Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 576 116.00 36.00 37.41
Previous Quarter 599 49.00 51.50 49.72

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 31 126 360 67 156 159
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 1 1 1 2 4
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 3 120 1 44 38
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 3

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 10,682,069 0.00 0.00 7,192,584 0.00 0.00
Previous Quarter 5,239,916 0.00 0.00 7,163,520 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 5,422,263 35.99
BlackRock Inc. 5,256,077
Vanguard Group Inc 3,613,073 35.99
FRANKLIN MUTUAL ADVISERS LLC 3,569,135
VANGUARD GROUP INC 3,566,967
Franklin Resources Inc 3,377,880 35.99
Dimensional Fund Advisors Lp 2,511,920 35.99
FRVLX - Franklin Small Cap Value Fund Class A 2,394,758 42.71
DIMENSIONAL FUND ADVISORS LP 2,342,167
IJR - iShares Core S&P Small-Cap ETF 2,275,390 35.99
AVFIX - American Beacon Small Cap Value Fund Institutional Class 1,461,047 42.71
Deprince Race & Zollo Inc 1,288,692 35.99
Victory Capital Management Inc 1,257,695 35.99
State Street Corp 1,203,790 35.99
Barrow Hanley Mewhinney & Strauss Llc 1,131,881 35.99
Thrivent Financial For Lutherans 1,074,802 35.99
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 919,276 35.99
NAESX - Vanguard Small-Cap Index Fund Investor Shares 779,486 35.99
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 729,767 42.71
Hotchkis & Wiley Capital Management Llc 728,510 35.99

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 5,236,187 51.51
Vanguard Group Inc 3,602,200 51.51
Franklin Resources Inc 3,570,530 51.51
FRVLX - Franklin Small Cap Value Fund Class A 2,530,034 40.36
Dimensional Fund Advisors Lp 2,351,981 51.51
IJR - iShares Core S&P Small-Cap ETF 2,336,314 51.51
Barrow Hanley Mewhinney & Strauss Llc 1,498,194 51.51
State Street Corp 1,178,808 51.51
Deprince Race & Zollo Inc 1,141,880 51.51
AVFIX - American Beacon Small Cap Value Fund Institutional Class 1,044,729 40.36
Wellington Management Group Llp 982,762 51.51
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 919,276 51.51
Victory Capital Management Inc 815,919 49.20
NAESX - Vanguard Small-Cap Index Fund Investor Shares 773,919 51.51
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 744,115 40.36
Hotchkis & Wiley Capital Management Llc 726,140 51.51
Driehaus Capital Management Llc 720,360 51.51
IWM - iShares Russell 2000 ETF 716,747 51.51
Franklin Templeton Variable Insurance Products Trust - Franklin Small Cap Value Vip Fund Class 1 589,622 51.51
Charles Schwab Investment Management Inc 572,368 51.51

 

Recent Quarter Analysis

Name Shares PPS
FRANKLIN MUTUAL ADVISERS LLC 3,569,135
VANGUARD GROUP INC 3,566,967
DIMENSIONAL FUND ADVISORS LP 2,342,167
VEXMX - Vanguard Extended Market Index Fund Investor Shares 437,203 35.99
AASMX - Thrivent Small Cap Stock Fund Class A 252,986 42.71
FSSNX - Fidelity Small Cap Index Fund 244,592 42.71
Thrivent Core Funds - Thrivent Core Small Cap Value Fund 79,343 42.71
PRN - Invesco DWA Industrials Momentum ETF 45,707 42.71
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 35,021 35.98
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 16,636 42.74
TAAAX - Thrivent Aggressive Allocation Fund Class A 14,327 42.72
VELA Funds - VELA Income Opportunities Fund Class A 13,154 35.96
MQS Management LLC 9,263 35.95
New York Life Investment Management Llc 9,053 36.01
RYLD - Global X Russell 2000 Covered Call ETF 8,952 42.67
Renaissance Technologies Llc 7,500 36.00
Pathstone Family Office, Llc 7,229 35.97
APG Asset Management N.V. 7,000 34.43
THMAX - Thrivent Moderate Allocation Fund Class A 5,310 42.75
KBC Group NV 2,819 35.83
Name Shares PPS
VEXMX - Vanguard Extended Market Index Fund Investor Shares 431,991 51.51
FSSNX - Fidelity Small Cap Index Fund 230,247 40.36
Millennium Management Llc 178,893 51.51
Balyasny Asset Management Llc 109,816 51.51
Two Sigma Investments, Lp 59,751 51.51
TDVFX - Towle Deep Value Fund 54,460 45.89
EAM Global Investors LLC 40,612 51.51
Schonfeld Strategic Advisors LLC 28,500 51.51
EAM Investors, LLC 27,927 51.53
Susquehanna International Group, Llp 27,600 51.52
Susquehanna International Group, Llp 27,600 51.52
Walleye Trading LLC 21,900 51.51
Graham Capital Management, L.P. 12,819 51.49
Simplex Trading, Llc 12,800 51.48
Hsbc Holdings Plc 11,440 51.92
Two Sigma Advisers, Lp 10,900 51.47
SWSAX - SIIT World Select Equity Fund Class A 10,890 39.94
Creative Planning 10,199 51.48
Stephens Inc /ar/ 10,174 51.50
Leverage Partners Absolute Return Fund SPC 10,000 51.50
Bank Of Montreal /can/ 9,785 52.63
Handelsbanken Fonder AB 9,444 51.46
Campbell & CO Investment Adviser LLC 9,200 51.52
SMVIX - Simt Small Cap Value Fund Class I 8,774 42.97
MMCMX - BNY Mellon Small/Mid Cap Multi-Strategy Fund Class M Shares 8,646 40.02
Royce & Associates Lp 8,453 51.46
Eaton Vance Management 7,139 51.55
ProShare Advisors LLC 7,121 51.54
Teacher Retirement System Of Texas 6,704 51.46
FORA Capital, LLC 5,687
C2C Wealth Management, LLC 5,000 45.80
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 4,700 51.49
Natixis 4,531 51.42
Profund Advisors Llc 4,499 51.57
Raymond James Financial Services Advisors, Inc. 4,413 51.44
Allianz Asset Management GmbH 4,407 45.84
Klingman & Associates, LLC 4,400 51.59
Mml Investors Services, Llc 4,339 51.39
Commonwealth Equity Services, Llc 4,297 51.43
Cambridge Investment Research Advisors, Inc. 4,101 51.45
CIBC Asset Management Inc 3,937 51.56
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,325 40.00
PMDEX - PMC Diversified Equity Fund Advisor Class Shares 3,205 39.94
IPSIX - Voya Index Plus SmallCap Portfolio Class I 3,180 43.08
SG Americas Securities, LLC 2,647 51.38
NEXT Financial Group, Inc 1,492 45.58
VFMF - Vanguard U.S. Multifactor ETF ETF Shares 1,146 40.14
RNSC - Small Cap US Equity Select ETF 921 43.43
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 818 42.79
Samalin Investment Counsel, LLC 750 52.00
ROSC - Hartford Multifactor Small Cap ETF 300 46.67
Bedel Financial Consulting, Inc. 160 50.00
Pflug Koory, LLC 150 53.33
Gemmer Asset Management LLC 115 43.48
Tcwp Llc 100 50.00
Prospera Financial Services Inc 50 60.00
Assetmark, Inc 44 45.45
Toronto Dominion Bank 4
IFP Advisors, Inc
Advisors Asset Management, Inc.
Tradition Wealth Management, LLC
J. Goldman & Co LP
Verus Capital Partners, Llc
SG3 Management, LLC
Man Group plc
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main
Norges Bank
Point72 Hong Kong Ltd
Jump Financial, LLC
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class
Eagle Bay Advisors LLC
Janney Montgomery Scott LLC
SG Capital Management LLC
Dark Forest Capital Management Lp
Wolverine Trading, Llc
First Command Bank
Crossmark Global Holdings, Inc.
ClariVest Asset Management LLC
Pluribus Labs, LLC
Axa S.a.
Truist Financial Corp
JNBA Financial Advisors
Cutler Group LP
Ergoteles LLC
ExodusPoint Capital Management, LP
ISCG - iShares Morningstar Small-Cap Growth ETF
O'shaughnessy Asset Management, Llc
Marathon Trading Investment Management LLC
FSMD - Fidelity Small-Mid Factor ETF
Intrinsic Edge Capital Management LLC
Camarda Financial Advisors, LLC
Mutual Advisors, LLC
First Command Financial Services, Inc.
Amundi
Teton Advisors, Inc.
Exchange Traded Concepts, Llc
Advisory Services Network, LLC
Blueshift Asset Management, LLC
Blair William & Co/il
Maltin Wealth Management, Inc.
First Trust Advisors Lp
D.a. Davidson & Co.
D. E. Shaw & Co., Inc.
Delta Asset Management Llc/tn
Kowal Investment Group, LLC
Sciencast Management LP
Northwestern Mutual Wealth Management Co
Versor Investments LP
Towle & Co
Scopus Asset Management, L.p.
Susquehanna Fundamental Investments, Llc
Snowden Capital Advisors LLC
Virginia Retirement Systems Et Al
Pacer Advisors, Inc.
Kiwi Wealth Investments Limited Partnership
Kestra Advisory Services, LLC
Marshall Wace North America L.P.
Parallax Volatility Advisers, L.P.
Gsa Capital Partners Llp
Trustcore Financial Services, Llc
Cairn Investment Group, Inc.
Bogart Wealth, LLC
Cornerstone Investment Partners, LLC
Hancock Whitney Corp
Alan B. Lancz & Associates, Inc.
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares 51.55
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 5,422,263 35.99 5,236,187 51.51
Vanguard Group Inc 3,613,073 35.99 3,602,200 51.51
Franklin Resources Inc 3,377,880 35.99 3,570,530 51.51
Dimensional Fund Advisors Lp 2,511,920 35.99 2,351,981 51.51
IJR - iShares Core S&P Small-Cap ETF 2,275,390 35.99 2,336,314 51.51
Deprince Race & Zollo Inc 1,288,692 35.99 1,141,880 51.51
Victory Capital Management Inc 1,257,695 35.99 815,919 49.20
State Street Corp 1,203,790 35.99 1,178,808 51.51
Barrow Hanley Mewhinney & Strauss Llc 1,131,881 35.99 1,498,194 51.51
Thrivent Financial For Lutherans 1,074,802 35.99 364,070 51.51
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 919,276 35.99 919,276 51.51
NAESX - Vanguard Small-Cap Index Fund Investor Shares 779,486 35.99 773,919 51.51
Hotchkis & Wiley Capital Management Llc 728,510 35.99 726,140 51.51
IWM - iShares Russell 2000 ETF 726,375 35.99 716,747 51.51
Charles Schwab Investment Management Inc 611,843 35.99 572,368 51.51
IJS - iShares S&P Small-Cap 600 Value ETF 608,181 35.99 533,240 51.51
Franklin Templeton Variable Insurance Products Trust - Franklin Small Cap Value Vip Fund Class 1 585,699 35.99 589,622 51.51
Geode Capital Management, Llc 554,109 35.99 564,812 51.51
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 514,420 35.99 507,554 51.51
Morgan Stanley 490,297 35.99 395,639 51.51
Name Current Shares Current PPS Previous Shares Previous PPS
FRVLX - Franklin Small Cap Value Fund Class A 2,394,758 42.71 2,530,034 40.36
AVFIX - American Beacon Small Cap Value Fund Institutional Class 1,461,047 42.71 1,044,729 40.36
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 729,767 42.71 744,115 40.36
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 331,623 42.71 278,323 40.36
DFSTX - U.s. Small Cap Portfolio - Institutional Class 262,051 42.71 269,564 40.36
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 240,629 42.71 240,629 40.36
SUNAMERICA SERIES TRUST - SA Franklin Small Company Value Portfolio Class 1 180,081 42.71 190,262 40.36
DFAT - Dimensional U.S. Targeted Value ETF 146,044 42.71 139,019 40.36
CSMIX - Columbia Small Cap Value Fund I Class A 145,120 42.71 146,080 40.36
XSVM - Invesco S&P SmallCap Value with Momentum ETF 142,196 42.71 110,204 40.36
VYM - Vanguard High Dividend Yield Index Fund ETF Shares 125,373 42.71 126,702 40.36
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares 92,773 42.71 84,468 40.36
REBYX - U.S. Small Cap Equity Fund Class Y 79,570 42.70 100,277 40.36
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 78,641 42.71 78,641 40.36
SWSSX - Schwab Small-Cap Index Fund 71,834 42.71 69,871 40.36
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 69,018 42.71 69,018 40.37
DFAS - Dimensional U.S. Small Cap ETF 63,211 42.71 63,711 40.35
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 56,032 42.71 57,054 40.37
RZV - Invesco S&P SmallCap 600 Pure Value ETF 48,993 42.70 47,094 40.37
PJARX - SmallCap Value Fund II R-3 46,359 42.71 57,108 40.36
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Thrivent Financial For Lutherans 710,732 1,074,802 35.99 364,070 51.51 195.22
Victory Capital Management Inc 441,776 1,257,695 35.99 815,919 49.20 54.14
AVFIX - American Beacon Small Cap Value Fund Institutional Class 416,318 1,461,047 42.71 1,044,729 40.36 39.85
CBHAX - Victory Market Neutral Income Fund Class A 232,358 357,915 35.99 125,557 51.51 185.06
BlackRock Inc. 186,076 5,422,263 35.99 5,236,187 51.51 3.55
Dimensional Fund Advisors Lp 159,939 2,511,920 35.99 2,351,981 51.51 6.80
IFRA - iShares U.S. Infrastructure ETF 155,708 259,695 35.99 103,987 51.51 149.74
Deprince Race & Zollo Inc 146,812 1,288,692 35.99 1,141,880 51.51 12.86
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 130,811 228,109 35.99 97,298 51.51 134.44
Bnp Paribas Arbitrage, Sa 126,093 143,408 35.99 17,315 51.52 728.23
Morgan Stanley 94,658 490,297 35.99 395,639 51.51 23.93
FNDA - Schwab Fundamental U.S. Small Company Index ETF 79,883 309,909 41.61 230,026 44.43 34.73
IJS - iShares S&P Small-Cap 600 Value ETF 74,941 608,181 35.99 533,240 51.51 14.05
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 53,300 331,623 42.71 278,323 40.36 19.15
Charles Schwab Investment Management Inc 39,475 611,843 35.99 572,368 51.51 6.90
Tudor Investment Corp Et Al 38,690 66,562 36.00 27,872 51.52 138.81
VELA Investment Management, LLC 32,887 122,984 35.99 90,097 51.51 36.50
Russell Investments Group, Ltd. 32,835 322,100 35.99 289,265 51.50 11.35
XSVM - Invesco S&P SmallCap Value with Momentum ETF 31,992 142,196 42.71 110,204 40.36 29.03
Sei Investments Co 29,206 37,680 35.91 8,474 51.57 344.65
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Wellington Management Group Llp 676,465 306,297 35.99 982,762 51.51 -68.83
Barrow Hanley Mewhinney & Strauss Llc 366,313 1,131,881 35.99 1,498,194 51.51 -24.45
Driehaus Capital Management Llc 353,287 367,073 35.99 720,360 51.51 -49.04
Franklin Resources Inc 192,650 3,377,880 35.99 3,570,530 51.51 -5.40
FRVLX - Franklin Small Cap Value Fund Class A 135,276 2,394,758 42.71 2,530,034 40.36 -5.35
Frontier Capital Management Co Llc 61,556 265,197 35.99 326,753 51.51 -18.84
IJR - iShares Core S&P Small-Cap ETF 60,924 2,275,390 35.99 2,336,314 51.51 -2.61
AVUV - Avantis U.S. Small Cap Value ETF 58,306 5,065 41.66 63,371 44.44 -92.01
Invesco Ltd. 48,129 278,637 35.99 326,766 51.51 -14.73
Mirae Asset Global Investments Co., Ltd. 40,438 345,782 35.99 386,220 51.51 -10.47
Voloridge Investment Management, Llc 32,445 37,717 35.98 70,162 51.51 -46.24
PAVE - Global X U.S. Infrastructure Development ETF 28,308 349,205 41.61 377,513 44.43 -7.50
VSCVX - Victory Integrity Small-Cap Value Fund Class A 27,547 216,453 35.99 244,000 51.51 -11.29
REBYX - U.S. Small Cap Equity Fund Class Y 20,707 79,570 42.70 100,277 40.36 -20.65
Bank of New York Mellon Corp 18,385 464,494 35.99 482,879 51.51 -3.81
Wells Fargo & Company/mn 17,518 112,796 35.99 130,314 51.51 -13.44
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 14,348 729,767 42.71 744,115 40.36 -1.93
Allspring Global Investments Holdings, LLC 13,807 1,752 35.96 15,559 51.48 -88.74
Principal Financial Group Inc 13,750 201,061 35.99 214,811 51.51 -6.40
Citigroup Inc 13,750 15,426 35.98 29,176 51.51 -47.13
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 1,400 5,300 3,900 35.90
Name Increased Calls Current Calls Previous Calls Percentage Increase
Susquehanna International Group, Llp 5,600 33,200 27,600 20.29
Name
ADANX - AQR Diversified Arbitrage Fund Class N
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Group One Trading, L.p. 2,200 1,500 3,700 -59.46
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Walleye Trading LLC 12,500 9,400 21,900 -57.08
Simplex Trading, Llc 9,300 3,500 12,800 -72.66
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
FAAAX - Franklin K2 Alternative Strategies Fund Class A
VMNFX - Vanguard Market Neutral Fund Investor Shares

Past Week Analysis

Name Shares PPS
VEXMX - Vanguard Extended Market Index Fund Investor Shares 437,203 35.99
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 35,021 35.98
VELA Funds - VELA Income Opportunities Fund Class A 13,154 35.96
Name Shares PPS
First Command Bank
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares 51.55
First Command Financial Services, Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 2,275,390 35.99 2,336,314 51.51
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 919,276 35.99 919,276 51.51
NAESX - Vanguard Small-Cap Index Fund Investor Shares 779,486 35.99 773,919 51.51
IWM - iShares Russell 2000 ETF 726,375 35.99 716,747 51.51
IJS - iShares S&P Small-Cap 600 Value ETF 608,181 35.99 533,240 51.51
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 514,420 35.99 507,554 51.51
CBHAX - Victory Market Neutral Income Fund Class A 357,915 35.99 125,557 51.51
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 345,364 35.99 345,364 51.51
IWN - iShares Russell 2000 Value ETF 317,453 35.99 325,698 51.51
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 273,543 35.99 268,343 51.51
IFRA - iShares U.S. Infrastructure ETF 259,695 35.99 103,987 51.51
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 228,109 35.99 97,298 51.51
VSCVX - Victory Integrity Small-Cap Value Fund Class A 216,453 35.99 244,000 51.51
SPSM - SPDR(R) Portfolio Small Cap ETF 153,022 35.99 146,760 51.51
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 95,758 35.99 92,780 51.51
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 93,281 35.99 94,742 51.51
GCASX - The Gabelli Small Cap Growth Fund Class A 92,000 35.99 92,000 51.51
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 87,782 35.99 92,717 51.51
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 87,765 35.99 87,765 51.51
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 70,728 36.00 71,730 51.51
SLY - SPDR(R) S & P 600 Small Cap ETF 60,725 35.98 60,024 51.51
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 54,908 35.99 52,776 51.50
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 49,261 35.99 49,261 51.50
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 49,194 35.98 49,166 51.52
VELA Funds - VELA Small Cap Fund Class I 47,641 36.00 47,641 51.51
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 42,173 35.99 42,173 51.50
ITOT - iShares Core S&P Total U.S. Stock Market ETF 38,337 36.00 35,005 51.51
THBVX - Victory THB US Small Opportunities Fund A 38,180 35.99 37,000 40.35
DMCRX - Driehaus Micro Cap Growth Fund 35,276 36.00 38,153 51.50
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 32,016 35.98 26,495 51.52
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 30,512 35.99 26,604 51.50
TETAX - RBC Enterprise Fund A Shares 29,826 35.98 29,826 51.50
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 28,031 36.00 16,692 51.52
QCSTRX - Stock Account Class R1 26,754 35.99 26,871 51.51
TEEAX - RBC Small Cap Core Fund A Shares 26,285 35.99 25,985 51.49
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 24,653 35.98 25,482 51.53
STSVX - BNY Mellon Small Cap Value Fund Class I 23,369 35.99 23,369 51.52
VBINX - Vanguard Balanced Index Fund Investor Shares 23,192 36.00 23,192 51.53
FISVX - Fidelity Small Cap Value Index Fund 22,657 35.97 20,258 51.49
WWSAX - Teton Westwood Small Cap Equity Fund Class A 22,300 36.01 22,300 51.52
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 20,392 35.99 20,392 51.49
QCEQRX - Equity Index Account Class R1 19,838 35.99 19,838 51.52
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 19,717 36.01 20,103 51.53
RSVIX - RBC Small Cap Value Fund Class I 17,968 36.01 22,098 51.50
MMQYX - MassMutual Select Small Cap Value Equity Fund Service Class 17,752 36.00 17,395 51.51
NSIDX - Northern Small Cap Index Fund 16,953 35.98 17,744 51.51
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 16,400 35.98 16,400 51.52
EES - WisdomTree U.S. SmallCap Fund N/A 14,351 35.96 15,539 51.48
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 14,283 35.99 14,283 51.53
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 13,249 36.00 6,925 51.55
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 13,227 35.99 13,227 51.49
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 13,200 35.98 11,200 51.52
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 13,027 36.00 14,127 51.53
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 11,947 35.99 11,947 51.48
BBVSX - Bridge Builder Small/Mid Cap Value Fund 11,707 35.96 10,815 51.50
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 11,450 35.98 12,448 51.49
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 10,684 36.04 10,684 51.48
TMVAX - RBC Microcap Value Fund A Shares 10,610 36.00 10,610 51.56
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 9,941 36.01 7,704 51.53
AAHYX - Thrivent Diversified Income Plus Fund Class A 9,933 35.94 6,585 51.48
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 9,227 35.98 9,227 51.48
IWV - iShares Russell 3000 ETF 8,410 36.03 8,437 51.56
SSMHX - State Street Small/mid Cap Equity Index Portfolio 7,794 36.05 7,294 51.55
VYSVX - Vericimetry U.S. Small Cap Value Fund 7,295 36.05 7,885 51.49
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 6,856 36.03 4,838 51.47
PEXMX - T. Rowe Price Extended Equity Market Index Fund 6,800 36.03 6,800 51.47
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 6,698 35.98 3,722 51.59
JESIX - Small Cap Index Trust NAV 6,453 35.95 6,855 51.50
MMSCX - Praxis Small Cap Index Fund Class A 6,020 36.05 6,020 51.50
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 5,259 35.94 5,367 51.43
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 5,159 36.05 5,159 51.56
SPTM - SPDR(R) Portfolio Total Stock Market ETF 4,858 36.02 4,836 51.49
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 4,683 36.09 4,586 51.46
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 4,680 35.90 3,672 51.47
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,585 35.99 4,721 51.47
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 4,467 36.04 3,813 51.40
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 3,984 35.89 3,984 51.46
USMIX - Extended Market Index Fund 3,893 35.96 3,907 51.45
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,729 35.93 3,729 51.49
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,598 35.85 3,424 51.40
ASMOX - AQR Small Cap Momentum Style Fund Class I 3,586 35.97 3,586 51.59
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 2,896 35.91 2,896 51.45
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 2,870 35.89 3,760 46.01
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 2,830 36.04 2,830 51.59
TPSC - Timothy Plan US Small Cap Core ETF 2,677 35.86 2,576 51.63
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,403 35.79 2,486 51.49
QSMLX - AQR Small Cap Multi-Style Fund Class I 2,377 36.18 2,377 51.33
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 2,167 35.99 2,449 51.45
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 2,085 35.97 2,085 51.32
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,867 35.89 1,867 51.42
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,782 35.91 1,504 51.20
NCGFX - New Covenant Growth Fund 1,583 36.01 1,583 51.80
Profunds - Profund Vp Small-cap Value 1,484 35.71 1,918 51.62
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 1,428 35.71 1,532 51.57
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 1,303 36.07 1,337 51.61
TRZIX - T. Rowe Price Small-Cap Index Fund 1,230 35.77 1,111 51.31
XJR - iShares ESG Screened S&P Small-Cap ETF 1,124 35.59 851 51.70
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,094 35.65 1,090 51.38
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 949 35.83 949 51.63
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 863 35.92 863 50.98
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 821 36.54 3,303 51.47
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 718 36.21 464 51.72
TLSTX - Stock Index Fund 648 35.49 720 51.39
JETSX - Total Stock Market Index Trust NAV 586 35.84 586 51.19
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 525 36.19 461 52.06
VLU - SPDR S&P 1500 Value Tilt ETF 482 35.27 527 51.23
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 451 35.48 411 51.09
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 340 35.29 438 52.51
RYRRX - Russell 2000 Fund Class A 225 35.56 224 53.57
QWVOX - Clearwater Small Companies Fund 200 35.00 200 50.00
THRIVENT SERIES FUND INC - Thrivent Multidimensional Income Portfolio Class A 159 37.74 159 50.31
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 142 35.21 168 53.57
ESIX - SPDR S&P SmallCap 600 ESG ETF 136 36.76 136 51.47
TMLDX - Thrivent Multidimensional Income Fund Class S 123 32.52 194 51.55
Profunds - Profund Vp Ultrasmall-cap 116 34.48 161 49.69
Profunds - Profund Vp Small-cap 98 40.82 101 49.50
MMTM - SPDR S&P 1500 Momentum Tilt ETF 74 40.54 78 51.28
RYMKX - Russell 2000 1.5x Strategy Fund Class H 68 29.41 80 50.00
VQNPX - Vanguard Growth and Income Fund Investor Shares 39 25.64 39 51.28
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares 26 38.46 -4,132 51.55
Name Current Shares Current PPS Previous Shares Previous PPS
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 22 45.45 23 43.48
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CBHAX - Victory Market Neutral Income Fund Class A 232,358 357,915 35.99 125,557 51.51 185.06
IFRA - iShares U.S. Infrastructure ETF 155,708 259,695 35.99 103,987 51.51 149.74
THRIVENT SERIES FUND INC - Thrivent Small Cap Stock Portfolio Class A 130,811 228,109 35.99 97,298 51.51 134.44
IJS - iShares S&P Small-Cap 600 Value ETF 74,941 608,181 35.99 533,240 51.51 14.05
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 11,339 28,031 36.00 16,692 51.52 67.93
IWM - iShares Russell 2000 ETF 9,628 726,375 35.99 716,747 51.51 1.34
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 6,866 514,420 35.99 507,554 51.51 1.35
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 6,324 13,249 36.00 6,925 51.55 91.32
SPSM - SPDR(R) Portfolio Small Cap ETF 6,262 153,022 35.99 146,760 51.51 4.27
NAESX - Vanguard Small-Cap Index Fund Investor Shares 5,567 779,486 35.99 773,919 51.51 0.72
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 5,521 32,016 35.98 26,495 51.52 20.84
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 5,200 273,543 35.99 268,343 51.51 1.94
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares 4,158 26 38.46 -4,132 51.55 -100.63
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 3,908 30,512 35.99 26,604 51.50 14.69
AAHYX - Thrivent Diversified Income Plus Fund Class A 3,348 9,933 35.94 6,585 51.48 50.84
ITOT - iShares Core S&P Total U.S. Stock Market ETF 3,332 38,337 36.00 35,005 51.51 9.52
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 2,978 95,758 35.99 92,780 51.51 3.21
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 2,976 6,698 35.98 3,722 51.59 79.96
FISVX - Fidelity Small Cap Value Index Fund 2,399 22,657 35.97 20,258 51.49 11.84
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 2,237 9,941 36.01 7,704 51.53 29.04
CSB - VictoryShares US Small Cap High Div Volatility Wtd ETF 2,132 54,908 35.99 52,776 51.50 4.04
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 2,018 6,856 36.03 4,838 51.47 41.71
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 2,000 13,200 35.98 11,200 51.52 17.86
THBVX - Victory THB US Small Opportunities Fund A 1,180 38,180 35.99 37,000 40.35 3.19
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 1,008 4,680 35.90 3,672 51.47 27.45
BBVSX - Bridge Builder Small/Mid Cap Value Fund 892 11,707 35.96 10,815 51.50 8.25
SLY - SPDR(R) S & P 600 Small Cap ETF 701 60,725 35.98 60,024 51.51 1.17
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 654 4,467 36.04 3,813 51.40 17.15
SSMHX - State Street Small/mid Cap Equity Index Portfolio 500 7,794 36.05 7,294 51.55 6.85
MMQYX - MassMutual Select Small Cap Value Equity Fund Service Class 357 17,752 36.00 17,395 51.51 2.05
TEEAX - RBC Small Cap Core Fund A Shares 300 26,285 35.99 25,985 51.49 1.15
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 278 1,782 35.91 1,504 51.20 18.48
XJR - iShares ESG Screened S&P Small-Cap ETF 273 1,124 35.59 851 51.70 32.08
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 254 718 36.21 464 51.72 54.74
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 174 3,598 35.85 3,424 51.40 5.08
TRZIX - T. Rowe Price Small-Cap Index Fund 119 1,230 35.77 1,111 51.31 10.71
TPSC - Timothy Plan US Small Cap Core ETF 101 2,677 35.86 2,576 51.63 3.92
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 97 4,683 36.09 4,586 51.46 2.12
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 64 525 36.19 461 52.06 13.88
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 40 451 35.48 411 51.09 9.73
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 28 49,194 35.98 49,166 51.52 0.06
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 4,858 36.02 4,836 51.49 0.45
CSA - VictoryShares US Small Cap Volatility Wtd ETF 4 1,094 35.65 1,090 51.38 0.37
RYRRX - Russell 2000 Fund Class A 1 225 35.56 224 53.57 0.45
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 60,924 2,275,390 35.99 2,336,314 51.51 -2.61
VSCVX - Victory Integrity Small-Cap Value Fund Class A 27,547 216,453 35.99 244,000 51.51 -11.29
IWN - iShares Russell 2000 Value ETF 8,245 317,453 35.99 325,698 51.51 -2.53
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,935 87,782 35.99 92,717 51.51 -5.32
RSVIX - RBC Small Cap Value Fund Class I 4,130 17,968 36.01 22,098 51.50 -18.69
DMCRX - Driehaus Micro Cap Growth Fund 2,877 35,276 36.00 38,153 51.50 -7.54
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 2,482 821 36.54 3,303 51.47 -75.14
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,461 93,281 35.99 94,742 51.51 -1.54
EES - WisdomTree U.S. SmallCap Fund N/A 1,188 14,351 35.96 15,539 51.48 -7.65
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 1,100 13,027 36.00 14,127 51.53 -7.79
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 1,002 70,728 36.00 71,730 51.51 -1.40
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 998 11,450 35.98 12,448 51.49 -8.02
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 890 2,870 35.89 3,760 46.01 -23.67
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 829 24,653 35.98 25,482 51.53 -3.25
NSIDX - Northern Small Cap Index Fund 791 16,953 35.98 17,744 51.51 -4.46
VYSVX - Vericimetry U.S. Small Cap Value Fund 590 7,295 36.05 7,885 51.49 -7.48
Profunds - Profund Vp Small-cap Value 434 1,484 35.71 1,918 51.62 -22.63
JESIX - Small Cap Index Trust NAV 402 6,453 35.95 6,855 51.50 -5.86
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 386 19,717 36.01 20,103 51.53 -1.92
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 282 2,167 35.99 2,449 51.45 -11.51
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 136 4,585 35.99 4,721 51.47 -2.88
QCSTRX - Stock Account Class R1 117 26,754 35.99 26,871 51.51 -0.44
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 108 5,259 35.94 5,367 51.43 -2.01
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 104 1,428 35.71 1,532 51.57 -6.79
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 98 340 35.29 438 52.51 -22.37
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 83 2,403 35.79 2,486 51.49 -3.34
TLSTX - Stock Index Fund 72 648 35.49 720 51.39 -10.00
TMLDX - Thrivent Multidimensional Income Fund Class S 71 123 32.52 194 51.55 -36.60
Profunds - Profund Vp Ultrasmall-cap 45 116 34.48 161 49.69 -27.95
VLU - SPDR S&P 1500 Value Tilt ETF 45 482 35.27 527 51.23 -8.54
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 34 1,303 36.07 1,337 51.61 -2.54
IWV - iShares Russell 3000 ETF 27 8,410 36.03 8,437 51.56 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 26 142 35.21 168 53.57 -15.48
USMIX - Extended Market Index Fund 14 3,893 35.96 3,907 51.45 -0.36
RYMKX - Russell 2000 1.5x Strategy Fund Class H 12 68 29.41 80 50.00 -15.00
MMTM - SPDR S&P 1500 Momentum Tilt ETF 4 74 40.54 78 51.28 -5.13
Profunds - Profund Vp Small-cap 3 98 40.82 101 49.50 -2.97
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 22 45.45 23 43.48 -4.35
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
ADANX - AQR Diversified Arbitrage Fund Class N
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
ARBIX - Absolute Convertible Arbitrage Fund Institutional Shares
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
VMNFX - Vanguard Market Neutral Fund Investor Shares