Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 558 12.00 11.54 11.86
Previous Quarter 585 11.00 11.09 10.81

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 28 126 87 189 135 105
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 1 4 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 2 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 1 0 19 9 12
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 32,156,606 10.98 12.05 56,658,590 19.35 11.83
Previous Quarter 30,879,442 10.55 11.10 56,481,252 19.29 11.28

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Perceptive Advisors Llc 27,662,917 12.56
Avoro Capital Advisors LLC 27,400,000 12.56
Vanguard Group Inc 27,024,417 12.56
BlackRock Inc. 20,898,593 12.56
Redmile Group, LLC 19,566,961 12.56
Janus Henderson Group Plc 14,923,588 12.56
Jpmorgan Chase & Co 13,442,391 12.56
Morgan Stanley 13,060,808 12.56
State Street Corp 11,179,242 12.56
Palo Alto Investors LP 10,524,022 12.56
Pictet Asset Management Sa 9,442,588 12.56
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,714,854 11.09
Wellington Management Group Llp 7,820,296 12.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,353,451 11.09
Point72 Asset Management, L.P. 7,000,900 12.56
Macquarie Group Ltd 6,921,981 12.56
JSVAX - Janus Henderson Contrarian Fund Class T 6,711,624 11.09
Deutsche Bank Ag\ 6,258,734 12.56
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,958,856 11.09
XBI - SPDR(R) S&P(R) Biotech ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,513,586 11.09

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Perceptive Advisors Llc 27,662,917 11.09
Avoro Capital Advisors LLC 27,300,000 11.09
Vanguard Group Inc 26,861,945 11.09
BlackRock Inc. 19,738,025 11.09
Redmile Group, LLC 18,346,861 11.09
Morgan Stanley 16,500,909 11.09
Jpmorgan Chase & Co 13,733,485 11.09
Janus Henderson Group Plc 13,610,435 11.09
State Street Corp 11,130,885 11.09
Palo Alto Investors LP 10,524,022 11.09
Pictet Asset Management Sa 9,984,901 11.09
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,714,854 11.09
Wellington Management Group Llp 7,515,041 11.09
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 7,353,451 11.09
Macquarie Group Ltd 7,171,035 11.09
JSVAX - Janus Henderson Contrarian Fund Class T 6,711,624 11.09
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,958,856 11.09
XBI - SPDR(R) S&P(R) Biotech ETF This fund is a listed as child fund of State Street Corp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,513,586 11.09
DCCAX - Delaware Small Cap Core Fund Class A 5,341,271 13.19
Geode Capital Management, Llc 5,142,407 11.09

 

Recent Quarter Analysis

Name Shares PPS
Massachusetts Financial Services Co /ma/ 1,481,286 12.56
UniSuper Management Pty Ltd 613,746 12.56
Edgestream Partners, L.P. 265,335 12.56
PTH - Invesco DWA Healthcare Momentum ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 192,604 11.54
AlphaCentric Advisors LLC 132,500 12.56
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 114,901 11.26
Jefferies Financial Group Inc. 92,285 12.56
BIPIX - Biotechnology Ultrasector Profund Investor Class 71,236 11.54
PBQAX - PGIM Jennison Blend Fund Class A 43,553 11.25
Readystate Asset Management Lp 26,840 12.56
Integrated Wealth Concepts LLC 22,645 12.54
XTX Topco Ltd 21,416 12.56
Creative Planning 14,013 12.56
Alberta Investment Management Corp 13,544 12.55
FSMD - Fidelity Small-Mid Factor ETF This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 12,622 11.57
Gts Securities Llc 10,543 12.52
SVYAX - SIIT U.S. Managed Volatility Fund - Class A 9,323 11.26
Exchange Traded Concepts, Llc 6,131 12.56
PineBridge Investments, L.P. 3,091 12.62
Ancora Advisors, LLC 2,694 12.62
Name Shares PPS
HRSMX - Hood River Small-Cap Growth Fund Institutional Shares 787,369 10.44
Rothschild Asset Management Inc 666,214 12.21
Renaissance Technologies Llc 389,000 0.01
J. Goldman & Co LP 387,654 11.09
J. Goldman & Co LP 387,654 11.09
J. Goldman & Co LP 387,654 11.09
Algert Global Llc 330,425 0.01
Trexquant Investment LP 267,931 11.09
Lombard Odier Asset Management (Switzerland) SA 261,592 11.09
Saturn V Capital Management LLC 258,288 11.09
HGHAX - THE HARTFORD HEALTHCARE FUND Class A 204,805 13.04
Hrt Financial Lp 204,695 0.01
Qube Research & Technologies Ltd 204,119 11.09
SBIO - ALPS Medical Breakthroughs ETF 177,291 12.10
Brinker Capital Investments, LLC 164,340 12.21
Mirabella Financial Services Llp 134,745 5.69
Tudor Investment Corp Et Al 133,697 0.01
Duality Advisers, Lp 94,890 11.09
SG Americas Securities, LLC 92,256 0.01
Comerica Bank 71,901 0.01
SPWIX - Simt Small Cap Growth Fund Class I 69,038 10.44
Banque Pictet & Cie Sa 68,113 11.08
Capital Fund Management S.a. 47,072 11.09
Quantbot Technologies LP 39,600 11.09
Aquatic Capital Management LLC 36,400
Dynamic Technology Lab Private Ltd 32,307
Verition Fund Management LLC 26,859 11.09
Axq Capital, Lp 23,030 11.07
Laurel Wealth Advisors, Inc. 21,702 12.21
Aigen Investment Management, Lp 21,401 11.07
Group One Trading, L.p. 15,200 11.12
SCGIX - Virtus Silvant Small-Cap Growth Stock Fund Class A 15,191 10.47
MQS Management LLC 14,350 11.08
Bridgefront Capital, LLC 13,122 11.13
Two Sigma Securities, Llc 12,729 11.08
Point72 Middle East FZE 11,913 11.08
Systematic Financial Management Lp 11,626 11.10
Walleye Trading LLC 10,100 11.09
Walleye Trading LLC 10,100 11.09
Belpointe Asset Management LLC 9,172 11.12
CLSE - Convergence Long/Short Equity ETF 5,707 12.09
FNDRX - FRC Founders Index Fund 4,528 10.38
JSFBX - John Hancock Seaport Long/Short Fund Class A 3,401 10.00
TCI Wealth Advisors, Inc. 666 10.51
Crewe Advisors LLC 610 11.48
HealthInvest Partners AB 554 12.64
Baillie Gifford & Co 538 11.15
Wipfli Financial Advisors Llc, 358
Whittier Trust Co 356 11.24
Ten Capital Wealth Advisors, LLC 85 11.76
Amundi
Eversept Partners, LP
Brookfield Asset Management Inc.
Dupont Capital Management Corp
Point72 Hong Kong Ltd
International Biotechnology Trust Plc
Campbell & CO Investment Adviser LLC
GONIX - Gotham Neutral Fund Institutional Class
Alphacrest Capital Management Llc
EAM Global Investors LLC
Jennison Associates Llc
Canada Pension Plan Investment Board
Minichmacgregor Wealth Management, Llc
Voloridge Investment Management, Llc
Silvant Capital Management LLC
Capital Advisors, Ltd. LLC
Kynam Capital Management, LP
GARIX - Gotham Absolute Return Fund Institutional Class
RidgeWorth Capital Management LLC
High Net Worth Advisory Group LLC
Kula Investments, LLC
Altshuler Shaham Ltd
Susquehanna Fundamental Investments, Llc
Mml Investors Services, Llc
Advisors Asset Management, Inc.
Boothbay Fund Management, Llc
Moisand Fitzgerald Tamayo, LLC
Longitude (Cayman) Ltd.
U.S. Capital Wealth Advisors, LLC
FPHAX - Pharmaceuticals Portfolio This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Acuta Capital Partners, Llc
Virginia Retirement Systems Et Al
Cutler Group LP
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares
Rockefeller Capital Management L.P.
Public Sector Pension Investment Board
Schonfeld Strategic Advisors LLC
Patriot Financial Group Insurance Agency, LLC
Weiss Strategic Interval Fund
Captrust Financial Advisors
Parametrica Management Ltd
Antonetti Capital Management LLC
Fox Run Management, L.l.c.
Gyon Technologies Capital Management, LP
Adage Capital Partners Gp, L.l.c.
PDT Partners, LLC
FourThought Financial, LLC
HAP Trading, LLC
Sphera Funds Management Ltd.
Cresset Asset Management, LLC
Hood River Capital Management LLC
Running Point Capital Advisors, LLC
SG3 Management, LLC
SG3 Management, LLC
Park Avenue Securities Llc
Nordea Investment Management Ab
C M Bidwell & Associates Ltd
SG3 Management, LLC
Gsa Capital Partners Llp
PEAK6 Investments LLC
Teachers Retirement System Of The State Of Kentucky
McElhenny Sheffield Capital Management, LLC
Inceptionr Llc
Bayesian Capital Management, LP
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I This fund is a listed as child fund of Blackstone Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Cutler Group LP
Pearl River Capital, LLC
Oversea-Chinese Banking CORP Ltd
Cowen And Company, Llc
Norges Bank
Cowen And Company, Llc
Cowen And Company, Llc
Sage Capital Advisors,llc
Nomura Asset Management Co Ltd
Vident Investment Advisory, LLC
EAM Investors, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
DCCAX - Delaware Small Cap Core Fund Class A 5,189,275 11.26 5,341,271 13.19
VGHCX - Vanguard Health Care Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 3,307,491 11.54 3,307,491 13.04
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,374,163 11.54 2,272,656 13.04
FBIOX - Biotechnology Portfolio This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,142,701 11.26 2,268,301 13.19
FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,277,680 11.26 1,277,121 13.19
POAGX - PRIMECAP Odyssey Aggressive Growth Fund 1,153,400 11.54 1,153,400 13.04
SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,053,627 11.26 1,058,651 13.19
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 744,370 11.26 747,892 13.19
VHCIX - Vanguard Health Care Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 730,880 11.26 734,022 13.19
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 629,797 11.54 622,133 13.04
ExodusPoint Capital Management, LP 623,853 0.01 155,835 0.01
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 607,478 11.54 540,328 13.04
USSCX - Science & Technology Fund Shares 595,970 11.54 496,810 13.04
VVSGX - Small Cap Growth Fund 557,018 11.26 539,726 13.19
PBE - Invesco Dynamic Biotechnology & Genome ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 545,317 11.54 642,178 13.04
WELLS FARGO MASTER TRUST - Wells Fargo Small Company Growth Portfolio Small Company Growth Portfolio 453,926 11.26 422,393 13.19
FSKAX - Fidelity Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 432,003 11.26 416,584 13.19
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 378,063 11.54 373,681 13.04
FCFMX - Fidelity Series Total Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 335,418 11.26 327,289 13.19
NBMIX - Neuberger Berman Small Cap Growth Fund Investor Class 312,839 11.26 277,480 13.19
Name Current Shares Current PPS Previous Shares Previous PPS
Perceptive Advisors Llc 27,662,917 12.56 27,662,917 11.09
Avoro Capital Advisors LLC 27,400,000 12.56 27,300,000 11.09
Vanguard Group Inc 27,024,417 12.56 26,861,945 11.09
BlackRock Inc. 20,898,593 12.56 19,738,025 11.09
Redmile Group, LLC 19,566,961 12.56 18,346,861 11.09
Janus Henderson Group Plc 14,923,588 12.56 13,610,435 11.09
Jpmorgan Chase & Co 13,442,391 12.56 13,733,485 11.09
Morgan Stanley 13,060,808 12.56 16,500,909 11.09
State Street Corp 11,179,242 12.56 11,130,885 11.09
Palo Alto Investors LP 10,524,022 12.56 10,524,022 11.09
Pictet Asset Management Sa 9,442,588 12.56 9,984,901 11.09
Wellington Management Group Llp 7,820,296 12.56 7,515,041 11.09
Point72 Asset Management, L.P. 7,000,900 12.56 2,249,128 11.09
Macquarie Group Ltd 6,921,981 12.56 7,171,035 11.09
Deutsche Bank Ag\ 6,258,734 12.56 1,107,273 11.09
Geode Capital Management, Llc 5,395,606 12.56 5,142,407 11.09
Fiera Capital Corp 4,979,785 12.56 5,101,364 11.09
Artal Group S.A. 4,562,567 0.01 3,526,407 0.01
American Century Companies Inc 3,914,613 12.56 0
Balyasny Asset Management Llc 3,225,033 12.56 2,118,608 11.09
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Deutsche Bank Ag\ 5,151,461 6,258,734 12.56 1,107,273 11.09 465.24
Point72 Asset Management, L.P. 4,751,772 7,000,900 12.56 2,249,128 11.09 211.27
American Century Companies Inc 3,914,613 3,914,613 12.56 0 0.00
Janus Henderson Group Plc 1,313,153 14,923,588 12.56 13,610,435 11.09 9.65
Redmile Group, LLC 1,220,100 19,566,961 12.56 18,346,861 11.09 6.65
BlackRock Inc. 1,160,568 20,898,593 12.56 19,738,025 11.09 5.88
Balyasny Asset Management Llc 1,106,425 3,225,033 12.56 2,118,608 11.09 52.22
Artal Group S.A. 1,036,160 4,562,567 0.01 3,526,407 0.01 29.38
Goldman Sachs Group Inc 885,390 2,796,121 12.56 1,910,731 11.09 46.34
Orbimed Advisors Llc 685,400 1,856,400 12.56 1,171,000 11.09 58.53
ExodusPoint Capital Management, LP 468,018 623,853 0.01 155,835 0.01 300.33
Great Point Partners Llc 321,392 701,392 12.56 380,000 11.09 84.58
Wellington Management Group Llp 305,255 7,820,296 12.56 7,515,041 11.09 4.06
Geode Capital Management, Llc 253,199 5,395,606 12.56 5,142,407 11.09 4.92
Man Group plc 222,504 222,504 12.56 0 0.00
Neuberger Berman Group LLC 217,430 542,485 12.56 325,055 11.09 66.89
Sectoral Asset Management Inc 209,942 729,924 12.56 519,982 11.09 40.37
Alps Advisors Inc 209,179 209,179 12.56 0 0.00
Rice Hall James & Associates, Llc 201,804 1,048,663 12.56 846,859 11.09 23.83
Vanguard Group Inc 162,472 27,024,417 12.56 26,861,945 11.09 0.60
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Morgan Stanley 3,440,101 13,060,808 12.56 16,500,909 11.09 -20.85
Millennium Management Llc 1,863,903 74,680 12.56 1,938,583 0.01 -96.15
Healthcare Of Ontario Pension Plan Trust Fund 1,420,577 398,923 12.56 1,819,500 11.09 -78.08
Victory Capital Management Inc 1,311,824 598,944 12.56 1,910,768 11.09 -68.65
Pictet Asset Management Sa 542,313 9,442,588 12.56 9,984,901 11.09 -5.43
D. E. Shaw & Co., Inc. 519,671 1,131,926 12.56 1,651,597 11.09 -31.46
Jpmorgan Chase & Co 291,094 13,442,391 12.56 13,733,485 11.09 -2.12
Ghost Tree Capital, LLC 275,000 200,000 12.56 475,000 11.09 -57.89
Ergoteles LLC 261,595 60,549 12.55 322,144 11.09 -81.20
Macquarie Group Ltd 249,054 6,921,981 12.56 7,171,035 11.09 -3.47
Citigroup Inc 231,279 364,364 12.56 595,643 11.09 -38.83
Great Lakes Advisors, Llc 216,220 357,586 12.56 573,806 11.09 -37.68
Cubist Systematic Strategies, LLC 215,751 27,956 12.56 243,707 11.09 -88.53
Two Sigma Advisers, Lp 201,000 235,676 12.56 436,676 11.09 -46.03
First Trust Advisors Lp 196,091 10,178 12.58 206,269 11.09 -95.07
Invesco Ltd. 165,651 767,078 12.56 932,729 11.09 -17.76
DCCAX - Delaware Small Cap Core Fund Class A 151,996 5,189,275 11.26 5,341,271 13.19 -2.85
Finepoint Capital LP 134,400 1,325,775 12.56 1,460,175 11.09 -9.20
Hillsdale Investment Management Inc. 130,320 270,480 12.56 400,800 11.09 -32.51
FBIOX - Biotechnology Portfolio This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 125,600 2,142,701 11.26 2,268,301 13.19 -5.54
Name Current Puts
Name Current Calls
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Previous Puts
J. Goldman & Co LP 387,654
Name Previous Calls
SG3 Management, LLC 0
PEAK6 Investments LLC 0
Cowen And Company, Llc 0
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 4,900 20,100 15,200 32.24
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Citadel Advisors Llc 457,376 46,600 503,976 -90.75
Simplex Trading, Llc 8,700 21,600 30,300 -28.71
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Caption Management, LLC 60,000 80,000 140,000 -42.86
Walleye Trading LLC 100 10,000 10,100 -0.99
Name

Past Week Analysis

Name Shares PPS
Integrated Wealth Concepts LLC 22,645 12.54
Gts Securities Llc 10,543 12.52
SkyView Investment Advisors, LLC 1,627
Name Shares PPS
Belpointe Asset Management LLC 9,172 11.12
Name Current Shares Current PPS Previous Shares Previous PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Goldman Sachs Group Inc 2,796,121 12.56 1,910,731 11.09
Nuveen Asset Management, LLC 814,682 12.56 810,206 0.01
Wells Fargo & Company/mn 747,552 12.56 691,813 11.09
Alliancebernstein L.p. 337,379 12.56 315,959 11.09
Ambassador Advisors, LLC 278,661 13.42 287,050 11.68
IVCSX - Voya Small Company Portfolio Class I 206,342 12.56 199,532 11.09
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Growth Fund Class 165,545 12.56 179,129 11.09
Orion Portfolio Solutions, LLC 159,516 12.56 164,992 11.09
HIASX - Hartford Small Company Hls Fund Ia 156,361 12.56 176,523 11.09
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 108,864 12.56 118,941 11.09
IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 68,474 12.56 69,002 11.09
IVSOX - Voya SmallCap Opportunities Portfolio Class I 45,188 12.57 38,290 11.10
VVICX - Voya VACS Index Series SC Portfolio 42,271 12.56 36,308 11.10
SevenOneSeven Capital Management 22,344 13.43 22,513 11.68
Advisor Group Holdings, Inc. 15,364 12.56 15,565 11.11
MUTUAL OF AMERICA INVESTMENT CORP - All America Fund Class 11,223 12.56 11,324 11.13
PENN SERIES FUNDS INC - Small Cap Index Fund 10,100 12.57 9,600 11.04
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Growth Portfolio Class 4,058 12.57 4,222 11.13
Mutual of America Variable Insurance Portfolios, Inc. - All America Portfolio Class 460 13.04 466 10.73
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Goldman Sachs Group Inc 885,390 2,796,121 12.56 1,910,731 11.09 46.34
Wells Fargo & Company/mn 55,739 747,552 12.56 691,813 11.09 8.06
Alliancebernstein L.p. 21,420 337,379 12.56 315,959 11.09 6.78
Neo Ivy Capital Management 17,436 27,318 9,882 176.44
IVSOX - Voya SmallCap Opportunities Portfolio Class I 6,898 45,188 12.57 38,290 11.10 18.02
IVCSX - Voya Small Company Portfolio Class I 6,810 206,342 12.56 199,532 11.09 3.41
VVICX - Voya VACS Index Series SC Portfolio 5,963 42,271 12.56 36,308 11.10 16.42
Nuveen Asset Management, LLC 4,476 814,682 12.56 810,206 0.01 0.55
PENN SERIES FUNDS INC - Small Cap Index Fund 500 10,100 12.57 9,600 11.04 5.21
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
HIASX - Hartford Small Company Hls Fund Ia 20,162 156,361 12.56 176,523 11.09 -11.42
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Growth Fund Class 13,584 165,545 12.56 179,129 11.09 -7.58
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 10,077 108,864 12.56 118,941 11.09 -8.47
Lazard Asset Management Llc 9,680 5,700 15,380 -62.94
Ambassador Advisors, LLC 8,389 278,661 13.42 287,050 11.68 -2.92
Orion Portfolio Solutions, LLC 5,476 159,516 12.56 164,992 11.09 -3.32
IRSIX - Voya RussellTM Small Cap Index Portfolio Class ADV 528 68,474 12.56 69,002 11.09 -0.77
Advisor Group Holdings, Inc. 201 15,364 12.56 15,565 11.11 -1.29
SevenOneSeven Capital Management 169 22,344 13.43 22,513 11.68 -0.75
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Growth Portfolio Class 164 4,058 12.57 4,222 11.13 -3.88
MUTUAL OF AMERICA INVESTMENT CORP - All America Fund Class 101 11,223 12.56 11,324 11.13 -0.89
Mutual of America Variable Insurance Portfolios, Inc. - All America Portfolio Class 6 460 13.04 466 10.73 -1.29
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name