Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 486 37.00 38.10 32.73
Previous Quarter 524 35.00 32.99 33.14

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 39 151 93 250 157 128
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 1 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 0 1 4 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 6 0 5 51 26 21
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 8,444,756 0.00 0.00 8,779,583 0.00 0.00
Previous Quarter 7,646,635 0.00 0.00 14,363,491 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Invesco Ltd. 315,743,750
Invesco Ltd. 31,591,449 38.10
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) - Invesco Oppenheimer Developing Markets Fund Class R6 27,705,794 30.24
PRICE T ROWE ASSOCIATES INC /MD/ 19,450,221
Schroder Investment Management Group 14,979,508 38.10
Price T Rowe Associates Inc /md/ 13,841,664 38.10
PRIDX - T. Rowe Price International Discovery Fund 10,668,900 3.15
BlackRock Inc. 8,441,958 38.10
Vanguard Group Inc 8,242,233 38.10
MATFX - MATTHEWS ASIA INNOVATORS FUND Investor Class Shares 7,520,500 3.88
Jpmorgan Chase & Co 6,956,938 38.10
Ward Ferry Management (BVI) Ltd 5,522,130 38.10
Capital International Investors 3,864,618 38.10
State Street Corp 3,339,961 38.10
Yiheng Capital Management, L.P. 3,070,910 38.10
Morgan Stanley 2,979,691 38.10
Wellington Management Group Llp 2,634,816 38.10
NEWFX - NEW WORLD FUND INC Class A 2,630,135 30.24
PRGSX - T. Rowe Price Global Stock Fund 2,488,643 30.24
M&g Investment Management Ltd 2,355,169 38.00

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Invesco Ltd. 31,537,684 32.99
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) - Invesco Oppenheimer Developing Markets Fund Class R6 27,705,794 39.52
Price T Rowe Associates Inc /md/ 17,884,001 32.99
Schroder Investment Management Group 14,613,523 34.14
Vanguard Group Inc 8,060,877 32.99
MATFX - MATTHEWS ASIA INNOVATORS FUND Investor Class Shares 7,993,200 3.34
Jpmorgan Chase & Co 7,781,381 32.99
BlackRock Inc. 7,645,988 32.99
Ward Ferry Management (BVI) Ltd 5,152,830 32.99
Generation Investment Management Llp 4,787,547 32.99
Capital International Investors 3,980,217 32.99
State Street Corp 3,228,184 33.19
Yiheng Capital Management, L.P. 3,070,910 32.99
VEIEX - Vanguard Emerging Markets Stock Index Fund Investor Shares 3,028,181 39.52
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 2,823,752 39.52
NEWFX - NEW WORLD FUND INC Class A 2,630,135 39.52
Morgan Stanley 2,604,316 32.99
PRGSX - T. Rowe Price Global Stock Fund 2,492,259 39.52
M&g Investment Management Ltd 2,393,070 33.00
Capital International Inc /ca/ 2,249,564 32.99

 

Recent Quarter Analysis

Name Shares PPS
PRICE T ROWE ASSOCIATES INC /MD/ 19,450,221
PRIDX - T. Rowe Price International Discovery Fund 10,668,900 3.15
MPACX - MATTHEWS ASIA GROWTH FUND Investor Class Shares 1,705,800 3.88
WASAX - Ivy Asset Strategy Fund Class A 398,050 38.10
MCHFX - MATTHEWS CHINA FUND Investor Class Shares 305,300 38.10
Coatue Management Llc 260,017 38.10
IVINX - Ivy Global Growth Fund Class A 207,395 38.10
Nekton Capital Ltd. 175,684 38.10
Hidden Lake Asset Management LP 151,110 38.10
Healthcare Of Ontario Pension Plan Trust Fund 114,471 38.10
Central Asset Investments & Management Holdings (HK) Ltd 111,200 38.09
Ivy Variable Insurance Portfolios - Ivy VIP Asset Strategy Class II 105,130 38.10
Prudence Investment Management (Hong Kong) Ltd. 100,000 38.10
Jnl Series Trust - Jnl/invesco Global Real Estate Fund (a) 70,217 38.10
BNP Paribas Asset Management Holding S.A. 59,806 38.11
GERIX - Goldman Sachs Emerging Markets Equity Insights Fund Institutional 56,700 30.25
Mass Ave Global Inc. 48,129 38.11
NINE MASTS CAPITAL Ltd 41,365 38.73
Banque Cantonale Vaudoise 40,000 38.10
Collaborative Holdings Management LP 39,000 38.10
Name Shares PPS
Jpmorgan Chase & Co 7,781,381 32.99
Serenity Capital LLC 869,426 32.99
Group One Trading, L.p. 475,100 32.99
WT Asset Management Ltd 439,244 32.99
CoreView Capital Management Ltd 301,594 32.99
D. E. Shaw & Co., Inc. 279,290 32.99
D. E. Shaw & Co., Inc. 279,290 32.99
BLACKROCK GLOBAL ALLOCATION FUND, INC. - BLACKROCK GLOBAL ALLOCATION FUND, INC. Investor A 233,051 39.52
MARSHALL WACE ASIA Ltd 198,967 45.86
Weiss Asset Management LP 125,000 32.99
Sumitomo Mitsui DS Asset Management Company, Ltd 105,565 32.99
B. Metzler seel. Sohn & Co. Holding AG 83,207 45.86
Edgestream Partners, L.P. 57,883 33.00
PCEMX - PACE International Emerging Markets Equity Investments Class P 42,262 39.52
PEAK6 Investments LLC 34,600 32.98
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Emerging Markets Equity Insights Fund Class Y 34,000 33.00
Seven Eight Capital, Lp 33,374 32.99
Allspring Global Investments Holdings, LLC 32,370 37.32
Wolverine Trading, Llc 18,500 34.16
Wolverine Trading, Llc 18,500 34.16
Tudor Investment Corp Et Al 15,921 32.98
Investment Management Corp of Ontario 13,935 33.01
Yorktown Management & Research Co Inc 9,000 33.00
APITX - Yorktown Growth Fund Class L Shares 9,000 39.56
Alpine Global Management, LLC 8,452 33.01
Sonen Capital LLC 7,999 33.00
Quantbot Technologies LP 4,916 32.95
Krane Funds Advisors LLC 1,389 33.12
Managed Account Series - BlackRock GA Dynamic Equity Fund Class K 647 40.19
Fortitude Advisory Group L.L.C. 128 31.25
Berman Capital Advisors, LLC 39 25.64
State of Wyoming 1
Lazard Asset Management Llc
Savior LLC
TRANSAMERICA SERIES TRUST - Transamerica JPMorgan Tactical Allocation VP Initial
Personal Cfo Solutions, Llc
Advisory Services Network, LLC
DREGX - DRIEHAUS EMERGING MARKETS GROWTH FUND Investor Share Class
GFSYX - Strategic Alternatives Fund Institutional
Ci Investments Inc.
Parisi Gray Wealth Management
Crossmark Global Holdings, Inc.
Qube Research & Technologies Ltd
Castleview Partners, Llc
AVIIX - Vp International Fund Class I
Symmetry Investments LP
IMWAX - Ivy ProShares MSCI ACWI Index Fund Class A
Y-Intercept (Hong Kong) Ltd
AADR - AdvisorShares Dorsey Wright ADR ETF
BEDZ - AdvisorShares Hotel ETF
York Capital Management Global Advisors, LLC
Townsquare Capital Llc
Emerald Investment Partners, Llc
RMEAX - Aspiriant Risk-Managed Equity Allocation Fund Advisor Shares
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Emerging Markets Fund Class I
Janus Henderson Group Plc
Perseverance Asset Management International
AdvisorShares Investments LLC
AMP Capital Investors Ltd
Ovata Capital Management Ltd
Voloridge Investment Management, Llc
Summit Wealth Group, LLC
Truvestments Capital Llc
Andra AP-fonden
HIAOX - Hartford International Opportunities Hls Fund Ia
GOIGX - John Hancock International Growth Fund Class A
Tairen Capital Ltd
Creative Financial Designs Inc /adv
Robertson Stephens Wealth Management, LLC
Wrapmanager Inc
SSIJX - American Beacon SSI Alternative Income Fund Institutional Class
Arkadios Wealth Advisors
ASTMA - SA Wellington Strategic Multi-Asset Portfolio Class 1
Enterprise Financial Services Corp
Meridian Wealth Partners, LLC
Broad Peak Investment Holdings Ltd.
Banco Santander, S.A.
Employees Retirement System of Texas
Paloma Partners Management Co
Profunds - Profund Vp Asia 30
Vestmark Advisory Solutions, Inc.
O'shaughnessy Asset Management, Llc
RGEAX - Global Equity Fund Class A
Two Sigma Investments, Lp
GLCAX - Global Counterpoint Portfolio A
Bridgefront Capital, LLC
Duality Advisers, Lp
Allianz Asset Management GmbH
Sustainable Growth Advisers, LP
Prescott Group Capital Management, L.l.c.
GTNDX - Invesco Global Low Volatility Equity Yield Fund Class A
Atlas Capital Advisors Llc
IHOAX - THE HARTFORD INTERNATIONAL OPPORTUNITIES FUND Class A
Norges Bank
ATRAX - Catalyst Systematic Alpha Fund Class A
SIEMX - SIT EMERGING MARKETS EQUITY FUND - CLASS F, effective 1-31-2017 (formerly Class A)
Paradice Investment Management LLC
Pinpoint Asset Management Ltd
JSFBX - John Hancock Seaport Long/Short Fund Class A
Ergoteles LLC
Schonfeld Strategic Advisors LLC
Aubrey Capital Management Ltd
CIBC Asset Management Inc
JSTC - Adasina Social Justice All Cap Global ETF
NEKIX - Nuveen Emerging Markets Equity Fund Class I
FPXI - First Trust International Equity Opportunities ETF
PIE - Invesco DWA Emerging Markets Momentum ETF
Panagora Asset Management Inc
IIGIX - Voya Multi-Manager International Equity Fund Class I
Twinbeech Capital Lp
CRBN - iShares MSCI ACWI Low Carbon Target ETF
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I
XTX Topco Ltd
WMNUX - Westwood Alternative Income Fund ULTRA SHARES
Fidelity Central Investment Portfolios LLC - Fidelity Emerging Markets Equity Central Fund
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) - Invesco Oppenheimer Global Multi-Asset Growth Fund Class R6
Barings Llc
ACLNX - Nt International Growth Fund G Class
Rwc Asset Advisors (us) Llc
ACLKX - Nt Emerging Markets Fund G Class
Natixis
Dorsey Wright & Associates
RYDEX VARIABLE TRUST - Leisure Fund Variable Annuity
One01 Capital, LP
Aspex Management (HK) Ltd
KEYWISE CAPITAL MANAGEMENT (HK) Ltd
MSAQX - Asia Opportunity Portfolio Class I
Truist Financial Corp
Granite Point Capital Management, L.P.
Power Corp of Canada
PineBridge Investments, L.P.
RWCIX - RWC Global Emerging Equity Fund Class I Shares
TWMIX - Emerging Markets Fund Investor Class
GVO Asset Management Ltd
Jnl Series Trust - Jnl/blackrock Global Allocation Fund (a)
Islet Management, LP
Guggenheim Capital Llc
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP BlackRock Global Allocation Fund Standard Class
CIUEX - Six Circles International Unconstrained Equity Fund
Clear Street Markets Llc
RWC Asset Management LLP
Proequities, Inc.
Aigen Investment Management, Lp
Morningstar Funds Trust - Morningstar Alternatives Fund
TWIEX - International Growth Fund Investor Class
RYLIX - Leisure Fund Investor Class
Clear Street Markets Llc
TQGEX - T. Rowe Price QM Global Equity Fund
Engineers Gate Manager LP
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio
MGSSX - MassMutual Select BlackRock Global Allocation Fund Class R5
Name Current Shares Current PPS Previous Shares Previous PPS
Invesco Ltd. 315,743,750 31,537,684 32.99
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) - Invesco Oppenheimer Developing Markets Fund Class R6 27,705,794 30.24 27,705,794 39.52
NEWFX - NEW WORLD FUND INC Class A 2,630,135 30.24 2,630,135 39.52
PRGSX - T. Rowe Price Global Stock Fund 2,488,643 30.24 2,492,259 39.52
PRAFX - T. Rowe Price Real Assets Fund, Inc. 2,234,700 3.88 205,900 32.99
EMRSX - JPMorgan Emerging Markets Research Enhanced Equity Fund Class R6 1,646,900 3.15 1,873,000 3.94
IEMG - iShares Core MSCI Emerging Markets ETF 1,626,008 32.50 1,575,806 41.36
SEMVX - Hartford Schroders Emerging Markets Equity Fund Class A 1,230,841 30.24 1,230,841 39.52
DWGAX - AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND Class A 1,142,758 32.50 1,070,033 41.36
PRASX - T. Rowe Price New Asia Fund 767,700 30.24 1,573,400 39.52
EEM - iShares MSCI Emerging Markets ETF 730,114 32.50 666,829 41.36
DFCEX - Emerging Markets Core Equity Portfolio - Institutional Class 607,655 30.24 617,166 39.52
TCELX - T. Rowe Price China Evolution Equity Fund 582,000 3.15 58,200 39.52
MCHI - iShares MSCI China ETF 565,150 32.50 487,720 41.36
JEMA - JPMorgan Emerging Markets Equity Core ETF 461,400 3.15 185,400 3.94
GAOAX - JPMorgan Global Allocation Fund Class A 366,500 3.15 325,300 3.94
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) - Invesco Oppenheimer Emerging Markets Innovators Fund Class R6 320,942 30.24 361,302 39.52
VEIEX - Vanguard Emerging Markets Stock Index Fund Investor Shares 311,870 3.15 3,028,181 39.52
SCHE - Schwab Emerging Markets Equity ETF 302,934 32.50 288,375 41.36
DekaBank Deutsche Girozentrale 288,326 38.05 288,809 288.13
Name Current Shares Current PPS Previous Shares Previous PPS
Schroder Investment Management Group 14,979,508 38.10 14,613,523 34.14
Price T Rowe Associates Inc /md/ 13,841,664 38.10 17,884,001 32.99
BlackRock Inc. 8,441,958 38.10 7,645,988 32.99
Vanguard Group Inc 8,242,233 38.10 8,060,877 32.99
MATFX - MATTHEWS ASIA INNOVATORS FUND Investor Class Shares 7,520,500 3.88 7,993,200 3.34
Jpmorgan Chase & Co 6,956,938 38.10 7,781,381 32.99
Ward Ferry Management (BVI) Ltd 5,522,130 38.10 5,152,830 32.99
Capital International Investors 3,864,618 38.10 3,980,217 32.99
State Street Corp 3,339,961 38.10 3,228,184 33.19
Yiheng Capital Management, L.P. 3,070,910 38.10 3,070,910 32.99
Morgan Stanley 2,979,691 38.10 2,604,316 32.99
Wellington Management Group Llp 2,634,816 38.10 1,780,615 32.99
M&g Investment Management Ltd 2,355,169 38.00 2,393,070 33.00
Capital International Inc /ca/ 2,229,796 38.10 2,249,564 32.99
Macquarie Group Ltd 1,879,241 38.10 872,406 32.99
Tybourne Capital Management (hk) Ltd 1,779,109 38.10 834,009 32.99
Legal & General Group Plc 1,667,638 38.10 1,527,115 32.99
Platinum Investment Management Ltd 1,536,578 38.10 1,519,462 32.99
WAEMX - Wasatch Emerging Markets Small Cap Fund Investor Class shares 1,394,570 3.87 1,394,570 3.34
Teacher Retirement System Of Texas 1,232,113 38.10 922,443 32.99
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Invesco Ltd. 284,206,066 315,743,750 31,537,684 32.99 901.16
PRAFX - T. Rowe Price Real Assets Fund, Inc. 2,028,800 2,234,700 3.88 205,900 32.99 985.33
Macquarie Group Ltd 1,006,835 1,879,241 38.10 872,406 32.99 115.41
Tybourne Capital Management (hk) Ltd 945,100 1,779,109 38.10 834,009 32.99 113.32
Wellington Management Group Llp 854,201 2,634,816 38.10 1,780,615 32.99 47.97
BlackRock Inc. 795,970 8,441,958 38.10 7,645,988 32.99 10.41
IVVYX - Ivy International Core Equity Fund Class Y 529,215 828,322 38.10 299,107 32.99 176.93
TCELX - T. Rowe Price China Evolution Equity Fund 523,800 582,000 3.15 58,200 39.52 900.00
Southeastern Asset Management Inc/tn/ 513,258 628,496 38.10 115,238 32.99 445.39
Bank Of Montreal /can/ 408,853 467,824 38.36 58,971 34.19 693.31
Matthews International Capital Management Llc 388,100 406,600 38.10 18,500 32.97 2097.84
Morgan Stanley 375,375 2,979,691 38.10 2,604,316 32.99 14.41
Ward Ferry Management (BVI) Ltd 369,300 5,522,130 38.10 5,152,830 32.99 7.17
Schroder Investment Management Group 365,985 14,979,508 38.10 14,613,523 34.14 2.50
Pictet Asset Management Sa 316,250 920,119 38.10 603,869 32.99 52.37
Teacher Retirement System Of Texas 309,670 1,232,113 38.10 922,443 32.99 33.57
American Century Companies Inc 285,751 330,122 38.10 44,371 32.99 644.00
Canada Pension Plan Investment Board 280,780 436,200 38.10 155,420 32.99 180.66
JEMA - JPMorgan Emerging Markets Equity Core ETF 276,000 461,400 3.15 185,400 3.94 148.87
National Bank Of Canada /fi/ 224,800 280,500 38.10 55,700 32.23 403.59
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Price T Rowe Associates Inc /md/ 4,042,337 13,841,664 38.10 17,884,001 32.99 -22.60
Generation Investment Management Llp 3,577,430 1,210,117 38.10 4,787,547 32.99 -74.72
VEIEX - Vanguard Emerging Markets Stock Index Fund Investor Shares 2,716,311 311,870 3.15 3,028,181 39.52 -89.70
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 2,669,002 154,750 3.15 2,823,752 39.52 -94.52
Marshall Wace, Llp 972,646 268,593 38.10 1,241,239 32.99 -78.36
Jpmorgan Chase & Co 824,443 6,956,938 38.10 7,781,381 32.99 -10.60
PRASX - T. Rowe Price New Asia Fund 805,700 767,700 30.24 1,573,400 39.52 -51.21
PACIFIC SELECT FUND - Emerging Markets Portfolio Class I 623,381 48,500 3.88 671,881 32.99 -92.78
MATFX - MATTHEWS ASIA INNOVATORS FUND Investor Class Shares 472,700 7,520,500 3.88 7,993,200 3.34 -5.91
New York State Common Retirement Fund 441,411 686,297 38.10 1,127,708 32.99 -39.14
VEU - Vanguard FTSE All-World ex-US Index Fund ETF Shares 379,951 41,120 3.14 421,071 39.52 -90.23
Ubs Asset Management Americas Inc 297,219 706,020 38.10 1,003,239 32.99 -29.63
Deutsche Bank Ag\ 288,825 387,630 38.10 676,455 32.99 -42.70
EMRSX - JPMorgan Emerging Markets Research Enhanced Equity Fund Class R6 226,100 1,646,900 3.15 1,873,000 3.94 -12.07
Russell Investments Group, Ltd. 206,985 49,475 38.04 256,460 32.99 -80.71
Caisse De Depot Et Placement Du Quebec 194,100 74,129 38.10 268,229 32.99 -72.36
D. E. Shaw & Co., Inc. 154,071 125,219 38.10 279,290 32.99 -55.17
Goldman Sachs Group Inc 153,894 898,071 38.10 1,051,965 32.99 -14.63
GW&K Investment Management, LLC 144,905 328,314 38.10 473,219 32.99 -30.62
Jane Street Group, Llc 131,062 45,638 38.10 176,700 32.99 -74.17
Name Current Puts
Name Current Calls
Parallax Volatility Advisers, L.P. 45,000
Name
BPRRX - Boston Partners Long/Short Research Fund Investor Class
Name Previous Puts
Wolverine Trading, Llc 18,500
Name Previous Calls
Clear Street Markets Llc 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Walleye Trading LLC 28,100 52,900 24,800 113.31
Weiss Asset Management LP 250,000 375,000 125,000 200.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Jefferies Group LLC 44,900 100,000 144,900 -30.99
PEAK6 Investments LLC 24,200 10,400 34,600 -69.94
Royal Bank Of Canada 20,000 29,100 49,100 -40.73
Wolverine Asset Management Llc 300 51,200 51,500 -0.58
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 285,100 190,000 475,100 -60.01
Simplex Trading, Llc 109,400 69,500 178,900 -61.15
Name

Past Week Analysis

Name Shares PPS
WASAX - Ivy Asset Strategy Fund Class A 398,050 38.10
IVINX - Ivy Global Growth Fund Class A 207,395 38.10
Jnl Series Trust - Jnl/invesco Global Real Estate Fund (a) 70,217 38.10
JOHN HANCOCK INVESTMENT TRUST - John Hancock Diversified Real Assets Fund Class NAV 26,731 38.08
THRIVENT SERIES FUND INC - Thrivent International Allocation Portfolio Class A 4,791 38.20
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,991 38.09
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
PRAFX - T. Rowe Price Real Assets Fund, Inc. 2,234,700 3.88 205,900 32.99
TRGRX - T. Rowe Price Global Real Estate Fund, Inc. 201,370 3.88 26,577 33.00
MMRFX - MassMutual Select T. Rowe Price Real Assets Fund Class I 80,500 3.88 6,865 32.92
PACIFIC SELECT FUND - Emerging Markets Portfolio Class I 48,500 3.88 671,881 32.99
Jnl Series Trust - Jnl/t. Rowe Price Managed Volatility Balanced Fund (a) 5,400 3.89 536 33.58
Name Current Shares Current PPS Previous Shares Previous PPS
M&g Investment Management Ltd 2,355,169 38.00 2,393,070 33.00
WAEMX - Wasatch Emerging Markets Small Cap Fund Investor Class shares 1,394,570 3.87 1,394,570 3.34
EMRGX - EMERGING MARKETS GROWTH FUND INC Class M 977,606 38.10 997,374 32.99
IVVYX - Ivy International Core Equity Fund Class Y 828,322 38.10 299,107 32.99
CXSE - WisdomTree China ex-State-Owned Enterprises Fund N/A 614,870 3.87 513,370 3.42
XSOE - WisdomTree Emerging Markets ex-State-Owned Enterprises Fund N/A 607,870 3.87 697,470 3.42
QCSTRX - Stock Account Class R1 318,955 38.10 302,855 32.99
JNL SERIES TRUST - JNL Emerging Markets Index Fund (I) 198,000 3.89 198,000 3.36
AMERICAN FUNDS INSURANCE SERIES - New World Fund Class 1 181,055 38.10 183,166 32.99
MPASX - MassMutual Premier Strategic Emerging Markets Fund Class A 111,760 38.10 108,857 32.99
SPEM - SPDR(R) Portfolio Emerging Markets ETF 110,961 38.10 111,498 32.99
Jnl Series Trust - Jnl/jpmorgan Global Allocation Fund (a) 103,400 3.89 99,400 3.36
BAFQX - Brown Advisory Emerging Markets Select Fund Institutional Shares 92,015 38.10 134,100 3.34
GXC - SPDR(R) S&P(R) CHINA ETF 82,738 38.10 75,380 32.99
QCGLRX - Global Equities Account Class R1 77,474 38.10 75,874 32.99
DODEX - Dodge & Cox Emerging Markets Stock Fund 71,240 3.87 35,840 3.35
VESRX - Virtus SGA Emerging Markets Growth Fund Class R6 59,410 3.87 59,410 3.33
WAGCX - Wasatch Greater China Fund Investor Class Shares 51,700 3.87 69,300 3.33
NOEMX - Northern Emerging Markets Equity Index Fund 47,499 38.11 45,889 32.99
MML Series Investment Fund II - MML Strategic Emerging Markets Fund Class II 47,475 38.10 1,100 3.64
PACIFIC FUNDS SERIES TRUST - PF Emerging Markets Fund CLASS P 46,166 38.10 68,800 32.99
VNLRX - Virtus SGA New Leaders Growth Fund Class R6 41,436 3.89 39,572 3.34
SSGVX - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 32,400 38.09 29,300 33.00
CRUZ - Defiance Hotel, Airline, and Cruise ETF 20,534 38.08 20,175 33.01
SSKEX - State Street Emerging Markets Equity Index Fund Class K 19,700 38.12 21,700 33.00
QTELX - AQR TM Emerging Multi-Style Fund Class I 15,565 38.10 15,565 32.96
MASTER INVESTMENT PORTFOLIO - Total International ex U.S. Index Master Portfolio 15,030 38.12 8,961 33.03
PFM Multi-Manager Series Trust - PFM Multi-Manager International Equity Fund Institutional Class 14,233 38.08 12,916 32.98
JDVSX - JPMorgan Diversified Fund Class I 13,900 3.88 10,000 3.30
GMF - SPDR(R) S&P(R) EMERGING ASIA PACIFIC ETF 13,686 38.07 14,707 32.98
CWI - SPDR(R) MSCI ACWI EX-US ETF 13,509 38.12 13,635 33.00
PGLOX - T. Rowe Price Global Consumer Fund 12,483 38.13 14,912 32.99
Brighthouse Funds Trust I - JPMorgan Global Active Allocation Portfolio Class B 10,765 38.09 10,765 32.98
FLCH - Franklin FTSE China ETF 10,556 38.08 10,816 33.01
DMAGX - Driehaus Multi-Asset Growth Economies Fund 9,260 38.12 4,808 33.07
HCEMX - The Emerging Markets Portfolio HC Strategic Shares 7,072 38.04 7,072 32.95
JIEQX - International Equity Index Trust NAV 6,400 38.12 6,400 32.97
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL MSCI Emerging Markets Equity Index Fund Class 2 5,524 38.02 5,524 32.95
CEFIX - Calvert Emerging Markets Advancement Fund Class I 3,979 38.20 3,179 33.03
PACIFIC SELECT FUND - PD Emerging Markets Portfolio Class P 3,169 38.18 3,148 33.04
EEMX - SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF 2,519 38.11 2,520 32.94
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,100 38.10 3,300 33.03
VARIABLE INSURANCE PRODUCTS FUND II - International Index Portfolio Initial Class 2,100 38.10 2,091 33.00
GEMYX - Emerging Markets Equity Fund Institutional 2,000 38.00 3,029 33.01
EQ ADVISORS TRUST - EQ/Emerging Markets Equity PLUS Portfolio Class IB 1,434 38.35 1,208 33.11
Profunds - Profund Vp Emerging Markets 1,361 38.21 1,855 32.88
FLAX - Franklin FTSE Asia ex Japan ETF 1,228 38.27 1,252 32.75
KALL - KraneShares MSCI All China Index ETF 626 38.34 1,389 33.12
RYWTX - Emerging Markets 2x Strategy Fund Class A 381 39.37 199 35.18
REMG - SPDR Bloomberg SASB Emerging Markets ESG Select ETF 300 36.67 300 33.33
QEMM - SPDR MSCI Emerging Markets StrategicFactors ETF 70 42.86 74 27.03
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
PRAFX - T. Rowe Price Real Assets Fund, Inc. 2,028,800 2,234,700 3.88 205,900 32.99 985.33
IVVYX - Ivy International Core Equity Fund Class Y 529,215 828,322 38.10 299,107 32.99 176.93
TRGRX - T. Rowe Price Global Real Estate Fund, Inc. 174,793 201,370 3.88 26,577 33.00 657.69
CXSE - WisdomTree China ex-State-Owned Enterprises Fund N/A 101,500 614,870 3.87 513,370 3.42 19.77
MMRFX - MassMutual Select T. Rowe Price Real Assets Fund Class I 73,635 80,500 3.88 6,865 32.92 1072.61
MML Series Investment Fund II - MML Strategic Emerging Markets Fund Class II 46,375 47,475 38.10 1,100 3.64 4215.91
DODEX - Dodge & Cox Emerging Markets Stock Fund 35,400 71,240 3.87 35,840 3.35 98.77
QCSTRX - Stock Account Class R1 16,100 318,955 38.10 302,855 32.99 5.32
GXC - SPDR(R) S&P(R) CHINA ETF 7,358 82,738 38.10 75,380 32.99 9.76
MASTER INVESTMENT PORTFOLIO - Total International ex U.S. Index Master Portfolio 6,069 15,030 38.12 8,961 33.03 67.73
Jnl Series Trust - Jnl/t. Rowe Price Managed Volatility Balanced Fund (a) 4,864 5,400 3.89 536 33.58 907.46
DMAGX - Driehaus Multi-Asset Growth Economies Fund 4,452 9,260 38.12 4,808 33.07 92.60
Jnl Series Trust - Jnl/jpmorgan Global Allocation Fund (a) 4,000 103,400 3.89 99,400 3.36 4.02
JDVSX - JPMorgan Diversified Fund Class I 3,900 13,900 3.88 10,000 3.30 39.00
SSGVX - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 3,100 32,400 38.09 29,300 33.00 10.58
MPASX - MassMutual Premier Strategic Emerging Markets Fund Class A 2,903 111,760 38.10 108,857 32.99 2.67
VNLRX - Virtus SGA New Leaders Growth Fund Class R6 1,864 41,436 3.89 39,572 3.34 4.71
NOEMX - Northern Emerging Markets Equity Index Fund 1,610 47,499 38.11 45,889 32.99 3.51
QCGLRX - Global Equities Account Class R1 1,600 77,474 38.10 75,874 32.99 2.11
PFM Multi-Manager Series Trust - PFM Multi-Manager International Equity Fund Institutional Class 1,317 14,233 38.08 12,916 32.98 10.20
CEFIX - Calvert Emerging Markets Advancement Fund Class I 800 3,979 38.20 3,179 33.03 25.17
CRUZ - Defiance Hotel, Airline, and Cruise ETF 359 20,534 38.08 20,175 33.01 1.78
EQ ADVISORS TRUST - EQ/Emerging Markets Equity PLUS Portfolio Class IB 226 1,434 38.35 1,208 33.11 18.71
RYWTX - Emerging Markets 2x Strategy Fund Class A 182 381 39.37 199 35.18 91.46
PACIFIC SELECT FUND - PD Emerging Markets Portfolio Class P 21 3,169 38.18 3,148 33.04 0.67
VARIABLE INSURANCE PRODUCTS FUND II - International Index Portfolio Initial Class 9 2,100 38.10 2,091 33.00 0.43
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
PACIFIC SELECT FUND - Emerging Markets Portfolio Class I 623,381 48,500 3.88 671,881 32.99 -92.78
XSOE - WisdomTree Emerging Markets ex-State-Owned Enterprises Fund N/A 89,600 607,870 3.87 697,470 3.42 -12.85
BAFQX - Brown Advisory Emerging Markets Select Fund Institutional Shares 42,085 92,015 38.10 134,100 3.34 -31.38
M&g Investment Management Ltd 37,901 2,355,169 38.00 2,393,070 33.00 -1.58
PACIFIC FUNDS SERIES TRUST - PF Emerging Markets Fund CLASS P 22,634 46,166 38.10 68,800 32.99 -32.90
EMRGX - EMERGING MARKETS GROWTH FUND INC Class M 19,768 977,606 38.10 997,374 32.99 -1.98
WAGCX - Wasatch Greater China Fund Investor Class Shares 17,600 51,700 3.87 69,300 3.33 -25.40
PGLOX - T. Rowe Price Global Consumer Fund 2,429 12,483 38.13 14,912 32.99 -16.29
AMERICAN FUNDS INSURANCE SERIES - New World Fund Class 1 2,111 181,055 38.10 183,166 32.99 -1.15
SSKEX - State Street Emerging Markets Equity Index Fund Class K 2,000 19,700 38.12 21,700 33.00 -9.22
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,200 2,100 38.10 3,300 33.03 -36.36
GEMYX - Emerging Markets Equity Fund Institutional 1,029 2,000 38.00 3,029 33.01 -33.97
GMF - SPDR(R) S&P(R) EMERGING ASIA PACIFIC ETF 1,021 13,686 38.07 14,707 32.98 -6.94
KALL - KraneShares MSCI All China Index ETF 763 626 38.34 1,389 33.12 -54.93
SPEM - SPDR(R) Portfolio Emerging Markets ETF 537 110,961 38.10 111,498 32.99 -0.48
Profunds - Profund Vp Emerging Markets 494 1,361 38.21 1,855 32.88 -26.63
FLCH - Franklin FTSE China ETF 260 10,556 38.08 10,816 33.01 -2.40
CWI - SPDR(R) MSCI ACWI EX-US ETF 126 13,509 38.12 13,635 33.00 -0.92
FLAX - Franklin FTSE Asia ex Japan ETF 24 1,228 38.27 1,252 32.75 -1.92
QEMM - SPDR MSCI Emerging Markets StrategicFactors ETF 4 70 42.86 74 27.03 -5.41
EEMX - SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF 1 2,519 38.11 2,520 32.94 -0.04
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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