Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 621 28.00 27.18 27.52
Previous Quarter 649 31.00 31.01 31.16

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 40 147 406 23 191 140
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 1 3 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 2 3 4 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 7 0 106 1 35 30
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 3 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 20,229,986 0.00 0.00 7,163,423 0.00 0.00
Previous Quarter 9,489,244 0.00 0.00 7,232,222 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 10,895,784
BlackRock Inc. 8,852,600 27.17
State Street Corp 4,471,629 27.17
Ancora Advisors, LLC 4,033,949 27.17
Ancora Alternatives LLC 3,928,869
Ancora Advisors, LLC 3,790,173
Vanguard Group Inc 3,697,048 27.17
Franklin Resources Inc 3,666,129 27.17
VANGUARD GROUP INC 3,579,870
STATE STREET CORP 3,169,444
IJR - iShares Core S&P Small-Cap ETF 2,747,393 27.17
Dimensional Fund Advisors Lp 2,738,681 27.17
DIMENSIONAL FUND ADVISORS LP 2,729,318
Wolf Hill Capital Management, LP 2,608,498 27.17
XOP - SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF 2,606,289 27.17
Grantham, Mayo, Van Otterloo & Co. LLC 2,322,127 27.17
FRVLX - Franklin Small Cap Value Fund Class A 2,314,929 28.07
Wellington Management Group Llp 2,223,253 27.17
BNP Paribas Asset Management Holding S.A. 1,990,489 27.17
Hsbc Holdings Plc 1,821,660 27.38

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 8,978,072 31.01
State Street Corp 4,181,086 31.01
Ancora Advisors, LLC 4,004,389 31.01
Vanguard Group Inc 3,667,926 31.01
Franklin Resources Inc 3,335,546 31.01
Dimensional Fund Advisors Lp 2,805,680 31.01
IJR - iShares Core S&P Small-Cap ETF 2,747,393 31.01
XOP - SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF 2,355,541 31.01
BNP Paribas Asset Management Holding S.A. 2,155,892 31.01
FRVLX - Franklin Small Cap Value Fund Class A 1,688,968 30.54
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,479,189 31.01
William Blair Investment Management, Llc 1,472,265 31.01
Victory Capital Management Inc 1,451,681 30.99
Wolf Hill Capital Management, LP 1,423,249 31.01
Hsbc Holdings Plc 1,368,889 31.27
Grantham, Mayo, Van Otterloo & Co. LLC 1,335,273 31.01
Jpmorgan Chase & Co 1,069,067 31.01
Morgan Stanley 965,990 31.01
Geode Capital Management, Llc 928,341 31.01
Neuberger Berman Group LLC 826,380 31.01

 

Recent Quarter Analysis

Name Shares PPS
Ancora Alternatives LLC 3,928,869
VANGUARD GROUP INC 3,579,870
STATE STREET CORP 3,169,444
DIMENSIONAL FUND ADVISORS LP 2,729,318
Intrinsic Edge Capital Management LLC 120,000 27.17
Boston Partners 79,778 11.80
GCEPX - Goldman Sachs Clean Energy Income Fund Class P Shares 63,579 32.57
Crestline Management, LP 58,625 27.17
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 50,633 27.18
Clear Sky Advisers, LLC 50,000 27.18
Chartwell Investment Partners, Llc 45,493 27.17
Thomist Capital Management, LP 37,010 27.18
Lee Capital Holdings LLC 32,500 27.17
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 31,314 27.18
Jefferies Group LLC 19,595 27.15
New York Life Investment Management Llc 15,038 27.20
Bbr Partners, Llc 15,000 27.20
Mirae Asset Global Investments Co., Ltd. 14,222 27.14
RYLD - Global X Russell 2000 Covered Call ETF 13,428 28.08
CSML - IQ Chaikin U.S. Small Cap ETF 13,147 28.07
Name Shares PPS
D. E. Shaw & Co., Inc. 556,115 31.01
D. E. Shaw & Co., Inc. 556,115 31.01
Balyasny Asset Management Llc 416,908 31.01
Great Lakes Advisors, Llc 388,928 31.01
Marshall Wace North America L.P. 279,222 32.65
Renaissance Technologies Llc 267,743 31.01
Capital Fund Management S.a. 137,230 31.01
Capital Fund Management S.a. 137,230 31.01
RZV - Invesco S&P SmallCap 600 Pure Value ETF 124,734 37.95
Sphinx Trading, Lp 110,000 34.76
IYSYX - Ivy Small Cap Core Fund Class Y 96,313 34.76
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 87,995 32.65
HighTower Advisors, LLC 86,009 31.08
HighTower Advisors, LLC 86,009 31.08
Moore Capital Management, Lp 84,765 31.02
XSVM - Invesco S&P SmallCap Value with Momentum ETF 81,782 37.95
DVSMX - Driehaus Small Cap Growth Fund Investor Share Class 75,104 34.77
Millennium Management Llc 72,263 31.01
Barclays Plc 71,296 31.00
PXI - Invesco DWA Energy Momentum ETF 70,258 30.54
NUSC - Nuveen ESG Small-Cap ETF 57,284 37.95
Van Eck Associates Corp 54,648 31.02
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 48,390 37.94
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 43,586 31.02
Bnp Paribas Arbitrage, Sa 41,248 31.01
Twinbeech Capital Lp 36,544 31.00
XSMO - Invesco S&P SmallCap Momentum ETF 31,348 30.53
Brandywine Global Investment Management, LLC 25,069 30.99
Ivy Variable Insurance Portfolios - Ivy VIP Small Cap Core Class II 24,295 34.74
Verition Fund Management LLC 23,022 31.01
Two Sigma Investments, Lp 22,863 31.01
Two Sigma Investments, Lp 22,863 31.01
Two Sigma Investments, Lp 22,863 31.01
DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A 22,045 38.65
ADVANCED SERIES TRUST - AST BlackRock/Loomis Sayles Bond Portfolio 20,076 34.77
Hrt Financial Lp 18,863 30.96
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF 17,579 37.94
Engineers Gate Manager LP 17,156 31.01
Clear Harbor Asset Management, LLC 16,437 31.03
COPLX - Copley Fund Inc /nv/ 15,474 38.65
SECAX - SIIT Small Cap II Fund - Class A 13,243 38.66
HWVIX - Hotchkis & Wiley Small Cap Diversified Value Fund Class I 11,800 32.63
CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 9,300 38.60
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 8,834 32.60
Axa S.a. 8,500 30.94
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 8,139 32.68
Two Sigma Securities, Llc 8,000 31.00
JBF Capital, Inc. 7,400 30.95
Profund Advisors Llc 7,262 30.98
Vontobel Holding Ltd. 7,198 30.98
Truist Financial Corp 7,169 30.97
CIBC Asset Management Inc 6,911 30.97
Seven Eight Capital, Lp 6,824 31.07
Summit Global Investments 6,800 31.03
Parametrica Management Ltd 6,790 31.08
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 5,400 32.59
SLPAX - Siit Small Cap Fund - Class A 5,204 38.62
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 5,034 38.74
TLEQX - Small-Cap Equity Fund 3,080 32.79
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Targeted Value Portfolio Institutional Class 2,377 37.86
AVFIX - American Beacon Small Cap Value Fund Institutional Class 2,291 37.97
Point72 Hong Kong Ltd 1,915 30.81
GARIX - Gotham Absolute Return Fund Institutional Class 1,865 34.85
AVUV - Avantis U.S. Small Cap Value ETF 1,830 38.80
GENIX - Gotham Enhanced Return Fund Institutional Class 738 35.23
HAFAX - Hartford AARP Balanced Retirement Fund Class A 463 38.88
VFMFX - Vanguard U.S. Multifactor Fund Admiral Shares 417 38.37
Aquatic Capital Management LLC 400 30.00
Dark Forest Capital Management Lp 400 30.00
GONIX - Gotham Neutral Fund Institutional Class 363 35.81
MMSC - First Trust Multi-Manager Small Cap Opportunities ETF 132 37.88
Brown Brothers Harriman & Co 110 27.27
Tarbox Family Office, Inc. 105 28.57
Elequin Capital Lp 87 34.48
Tcwp Llc 54 18.52
Pin Oak Investment Advisors Inc 35 28.57
IFP Advisors, Inc 21 47.62
Berman Capital Advisors, LLC 20
Bronson Point Management LLC
Rockefeller Capital Management L.P.
Cambridge Investment Research Advisors, Inc.
CastleArk Alternatives, LLC
Cordant, Inc.
Maverick Capital Ltd
Harvest Investment Services, LLC
Graham Capital Management, L.P.
Ibex Wealth Advisors
Arosa Capital Management LP
USA Financial Portformulas Corp
Susquehanna Fundamental Investments, Llc
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma
Grosvenor Holdings, L.l.c.
Carroll Financial Associates, Inc.
EAM Global Investors LLC
Kessler Investment Group, LLC
Affinity Wealth Management Llc
Hotchkis & Wiley Capital Management Llc
Panagora Asset Management Inc
Russell Clark Investment Management Ltd
Rubric Capital Management LP
Crossmark Global Holdings, Inc.
J. Goldman & Co LP
Brinker Capital Investments, LLC
Gotham Asset Management, LLC
Cambria Investment Management, L.P.
Eaton Vance Management
Gladstone Institutional Advisory LLC
Man Group plc
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF
Canada Pension Plan Investment Board
Bell Investment Advisors, Inc
Braun-Bostich & Associates Inc.
Quadrature Capital Ltd
Blackstone Group Inc
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares
Harbour Investments, Inc.
Blueshift Asset Management, LLC
Fsb Premier Wealth Management, Inc.
Aigen Investment Management, Lp
Stelac Advisory Services LLC
Fortis Advisors, LLC
Yaupon Capital Management LP
WealthPLAN Partners, LLC
Winton Capital Group Ltd
Voloridge Investment Management, Llc
Two Sigma Advisers, Lp
Encompass Capital Advisors LLC
Alyeska Investment Group, L.P.
Allegheny Financial Group LTD
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class
SG3 Management, LLC
Css Llc/il
Cahill Financial Advisors Inc
VSSCX - JPMorgan Small Cap Core Fund Class R5
EAM Investors, LLC
Alight Capital Management LP
Delta Investment Management, LLC
Ardsley Advisory Partners Lp
Bluefin Capital Management, Llc
Commonwealth Equity Services, Llc
Sageworth Trust Co
DCM Advisors, LLC
Ci Investments Inc.
O'shaughnessy Asset Management, Llc
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class 37.96
BPRRX - Boston Partners Long/Short Research Fund Investor Class 38.63
Weiss Strategic Interval Fund 34.75
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 10,895,784 8,978,072 31.01
State Street Corp 4,471,629 27.17 4,181,086 31.01
Ancora Advisors, LLC 4,033,949 27.17 4,004,389 31.01
Vanguard Group Inc 3,697,048 27.17 3,667,926 31.01
Franklin Resources Inc 3,666,129 27.17 3,335,546 31.01
IJR - iShares Core S&P Small-Cap ETF 2,747,393 27.17 2,747,393 31.01
Dimensional Fund Advisors Lp 2,738,681 27.17 2,805,680 31.01
Wolf Hill Capital Management, LP 2,608,498 27.17 1,423,249 31.01
XOP - SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF 2,606,289 27.17 2,355,541 31.01
Grantham, Mayo, Van Otterloo & Co. LLC 2,322,127 27.17 1,335,273 31.01
FRVLX - Franklin Small Cap Value Fund Class A 2,314,929 28.07 1,688,968 30.54
Wellington Management Group Llp 2,223,253 27.17 823,266 31.01
BNP Paribas Asset Management Holding S.A. 1,990,489 27.17 2,155,892 31.01
Hsbc Holdings Plc 1,821,660 27.38 1,368,889 31.27
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,506,966 27.17 1,479,189 31.01
Cannell Peter B & Co Inc 1,452,110 27.17 128,190 31.01
William Blair Investment Management, Llc 1,351,673 27.17 1,472,265 31.01
Victory Capital Management Inc 1,141,385 27.17 1,451,681 30.99
Geode Capital Management, Llc 968,787 27.17 928,341 31.01
Jpmorgan Chase & Co 968,408 27.17 1,069,067 31.01
Name Current Shares Current PPS Previous Shares Previous PPS
Parallax Volatility Advisers, L.P. 210,000 27.17 0
Norges Bank 111,200 33.62 0
Amundi 109,559 28.00 75 26.67
State of New Jersey Common Pension Fund D 68,840 27.16 0
Beaconlight Capital, Llc 51,578 27.16 0
Comerica Bank 45,748 32.26 46,813 30.16
Marshall Wace, Llp 29,451 27.16 0
Louisiana State Employees Retirement System 26,000 32.27 26,100 30.15
Bank Of Montreal /can/ 25,137 37.32 53,866 31.06
Centiva Capital, LP 19,514 27.16 0
Cutler Group LP 17,900 1.68 22,200 0.95
Bluefin Capital Management, Llc 16,000 2.38 0
Aubrey Capital Management Ltd 13,105 27.17 13,105
Future Fund LLC 11,289 27.19 0
Prelude Capital Management, Llc 7,944 27.19 0
KBC Group NV 4,796 27.11 0
NWHDX - Nationwide Bailard Cognitive Value Fund Class A 3,500 28.00 0
Quantbot Technologies LP 733 25.92 0
GCLN - Goldman Sachs Bloomberg Clean Energy Equity ETF 522 32.57 408 31.86
PBSM - Invesco PureBeta MSCI USA Small Cap ETF 455 32.97 402 32.34
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 1,917,712 10,895,784 8,978,072 31.01 21.36
Wellington Management Group Llp 1,399,987 2,223,253 27.17 823,266 31.01 170.05
Cannell Peter B & Co Inc 1,323,920 1,452,110 27.17 128,190 31.01 1032.78
Wolf Hill Capital Management, LP 1,185,249 2,608,498 27.17 1,423,249 31.01 83.28
Grantham, Mayo, Van Otterloo & Co. LLC 986,854 2,322,127 27.17 1,335,273 31.01 73.91
Encompass Capital Advisors LLC 930,587 930,587 0 0.00
FRVLX - Franklin Small Cap Value Fund Class A 625,961 2,314,929 28.07 1,688,968 30.54 37.06
Russell Investments Group, Ltd. 458,281 468,762 27.17 10,481 31.01 4372.49
Hsbc Holdings Plc 452,771 1,821,660 27.38 1,368,889 31.27 33.08
Franklin Resources Inc 330,583 3,666,129 27.17 3,335,546 31.01 9.91
State Street Corp 290,543 4,471,629 27.17 4,181,086 31.01 6.95
Bnp Paribas Arbitrage, Sa 251,545 292,793 27.17 41,248 31.01 609.84
XOP - SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF 250,748 2,606,289 27.17 2,355,541 31.01 10.65
GOFIX - GMO Resources Fund Class III 248,600 708,900 32.58 460,300 32.74 54.01
GCCHX - GMO Climate Change Fund Class III 196,100 367,100 32.58 171,000 32.74 114.68
Aventail Capital Group, LP 178,447 214,973 27.17 36,526 31.02 488.55
Skandinaviska Enskilda Banken AB (publ) 120,600 131,400 27.17 10,800 31.02 1116.67
Norges Bank 111,200 111,200 33.62 0 0.00
Amundi 109,484 109,559 28.00 75 26.67 145978.67
ICLN - iShares Global Clean Energy ETF 94,351 920,264 28.07 825,913 30.54 11.42
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Victory Capital Management Inc 310,296 1,141,385 27.17 1,451,681 30.99 -21.37
Point72 Asset Management, L.P. 292,573 132,100 27.17 424,673 31.01 -68.89
HITE Hedge Asset Management LLC 280,744 242,008 27.17 522,752 31.01 -53.71
Portolan Capital Management, LLC 231,502 141,000 27.17 372,502 31.01 -62.15
Bank Of America Corp /de/ 187,870 320,682 27.17 508,552 31.01 -36.94
Morgan Stanley 187,866 778,124 27.17 965,990 31.01 -19.45
BNP Paribas Asset Management Holding S.A. 165,403 1,990,489 27.17 2,155,892 31.01 -7.67
Assenagon Asset Management S.A. 163,740 10,954 27.20 174,694 31.01 -93.73
FSCFX - Strategic Advisers Small-Mid Cap Fund 152,179 97,938 32.58 250,117 32.74 -60.84
Healthcare Of Ontario Pension Plan Trust Fund 151,500 211,525 27.17 363,025 31.01 -41.73
Bridgeway Capital Management Inc 150,550 21,100 27.16 171,650 31.01 -87.71
VSCVX - Victory Integrity Small-Cap Value Fund Class A 139,949 393,051 27.17 533,000 31.01 -26.26
William Blair Investment Management, Llc 120,592 1,351,673 27.17 1,472,265 31.01 -8.19
ACES - ALPS Clean Energy ETF 117,079 339,787 32.58 456,866 32.74 -25.63
Capital Fund Management S.a. 103,686 33,544 27.16 137,230 31.01 -75.56
Jpmorgan Chase & Co 100,659 968,408 27.17 1,069,067 31.01 -9.42
UBS Group AG 80,868 113,442 27.17 194,310 31.01 -41.62
BOSVX - Omni Small-Cap Value Fund Class N 74,100 21,100 27.16 95,200 31.01 -77.84
Wells Fargo & Company/mn 70,806 16,762 27.14 87,568 31.00 -80.86
Dimensional Fund Advisors Lp 66,999 2,738,681 27.17 2,805,680 31.01 -2.39
Name Current Puts
Concentric Capital Strategies, LP 135,000
Name Current Calls
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
Name Previous Puts
Two Sigma Investments, Lp 22,863
Two Sigma Securities, Llc 8,000
Css Llc/il 0
Name Previous Calls
Proequities, Inc. 0
SG3 Management, LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Bluefin Capital Management, Llc 16,000 16,000 0 0.00
Parallax Volatility Advisers, L.P. 210,000 210,000 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 10,800 269,600 258,800 4.17
Susquehanna International Group, Llp 26,900 357,300 330,400 8.14
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Citadel Advisors Llc 312,058 198,600 510,658 -61.11
Wolverine Trading, Llc 36,000 36,900 72,900 -49.38
Simplex Trading, Llc 9,500 63,600 73,100 -13.00
Cutler Group LP 4,300 17,900 22,200 -19.37
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
PEAK6 Investments LLC 15,700 45,500 61,200 -25.65
Walleye Trading LLC 1,700 49,400 51,100 -3.33
Name

Past Week Analysis

Name Shares PPS
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 50,633 27.18
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 31,314 27.18
CWSGX - Chartwell Small Cap Growth Fund 7,776 27.13
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 4,489 27.18
QSMLX - AQR Small Cap Multi-Style Fund Class I 1,123 27.60
SAGP - STRATEGAS GLOBAL POLICY OPPORTUNITIES ETF 821 26.80
ESIX - SPDR S&P SmallCap 600 ESG ETF 214 28.04
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 2,747,393 27.17 2,747,393 31.01
XOP - SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF 2,606,289 27.17 2,355,541 31.01
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,506,966 27.17 1,479,189 31.01
IWM - iShares Russell 2000 ETF 800,530 27.17 800,530 31.01
IJS - iShares S&P Small-Cap 600 Value ETF 761,890 27.17 761,890 31.01
VEXMX - Vanguard Extended Market Index Fund Investor Shares 715,804 27.17 707,540 31.01
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 463,239 27.17 460,489 31.01
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 455,467 27.17 437,679 31.01
VSCVX - Victory Integrity Small-Cap Value Fund Class A 393,051 27.17 533,000 31.01
IWN - iShares Russell 2000 Value ETF 384,107 27.17 384,107 31.01
BlackRock Funds V - BlackRock Strategic Income Opportunities Portfolio Investor A Shares 308,129 27.17 308,129 31.01
SPSM - SPDR(R) Portfolio Small Cap ETF 248,215 27.17 243,068 31.01
NOSGX - Northern Small Cap Value Fund 201,634 27.17 204,221 31.01
WBSNX - William Blair Small Cap Growth Fund Class N 185,462 27.17 205,630 31.01
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 143,593 27.17 145,653 31.01
MASTER BOND LLC - Master Total Return Portfolio 114,798 27.17 172,197 31.01
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 103,953 27.17 97,481 31.01
SLY - SPDR(R) S & P 600 Small Cap ETF 100,052 27.17 98,846 31.01
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 93,710 27.17 85,475 31.01
PSOPX - JPMorgan Small Cap Value Fund Class I 89,000 27.17 123,000 31.01
AVEAX - Ave Maria Focused Fund 79,654 27.17 96,617 31.01
MGMT - Ballast Small/mid Cap Etf 68,563 27.17 61,531 31.01
DMCRX - Driehaus Micro Cap Growth Fund 67,803 27.17 63,894 31.00
WBGSX - William Blair Growth Fund Class N 67,237 27.17 67,237 31.01
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 53,568 27.16 53,568 31.01
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 52,878 27.18 43,631 31.01
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 51,340 27.17 51,340 31.01
SBVAX - ClearBridge Small Cap Value Fund Class A 49,500 27.17 37,700 31.01
BlackRock Capital Allocation Trust 46,023 27.16 46,023 31.01
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 44,307 27.17 62,500 31.01
QCSTRX - Stock Account Class R1 44,074 27.16 39,779 31.02
WBCIX - William Blair Small-Mid Cap Core Fund Class I 41,967 27.16 40,155 31.00
JSCSX - JPMorgan U.S. Small Company Fund Class I 40,600 27.17 41,400 31.01
VBINX - Vanguard Balanced Index Fund Investor Shares 39,800 27.16 39,800 31.01
FISVX - Fidelity Small Cap Value Index Fund 37,738 27.16 30,450 31.00
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 35,512 27.17 35,512 31.00
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 33,587 27.18 33,587 31.02
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I 32,948 27.16 42,393 31.02
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 32,566 27.18 33,105 31.02
NSIDX - Northern Small Cap Index Fund 28,073 27.18 26,592 31.02
QCEQRX - Equity Index Account Class R1 26,945 27.17 26,945 31.03
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 26,600 27.18 20,100 31.00
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 26,400 27.16 40,600 31.01
Jnl Series Trust - Jnl/blackrock Global Allocation Fund (a) 23,068 27.18 23,068 31.00
ITOT - iShares Core S&P Total U.S. Stock Market ETF 22,860 27.17 22,860 31.01
Brighthouse Funds Trust II - BlackRock Bond Income Portfolio Class A 18,989 27.17 28,483 31.00
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 17,900 27.15 17,900 31.01
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 17,759 27.20 15,498 31.04
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 17,330 27.18 16,030 31.00
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 15,960 27.19 15,960 31.02
BBVSX - Bridge Builder Small/Mid Cap Value Fund 13,308 27.20 13,308 31.03
RYEIX - Energy Fund Investor Class 12,772 27.17 8,395 30.97
ASMOX - AQR Small Cap Momentum Style Fund Class I 12,102 27.19 12,146 31.04
SSMHX - State Street Small/mid Cap Equity Index Portfolio 11,638 27.15 10,138 30.97
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 11,220 27.18 12,305 31.04
JESIX - Small Cap Index Trust NAV 10,943 27.14 10,321 31.00
MMSCX - Praxis Small Cap Index Fund Class A 10,370 27.19 10,370 31.05
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 10,265 27.18 10,265 30.98
IWV - iShares Russell 3000 ETF 9,493 27.18 9,493 30.97
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 8,972 27.20 8,037 30.98
PEXMX - T. Rowe Price Extended Equity Market Index Fund 8,700 27.13 9,000 31.00
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 8,300 27.23 8,200 30.98
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 7,871 27.19 7,871 31.00
VQNPX - Vanguard Growth and Income Fund Investor Shares 7,800 27.18 18,000 31.00
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 7,687 27.19 7,075 30.95
SPTM - SPDR(R) Portfolio Total Stock Market ETF 7,525 27.11 7,481 31.01
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 6,769 27.18 7,094 31.01
USMIX - Extended Market Index Fund 6,655 27.20 6,663 31.07
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 6,235 27.11 6,830 31.04
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 5,960 27.18 5,960 31.04
VYSVX - Vericimetry U.S. Small Cap Value Fund 5,344 27.13 5,450 31.01
MSVIX - Mesirow Financial Small Cap Value Sustainability Fund Institutional Shares 5,295 27.20 5,045 30.92
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 5,268 27.15 5,268 30.94
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 5,254 27.22 5,254 31.02
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 5,096 27.08 5,096 31.00
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 4,998 27.21 4,998 31.01
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 4,336 27.21 4,336 30.90
RYDEX VARIABLE TRUST - Energy Fund Variable Annuity 4,254 27.27 6,658 30.94
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 3,972 27.19 3,972 30.97
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,070 27.04 2,254 31.06
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,611 27.19 2,611 31.02
Profunds - Profund Vp Small-cap Value 2,454 27.30 3,157 31.04
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,171 27.18 2,171 30.86
TRZIX - T. Rowe Price Small-Cap Index Fund 2,019 27.24 1,664 31.25
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 1,900 27.37 1,900 31.05
TPDAX - Timothy Plan Defensive Strategies Fund Class A 1,733 27.12 1,733 31.16
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,550 27.10 1,550 30.97
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,490 26.85 1,490 30.87
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio 1,170 27.35 1,170 30.77
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 1,014 27.61 1,014 30.57
XJR - iShares ESG Screened S&P Small-Cap ETF 1,009 26.76 1,009 30.72
JETSX - Total Stock Market Index Trust NAV 849 27.09 849 30.62
TLSTX - Stock Index Fund 842 27.32 698 31.52
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 759 27.67 759 31.62
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 693 27.42 693 30.30
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 600 26.67 600 31.67
VLU - SPDR S&P 1500 Value Tilt ETF 506 27.67 551 30.85
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 500 28.00 550 30.91
RYRRX - Russell 2000 Fund Class A 373 26.81 335 29.85
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 300 26.67 350 31.43
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 235 25.53 252 31.75
Profunds - Profund Vp Ultrasmall-cap 191 26.18 240 29.17
Profunds - Profund Vp Small-cap 162 24.69 151 33.11
RYMKX - Russell 2000 1.5x Strategy Fund Class H 113 26.55 120 33.33
MMTM - SPDR S&P 1500 Momentum Tilt ETF 83 24.10 228 30.70
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 36 27.78 33 30.30
Name Current Shares Current PPS Previous Shares Previous PPS
Prelude Capital Management, Llc 7,944 27.19 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XOP - SPDR(R) S&P(R) Oil & Gas Exploration & Production ETF 250,748 2,606,289 27.17 2,355,541 31.01 10.65
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 27,777 1,506,966 27.17 1,479,189 31.01 1.88
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 17,788 455,467 27.17 437,679 31.01 4.06
SBVAX - ClearBridge Small Cap Value Fund Class A 11,800 49,500 27.17 37,700 31.01 31.30
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 9,247 52,878 27.18 43,631 31.01 21.19
VEXMX - Vanguard Extended Market Index Fund Investor Shares 8,264 715,804 27.17 707,540 31.01 1.17
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 8,235 93,710 27.17 85,475 31.01 9.63
Prelude Capital Management, Llc 7,944 7,944 27.19 0 0.00
FISVX - Fidelity Small Cap Value Index Fund 7,288 37,738 27.16 30,450 31.00 23.93
MGMT - Ballast Small/mid Cap Etf 7,032 68,563 27.17 61,531 31.01 11.43
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 6,500 26,600 27.18 20,100 31.00 32.34
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 6,472 103,953 27.17 97,481 31.01 6.64
SPSM - SPDR(R) Portfolio Small Cap ETF 5,147 248,215 27.17 243,068 31.01 2.12
RYEIX - Energy Fund Investor Class 4,377 12,772 27.17 8,395 30.97 52.14
QCSTRX - Stock Account Class R1 4,295 44,074 27.16 39,779 31.02 10.80
DMCRX - Driehaus Micro Cap Growth Fund 3,909 67,803 27.17 63,894 31.00 6.12
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 2,750 463,239 27.17 460,489 31.01 0.60
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 2,261 17,759 27.20 15,498 31.04 14.59
WBCIX - William Blair Small-Mid Cap Core Fund Class I 1,812 41,967 27.16 40,155 31.00 4.51
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,500 11,638 27.15 10,138 30.97 14.80
NSIDX - Northern Small Cap Index Fund 1,481 28,073 27.18 26,592 31.02 5.57
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 1,300 17,330 27.18 16,030 31.00 8.11
SLY - SPDR(R) S & P 600 Small Cap ETF 1,206 100,052 27.17 98,846 31.01 1.22
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 935 8,972 27.20 8,037 30.98 11.63
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 816 3,070 27.04 2,254 31.06 36.20
JESIX - Small Cap Index Trust NAV 622 10,943 27.14 10,321 31.00 6.03
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 612 7,687 27.19 7,075 30.95 8.65
TRZIX - T. Rowe Price Small-Cap Index Fund 355 2,019 27.24 1,664 31.25 21.33
MSVIX - Mesirow Financial Small Cap Value Sustainability Fund Institutional Shares 250 5,295 27.20 5,045 30.92 4.96
TLSTX - Stock Index Fund 144 842 27.32 698 31.52 20.63
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 100 8,300 27.23 8,200 30.98 1.22
SPTM - SPDR(R) Portfolio Total Stock Market ETF 44 7,525 27.11 7,481 31.01 0.59
RYRRX - Russell 2000 Fund Class A 38 373 26.81 335 29.85 11.34
Profunds - Profund Vp Small-cap 11 162 24.69 151 33.11 7.28
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 3 36 27.78 33 30.30 9.09
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VSCVX - Victory Integrity Small-Cap Value Fund Class A 139,949 393,051 27.17 533,000 31.01 -26.26
MASTER BOND LLC - Master Total Return Portfolio 57,399 114,798 27.17 172,197 31.01 -33.33
PSOPX - JPMorgan Small Cap Value Fund Class I 34,000 89,000 27.17 123,000 31.01 -27.64
WBSNX - William Blair Small Cap Growth Fund Class N 20,168 185,462 27.17 205,630 31.01 -9.81
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 18,193 44,307 27.17 62,500 31.01 -29.11
AVEAX - Ave Maria Focused Fund 16,963 79,654 27.17 96,617 31.01 -17.56
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 14,200 26,400 27.16 40,600 31.01 -34.98
VQNPX - Vanguard Growth and Income Fund Investor Shares 10,200 7,800 27.18 18,000 31.00 -56.67
Brighthouse Funds Trust II - BlackRock Bond Income Portfolio Class A 9,494 18,989 27.17 28,483 31.00 -33.33
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I 9,445 32,948 27.16 42,393 31.02 -22.28
NOSGX - Northern Small Cap Value Fund 2,587 201,634 27.17 204,221 31.01 -1.27
RYDEX VARIABLE TRUST - Energy Fund Variable Annuity 2,404 4,254 27.27 6,658 30.94 -36.11
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 2,060 143,593 27.17 145,653 31.01 -1.41
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,085 11,220 27.18 12,305 31.04 -8.82
JSCSX - JPMorgan U.S. Small Company Fund Class I 800 40,600 27.17 41,400 31.01 -1.93
Profunds - Profund Vp Small-cap Value 703 2,454 27.30 3,157 31.04 -22.27
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 595 6,235 27.11 6,830 31.04 -8.71
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 539 32,566 27.18 33,105 31.02 -1.63
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 325 6,769 27.18 7,094 31.01 -4.58
PEXMX - T. Rowe Price Extended Equity Market Index Fund 300 8,700 27.13 9,000 31.00 -3.33
MMTM - SPDR S&P 1500 Momentum Tilt ETF 145 83 24.10 228 30.70 -63.60
VYSVX - Vericimetry U.S. Small Cap Value Fund 106 5,344 27.13 5,450 31.01 -1.94
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 50 300 26.67 350 31.43 -14.29
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 50 500 28.00 550 30.91 -9.09
Profunds - Profund Vp Ultrasmall-cap 49 191 26.18 240 29.17 -20.42
VLU - SPDR S&P 1500 Value Tilt ETF 45 506 27.67 551 30.85 -8.17
ASMOX - AQR Small Cap Momentum Style Fund Class I 44 12,102 27.19 12,146 31.04 -0.36
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 17 235 25.53 252 31.75 -6.75
USMIX - Extended Market Index Fund 8 6,655 27.20 6,663 31.07 -0.12
RYMKX - Russell 2000 1.5x Strategy Fund Class H 7 113 26.55 120 33.33 -5.83
Name Current Puts
Name Current Calls
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name