Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 505 29.00 8.67 8.70
Previous Quarter 518 10.00 9.29 9.38

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 34 98 313 61 152 142
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 0 1 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 4 0 93 5 36 37
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 31,447,011 0.00 0.00 14,068,668 0.00 0.00
Previous Quarter 16,015,531 0.00 0.00 13,682,195 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Price T Rowe Associates Inc /md/ 17,454,946 8.67
T. Rowe Price Investment Management, Inc. 17,357,821
BlackRock Inc. 15,932,632
BlackRock Inc. 15,503,726 8.67
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 11,110,081 8.67
Scopia Capital Management Lp 9,844,567 8.67
SCOPIA CAPITAL MANAGEMENT LP 8,629,358
IJR - iShares Core S&P Small-Cap ETF 7,265,101 8.67
Vanguard Group Inc 7,070,977 8.67
VANGUARD GROUP INC 6,644,184
Trigran Investments, Inc. 6,050,465 8.67
Dimensional Fund Advisors Lp 4,723,863 8.67
DIMENSIONAL FUND ADVISORS LP 4,716,812
State Street Corp 3,213,917 8.67
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,069,536 8.67
Victory Capital Management Inc 2,082,523 8.67
IWM - iShares Russell 2000 ETF 2,059,255 8.67
Schonfeld Strategic Advisors LLC 2,048,100 8.67
Polar Asset Management Partners Inc. 1,889,362 8.67
Millennium Management Llc 1,837,589 8.67

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Price T Rowe Associates Inc /md/ 17,820,998 9.29
BlackRock Inc. 16,004,878 9.29
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 11,491,781 9.29
Scopia Capital Management Lp 9,998,085 9.29
IJR - iShares Core S&P Small-Cap ETF 7,402,651 9.29
Vanguard Group Inc 6,891,964 9.29
Trigran Investments, Inc. 5,621,899 9.29
Dimensional Fund Advisors Lp 4,768,594 9.29
State Street Corp 3,193,409 9.29
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,898,736 9.29
Victory Capital Management Inc 2,102,993 9.25
IWM - iShares Russell 2000 ETF 2,050,780 9.29
Polar Asset Management Partners Inc. 1,889,362 9.29
Geode Capital Management, Llc 1,830,095 9.29
Schonfeld Strategic Advisors LLC 1,700,000 9.29
Leeward Investments, LLC - MA 1,535,461 9.29
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,373,405 9.29
Wellington Management Group Llp 1,313,807 9.29
Goldman Sachs Group Inc 1,267,298 9.29
IJT - iShares S&P Small-Cap 600 Growth ETF 1,199,889 9.29

 

Recent Quarter Analysis

Name Shares PPS
T. Rowe Price Investment Management, Inc. 17,357,821
SCOPIA CAPITAL MANAGEMENT LP 8,629,358
VANGUARD GROUP INC 6,644,184
DIMENSIONAL FUND ADVISORS LP 4,716,812
Woodline Partners LP 165,002 8.67
PRICE T ROWE ASSOCIATES INC /MD/ 93,922
Occudo Quantitative Strategies Lp 89,183 8.67
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 74,519 8.67
Royce Micro-cap Trust, Inc /md/ 56,700 8.68
Verition Fund Management LLC 50,377 8.67
LEQAX - LoCorr Dynamic Equity Fund Class A 34,401 8.66
Veritable, L.P. 28,181 8.66
Mirae Asset Global Investments Co., Ltd. 25,737 8.66
RYLD - Global X Russell 2000 Covered Call ETF 25,737 8.31
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Core 1 Portfolio Shares 23,729 8.30
Counterpoint Mutual Funds LLC 14,851 8.69
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 14,851 8.69
Bayesian Capital Management, LP 11,343 8.64
Two Roads Shared Trust - LeaderShares(R) Equity Skew ETF 10,819 8.32
TPSC - Timothy Plan US Small Cap Core ETF 10,090 8.62
Name Shares PPS
Boothbay Fund Management, Llc 950,000 9.29
IJS - iShares S&P Small-Cap 600 Value ETF 824,823 8.75
Neuberger Berman Group LLC 519,715 9.29
Marshall Wace North America L.P. 472,297 8.75
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 384,582 8.75
Advanced Series Trust - Ast Small-cap Value Portfolio 280,576 11.76
Boardman Bay Capital Management Llc 205,150 11.76
Citadel Advisors Llc 153,628 9.29
Caption Management, LLC 150,000 9.29
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 132,953 10.75
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 97,065 8.75
Winton Capital Group Ltd 91,363 9.29
DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A 85,313 10.75
Susquehanna International Group, Llp 67,500 9.29
Hrt Financial Lp 66,337 9.29
Group One Trading, L.p. 55,300 9.29
Essex Investment Management Co Llc 47,340 9.29
Qube Research & Technologies Ltd 32,556 9.28
SG Americas Securities, LLC 28,560 9.28
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Core 1 Portfolio Shares 23,729 10.75
Simplex Trading, Llc 22,200 9.28
Jane Street Group, Llc 20,935 9.27
SLPAX - Siit Small Cap Fund - Class A 20,140 10.77
PEAK6 Investments LLC 13,571 9.28
PEAK6 Investments LLC 13,571 9.28
CenterBook Partners LP 13,144 9.28
IPSIX - Voya Index Plus SmallCap Portfolio Class I 12,387 11.79
Balyasny Asset Management Llc 12,199 9.26
Profund Advisors Llc 10,237 9.28
Canandaigua National Corp 10,076 9.33
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 9,863 10.75
GARIX - Gotham Absolute Return Fund Institutional Class 9,668 11.79
BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A 6,424 10.74
ISCV - iShares Morningstar Small-Cap Value ETF 6,090 9.03
VFMFX - Vanguard U.S. Multifactor Fund Admiral Shares 4,555 9.22
DTSVX - Small Company Value Portfolio Investment Class 3,330 11.71
GENIX - Gotham Enhanced Return Fund Institutional Class 3,218 11.81
Profunds - Profund Vp Small-cap Value 2,580 8.91
NWHDX - Nationwide Bailard Cognitive Value Fund Class A 2,000 11.00
Aaron Wealth Advisors LLC 1,941 107.68
Nisa Investment Advisors, Llc 1,855 9.16
SVPIX - Small-cap Value Profund Investor Class 1,574 8.89
NEXT Financial Group, Inc 1,000 12.00
GONIX - Gotham Neutral Fund Institutional Class 669 11.96
Steward Partners Investment Advisory, Llc 500
Reilly Financial Advisors, Llc 500 12.00
Creative Planning 500 10.00
Cutler Group LP 300
Cutler Group LP 300
Future Financial Wealth Managment LLC 200 10.00
Tarbox Family Office, Inc. 131 7.63
Gemmer Asset Management LLC 54
RYDEX VARIABLE TRUST - Russell 2000(R) 2x Strategy Fund Variable Annuity 24
O'shaughnessy Asset Management, Llc
Advisory Services Network, LLC
Campbell & CO Investment Adviser LLC
Pinz Capital Management, LP
Wolverine Trading, Llc
Appleton Group, Llc
Point72 Asset Management, L.P.
ADANX - AQR Diversified Arbitrage Fund Class N
Sageworth Trust Co
Manatuck Hill Partners, LLC
Pictet Asset Management Sa
DTSGX - Small Company Growth Portfolio Investment Class
Envestnet Asset Management Inc
Quadrature Capital Ltd
Gotham Asset Management, LLC
Jacobs Levy Equity Management, Inc
Federated Hermes, Inc.
Glassman Wealth Services
Summit Global Investments
LIONX - Issachar Fund Class N Shares
Quantbot Technologies LP
Two Sigma Securities, Llc
Raymond James & Associates
Bridgefront Capital, LLC
Arrowstreet Capital, Limited Partnership
XTX Topco Ltd
Jefferies Group LLC
Corsair Capital Management, L.p.
M&g Investment Management Ltd
Symmetry Peak Management Llc
FDCPX - Computers Portfolio
Pacitti Group Inc.
Eaton Vance Management
Thompson Davis & Co., Inc.
Trexquant Investment LP
Virtu Financial LLC
Spire Wealth Management
Los Angeles Capital Management Llc
Meridian Wealth Partners, LLC
Bailard, Inc.
FNY Investment Advisers, LLC
EAM Investors, LLC
EAM Global Investors LLC
Acadian Asset Management Llc
ARS Investment Partners, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
Price T Rowe Associates Inc /md/ 17,454,946 8.67 17,820,998 9.29
BlackRock Inc. 15,932,632 16,004,878 9.29
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 11,110,081 8.67 11,491,781 9.29
Scopia Capital Management Lp 9,844,567 8.67 9,998,085 9.29
IJR - iShares Core S&P Small-Cap ETF 7,265,101 8.67 7,402,651 9.29
Vanguard Group Inc 7,070,977 8.67 6,891,964 9.29
Trigran Investments, Inc. 6,050,465 8.67 5,621,899 9.29
Dimensional Fund Advisors Lp 4,723,863 8.67 4,768,594 9.29
State Street Corp 3,213,917 8.67 3,193,409 9.29
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,069,536 8.67 2,898,736 9.29
Victory Capital Management Inc 2,082,523 8.67 2,102,993 9.25
IWM - iShares Russell 2000 ETF 2,059,255 8.67 2,050,780 9.29
Schonfeld Strategic Advisors LLC 2,048,100 8.67 1,700,000 9.29
Polar Asset Management Partners Inc. 1,889,362 8.67 1,889,362 9.29
Millennium Management Llc 1,837,589 8.67 488,347 9.29
Geode Capital Management, Llc 1,766,293 8.67 1,830,095 9.29
Leeward Investments, LLC - MA 1,491,769 8.67 1,535,461 9.29
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,393,526 8.67 1,373,405 9.29
Wellington Management Group Llp 1,313,807 8.67 1,313,807 9.29
IJT - iShares S&P Small-Cap 600 Growth ETF 1,218,982 8.67 1,199,889 9.29
Name Current Shares Current PPS Previous Shares Previous PPS
VITAX - Vanguard Information Technology Index Fund Admiral Shares 618,477 9.63 470,271 9.31
FSMAX - Fidelity Extended Market Index Fund 529,635 9.63 558,761 9.31
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 435,365 9.63 423,945 9.31
NMSAX - Columbia Small Cap Index Fund Class A 414,144 9.63 413,744 9.31
SCHA - Schwab U.S. Small-Cap ETF 409,643 9.63 419,091 9.31
DSMFX - Destinations Small-Mid Cap Equity Fund Class I 360,652 9.63 360,652 9.31
PSCT - Invesco S&P SmallCap Information Technology ETF 340,684 9.63 367,593 9.31
State of New Jersey Common Pension Fund D 244,270 8.67 0
Squarepoint Ops LLC 233,559 8.67 0
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 232,303 9.63 243,663 9.31
NBMIX - Neuberger Berman Small Cap Growth Fund Investor Class 198,987 9.63 448,765 9.31
FSKAX - Fidelity Total Market Index Fund 164,395 9.63 164,395 9.31
VYSGX - Voya Small Company Fund Class W 141,135 9.63 133,954 9.31
FCFMX - Fidelity Series Total Market Index Fund 127,351 9.63 109,300 9.31
VIOG - Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares 116,715 9.63 114,223 9.31
Comerica Bank 89,171 9.69 86,556 8.72
ESML - iShares ESG MSCI USA Small-Cap ETF 88,343 9.63 85,274 9.31
VVSCX - Small Cap Value Fund 86,600 9.63 70,500 9.30
SECAX - SIIT Small Cap II Fund - Class A 85,085 9.63 97,481 9.31
Wakefield Asset Management LLLP 76,659 8.67 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Millennium Management Llc 1,349,242 1,837,589 8.67 488,347 9.29 276.29
IWO - iShares Russell 2000 Growth ETF 584,709 723,754 8.67 139,045 9.29 420.52
Trigran Investments, Inc. 428,566 6,050,465 8.67 5,621,899 9.29 7.62
Schonfeld Strategic Advisors LLC 348,100 2,048,100 8.67 1,700,000 9.29 20.48
Morgan Stanley 276,997 929,558 8.67 652,561 9.29 42.45
State of New Jersey Common Pension Fund D 244,270 244,270 8.67 0 0.00
Squarepoint Ops LLC 233,559 233,559 8.67 0 0.00
ExodusPoint Capital Management, LP 200,689 247,116 8.67 46,427 9.28 432.27
Vanguard Group Inc 179,013 7,070,977 8.67 6,891,964 9.29 2.60
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 170,800 3,069,536 8.67 2,898,736 9.29 5.89
Bank Of America Corp /de/ 168,093 309,183 8.67 141,090 9.28 119.14
Engineers Gate Manager LP 166,332 217,048 8.67 50,716 9.29 327.97
Atom Investors LP 153,239 202,174 8.67 48,935 9.30 313.15
VITAX - Vanguard Information Technology Index Fund Admiral Shares 148,206 618,477 9.63 470,271 9.31 31.52
Tudor Investment Corp Et Al 114,862 262,332 8.67 147,470 9.29 77.89
Millrace Asset Group, Inc. 108,544 273,006 8.67 164,462 9.29 66.00
Employees Retirement System of Texas 97,000 201,700 8.67 104,700 9.29 92.65
RK Capital Management, LLC 77,500 1,085,700 8.67 1,008,200 9.29 7.69
Wakefield Asset Management LLLP 76,659 76,659 8.67 0 0.00
Royce & Associates Lp 74,600 480,100 8.67 405,500 9.29 18.40
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Boothbay Fund Management, Llc 867,665 82,335 8.67 950,000 9.29 -91.33
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 381,700 11,110,081 8.67 11,491,781 9.29 -3.32
Price T Rowe Associates Inc /md/ 366,052 17,454,946 8.67 17,820,998 9.29 -2.05
NBMIX - Neuberger Berman Small Cap Growth Fund Investor Class 249,778 198,987 9.63 448,765 9.31 -55.66
IGN - iShares North American Tech-Multimedia Networking ETF 241,793 267,981 8.67 509,774 9.29 -47.43
Goldman Sachs Group Inc 229,552 1,037,746 8.67 1,267,298 9.29 -18.11
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 213,646 190,698 8.30 404,344 10.76 -52.84
Voya Investment Management Llc 174,761 420,731 8.67 595,492 9.29 -29.35
Scopia Capital Management Lp 153,518 9,844,567 8.67 9,998,085 9.29 -1.54
IJR - iShares Core S&P Small-Cap ETF 137,550 7,265,101 8.67 7,402,651 9.29 -1.86
State Of Wisconsin Investment Board 136,563 450,437 8.67 587,000 9.29 -23.26
Nuveen Asset Management, LLC 133,139 380,184 8.67 513,323 9.49 -25.94
Ardsley Advisory Partners Lp 115,250 876,500 8.67 991,750 9.29 -11.62
Prelude Capital Management, Llc 93,704 977,542 8.67 1,071,246 9.29 -8.75
BlackRock Inc. 72,246 15,932,632 16,004,878 9.29 -0.45
Castleark Management Llc 65,940 182,768 8.67 248,708 9.29 -26.51
Geode Capital Management, Llc 63,802 1,766,293 8.67 1,830,095 9.29 -3.49
Barclays Plc 60,216 80,543 8.67 140,759 9.29 -42.78
Calamos Advisors LLC 59,931 143,854 8.67 203,785 9.29 -29.41
GSAOX - Goldman Sachs Small Cap Growth Insights Fund Class A 56,321 1,031 8.73 57,352 10.76 -98.20
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Cutler Group LP 300
Name Previous Calls
Proequities, Inc. 0
Symmetry Peak Management Llc 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 7,400 29,600 22,200 33.33
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 41,900 25,600 67,500 -62.07
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares

Past Week Analysis

Name Shares PPS
LEQAX - LoCorr Dynamic Equity Fund Class A 34,401 8.66
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 14,851 8.69
TPSC - Timothy Plan US Small Cap Core ETF 10,090 8.62
ESIX - SPDR S&P SmallCap 600 ESG ETF 419 9.55
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 11,110,081 8.67 11,491,781 9.29
IJR - iShares Core S&P Small-Cap ETF 7,265,101 8.67 7,402,651 9.29
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,069,536 8.67 2,898,736 9.29
IWM - iShares Russell 2000 ETF 2,059,255 8.67 2,050,780 9.29
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,393,526 8.67 1,373,405 9.29
IJT - iShares S&P Small-Cap 600 Growth ETF 1,218,982 8.67 1,199,889 9.29
VSCVX - Victory Integrity Small-Cap Value Fund Class A 993,000 8.67 1,020,200 9.29
Prelude Capital Management, Llc 977,542 8.67 1,071,246 9.29
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 856,384 8.67 856,384 9.29
IWO - iShares Russell 2000 Growth ETF 723,754 8.67 139,045 9.29
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 516,873 8.67 485,738 9.29
SPSM - SPDR(R) Portfolio Small Cap ETF 478,261 8.67 466,075 9.29
PSOPX - JPMorgan Small Cap Value Fund Class I 414,900 8.67 405,600 9.29
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 344,279 8.67 310,479 9.29
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 281,965 8.67 281,965 9.29
IGN - iShares North American Tech-Multimedia Networking ETF 267,981 8.67 509,774 9.29
IWC - iShares Micro-Cap ETF 192,733 8.67 210,762 9.29
SLY - SPDR(R) S & P 600 Small Cap ETF 192,366 8.67 189,391 9.29
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 160,699 8.67 164,323 9.29
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 138,913 8.67 143,427 9.29
ITOT - iShares Core S&P Total U.S. Stock Market ETF 133,448 8.67 121,786 9.29
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 125,003 8.67 135,474 9.29
QCSTRX - Stock Account Class R1 123,766 8.67 175,178 9.29
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 123,300 8.67 133,900 9.29
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 117,585 8.67 117,585 9.29
SLLAX - SIMT Small Cap Fund Class F 103,408 8.67 108,914 9.29
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 102,657 8.67 83,816 9.29
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 96,261 8.67 83,142 9.29
VBINX - Vanguard Balanced Index Fund Investor Shares 90,373 8.68 90,373 9.29
MMEAX - Victory Integrity Discovery Fund Class A 79,565 8.67 89,000 9.29
TVOAX - TOUCHSTONE SMALL CAP VALUE FUND Class A 78,430 8.67 79,117 9.29
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 77,887 8.67 79,397 9.30
TRANSAMERICA SERIES TRUST - Transamerica Small/Mid Cap Value VP Initial 68,750 8.67 68,350 9.29
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 67,376 8.67 67,376 9.29
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 63,382 8.68 63,354 9.30
XTL - SPDR(R) S&P(R) Telecom ETF 60,685 8.67 110,827 9.29
QCEQRX - Equity Index Account Class R1 58,321 8.68 58,321 9.29
NSIDX - Northern Small Cap Index Fund 48,914 8.67 50,607 9.29
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 37,794 8.68 35,619 9.29
IGM - iShares Expanded Tech Sector ETF 36,335 8.67 36,023 9.30
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 35,900 8.66 35,900 9.30
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 35,400 8.67 35,400 9.29
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 31,330 8.68 31,330 9.29
EES - WisdomTree U.S. SmallCap Fund N/A 30,996 8.68 33,543 9.30
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 29,759 8.67 29,759 9.27
MMSCX - Praxis Small Cap Index Fund Class A 29,630 8.67 17,410 9.30
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 25,672 8.69 25,672 9.27
IWV - iShares Russell 3000 ETF 25,148 8.67 25,212 9.28
SSMHX - State Street Small/mid Cap Equity Index Portfolio 22,500 8.67 20,100 9.30
FECGX - Fidelity Small Cap Growth Index Fund 22,165 8.66 4,422 9.27
SPTM - SPDR(R) Portfolio Total Stock Market ETF 19,445 8.69 19,368 9.29
JESIX - Small Cap Index Trust NAV 19,069 8.65 19,629 9.27
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 18,737 8.65 18,737 9.29
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 16,411 8.65 17,757 9.29
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 15,746 8.70 15,280 9.29
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 15,243 8.66 2,813 9.24
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 13,255 8.68 13,845 9.32
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 13,082 8.64 13,082 9.33
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 12,063 8.70 2,576 9.32
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 10,653 8.64 10,653 9.29
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 10,391 8.66 10,391 9.34
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 10,330 8.71 10,330 9.29
USMIX - Extended Market Index Fund 10,129 8.69 10,031 9.27
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 9,977 8.62 2,181 9.17
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 7,706 8.69 7,865 9.28
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 6,919 8.67 6,919 9.25
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 6,756 8.73 4,356 9.18
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 6,244 8.65 15,878 9.32
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 5,515 8.70 4,342 9.21
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 5,281 8.71 1,006 8.95
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 4,637 8.63 2,876 9.39
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,238 8.73 4,238 9.20
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 4,051 8.64 4,343 9.21
CSA - VictoryShares US Small Cap Volatility Wtd ETF 4,014 8.72 4,001 9.25
Profunds - Profund Vp Small-cap Growth 3,841 8.59 4,419 9.28
XJR - iShares ESG Screened S&P Small-Cap ETF 3,608 8.59 2,676 9.34
TRZIX - T. Rowe Price Small-Cap Index Fund 3,547 8.74 3,201 9.37
QWVOX - Clearwater Small Companies Fund 3,535 8.77 3,535 9.34
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,420 8.77 3,420 9.36
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3,142 8.59 3,142 9.23
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,025 8.60 2,864 9.43
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,013 8.63 12,121 9.32
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 2,833 8.82 3,250 9.23
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 2,194 8.66 2,194 9.12
JETSX - Total Stock Market Index Trust NAV 2,066 8.71 2,066 9.20
Profunds - Profund Vp Telecommunications 1,889 8.47 1,792 9.49
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,289 8.53 1,289 9.31
TLSTX - Stock Index Fund 1,256 8.76 1,256 9.55
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 839 8.34 1,495 9.36
VLU - SPDR S&P 1500 Value Tilt ETF 807 8.67 882 9.07
RYRRX - Russell 2000 Fund Class A 652 9.20 636 9.43
MMTM - SPDR S&P 1500 Momentum Tilt ETF 475 8.42 501 9.98
Profunds - Profund Vp Small-cap 283 7.07 286 10.49
Name Current Shares Current PPS Previous Shares Previous PPS
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 411 9.73 478 8.37
Profunds - Profund Vp Ultrasmall-cap 334 8.98 456 8.77
VQNPX - Vanguard Growth and Income Fund Investor Shares 200 10.00 1,500 9.33
RYMKX - Russell 2000 1.5x Strategy Fund Class H 197 10.15 227 8.81
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 62 16.13 63 15.87
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWO - iShares Russell 2000 Growth ETF 584,709 723,754 8.67 139,045 9.29 420.52
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 170,800 3,069,536 8.67 2,898,736 9.29 5.89
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 33,800 344,279 8.67 310,479 9.29 10.89
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 31,135 516,873 8.67 485,738 9.29 6.41
VEXMX - Vanguard Extended Market Index Fund Investor Shares 20,121 1,393,526 8.67 1,373,405 9.29 1.47
IJT - iShares S&P Small-Cap 600 Growth ETF 19,093 1,218,982 8.67 1,199,889 9.29 1.59
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 18,841 102,657 8.67 83,816 9.29 22.48
FECGX - Fidelity Small Cap Growth Index Fund 17,743 22,165 8.66 4,422 9.27 401.24
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 13,119 96,261 8.67 83,142 9.29 15.78
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 12,430 15,243 8.66 2,813 9.24 441.88
MMSCX - Praxis Small Cap Index Fund Class A 12,220 29,630 8.67 17,410 9.30 70.19
SPSM - SPDR(R) Portfolio Small Cap ETF 12,186 478,261 8.67 466,075 9.29 2.61
ITOT - iShares Core S&P Total U.S. Stock Market ETF 11,662 133,448 8.67 121,786 9.29 9.58
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 9,487 12,063 8.70 2,576 9.32 368.28
PSOPX - JPMorgan Small Cap Value Fund Class I 9,300 414,900 8.67 405,600 9.29 2.29
IWM - iShares Russell 2000 ETF 8,475 2,059,255 8.67 2,050,780 9.29 0.41
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 7,796 9,977 8.62 2,181 9.17 357.45
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 4,275 5,281 8.71 1,006 8.95 424.95
SLY - SPDR(R) S & P 600 Small Cap ETF 2,975 192,366 8.67 189,391 9.29 1.57
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 2,400 6,756 8.73 4,356 9.18 55.10
SSMHX - State Street Small/mid Cap Equity Index Portfolio 2,400 22,500 8.67 20,100 9.30 11.94
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 2,175 37,794 8.68 35,619 9.29 6.11
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 1,761 4,637 8.63 2,876 9.39 61.23
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,173 5,515 8.70 4,342 9.21 27.02
XJR - iShares ESG Screened S&P Small-Cap ETF 932 3,608 8.59 2,676 9.34 34.83
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 466 15,746 8.70 15,280 9.29 3.05
TRANSAMERICA SERIES TRUST - Transamerica Small/Mid Cap Value VP Initial 400 68,750 8.67 68,350 9.29 0.59
TRZIX - T. Rowe Price Small-Cap Index Fund 346 3,547 8.74 3,201 9.37 10.81
IGM - iShares Expanded Tech Sector ETF 312 36,335 8.67 36,023 9.30 0.87
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 161 3,025 8.60 2,864 9.43 5.62
USMIX - Extended Market Index Fund 98 10,129 8.69 10,031 9.27 0.98
Profunds - Profund Vp Telecommunications 97 1,889 8.47 1,792 9.49 5.41
SPTM - SPDR(R) Portfolio Total Stock Market ETF 77 19,445 8.69 19,368 9.29 0.40
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 28 63,382 8.68 63,354 9.30 0.04
RYRRX - Russell 2000 Fund Class A 16 652 9.20 636 9.43 2.52
CSA - VictoryShares US Small Cap Volatility Wtd ETF 13 4,014 8.72 4,001 9.25 0.32
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 381,700 11,110,081 8.67 11,491,781 9.29 -3.32
IGN - iShares North American Tech-Multimedia Networking ETF 241,793 267,981 8.67 509,774 9.29 -47.43
IJR - iShares Core S&P Small-Cap ETF 137,550 7,265,101 8.67 7,402,651 9.29 -1.86
Prelude Capital Management, Llc 93,704 977,542 8.67 1,071,246 9.29 -8.75
QCSTRX - Stock Account Class R1 51,412 123,766 8.67 175,178 9.29 -29.35
XTL - SPDR(R) S&P(R) Telecom ETF 50,142 60,685 8.67 110,827 9.29 -45.24
VSCVX - Victory Integrity Small-Cap Value Fund Class A 27,200 993,000 8.67 1,020,200 9.29 -2.67
IWC - iShares Micro-Cap ETF 18,029 192,733 8.67 210,762 9.29 -8.55
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 10,600 123,300 8.67 133,900 9.29 -7.92
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 10,471 125,003 8.67 135,474 9.29 -7.73
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 9,634 6,244 8.65 15,878 9.32 -60.68
MMEAX - Victory Integrity Discovery Fund Class A 9,435 79,565 8.67 89,000 9.29 -10.60
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 9,108 3,013 8.63 12,121 9.32 -75.14
SLLAX - SIMT Small Cap Fund Class F 5,506 103,408 8.67 108,914 9.29 -5.06
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 4,514 138,913 8.67 143,427 9.29 -3.15
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 3,624 160,699 8.67 164,323 9.29 -2.21
EES - WisdomTree U.S. SmallCap Fund N/A 2,547 30,996 8.68 33,543 9.30 -7.59
NSIDX - Northern Small Cap Index Fund 1,693 48,914 8.67 50,607 9.29 -3.35
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,510 77,887 8.67 79,397 9.30 -1.90
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 1,346 16,411 8.65 17,757 9.29 -7.58
VQNPX - Vanguard Growth and Income Fund Investor Shares 1,300 200 10.00 1,500 9.33 -86.67
TVOAX - TOUCHSTONE SMALL CAP VALUE FUND Class A 687 78,430 8.67 79,117 9.29 -0.87
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 656 839 8.34 1,495 9.36 -43.88
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 590 13,255 8.68 13,845 9.32 -4.26
Profunds - Profund Vp Small-cap Growth 578 3,841 8.59 4,419 9.28 -13.08
JESIX - Small Cap Index Trust NAV 560 19,069 8.65 19,629 9.27 -2.85
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 417 2,833 8.82 3,250 9.23 -12.83
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 292 4,051 8.64 4,343 9.21 -6.72
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 159 7,706 8.69 7,865 9.28 -2.02
Profunds - Profund Vp Ultrasmall-cap 122 334 8.98 456 8.77 -26.75
VLU - SPDR S&P 1500 Value Tilt ETF 75 807 8.67 882 9.07 -8.50
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 67 411 9.73 478 8.37 -14.02
IWV - iShares Russell 3000 ETF 64 25,148 8.67 25,212 9.28 -0.25
RYMKX - Russell 2000 1.5x Strategy Fund Class H 30 197 10.15 227 8.81 -13.22
MMTM - SPDR S&P 1500 Momentum Tilt ETF 26 475 8.42 501 9.98 -5.19
Profunds - Profund Vp Small-cap 3 283 7.07 286 10.49 -1.05
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 62 16.13 63 15.87 -1.59
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ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares