Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 357 39.00 8.37 8.24
Previous Quarter 345 9.00 8.68 8.81

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 28 69 214 11 74 86
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 3 1 1 1 3
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 8 0 45 2 14 14
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 2

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 10,752,656 0.00 0.00 11,549,744 0.00 0.00
Previous Quarter 5,487,261 0.00 0.00 11,242,135 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Hillhouse Capital Advisors, Ltd. 7,420,974 8.37
Vanguard Group Inc 5,852,327 8.37
VANGUARD GROUP INC 5,587,459
BlackRock Inc. 5,429,686
BlackRock Inc. 5,165,964 8.37
State Street Corp 3,875,194 8.37
Federated Hermes, Inc. 3,526,478 8.37
Octagon Capital Advisors LP 2,758,069 8.37
XBI - SPDR(R) S&P(R) Biotech ETF 2,696,754 8.37
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 2,500,000 6.91
Boxer Capital, LLC 2,462,358 8.37
Artal Group S.A. 2,358,968 8.37
Kynam Capital Management, LP 2,350,448 8.37
Citadel Advisors Llc 2,282,849 8.37
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,898,257 8.37
Emerald Advisers, Llc 1,862,622 8.37
Palo Alto Investors LP 1,750,651 8.37
Emerald Mutual Fund Advisers Trust 1,661,480 8.37
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,628,478 8.37
Omega Fund Management, LLC 1,500,000 8.37

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Hillhouse Capital Advisors, Ltd. 7,420,974 8.68
Vanguard Group Inc 5,654,742 8.68
BlackRock Inc. 5,329,131 8.68
Federated Hermes, Inc. 3,526,478 8.68
State Street Corp 3,307,930 8.68
Omega Fund Management, LLC 3,164,835 8.68
Octagon Capital Advisors LP 2,563,138 8.68
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 2,500,000 9.59
Boxer Capital, LLC 2,462,358 8.68
Artal Group S.A. 2,358,968 8.68
Citadel Advisors Llc 2,144,311 8.68
XBI - SPDR(R) S&P(R) Biotech ETF 2,096,456 8.68
Emerald Advisers, Llc 1,949,577 8.68
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,898,257 8.68
Kynam Capital Management, LP 1,832,704 8.68
Palo Alto Investors LP 1,756,757 8.68
Emerald Mutual Fund Advisers Trust 1,661,480 8.68
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,571,716 8.68
IWM - iShares Russell 2000 ETF 1,422,799 8.68
Morgan Stanley 1,292,555 8.68

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 5,587,459
Polar Asset Management Partners Inc. 1,053,400 8.37
Point72 Asset Management, L.P. 963,400 8.37
IWO - iShares Russell 2000 Growth ETF 489,289 8.37
Altium Capital Management LP 260,000 8.37
Cinctive Capital Management LP 103,519 8.37
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 29,124 8.38
ORSIX - NORTH SQUARE DYNAMIC SMALL CAP FUND CLASS I 28,370 7.05
Mirae Asset Global Investments Co., Ltd. 19,498 8.36
RYLD - Global X Russell 2000 Covered Call ETF 17,531 6.90
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 17,276 8.39
E Fund Management Co., Ltd. 16,419 8.34
FECGX - Fidelity Small Cap Growth Index Fund 14,953 8.36
Delphia (USA) Inc. 11,935 8.38
Corton Capital Inc. 10,912 8.34
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 10,337 8.42
Denali Advisors Llc 9,000 8.33
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 8,302 8.31
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 8,207 8.41
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 7,916 6.95
Name Shares PPS
Citadel Advisors Llc 2,144,311 8.68
Marshall Wace North America L.P. 840,642 12.57
Ikarian Capital, LLC 775,315 8.68
Jacobs Levy Equity Management, Inc 612,496 8.68
Wolverine Asset Management Llc 400,000 8.68
Susquehanna International Group, Llp 382,600 8.68
Millennium Management Llc 215,000 8.68
Parkman Healthcare Partners LLC 200,185 8.68
J. Goldman & Co LP 162,100 8.68
J. Goldman & Co LP 162,100 8.68
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I 80,343 11.31
Alps Advisors Inc 78,603 8.68
Nisa Investment Advisors, Llc 70,410 8.68
Endurant Capital Management LP 68,710 8.67
Qube Research & Technologies Ltd 67,103 8.67
Maven Securities LTD 49,889 8.68
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I 45,941 11.32
Jump Financial, LLC 35,500 8.68
Arrowstreet Capital, Limited Partnership 35,253 8.68
Dynamic Technology Lab Private Ltd 24,354 8.66
Caption Management, LLC 23,882 8.67
Smith, Moore & Co. 19,500 8.67
ExodusPoint Capital Management, LP 17,865 8.68
Bridgefront Capital, LLC 12,750 8.71
Campbell & CO Investment Adviser LLC 11,442 8.65
Teacher Retirement System Of Texas 10,275 8.66
Hrt Financial Lp 10,175 8.65
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 6,835 10.83
GSCYX - SMALL CAP EQUITY FUND Institutional 6,116 11.28
State of Wyoming 5,464 8.60
Point72 Hong Kong Ltd 3,776 8.74
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 1,735 12.68
Aquatic Capital Management LLC 1,200 8.33
Alaethes Wealth LLC 750 9.33
Cwm, Llc 165 6.06
Prospera Financial Services Inc 100 10.00
Quadrant Capital Group Llc 28
Liberty Wealth Management Llc
Moore Capital Management, Lp
GFSYX - Strategic Alternatives Fund Institutional
LAMGX - Lord Abbett Micro-Cap Growth Fund Class A
XTX Topco Ltd
Orbimed Advisors Llc
Gyon Technologies Capital Management, LP
Lord, Abbett & Co. Llc
SSIJX - American Beacon SSI Alternative Income Fund Institutional Class
Norges Bank
Public Employees Retirement System Of Ohio
Bivin & Associates, Inc.
MXMTX - Great-West Small Cap Growth Fund Investor Class
Sandy Spring Bank
Advisory Services Network, LLC
Hudson Bay Capital Management LP
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class
Harbour Investments, Inc.
Clough Capital Partners L P
Aspire Private Capital, LLC
Penserra Capital Management LLC
Meridian Wealth Partners, LLC
AlphaCentric Advisors LLC
Ergoteles LLC
Pnc Financial Services Group, Inc.
Johnson Midwest Financial, LLC
Farallon Capital Management Llc
Us Bancorp \de\
TCI Wealth Advisors, Inc.
Sio Capital Management, LLC
Texas Yale Capital Corp.
Morningstar Funds Trust - Morningstar Alternatives Fund 9.58
Name Current Shares Current PPS Previous Shares Previous PPS
Hillhouse Capital Advisors, Ltd. 7,420,974 8.37 7,420,974 8.68
Vanguard Group Inc 5,852,327 8.37 5,654,742 8.68
BlackRock Inc. 5,429,686 5,329,131 8.68
State Street Corp 3,875,194 8.37 3,307,930 8.68
Federated Hermes, Inc. 3,526,478 8.37 3,526,478 8.68
Octagon Capital Advisors LP 2,758,069 8.37 2,563,138 8.68
XBI - SPDR(R) S&P(R) Biotech ETF 2,696,754 8.37 2,096,456 8.68
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 2,500,000 6.91 2,500,000 9.59
Boxer Capital, LLC 2,462,358 8.37 2,462,358 8.68
Artal Group S.A. 2,358,968 8.37 2,358,968 8.68
Kynam Capital Management, LP 2,350,448 8.37 1,832,704 8.68
Citadel Advisors Llc 2,282,849 8.37 2,144,311 8.68
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,898,257 8.37 1,898,257 8.68
Emerald Advisers, Llc 1,862,622 8.37 1,949,577 8.68
Palo Alto Investors LP 1,750,651 8.37 1,756,757 8.68
Emerald Mutual Fund Advisers Trust 1,661,480 8.37 1,661,480 8.68
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,628,478 8.37 1,571,716 8.68
Omega Fund Management, LLC 1,500,000 8.37 3,164,835 8.68
Millennium Management Llc 1,480,705 8.37 215,000 8.68
IWM - iShares Russell 2000 ETF 1,428,674 8.37 1,422,799 8.68
Name Current Shares Current PPS Previous Shares Previous PPS
Belvedere Trading LLC 32,617 11.99 0
Acuta Capital Partners, Llc 32,000 8.38 0
HAP Trading, LLC 25,200 0.63 0
Principal Financial Group Inc 18,351 8.39 0
Walleye Trading LLC 8,000 8.38 0
Barclays Plc 4,979 8.23 0
Cutler Group LP 3,900 0.26 0
Advisor Group Holdings, Inc. 344 8.72 2,994 8.68
HDG - ProShares Hedge Replication ETF 228 8.77 274 7.30
Profunds - Profund Vp Small-cap 193 10.36 196 10.20
RYMKX - Russell 2000 1.5x Strategy Fund Class H 135 7.41 156 6.41
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Millennium Management Llc 1,265,705 1,480,705 8.37 215,000 8.68 588.70
Woodline Partners LP 822,780 1,126,809 8.37 304,029 8.68 270.63
Citigroup Inc 808,377 874,786 8.37 66,409 8.67 1217.27
XBI - SPDR(R) S&P(R) Biotech ETF 600,298 2,696,754 8.37 2,096,456 8.68 28.63
State Street Corp 567,264 3,875,194 8.37 3,307,930 8.68 17.15
Kynam Capital Management, LP 517,744 2,350,448 8.37 1,832,704 8.68 28.25
Walleye Capital LLC 304,541 557,366 8.37 252,825 8.68 120.46
Ally Bridge Group (NY) LLC 250,000 700,000 8.37 450,000 8.68 55.56
Ikarian Capital, LLC 225,072 1,000,387 8.37 775,315 8.68 29.03
Vanguard Group Inc 197,585 5,852,327 8.37 5,654,742 8.68 3.49
Octagon Capital Advisors LP 194,931 2,758,069 8.37 2,563,138 8.68 7.61
Goldman Sachs Group Inc 184,697 640,589 8.37 455,892 8.68 40.51
Bank Of America Corp /de/ 154,855 452,822 8.37 297,967 8.68 51.97
Citadel Advisors Llc 138,538 2,282,849 8.37 2,144,311 8.68 6.46
Group One Trading, L.p. 111,904 134,204 8.37 22,300 8.70 501.81
BlackRock Inc. 100,555 5,429,686 5,329,131 8.68 1.89
Eversept Partners, LP 93,580 468,303 8.37 374,723 8.68 24.97
Morgan Stanley 84,709 1,377,264 8.37 1,292,555 8.68 6.55
Jane Street Group, Llc 64,006 95,697 8.37 31,691 8.68 201.97
Algert Global Llc 57,330 142,272 8.37 84,942 8.68 67.49
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Omega Fund Management, LLC 1,664,835 1,500,000 8.37 3,164,835 8.68 -52.60
Marshall Wace, Llp 224,321 347,751 8.37 572,072 8.68 -39.21
Two Sigma Investments, Lp 203,497 245,560 8.37 449,057 8.68 -45.32
HSPGX - Emerald Growth Fund Class A 155,424 828,919 6.91 984,343 9.59 -15.79
Emerald Advisers, Llc 86,955 1,862,622 8.37 1,949,577 8.68 -4.46
UBS Group AG 69,973 113,825 8.37 183,798 8.68 -38.07
Renaissance Technologies Llc 63,200 68,900 8.37 132,100 8.68 -47.84
Schonfeld Strategic Advisors LLC 57,824 37,776 8.34 95,600 8.68 -60.49
Jpmorgan Chase & Co 51,309 59,004 8.39 110,313 8.68 -46.51
Alyeska Investment Group, L.P. 50,000 114,608 8.37 164,608 8.68 -30.38
QCSTRX - Stock Account Class R1 45,590 13,910 8.34 59,500 8.67 -76.62
Rafferty Asset Management, LLC 44,727 145,746 8.37 190,473 8.68 -23.48
Nuveen Asset Management, LLC 40,310 163,626 8.37 203,936 8.75 -19.77
Russell Investments Group, Ltd. 36,804 3,798 8.16 40,602 8.64 -90.65
Bank of New York Mellon Corp 35,133 192,890 8.37 228,023 8.68 -15.41
FSMAX - Fidelity Extended Market Index Fund 33,568 249,460 7.05 283,028 9.03 -11.86
Cubist Systematic Strategies, LLC 31,566 64,696 8.38 96,262 8.68 -32.79
PDT Partners, LLC 31,024 69,728 8.38 100,752 8.68 -30.79
State Of Wisconsin Investment Board 24,034 52,266 8.36 76,300 8.68 -31.50
Squarepoint Ops LLC 18,186 32,561 8.38 50,747 8.67 -35.84
Name Current Puts
Name Current Calls
Css Llc/il 28,800
Name
Name Previous Puts
Wolverine Asset Management Llc 400,000
Name Previous Calls
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Pura Vida Investments, Llc 12,071 100,000 87,929 13.73
HAP Trading, LLC 25,200 25,200 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Cutler Group LP 3,900 3,900 0 0.00
Walleye Trading LLC 8,000 8,000 0 0.00
Caption Management, LLC 74,818 98,700 23,882 313.28
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
SG3 Management, LLC 3,895 20,000 23,895 -16.30
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 31,500 351,100 382,600 -8.23
Name
FAAAX - Franklin K2 Alternative Strategies Fund Class A
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares

Past Week Analysis

Name Shares PPS
IWO - iShares Russell 2000 Growth ETF 489,289 8.37
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 29,124 8.38
FECGX - Fidelity Small Cap Growth Index Fund 14,953 8.36
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 10,337 8.42
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 8,302 8.31
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 3,613 8.30
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 1,532 8.49
VQNPX - Vanguard Growth and Income Fund Investor Shares 100 10.00
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
XBI - SPDR(R) S&P(R) Biotech ETF 2,696,754 8.37 2,096,456 8.68
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,898,257 8.37 1,898,257 8.68
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,628,478 8.37 1,571,716 8.68
IWM - iShares Russell 2000 ETF 1,428,674 8.37 1,422,799 8.68
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 970,182 8.37 921,201 8.68
VEXMX - Vanguard Extended Market Index Fund Investor Shares 732,204 8.37 718,720 8.68
IBB - iShares Nasdaq Biotechnology ETF 425,171 8.37 424,987 8.68
IWC - iShares Micro-Cap ETF 131,077 8.37 143,543 8.68
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 95,141 8.37 99,910 8.68
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 83,357 8.37 83,357 8.69
ITOT - iShares Core S&P Total U.S. Stock Market ETF 77,033 8.37 70,369 8.68
VBINX - Vanguard Balanced Index Fund Investor Shares 47,085 8.37 47,085 8.69
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 42,764 8.37 42,764 8.68
NSIDX - Northern Small Cap Index Fund 33,501 8.36 34,328 8.68
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 29,442 8.36 8,008 8.74
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 29,300 8.36 29,300 8.67
FEDERATED INSURANCE SERIES - Federated Kaufmann Fund II Primary Shares 26,478 8.38 26,478 8.69
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 24,866 8.36 24,866 8.69
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 22,675 8.38 22,675 8.69
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 19,524 8.35 19,524 8.66
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 18,372 8.38 18,372 8.65
QCSTRX - Stock Account Class R1 13,910 8.34 59,500 8.67
JESIX - Small Cap Index Trust NAV 13,653 8.35 14,360 8.70
SSMHX - State Street Small/mid Cap Equity Index Portfolio 13,200 8.33 13,200 8.71
QCEQRX - Equity Index Account Class R1 12,922 8.36 12,922 8.67
IWV - iShares Russell 3000 ETF 12,257 8.40 12,296 8.70
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 11,400 8.33 11,400 8.68
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 11,228 8.37 12,201 8.69
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 11,210 8.39 11,099 8.65
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 9,395 8.41 9,395 8.73
USMIX - Extended Market Index Fund 9,101 8.35 8,961 8.70
FNDRX - FRC Founders Index Fund 7,356 8.43 8,370 8.72
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 6,193 8.40 7,317 8.75
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 5,000 8.40 4,800 8.75
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 3,440 8.43 4,052 8.64
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 3,343 8.38 2,628 8.75
NCGFX - New Covenant Growth Fund 3,279 8.23 3,279 8.54
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,238 8.34 3,238 8.65
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,844 8.44 2,844 8.79
TRZIX - T. Rowe Price Small-Cap Index Fund 2,345 8.53 2,145 8.86
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,575 8.25 1,575 8.89
JETSX - Total Stock Market Index Trust NAV 1,462 8.21 1,462 8.89
RYRRX - Russell 2000 Fund Class A 446 8.97 437 9.15
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 281 7.12 328 9.15
Profunds - Profund Vp Ultrasmall-cap 229 8.73 313 9.58
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Small-cap 193 10.36 196 10.20
RYMKX - Russell 2000 1.5x Strategy Fund Class H 135 7.41 156 6.41
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XBI - SPDR(R) S&P(R) Biotech ETF 600,298 2,696,754 8.37 2,096,456 8.68 28.63
NAESX - Vanguard Small-Cap Index Fund Investor Shares 56,762 1,628,478 8.37 1,571,716 8.68 3.61
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 48,981 970,182 8.37 921,201 8.68 5.32
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 21,434 29,442 8.36 8,008 8.74 267.66
VEXMX - Vanguard Extended Market Index Fund Investor Shares 13,484 732,204 8.37 718,720 8.68 1.88
ITOT - iShares Core S&P Total U.S. Stock Market ETF 6,664 77,033 8.37 70,369 8.68 9.47
IWM - iShares Russell 2000 ETF 5,875 1,428,674 8.37 1,422,799 8.68 0.41
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 715 3,343 8.38 2,628 8.75 27.21
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 200 5,000 8.40 4,800 8.75 4.17
TRZIX - T. Rowe Price Small-Cap Index Fund 200 2,345 8.53 2,145 8.86 9.32
IBB - iShares Nasdaq Biotechnology ETF 184 425,171 8.37 424,987 8.68 0.04
USMIX - Extended Market Index Fund 140 9,101 8.35 8,961 8.70 1.56
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 111 11,210 8.39 11,099 8.65 1.00
RYRRX - Russell 2000 Fund Class A 9 446 8.97 437 9.15 2.06
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
QCSTRX - Stock Account Class R1 45,590 13,910 8.34 59,500 8.67 -76.62
IWC - iShares Micro-Cap ETF 12,466 131,077 8.37 143,543 8.68 -8.68
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 4,769 95,141 8.37 99,910 8.68 -4.77
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 1,124 6,193 8.40 7,317 8.75 -15.36
FNDRX - FRC Founders Index Fund 1,014 7,356 8.43 8,370 8.72 -12.11
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 973 11,228 8.37 12,201 8.69 -7.97
NSIDX - Northern Small Cap Index Fund 827 33,501 8.36 34,328 8.68 -2.41
JESIX - Small Cap Index Trust NAV 707 13,653 8.35 14,360 8.70 -4.92
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 612 3,440 8.43 4,052 8.64 -15.10
Profunds - Profund Vp Ultrasmall-cap 84 229 8.73 313 9.58 -26.84
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 47 281 7.12 328 9.15 -14.33
IWV - iShares Russell 3000 ETF 39 12,257 8.40 12,296 8.70 -0.32
RYMKX - Russell 2000 1.5x Strategy Fund Class H 21 135 7.41 156 6.41 -13.46
Profunds - Profund Vp Small-cap 3 193 10.36 196 10.20 -1.53
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares