Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 310 11.00 11.65 10.82
Previous Quarter 370 9.00 10.00 9.27

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 24 109 3 191 77 50
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 7 4 0 1 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 0 0 0 1 0 0
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 1 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 1,691,509 9.86 11.65 1,778,556 10.36 11.64
Previous Quarter 1,595,150 9.30 10.02 1,696,160 9.88 9.96

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 1,112,797 11.65
Vanguard Group Inc 896,913 11.65
Hawkeye Capital Management, LLC 746,366 11.65
Nomura Holdings Inc 590,200 11.65
AWM Investment Company, Inc. 577,386 11.65
Islet Management, LP 550,000 11.65
D. E. Shaw & Co., Inc. 541,856 11.65
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 525,515 11.65
Harbert Fund Advisors, Inc. 514,964 11.65
Dimensional Fund Advisors Lp 505,865 11.65
Caption Management, LLC 500,000 11.65
Anqa Management Llc 465,000 0.01
Nomura Holdings Inc 427,221 11.65
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 358,809 11.65
Geode Capital Management, Llc 322,901 11.65
Caption Management, LLC 306,376 11.65
Long Focus Capital Management, Llc 305,000 11.65
Millennium Management Llc 285,270 11.65
Morgan Stanley 283,938 11.65
State Street Corp 281,527 11.65

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Nomura Holdings Inc 1,466,400 10.02
BlackRock Inc. 1,036,838 10.02
Vanguard Group Inc 861,893 10.02
Islet Management, LP 825,000 10.02
Hawkeye Capital Management, LLC 771,366 10.02
AWM Investment Company, Inc. 633,455 10.02
SCW Capital Management, LP 535,865 6.82
D. E. Shaw & Co., Inc. 528,916 10.02
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 525,515 10.02
Harbert Fund Advisors, Inc. 477,779 10.02
Anqa Management Llc 465,000 0.01
Dimensional Fund Advisors Lp 410,946 10.02
Caption Management, LLC 406,800 10.02
Morgan Stanley 368,701 10.02
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 346,781 10.02
Islet Management, LP 341,500 10.02
MYDA Advisors LLC 338,499 10.02
Susquehanna International Group, Llp 331,100 10.02
Hudson Bay Capital Management LP 322,720 10.02
Bank Of America Corp /de/ 313,926 10.02

 

Recent Quarter Analysis

Name Shares PPS
Essex Investment Management Co Llc 152,843 11.65
Acadian Asset Management Llc 97,150 0.01
Legato Capital Management LLC 59,019 11.66
Jacobs Levy Equity Management, Inc 57,402 11.65
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 49,295 11.64
Man Group plc 41,754 11.64
DFAS - Dimensional U.S. Small Cap ETF 30,742 10.86
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 28,785 11.64
Sand Hill Global Advisors, LLC 20,962 11.64
Chai Trust Co Llc 18,000 11.67
Arrowstreet Capital, Limited Partnership 16,903
Connor, Clark & Lunn Investment Management Ltd. 15,296 11.64
Graham Capital Management, L.P. 14,594 11.65
DFVEX - U.s. Vector Equity Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,288 10.86
Public Employees Retirement System Of Ohio 8,053
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 6,400 11.72
FinTrust Capital Advisors, LLC 5,000 11.60
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 4,200 11.67
GSCYX - SMALL CAP EQUITY FUND Institutional 3,100 11.61
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 2,832 11.65
Name Shares PPS
Nomura Holdings Inc 1,466,400 10.02
Islet Management, LP 825,000 10.02
SCW Capital Management, LP 535,865 6.82
Garnet Equity Capital Holdings, Inc. 170,000 10.02
Bnp Paribas Arbitrage, Sa 148,278 10.02
Jefferies Group LLC 137,400 6.82
AWH Capital, L.P. 135,000 10.02
NSMVX - North Star Micro Cap Fund Class I Shares 116,200 8.09
Gsa Capital Partners Llp 113,549 0.01
IWO - iShares Russell 2000 Growth ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 103,557 10.02
DRW Securities, LLC 96,900 0.01
Eaton Vance Management 50,000 6.82
HERO - Global X Video Games & Esports ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 41,894 9.55
DFAC - Dimensional U.S. Core Equity 2 ETF 26,427 7.80
EES - WisdomTree U.S. SmallCap Fund N/A 18,331 6.82
Caxton Associates Lp 13,288 10.01
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,887 8.07
Kingsbury Capital Investment Advisors LLC 12,347 6.80
Cubist Systematic Strategies, LLC 11,760 10.03
Delphia (USA) Inc. 11,745 10.05
Gabelli Global Small & Mid Cap Value Trust 10,000 6.80
JSML - Janus Henderson Small Cap Growth Alpha ETF 9,245 7.79
FECGX - Fidelity Small Cap Growth Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,794 10.01
JESIX - Small Cap Index Trust NAV 3,489 10.03
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Targeted Value Portfolio Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,652 9.43
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 2,001 10.00
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 1,892 10.04
CoreCap Advisors, LLC 1,711 7.01
Advisory Services Network, LLC 1,650 10.30
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 990 10.10
Ameritas Advisory Services, LLC 500 10.00
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 297 6.73
IWFH - iShares Virtual Work and Life Multisector ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 296 6.76
DFSV - Dimensional US Small Cap Value ETF 215 9.30
Ellevest, Inc. 157 12.74
KCXIX - Knights of Columbus U.S. All Cap Index Fund I Shares 28
Burleson & Company, LLC 25
Wipfli Financial Advisors Llc, 25
Parallel Advisors, LLC
AdvisorNet Financial, Inc
Anson Funds Management LP
Union Square Park Capital Management, LLC
Brinker Capital Investments, LLC
Covestor Ltd
Contrarian Capital Management, L.l.c.
Schonfeld Strategic Advisors LLC
Stark Juergen M.
IFP Advisors, Inc
Clear Street Markets Llc
Perritt Capital Management Inc
Federated Hermes, Inc.
TORO 18 HOLDINGS LLC
Exchange Traded Concepts, Llc
Etf Managers Group, Llc
Systematic Financial Management Lp
Spire Wealth Management
Rockefeller Capital Management L.P.
Archer Investment Corp
Virtu Financial LLC
Verition Fund Management LLC
Aquatic Capital Management LLC
SummerHaven Investment Management, LLC
Aqr Capital Management Llc
First Trust Advisors Lp
Hancock Whitney Corp
Weiss Strategic Interval Fund
Captrust Financial Advisors
Cambridge Investment Research Advisors, Inc.
Centiva Capital, LP
VANGUARD GROUP INC
Bck Capital Management Lp
Blueshift Asset Management, LLC
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
First Republic Investment Management, Inc.
Weiss Multi-Strategy Advisers LLC
Janus Henderson Group Plc
Balyasny Asset Management Llc
Gabelli Funds Llc
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I This fund is a listed as child fund of Blackstone Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
GWM Advisors LLC
Dark Forest Capital Management Lp
VQNPX - Vanguard Growth and Income Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Maven Securities LTD
FNY Investment Advisers, LLC
Kerrisdale Advisers, LLC
West Bancorporation Inc
Gladius Capital Management LP
BRSVX - Small-Cap Value Fund Class N
Squarepoint Ops LLC
Norges Bank
HAP Trading, LLC
Angelo Gordon & Co., L.p.
Quadrature Capital Ltd
Campbell & CO Investment Adviser LLC
Jump Financial, LLC
Credit Suisse Ag/
Alpine Global Management, LLC
MBM Wealth Consultants, LLC
Bienville Capital Management, LLC
Employees Retirement System of Texas
Mirae Asset Global Investments Co., Ltd.
D.a. Davidson & Co.
Qube Research & Technologies Ltd
Commonwealth Equity Services, Llc
Donerail Group LP
Philosophy Capital Management LLC
Bluefin Capital Management, Llc
Bluefin Capital Management, Llc
GABELLI & Co INVESTMENT ADVISERS, INC.
Name Current Shares Current PPS Previous Shares Previous PPS
RYRRX - Russell 2000 Fund Class A 116 8.62 114 8.77
NTKI - Nationwide Russell 2000 Risk-Managed Income ETF 89 11.24 83 12.05
Profunds - Profund Vp Ultrasmall-cap 66 15.15 64 15.62
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 1,112,797 11.65 1,036,838 10.02
Vanguard Group Inc 896,913 11.65 861,893 10.02
Hawkeye Capital Management, LLC 746,366 11.65 771,366 10.02
Nomura Holdings Inc 590,200 11.65 1,466,400 10.02
AWM Investment Company, Inc. 577,386 11.65 633,455 10.02
Islet Management, LP 550,000 11.65 825,000 10.02
D. E. Shaw & Co., Inc. 541,856 11.65 528,916 10.02
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 525,515 11.65 525,515 10.02
Harbert Fund Advisors, Inc. 514,964 11.65 477,779 10.02
Dimensional Fund Advisors Lp 505,865 11.65 410,946 10.02
Caption Management, LLC 500,000 11.65 406,800 10.02
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 358,809 11.65 346,781 10.02
Geode Capital Management, Llc 322,901 11.65 308,214 10.02
Long Focus Capital Management, Llc 305,000 11.65 305,000 10.02
Millennium Management Llc 285,270 11.65 242,687 0.01
Morgan Stanley 283,938 11.65 368,701 10.02
State Street Corp 281,527 11.65 265,205 10.02
Shay Capital LLC 250,000 11.65 248,910 10.02
Marshall Wace, Llp 230,587 11.65 49,923 10.02
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 228,012 11.65 231,046 10.02
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Marshall Wace, Llp 180,664 230,587 11.65 49,923 10.02 361.89
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 109,845 149,094 11.65 39,249 10.01 279.87
Dimensional Fund Advisors Lp 94,919 505,865 11.65 410,946 10.02 23.10
Renaissance Technologies Llc 86,270 134,870 0.01 48,600 177.51
BlackRock Inc. 75,959 1,112,797 11.65 1,036,838 10.02 7.33
DFSCX - U.s. Micro Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 61,670 63,770 10.87 2,100 9.52 2936.67
DFSTX - U.s. Small Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 60,228 80,890 10.87 20,662 9.49 291.49
Garnet Equity Capital Holdings, Inc. 43,733 213,733 11.65 170,000 10.02 25.73
Millennium Management Llc 42,583 285,270 11.65 242,687 0.01 17.55
Harbert Fund Advisors, Inc. 37,185 514,964 11.65 477,779 10.02 7.78
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 36,725 54,612 10.88 17,887 9.50 205.32
Vanguard Group Inc 35,020 896,913 11.65 861,893 10.02 4.06
Bridgeway Capital Management Inc 35,000 35,000 11.66 0 0.00
Nuveen Asset Management, LLC 27,381 62,138 11.65 34,757 78.78
Jpmorgan Chase & Co 25,969 37,933 11.65 11,964 10.03 217.06
Dynamic Technology Lab Private Ltd 25,470 25,470 0 0.00
Two Sigma Investments, Lp 24,259 24,259 11.67 0 0.00
Raymond James & Associates 19,572 100,559 11.65 80,987 10.01 24.17
DFAT - Dimensional U.S. Targeted Value ETF 16,498 60,367 10.87 43,869 9.51 37.61
State Street Corp 16,322 281,527 11.65 265,205 10.02 6.15
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Bank Of America Corp /de/ 302,301 11,625 11.61 313,926 10.02 -96.30
MYDA Advisors LLC 263,499 75,000 11.65 338,499 10.02 -77.84
Hudson Bay Capital Management LP 250,071 72,649 11.65 322,720 10.02 -77.49
Bnp Paribas Arbitrage, Sa 133,254 15,024 11.65 148,278 10.02 -89.87
North Star Investment Management Corp. 123,200 6,735 11.58 129,935 10.02 -94.82
Morgan Stanley 84,763 283,938 11.65 368,701 10.02 -22.99
AWM Investment Company, Inc. 56,069 577,386 11.65 633,455 10.02 -8.85
Hawkeye Capital Management, LLC 25,000 746,366 11.65 771,366 10.02 -3.24
Yakira Capital Management, Inc. 20,289 58,866 11.65 79,155 10.02 -25.63
BRSIX - Ultra-Small Company Market Fund Class N 15,000 35,000 11.66 50,000 7.16 -30.00
Trexquant Investment LP 10,056 17,309 11.67 27,365 10.01 -36.75
State Of Wisconsin Investment Board 9,700 71,400 11.65 81,100 10.02 -11.96
Quantbot Technologies LP 9,537 6,817 11.59 16,354 10.03 -58.32
Occudo Quantitative Strategies Lp 8,163 23,740 11.67 31,903 10.03 -25.59
SG Americas Securities, LLC 5,230 13,379 18,609 -28.10
Barclays Plc 4,696 3,115 7,811 -60.12
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,300 58,041 10.87 62,341 9.50 -6.90
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 4,100 40,559 10.87 44,659 9.49 -9.18
GSSC - Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF 3,346 8,885 11.37 12,231 8.09 -27.36
Corton Capital Inc. 3,327 11,164 11.64 14,491 10.01 -22.96
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
DRW Securities, LLC 96,900
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Walleye Capital LLC 7,487 20,800 13,313 56.24
Walleye Trading LLC 13,400 13,400 0 0.00
Two Sigma Securities, Llc 14,700 14,700 0 0.00
Wolverine Trading, Llc 76,500 112,500 36,000 212.50
Caption Management, LLC 93,200 500,000 406,800 22.91
Simplex Trading, Llc 157,432 205,100 47,668 330.27
Parallax Volatility Advisers, L.P. 200,000 200,000 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Shay Capital LLC 1,090 250,000 248,910 0.44
Cutler Group LP 22,083 26,500 4,417 499.95
Group One Trading, L.p. 23,400 140,000 116,600 20.07
Bluefin Capital Management, Llc 75,000 75,000 0 0.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Susquehanna International Group, Llp 139,000 192,100 331,100 -41.98
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Nomura Holdings Inc 876,200 590,200 1,466,400 -59.75
Islet Management, LP 275,000 550,000 825,000 -33.33
Citadel Advisors Llc 11,400 157,400 168,800 -6.75
Name

Past Week Analysis

Name Shares PPS
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Bluefin Capital Management, Llc 75,000 0.92 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Bluefin Capital Management, Llc 75,000 75,000 0 0.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name