Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 675 226.00 81.11 90.19
Previous Quarter 689 105.00 105.13 105.59

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 33 115 518 15 215 199
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 0 0 1 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 7 0 133 0 40 53
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 11,090,577 0.00 0.00 8,276,828 0.00 0.00
Previous Quarter 5,598,788 0.00 0.00 8,295,355 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 5,570,400
BlackRock Inc. 5,515,889 81.10
Vanguard Group Inc 4,167,813 81.10
VANGUARD GROUP INC 4,143,113
IJR - iShares Core S&P Small-Cap ETF 2,567,294 81.10
SMCWX - SMALLCAP WORLD FUND INC Class A 1,776,265 81.10
Wasatch Advisors Inc 1,757,260 81.10
FMR LLC 1,565,894
Capital International Investors 1,530,065 81.10
Dimensional Fund Advisors Lp 1,495,332 81.10
Fmr Llc 1,379,554 81.10
State Street Corp 1,197,845 81.10
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,085,056 81.10
Victory Capital Management Inc 977,443 81.10
Artisan Partners Limited Partnership 971,458 81.10
NAESX - Vanguard Small-Cap Index Fund Investor Shares 927,960 81.10
IWM - iShares Russell 2000 ETF 838,067 81.10
Capital World Investors 825,341 81.10
Geode Capital Management, Llc 704,947 81.10
Wellington Management Group Llp 686,326 81.10

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 5,594,458 105.13
Vanguard Group Inc 4,173,594 105.13
IJR - iShares Core S&P Small-Cap ETF 2,649,939 105.13
Wasatch Advisors Inc 2,130,803 105.13
SMCWX - SMALLCAP WORLD FUND INC Class A 1,776,265 105.13
Capital International Investors 1,529,864 105.13
Dimensional Fund Advisors Lp 1,491,874 105.13
Fmr Llc 1,466,107 105.13
State Street Corp 1,176,823 105.13
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,072,214 105.13
Artisan Partners Limited Partnership 1,016,527 105.13
NAESX - Vanguard Small-Cap Index Fund Investor Shares 926,598 105.13
IWM - iShares Russell 2000 ETF 838,810 105.13
Capital World Investors 825,341 105.13
Victory Capital Management Inc 805,147 103.97
Invesco Ltd. 798,712 105.13
Neumeier Poma Investment Counsel Llc 703,289 105.13
ARTJX - Artisan International Small-Mid Fund Investor Shares 662,585 105.13
Geode Capital Management, Llc 651,538 105.13
WGROX - Wasatch Core Growth Fund Investor Class shares 639,613 105.13

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 4,143,113
FMR LLC 1,565,894
Wcm Investment Management, Llc 319,820 81.93
TCMSX - Voya Small Cap Growth Fund Class I 71,843 86.87
HSLAX - THE HARTFORD SMALL CAP GROWTH FUND Class A 44,690 98.19
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 40,335 86.87
Jnl Series Trust - Jnl/lazard Emerging Markets Fund (a) 39,129 81.09
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 28,820 81.09
FSCFX - Strategic Advisers Small-Mid Cap Fund 24,228 86.88
XSMO - Invesco S&P SmallCap Momentum ETF 18,112 98.17
HSGFX - Hussman Strategic Growth Fund 15,000 81.07
Caxton Associates Lp 13,059 81.09
Mirae Asset Global Investments Co., Ltd. 10,920 81.14
RYLD - Global X Russell 2000 Covered Call ETF 10,444 98.14
State Of Wisconsin Investment Board 9,201 81.08
FCPEX - Fidelity Small Cap Enhanced Index Fund 8,206 86.89
Engineers Gate Manager LP 3,720 81.18
Woodline Partners LP 3,154 81.17
CCEPX - American Beacon Continuous Capital Emerging Markets Fund Investor Class 3,100 98.06
Pathstone Family Office, Llc 3,027 80.94
Name Shares PPS
IJS - iShares S&P Small-Cap 600 Value ETF 220,349 102.51
LAGWX - LORD ABBETT DEVELOPING GROWTH FUND INC Class A 170,031 113.16
Tygh Capital Management, Inc. 140,179 118.47
Hillcrest Asset Management LLC 128,251 118.47
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 99,569 102.51
Renaissance Group Llc 88,619 105.14
XSLV - Invesco S&P SmallCap Low Volatility ETF 77,019 110.56
Lisanti Capital Growth, LLC 54,305 105.13
Barings Llc 52,495 105.13
Marshall Wace North America L.P. 48,057 102.52
Aaron Wealth Advisors LLC 41,000 9.51
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 35,141 110.55
Friess Associates Llc 28,049 105.14
Man Group plc 22,229 105.13
Tudor Investment Corp Et Al 19,295 105.10
Allianz Asset Management GmbH 17,831 118.45
Renaissance Technologies Llc 16,400 105.12
SPWIX - Simt Small Cap Growth Fund Class I 14,114 102.52
Moors & Cabot, Inc. 13,216 9.99
Graham Capital Management, L.P. 12,716 105.06
RCPFX - Royce Capital Fund - Small-Cap Portfolio Investment Class 12,480 118.51
Susquehanna International Group, Llp 11,199 105.10
Susquehanna International Group, Llp 11,199 105.10
Advanced Series Trust - Ast Small-cap Value Portfolio 10,100 102.48
National Bank Of Canada /fi/ 7,245 104.90
MRSNX - BMO Small-Cap Value Fund Class I 6,775 110.55
Bayesian Capital Management, LP 5,333 105.19
Ellsworth Advisors, LLC 4,624 102.72
RVFCX - Royce Small-Cap Value Fund Consultant Class 4,554 118.58
Summit Global Investments 4,100 105.12
Trexquant Investment LP 3,983 105.20
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,832 110.65
Citadel Advisors Llc 3,700 105.14
American Beacon Advisors, Inc. 3,100 105.16
Duality Advisers, Lp 2,790 105.02
Cetera Advisors LLC 2,567 105.18
Prudent Man Advisors, LLC 2,559 105.12
Pictet Asset Management Sa 2,462 105.20
Archford Capital Strategies, LLC 2,369
Shelton Capital Management 2,343 104.99
Cornerstone Investment Partners, LLC 2,325 104.95
Capital International Sarl 2,245 105.12
Schonfeld Strategic Advisors LLC 2,200 105.00
Evergreen Capital Management Llc 2,142 105.04
Csenge Advisory Group 2,129
Fisher Asset Management, LLC 2,088 105.36
HBK Sorce Advisory LLC 1,991 104.97
First Mercantile Trust Co 1,719 102.39
Van Eck Associates Corp 943 104.98
Simplex Trading, Llc 700 104.29
Simplex Trading, Llc 700 104.29
Profunds - Profund Vp Small-cap Value 683 102.49
FSTBX - FEDERATED GLOBAL ALLOCATION FUND Class A Shares 527 110.06
SVPIX - Small-cap Value Profund Investor Class 415 96.39
ROSC - Hartford Multifactor Small Cap ETF 414 118.36
Harvest Fund Management Co., Ltd 130 100.00
NEXT Financial Group, Inc 116 120.69
Gemmer Asset Management LLC 108 101.85
Group One Trading, L.p. 100 110.00
Fieldpoint Private Securities, LLC 33 90.91
IFP Advisors, Inc 27 37.04
Berman Capital Advisors, LLC 24 83.33
Geneos Wealth Management Inc. 24 83.33
CENTRAL TRUST Co 21 95.24
Cordant, Inc. 8 125.00
Tarbox Family Office, Inc. 6 166.67
Manchester Capital Management LLC 4
Sonora Investment Management, LLC
SummerHaven Investment Management, LLC
Virtu Financial LLC
Alpha Paradigm Partners, LLC
Healthcare Of Ontario Pension Plan Trust Fund
Raymond James Trust N.a.
USA Financial Portformulas Corp
WSCIX - Westwood SmallCap Growth Fund Institutional Shares
Penserra Capital Management LLC
Signet Financial Management, Llc
California Public Employees Retirement System
Carroll Financial Associates, Inc.
Arkadios Wealth Advisors
SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund
Hartland & Co., LLC
Quantitative Investment Management, LLC
Harbour Investments, Inc.
Dynamic Technology Lab Private Ltd
Moloney Securities Asset Management, LLC
Assetmark, Inc
FDx Advisors, Inc.
First Quadrant L P/ca
Arrowstreet Capital, Limited Partnership
SRS Capital Advisors, Inc.
Arabesque Asset Management Ltd
Susquehanna Fundamental Investments, Llc
Eaton Vance Management
Sargent Bickham Lagudis LLC
Wolverine Trading, Llc
Aquatic Capital Management LLC
Evoke Wealth, Llc
Thompson Siegel & Walmsley Llc
Xponance, Inc.
CIBC World Markets Inc.
SEIAX - SIIT Multi-Asset Real Return Fund - Class A
EAM Investors, LLC
Johnson Financial Group, Inc.
Sciencast Management LP
Raymond James Financial Services Advisors, Inc.
6 Meridian
Clear Street Markets Llc
Vestcor Inc
Skandinaviska Enskilda Banken AB (publ)
Marvin & Palmer Associates Inc
Exchange Traded Concepts, Llc
Truist Financial Corp
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F
Gotham Asset Management, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 5,570,400 5,594,458 105.13
Vanguard Group Inc 4,167,813 81.10 4,173,594 105.13
IJR - iShares Core S&P Small-Cap ETF 2,567,294 81.10 2,649,939 105.13
SMCWX - SMALLCAP WORLD FUND INC Class A 1,776,265 81.10 1,776,265 105.13
Wasatch Advisors Inc 1,757,260 81.10 2,130,803 105.13
Capital International Investors 1,530,065 81.10 1,529,864 105.13
Dimensional Fund Advisors Lp 1,495,332 81.10 1,491,874 105.13
Fmr Llc 1,379,554 81.10 1,466,107 105.13
State Street Corp 1,197,845 81.10 1,176,823 105.13
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,085,056 81.10 1,072,214 105.13
Victory Capital Management Inc 977,443 81.10 805,147 103.97
Artisan Partners Limited Partnership 971,458 81.10 1,016,527 105.13
NAESX - Vanguard Small-Cap Index Fund Investor Shares 927,960 81.10 926,598 105.13
IWM - iShares Russell 2000 ETF 838,067 81.10 838,810 105.13
Capital World Investors 825,341 81.10 825,341 105.13
Geode Capital Management, Llc 704,947 81.10 651,538 105.13
Wellington Management Group Llp 686,326 81.10 413,227 105.13
Neumeier Poma Investment Counsel Llc 675,378 81.10 703,289 105.13
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 631,000 81.10 511,200 113.16
ARTJX - Artisan International Small-Mid Fund Investor Shares 620,673 81.10 662,585 105.13
Name Current Shares Current PPS Previous Shares Previous PPS
Voloridge Investment Management, Llc 53,505 81.10 0
Hrt Financial Lp 24,737 81.09 0
Campbell & CO Investment Adviser LLC 12,977 81.07 0
Alphacrest Capital Management Llc 11,656 81.07 0
Qube Research & Technologies Ltd 9,083 81.14 0
Jane Street Group, Llc 8,650 81.16 0
Eqis Capital Management, Inc. 5,047 81106.80 13,500 105.11
Two Sigma Investments, Lp 3,712 81.09 0
ExodusPoint Capital Management, LP 2,537 81.20 0
Quantbot Technologies LP 700 80.00 0
Better Money Decisions, LLC 168 83.33 0
Federated Hermes, Inc. 57 87.72 0
Northwestern Mutual Wealth Management Co 32 93.75 0
SLPIX - Small-cap Profund Investor Class 26 115.38 54 111.11
Allworth Financial LP 9 111.11 20 100.00
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Wellington Management Group Llp 273,099 686,326 81.10 413,227 105.13 66.09
Victory Capital Management Inc 172,296 977,443 81.10 805,147 103.97 21.40
Morgan Stanley 153,628 332,972 81.10 179,344 105.13 85.66
Alyeska Investment Group, L.P. 143,837 458,039 81.10 314,202 105.13 45.78
Nuveen Asset Management, LLC 129,069 392,611 81.10 263,542 104.11 48.97
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 119,800 631,000 81.10 511,200 113.16 23.44
Vaughan Nelson Investment Management, L.p. 114,495 363,233 81.10 248,738 105.13 46.03
Millennium Management Llc 106,372 109,313 81.10 2,941 105.07 3616.87
No Street GP LP 105,000 280,000 81.10 175,000 105.13 60.00
HISCX - Hartford Small Cap Growth Hls Fund Ia 89,637 100,767 81.10 11,130 105.12 805.36
FCPGX - Fidelity Small Cap Growth Fund 65,537 488,230 98.19 422,693 113.16 15.50
Deutsche Bank Ag\ 63,506 93,595 81.09 30,089 105.12 211.06
NORTHWESTERN MUTUAL SERIES FUND INC - Small Cap Growth Stock Portfolio 56,318 63,276 81.11 6,958 105.06 809.40
Voloridge Investment Management, Llc 53,505 53,505 81.10 0 0.00
Geode Capital Management, Llc 53,409 704,947 81.10 651,538 105.13 8.20
D. E. Shaw & Co., Inc. 40,493 42,844 81.11 2,351 105.06 1722.37
New York State Common Retirement Fund 36,424 67,938 81.10 31,514 105.13 115.58
Advanced Series Trust - Ast Small-cap Growth Opportunities Portfolio 31,829 35,829 81.11 4,000 105.25 795.73
Neuberger Berman Group LLC 31,217 599,884 81.78 568,667 105.13 5.49
Bragg Financial Advisors, Inc 30,176 200,830 81.10 170,654 105.13 17.68
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Invesco Ltd. 564,785 233,927 81.10 798,712 105.13 -70.71
Wasatch Advisors Inc 373,543 1,757,260 81.10 2,130,803 105.13 -17.53
Point72 Asset Management, L.P. 244,972 175,000 81.10 419,972 105.13 -58.33
Janus Henderson Group Plc 215,027 393,535 81.10 608,562 105.13 -35.33
JSIVX - Janus Henderson Small Cap Value Fund Class L 207,477 373,408 81.10 580,885 105.13 -35.72
WGROX - Wasatch Core Growth Fund Investor Class shares 125,561 514,052 81.10 639,613 105.13 -19.63
Clark Capital Management Group, Inc. 120,892 259,182 81.10 380,074 105.13 -31.81
Bank Of America Corp /de/ 95,418 121,668 81.11 217,086 105.13 -43.95
Fmr Llc 86,553 1,379,554 81.10 1,466,107 105.13 -5.90
IJR - iShares Core S&P Small-Cap ETF 82,645 2,567,294 81.10 2,649,939 105.13 -3.12
Voya Investment Management Llc 77,345 200,223 81.10 277,568 105.13 -27.87
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 75,073 343,257 81.10 418,330 105.13 -17.95
Braun Stacey Associates Inc 73,100 9,185 81.00 82,285 105.12 -88.84
Artisan Partners Limited Partnership 45,069 971,458 81.10 1,016,527 105.13 -4.43
ARTJX - Artisan International Small-Mid Fund Investor Shares 41,912 620,673 81.10 662,585 105.13 -6.33
Allspring Global Investments Holdings, LLC 36,039 28,033 81.08 64,072 105.08 -56.25
Industrial Alliance Investment Management Inc. 29,880 12,900 81.09 42,780 105.12 -69.85
WAEMX - Wasatch Emerging Markets Small Cap Fund Investor Class shares 29,000 54,296 81.09 83,296 105.13 -34.82
Neumeier Poma Investment Counsel Llc 27,911 675,378 81.10 703,289 105.13 -3.97
BlackRock Inc. 24,058 5,570,400 5,594,458 105.13 -0.43
Name Current Puts
Citadel Advisors Llc 2,600
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Walleye Trading LLC 100 10,400 10,300 0.97
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 2,000 12,500 14,500 -13.79
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 5,899 5,300 11,199 -52.67
Citadel Advisors Llc 600 3,100 3,700 -16.22
Simplex Trading, Llc 400 300 700 -57.14
Name

Past Week Analysis

Name Shares PPS
Jnl Series Trust - Jnl/lazard Emerging Markets Fund (a) 39,129 81.09
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 28,820 81.09
HSGFX - Hussman Strategic Growth Fund 15,000 81.07
TLEQX - Small-Cap Equity Fund 2,140 81.31
HSAFX - Hussman Strategic Allocation Fund 300 80.00
FLDFX - BALANCED FUND Retail Class 35 85.71
FLDOX - MODERATE ALLOCATION FUND Retail Class 4
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 2,567,294 81.10 2,649,939 105.13
SMCWX - SMALLCAP WORLD FUND INC Class A 1,776,265 81.10 1,776,265 105.13
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,085,056 81.10 1,072,214 105.13
NAESX - Vanguard Small-Cap Index Fund Investor Shares 927,960 81.10 926,598 105.13
IWM - iShares Russell 2000 ETF 838,067 81.10 838,810 105.13
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 631,000 81.10 511,200 113.16
ARTJX - Artisan International Small-Mid Fund Investor Shares 620,673 81.10 662,585 105.13
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 547,750 81.10 559,901 105.13
WGROX - Wasatch Core Growth Fund Investor Class shares 514,052 81.10 639,613 105.13
VEXMX - Vanguard Extended Market Index Fund Investor Shares 494,272 81.10 488,527 105.13
IJT - iShares S&P Small-Cap 600 Growth ETF 430,180 81.10 430,711 105.13
JSIVX - Janus Henderson Small Cap Value Fund Class L 373,408 81.10 580,885 105.13
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 343,257 81.10 418,330 105.13
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 329,400 81.10 321,100 105.13
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 327,099 81.10 327,099 105.13
IWO - iShares Russell 2000 Growth ETF 288,342 81.10 263,684 105.13
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 183,086 81.10 173,725 105.13
SPSM - SPDR(R) Portfolio Small Cap ETF 169,820 81.10 167,134 105.13
HISCX - Hartford Small Cap Growth Hls Fund Ia 100,767 81.10 11,130 105.12
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 98,360 81.10 100,847 105.13
SLY - SPDR(R) S & P 600 Small Cap ETF 67,914 81.10 68,172 105.13
QCSTRX - Stock Account Class R1 64,331 81.10 47,463 105.13
MNNAX - Victory Munder Multi-Cap Fund Class A 60,900 81.10 63,600 105.13
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 57,059 81.09 57,506 105.14
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 55,384 81.11 53,783 105.13
QCSCRX - Social Choice Account Class R1 55,107 81.10 55,107 105.12
WAEMX - Wasatch Emerging Markets Small Cap Fund Investor Class shares 54,296 81.09 83,296 105.13
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 50,523 81.09 46,780 105.13
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 47,312 81.10 49,171 105.12
SRVEX - Victory Diversified Stock Fund Class A 41,726 81.10 29,380 113.17
ITOT - iShares Core S&P Total U.S. Stock Market ETF 38,876 81.10 35,544 105.14
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 36,140 81.10 30,117 105.12
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 34,273 81.11 30,016 105.14
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 32,738 81.10 32,738 105.14
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 32,000 81.09 32,000 105.12
VSEQX - Vanguard Strategic Equity Fund Investor Shares 30,349 81.09 30,349 105.14
JSCSX - JPMorgan U.S. Small Company Fund Class I 29,175 81.10 29,775 105.12
VBINX - Vanguard Balanced Index Fund Investor Shares 29,174 81.10 29,174 105.13
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 28,669 81.10 28,669 105.13
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 27,575 81.09 28,865 105.14
VLEOX - Value Line Small Cap Opportunities Fund, Inc. 26,200 81.11 26,200 105.11
JDSCX - JPMorgan Small Cap Blend Fund Class I 25,000 81.12 25,000 102.52
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 24,740 81.08 24,740 105.13
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 24,738 81.09 24,738 105.14
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 22,190 81.12 22,696 105.13
NEFJX - Vaughan Nelson Small Cap Value Fund Class A 21,225 81.08 13,950 105.16
QCEQRX - Equity Index Account Class R1 20,485 81.08 20,485 105.15
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 20,200 81.09 20,200 105.15
CWSIX - Chartwell Small Cap Value Fund 19,743 81.09 20,106 105.14
NSIDX - Northern Small Cap Index Fund 19,661 81.13 20,563 105.14
JNL SERIES TRUST - JNL/Mellon Information Technology Sector Fund (A) 17,575 81.08 17,575 105.15
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 14,800 81.08 14,800 105.14
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 14,314 81.11 14,704 105.14
IGM - iShares Expanded Tech Sector ETF 13,041 81.13 12,929 105.11
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 12,442 81.10 12,442 105.13
PFSLX - Paradigm Select Fund 12,100 81.07 12,100 105.12
MFCPX - M Capital Appreciation Fund 11,958 81.12 12,065 105.10
EMRGX - EMERGING MARKETS GROWTH FUND INC Class M 10,982 81.13 12,434 105.12
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 10,330 81.12 10,742 105.10
IWV - iShares Russell 3000 ETF 9,489 81.15 9,519 105.16
MMSCX - Praxis Small Cap Index Fund Class A 9,090 81.08 9,090 105.17
SSMHX - State Street Small/mid Cap Equity Index Portfolio 8,900 81.12 8,200 105.12
FECGX - Fidelity Small Cap Growth Index Fund 8,850 81.13 8,059 105.10
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 8,536 81.07 7,881 105.19
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 8,222 81.12 8,222 105.08
SLLAX - SIMT Small Cap Fund Class F 7,916 81.10 7,350 105.17
JESIX - Small Cap Index Trust NAV 7,533 81.11 7,850 105.10
AZMIX - AllianzGI NFJ Emerging Markets Value Fund Institutional Class 7,514 81.05 7,858 105.12
AMERICAN FUNDS INSURANCE SERIES - New World Fund Class 1 6,992 81.09 6,992 105.12
PEXMX - T. Rowe Price Extended Equity Market Index Fund 6,600 81.06 6,600 105.15
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 6,500 81.08 6,500 105.08
SSVSX - Victory Special Value Fund Class A 6,300 81.11 4,273 113.27
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 6,189 81.11 6,175 105.10
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 6,176 81.12 6,059 105.13
PVFAX - Paradigm Value Fund 6,000 81.17 6,000 105.17
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 5,937 81.02 5,937 105.10
QWVOX - Clearwater Small Companies Fund 5,667 81.17 2,262 105.22
QSMLX - AQR Small Cap Multi-Style Fund Class I 5,468 81.02 5,468 105.16
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 5,383 81.18 5,520 105.07
SPTM - SPDR(R) Portfolio Total Stock Market ETF 5,204 81.09 5,182 105.17
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 5,100 81.18 5,100 105.10
ROUS - Hartford Multifactor US Equity ETF 5,023 81.03 3,944 105.22
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 4,965 81.17 4,965 105.14
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 4,897 81.07 4,402 105.18
WALSX - Wasatch Long/Short Alpha Fund Investor Class Shares 4,727 81.02 5,704 105.19
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 4,713 81.05 5,026 105.05
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 4,487 81.12 3,814 105.14
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 4,288 81.16 4,330 105.08
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,275 81.17 4,275 105.03
ASMOX - AQR Small Cap Momentum Style Fund Class I 4,047 81.05 4,047 105.02
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 3,110 81.03 3,110 105.14
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 2,761 81.13 2,761 105.03
VMNFX - Vanguard Market Neutral Fund Investor Shares 2,744 81.27 2,744 104.96
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 2,627 81.08 5,000 118.40
JOMEX - JOHCM Emerging Markets Small Mid Cap Equity Fund Class Z Shares 2,458 80.96 2,566 105.22
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 2,324 80.90 2,324 104.99
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,150 80.93 1,701 105.23
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 2,119 81.17 1,994 105.32
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,860 81.18 2,339 105.17
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,643 80.95 1,795 105.29
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 1,632 80.88 1,033 105.52
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,586 81.34 2,485 105.03
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 1,553 81.13 340 105.88
TRZIX - T. Rowe Price Small-Cap Index Fund 1,414 81.33 1,318 105.46
Profunds - Profund Vp Small-cap Growth 1,349 80.80 1,587 105.23
XJR - iShares ESG Screened S&P Small-Cap ETF 1,269 81.17 967 105.48
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,106 81.37 1,106 104.88
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,101 80.84 1,066 105.07
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 839 81.05 839 104.89
TLSTX - Stock Index Fund 683 80.53 727 104.54
FNDRX - FRC Founders Index Fund 682 80.65 840 104.76
TLCHX - Social Choice Equity Fund 657 80.67 657 105.02
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 639 81.38 676 105.03
TMVAX - RBC Microcap Value Fund A Shares 600 81.67 600 105.00
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 566 81.27 609 105.09
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 549 81.97 549 105.65
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 527 81.59 623 104.33
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 496 80.65 456 105.26
MFEM - PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF 416 81.73 952 105.04
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 350 80.00 400 105.00
FLMFX - MUIRFIELD FUND Retail Class 305 81.97 48 104.17
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 275 80.00 1,588 105.16
RYRRX - Russell 2000 Fund Class A 262 80.15 260 103.85
VLU - SPDR S&P 1500 Value Tilt ETF 227 79.30 260 103.85
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 225 80.00 250 104.00
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 165 78.79 195 102.56
ESIX - SPDR S&P SmallCap 600 ESG ETF 148 81.08 158 107.59
Profunds - Profund Vp Ultrasmall-cap 134 82.09 186 107.53
MMTM - SPDR S&P 1500 Momentum Tilt ETF 120 83.33 127 102.36
Profunds - Profund Vp Small-cap 113 79.65 117 102.56
RYMKX - Russell 2000 1.5x Strategy Fund Class H 79 75.95 93 107.53
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 25 80.00 26 115.38
BDO Wealth Advisors, LLC 15 66.67 15 133.33
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
SSGSX - Victory Sycamore Small Company Opportunity Fund Class A 119,800 631,000 81.10 511,200 113.16 23.44
HISCX - Hartford Small Cap Growth Hls Fund Ia 89,637 100,767 81.10 11,130 105.12 805.36
IWO - iShares Russell 2000 Growth ETF 24,658 288,342 81.10 263,684 105.13 9.35
QCSTRX - Stock Account Class R1 16,868 64,331 81.10 47,463 105.13 35.54
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 12,842 1,085,056 81.10 1,072,214 105.13 1.20
SRVEX - Victory Diversified Stock Fund Class A 12,346 41,726 81.10 29,380 113.17 42.02
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 9,361 183,086 81.10 173,725 105.13 5.39
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 8,300 329,400 81.10 321,100 105.13 2.58
NEFJX - Vaughan Nelson Small Cap Value Fund Class A 7,275 21,225 81.08 13,950 105.16 52.15
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 6,023 36,140 81.10 30,117 105.12 20.00
VEXMX - Vanguard Extended Market Index Fund Investor Shares 5,745 494,272 81.10 488,527 105.13 1.18
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 4,257 34,273 81.11 30,016 105.14 14.18
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 3,743 50,523 81.09 46,780 105.13 8.00
QWVOX - Clearwater Small Companies Fund 3,405 5,667 81.17 2,262 105.22 150.53
ITOT - iShares Core S&P Total U.S. Stock Market ETF 3,332 38,876 81.10 35,544 105.14 9.37
SPSM - SPDR(R) Portfolio Small Cap ETF 2,686 169,820 81.10 167,134 105.13 1.61
SSVSX - Victory Special Value Fund Class A 2,027 6,300 81.11 4,273 113.27 47.44
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 1,601 55,384 81.11 53,783 105.13 2.98
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,362 927,960 81.10 926,598 105.13 0.15
RYWAX - S&P SmallCap 600 Pure Growth Fund Class H 1,213 1,553 81.13 340 105.88 356.76
ROUS - Hartford Multifactor US Equity ETF 1,079 5,023 81.03 3,944 105.22 27.36
FECGX - Fidelity Small Cap Growth Index Fund 791 8,850 81.13 8,059 105.10 9.82
SSMHX - State Street Small/mid Cap Equity Index Portfolio 700 8,900 81.12 8,200 105.12 8.54
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 673 4,487 81.12 3,814 105.14 17.65
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 655 8,536 81.07 7,881 105.19 8.31
EQ ADVISORS TRUST - Multimanager Technology Portfolio Class IA 599 1,632 80.88 1,033 105.52 57.99
SLLAX - SIMT Small Cap Fund Class F 566 7,916 81.10 7,350 105.17 7.70
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 495 4,897 81.07 4,402 105.18 11.24
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 449 2,150 80.93 1,701 105.23 26.40
XJR - iShares ESG Screened S&P Small-Cap ETF 302 1,269 81.17 967 105.48 31.23
FLMFX - MUIRFIELD FUND Retail Class 257 305 81.97 48 104.17 535.42
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 125 2,119 81.17 1,994 105.32 6.27
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 117 6,176 81.12 6,059 105.13 1.93
IGM - iShares Expanded Tech Sector ETF 112 13,041 81.13 12,929 105.11 0.87
TRZIX - T. Rowe Price Small-Cap Index Fund 96 1,414 81.33 1,318 105.46 7.28
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 40 496 80.65 456 105.26 8.77
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 35 1,101 80.84 1,066 105.07 3.28
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 5,204 81.09 5,182 105.17 0.42
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 14 6,189 81.11 6,175 105.10 0.23
RYRRX - Russell 2000 Fund Class A 2 262 80.15 260 103.85 0.77
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
JSIVX - Janus Henderson Small Cap Value Fund Class L 207,477 373,408 81.10 580,885 105.13 -35.72
WGROX - Wasatch Core Growth Fund Investor Class shares 125,561 514,052 81.10 639,613 105.13 -19.63
IJR - iShares Core S&P Small-Cap ETF 82,645 2,567,294 81.10 2,649,939 105.13 -3.12
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 75,073 343,257 81.10 418,330 105.13 -17.95
ARTJX - Artisan International Small-Mid Fund Investor Shares 41,912 620,673 81.10 662,585 105.13 -6.33
WAEMX - Wasatch Emerging Markets Small Cap Fund Investor Class shares 29,000 54,296 81.09 83,296 105.13 -34.82
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 12,151 547,750 81.10 559,901 105.13 -2.17
MNNAX - Victory Munder Multi-Cap Fund Class A 2,700 60,900 81.10 63,600 105.13 -4.25
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 2,487 98,360 81.10 100,847 105.13 -2.47
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 2,373 2,627 81.08 5,000 118.40 -47.46
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 1,859 47,312 81.10 49,171 105.12 -3.78
EMRGX - EMERGING MARKETS GROWTH FUND INC Class M 1,452 10,982 81.13 12,434 105.12 -11.68
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,313 275 80.00 1,588 105.16 -82.68
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,290 27,575 81.09 28,865 105.14 -4.47
WALSX - Wasatch Long/Short Alpha Fund Investor Class Shares 977 4,727 81.02 5,704 105.19 -17.13
NSIDX - Northern Small Cap Index Fund 902 19,661 81.13 20,563 105.14 -4.39
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 899 1,586 81.34 2,485 105.03 -36.18
IWM - iShares Russell 2000 ETF 743 838,067 81.10 838,810 105.13 -0.09
JSCSX - JPMorgan U.S. Small Company Fund Class I 600 29,175 81.10 29,775 105.12 -2.02
MFEM - PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF 536 416 81.73 952 105.04 -56.30
IJT - iShares S&P Small-Cap 600 Growth ETF 531 430,180 81.10 430,711 105.13 -0.12
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 506 22,190 81.12 22,696 105.13 -2.23
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 479 1,860 81.18 2,339 105.17 -20.48
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 447 57,059 81.09 57,506 105.14 -0.78
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 412 10,330 81.12 10,742 105.10 -3.84
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 390 14,314 81.11 14,704 105.14 -2.65
CWSIX - Chartwell Small Cap Value Fund 363 19,743 81.09 20,106 105.14 -1.81
AZMIX - AllianzGI NFJ Emerging Markets Value Fund Institutional Class 344 7,514 81.05 7,858 105.12 -4.38
JESIX - Small Cap Index Trust NAV 317 7,533 81.11 7,850 105.10 -4.04
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 313 4,713 81.05 5,026 105.05 -6.23
SLY - SPDR(R) S & P 600 Small Cap ETF 258 67,914 81.10 68,172 105.13 -0.38
Profunds - Profund Vp Small-cap Growth 238 1,349 80.80 1,587 105.23 -15.00
FNDRX - FRC Founders Index Fund 158 682 80.65 840 104.76 -18.81
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 152 1,643 80.95 1,795 105.29 -8.47
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 137 5,383 81.18 5,520 105.07 -2.48
JOMEX - JOHCM Emerging Markets Small Mid Cap Equity Fund Class Z Shares 108 2,458 80.96 2,566 105.22 -4.21
MFCPX - M Capital Appreciation Fund 107 11,958 81.12 12,065 105.10 -0.89
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 96 527 81.59 623 104.33 -15.41
Profunds - Profund Vp Ultrasmall-cap 52 134 82.09 186 107.53 -27.96
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 50 350 80.00 400 105.00 -12.50
TLSTX - Stock Index Fund 44 683 80.53 727 104.54 -6.05
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 43 566 81.27 609 105.09 -7.06
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 42 4,288 81.16 4,330 105.08 -0.97
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Growth Fund Variable Annuity 37 639 81.38 676 105.03 -5.47
VLU - SPDR S&P 1500 Value Tilt ETF 33 227 79.30 260 103.85 -12.69
IWV - iShares Russell 3000 ETF 30 9,489 81.15 9,519 105.16 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 30 165 78.79 195 102.56 -15.38
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 25 225 80.00 250 104.00 -10.00
RYMKX - Russell 2000 1.5x Strategy Fund Class H 14 79 75.95 93 107.53 -15.05
ESIX - SPDR S&P SmallCap 600 ESG ETF 10 148 81.08 158 107.59 -6.33
MMTM - SPDR S&P 1500 Momentum Tilt ETF 7 120 83.33 127 102.36 -5.51
Profunds - Profund Vp Small-cap 4 113 79.65 117 102.56 -3.42
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 25 80.00 26 115.38 -3.85
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name