357 13.80 30,373 11.19 -0.05
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 15 158 12.66 173 11.56 -8.67
RYMKX - Russell 2000 1.5x Strategy Fund Class H 6 76 13.16 82 12.20 -7.32
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