Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 283 7.00 6.08 6.30
Previous Quarter 277 9.00 9.60 9.53

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 26 52 163 34 63 75
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 1 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 10 0 54 1 14 20
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 4,153,699 0.00 0.00 3,222,288 0.00 0.00
Previous Quarter 2,054,488 0.00 0.00 3,258,268 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 2,114,100 6.08
BlackRock Inc. 2,035,646
Portolan Capital Management, LLC 1,838,714
Vanguard Group Inc 1,621,753 6.08
Wasatch Advisors Inc 1,378,360 6.08
WMMAX - Teton Westwood Mighty Mites Fund Class A 1,217,119 6.08
Driehaus Capital Management Llc 972,852 6.08
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 952,478 6.08
Renaissance Technologies Llc 912,690 6.08
IWM - iShares Russell 2000 ETF 757,349 6.08
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 671,000 6.08
RK Capital Management, LLC 648,300 6.08
Balyasny Asset Management Llc 646,871 6.08
Geode Capital Management, Llc 597,773 6.08
Gabelli Funds Llc 590,000 6.08
Portolan Capital Management, LLC 565,390 6.08
State Street Corp 561,096 6.08
GCASX - The Gabelli Small Cap Growth Fund Class A 530,000 6.08
DWAS - Invesco DWA SmallCap Momentum ETF 497,079 7.04
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 463,060 9.05

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 2,050,586 9.61
Vanguard Group Inc 1,662,008 9.61
Driehaus Capital Management Llc 1,638,240 9.61
Wasatch Advisors Inc 1,342,574 9.61
WMMAX - Teton Westwood Mighty Mites Fund Class A 1,217,119 9.61
RK Capital Management, LLC 1,194,000 9.61
Portolan Capital Management, LLC 1,174,411 9.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 952,478 9.61
Renaissance Technologies Llc 944,590 9.61
IWM - iShares Russell 2000 ETF 754,224 9.61
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 671,000 9.61
FSCFX - Strategic Advisers Small-Mid Cap Fund 610,630 8.80
Gabelli Funds Llc 589,500 9.61
Balyasny Asset Management Llc 586,282 9.61
Geode Capital Management, Llc 582,374 9.61
Invesco Ltd. 570,542 9.61
State Street Corp 540,663 9.61
GCASX - The Gabelli Small Cap Growth Fund Class A 530,000 9.61
Northern Right Capital Management, L.P. 498,720 9.61
DWAS - Invesco DWA SmallCap Momentum ETF 495,720 8.80

 

Recent Quarter Analysis

Name Shares PPS
Fuller & Thaler Asset Management, Inc. 375,205 6.08
IWN - iShares Russell 2000 Value ETF 242,913 6.08
Nokomis Capital, L.L.C. 143,057 6.08
Hrt Financial Lp 57,632 6.07
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 32,250 6.08
Wealthspire Advisors, LLC 30,000 6.07
Ergoteles LLC 27,000 6.07
Manatuck Hill Partners, LLC 21,000 6.10
Ground Swell Capital, LLC 20,285 6.06
Gsa Capital Partners Llp 19,755 6.07
FISVX - Fidelity Small Cap Value Index Fund 17,210 6.10
QCEQRX - Equity Index Account Class R1 16,841 6.06
Atom Investors LP 11,428 6.04
FZILX - Fidelity ZERO International Index Fund 10,848 9.03
RYLD - Global X Russell 2000 Covered Call ETF 9,325 9.01
RIFBX - U.S. Small Cap Equity Fund 8,954 6.03
BBVSX - Bridge Builder Small/Mid Cap Value Fund 8,321 6.13
FZIPX - Fidelity ZERO Extended Market Index Fund 7,671 8.99
VFLQ - Vanguard U.S. Liquidity Factor ETF ETF Shares 6,789 7.07
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 3,300 6.06
Name Shares PPS
Northern Right Capital Management, L.P. 498,720 9.61
Granite Point Capital Management, L.P. 109,157 9.61
BOSVX - Omni Small-Cap Value Fund Class N 86,100 12.11
Chartwell Investment Partners, Llc 84,321 9.61
ClariVest Asset Management LLC 59,000 9.61
Potomac Capital Management, Inc. 55,000 9.62
HN Saltoro Capital, LP 54,430 9.61
Susquehanna International Group, Llp 53,100 9.60
Susquehanna International Group, Llp 53,100 9.60
Marshall Wace, Llp 37,567 9.61
Two Sigma Investments, Lp 19,900 9.60
Trexquant Investment LP 18,860 9.60
Man Group plc 16,290 9.64
Wolverine Trading, Llc 11,500 9.65
HAP Trading, LLC 10,400 0.87
HAP Trading, LLC 10,400 0.87
Belvedere Trading LLC 10,064 9.64
Belvedere Trading LLC 10,064 9.64
Dorsey Wright & Associates 8,320 9.62
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 3,766 9.03
Group One Trading, L.p. 1,900 9.47
IFP Advisors, Inc 400 2.50
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 108 9.26
Point72 Hong Kong Ltd
Principal Financial Group Inc
DG Capital Management, LLC
Prelude Capital Management, Llc
Strs Ohio
Winton Capital Group Ltd
Tibra Equities Europe Ltd
Cubist Systematic Strategies, LLC
Acadian Asset Management Llc
Cruiser Capital Advisors, Llc
Ellevest, Inc.
EAM Investors, LLC
Quilter Plc
Alpha Paradigm Partners, LLC
Ten Capital Wealth Advisors, LLC
Barings Llc
Cypress Point Wealth Management, LLC
Bridgeway Capital Management Inc
Proequities, Inc.
Engineers Gate Manager LP
Roubaix Capital, LLC
Occudo Quantitative Strategies Lp
Arrowstreet Capital, Limited Partnership
Vahanian & Associates Financial Planning Inc.
Sterling Manor Financial, LLC
Janney Montgomery Scott LLC
ExodusPoint Capital Management, LP
PEAK6 Investments LLC
Robbins Farley Llc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 2,114,100 6.08 2,050,586 9.61
Portolan Capital Management, LLC 1,838,714 1,174,411 9.61
Vanguard Group Inc 1,621,753 6.08 1,662,008 9.61
Wasatch Advisors Inc 1,378,360 6.08 1,342,574 9.61
WMMAX - Teton Westwood Mighty Mites Fund Class A 1,217,119 6.08 1,217,119 9.61
Driehaus Capital Management Llc 972,852 6.08 1,638,240 9.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 952,478 6.08 952,478 9.61
Renaissance Technologies Llc 912,690 6.08 944,590 9.61
IWM - iShares Russell 2000 ETF 757,349 6.08 754,224 9.61
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 671,000 6.08 671,000 9.61
RK Capital Management, LLC 648,300 6.08 1,194,000 9.61
Balyasny Asset Management Llc 646,871 6.08 586,282 9.61
Geode Capital Management, Llc 597,773 6.08 582,374 9.61
Gabelli Funds Llc 590,000 6.08 589,500 9.61
State Street Corp 561,096 6.08 540,663 9.61
GCASX - The Gabelli Small Cap Growth Fund Class A 530,000 6.08 530,000 9.61
DWAS - Invesco DWA SmallCap Momentum ETF 497,079 7.04 495,720 8.80
VEXMX - Vanguard Extended Market Index Fund Investor Shares 462,908 6.08 462,908 9.61
Gamco Investors, Inc. Et Al 451,800 6.08 452,300 9.61
Kettle Hill Capital Management, Llc 448,511 6.08 406,379 9.61
Name Current Shares Current PPS Previous Shares Previous PPS
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 463,060 9.05 460,226 8.83
FSSNX - Fidelity Small Cap Index Fund 254,551 9.05 243,381 8.83
Millennium Management Llc 108,317 6.08 0
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 102,470 9.05 102,470 8.83
PCSGX - PACE Small/Medium Co Growth Equity Investments Class P 81,297 9.05 80,898 8.83
SWSSX - Schwab Small-Cap Index Fund 72,710 9.05 72,710 8.83
Jane Street Group, Llc 54,972 6.08 0
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 38,985 9.05 51,227 8.82
Old Mission Capital Llc 34,978 6.09 0
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 26,400 9.05 27,784 8.82
PASIX - PACE Alternative Strategies Investments Class A 24,888 9.04 48,571 8.83
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 24,732 9.06 24,732 8.81
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 23,954 9.06 23,954 8.85
DFVEX - U.s. Vector Equity Portfolio - Institutional Class 19,188 9.07 19,188 8.81
Jump Financial, LLC 17,456 6.07 0
SWTSX - Schwab Total Stock Market Index Fund 15,255 9.05 15,255 8.85
DFSTX - U.s. Small Cap Portfolio - Institutional Class 12,837 9.04 12,837 8.80
Walleye Capital LLC 11,185 6.08 0
DFAC - Dimensional U.S. Core Equity 2 ETF 6,121 8.99 6,121 8.82
PNASX - SmallCap Growth Fund I R-1 5,019 8.97 5,208 8.83
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Portolan Capital Management, LLC 664,303 1,838,714 1,174,411 9.61 56.56
CastleKnight Management LP 180,274 430,240 6.08 249,966 9.61 72.12
Millennium Management Llc 108,317 108,317 6.08 0 0.00
BlackRock Inc. 63,514 2,114,100 6.08 2,050,586 9.61 3.10
Balyasny Asset Management Llc 60,589 646,871 6.08 586,282 9.61 10.33
Jane Street Group, Llc 54,972 54,972 6.08 0 0.00
Kettle Hill Capital Management, Llc 42,132 448,511 6.08 406,379 9.61 10.37
Wasatch Advisors Inc 35,786 1,378,360 6.08 1,342,574 9.61 2.67
OBMCX - Oberweis Micro-Cap Fund Investor Class 35,200 225,743 6.08 190,543 9.61 18.47
Oberweis Asset Management Inc/ 35,200 225,743 6.08 190,543 9.61 18.47
Old Mission Capital Llc 34,978 34,978 6.09 0 0.00
Nuveen Asset Management, LLC 27,013 148,137 6.08 121,124 10.34 22.30
Goldman Sachs Group Inc 25,769 67,963 6.08 42,194 9.60 61.07
State Street Corp 20,433 561,096 6.08 540,663 9.61 3.78
Jump Financial, LLC 17,456 17,456 6.07 0 0.00
Redmont Wealth Advisors Llc 15,630 55,410 6.08 39,780 9.60 39.29
Geode Capital Management, Llc 15,399 597,773 6.08 582,374 9.61 2.64
ITOT - iShares Core S&P Total U.S. Stock Market ETF 14,426 22,537 6.08 8,111 9.62 177.86
Rhumbline Advisers 13,071 43,751 6.08 30,680 9.62 42.60
Tower Research Capital LLC (TRC) 11,636 12,835 6.08 1,199 10.01 970.48
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Driehaus Capital Management Llc 665,388 972,852 6.08 1,638,240 9.61 -40.62
RK Capital Management, LLC 545,700 648,300 6.08 1,194,000 9.61 -45.70
Invesco Ltd. 528,120 42,422 6.08 570,542 9.61 -92.56
FSCFX - Strategic Advisers Small-Mid Cap Fund 212,984 397,646 7.04 610,630 8.80 -34.88
IWO - iShares Russell 2000 Growth ETF 199,372 70,482 6.09 269,854 9.61 -73.88
Calamos Advisors LLC 143,899 125,581 6.08 269,480 9.61 -53.40
Union Square Park Capital Management, LLC 67,300 400,000 6.08 467,300 9.61 -14.40
DMCRX - Driehaus Micro Cap Growth Fund 62,734 144,433 6.08 207,167 9.61 -30.28
DSMFX - Destinations Small-Mid Cap Equity Fund Class I 60,987 235,841 7.04 296,828 8.80 -20.55
Vanguard Group Inc 40,255 1,621,753 6.08 1,662,008 9.61 -2.42
Russell Investments Group, Ltd. 40,177 191,159 6.07 231,336 9.60 -17.37
Renaissance Technologies Llc 31,900 912,690 6.08 944,590 9.61 -3.38
Wells Fargo & Company/mn 30,943 565 5.31 31,508 9.62 -98.21
Two Sigma Advisers, Lp 25,900 82,700 6.08 108,600 9.61 -23.85
Allspring Global Investments Holdings, LLC 24,121 6,376 5.96 30,497 9.61 -79.09
PASIX - PACE Alternative Strategies Investments Class A 23,683 24,888 9.04 48,571 8.83 -48.76
RBB FUND, INC. - Adara Smaller Companies Fund 23,426 85,065 7.04 108,491 8.80 -21.59
QCSTRX - Stock Account Class R1 22,041 21,572 6.07 43,613 9.61 -50.54
FSMAX - Fidelity Extended Market Index Fund 19,860 171,280 7.04 191,140 8.80 -10.39
UBS Group AG 18,777 405 4.94 19,182 9.59 -97.89
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Wolverine Trading, Llc 11,500
Name Previous Calls
HAP Trading, LLC 10,400
Belvedere Trading LLC 10,064
PEAK6 Investments LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 800 2,700 1,900 42.11
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Simplex Trading, Llc 2,700 13,400 16,100 -16.77
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 38,200 14,900 53,100 -71.94
Citadel Advisors Llc 26,600 42,600 69,200 -38.44
Name

Past Week Analysis

Name Shares PPS
IWN - iShares Russell 2000 Value ETF 242,913 6.08
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 32,250 6.08
FISVX - Fidelity Small Cap Value Index Fund 17,210 6.10
QCEQRX - Equity Index Account Class R1 16,841 6.06
BBVSX - Bridge Builder Small/Mid Cap Value Fund 8,321 6.13
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 3,300 6.06
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 2,933 6.14
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,601 6.15
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,021 5.88
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 418 7.18
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
WMMAX - Teton Westwood Mighty Mites Fund Class A 1,217,119 6.08 1,217,119 9.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 952,478 6.08 952,478 9.61
IWM - iShares Russell 2000 ETF 757,349 6.08 754,224 9.61
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 671,000 6.08 671,000 9.61
GCASX - The Gabelli Small Cap Growth Fund Class A 530,000 6.08 530,000 9.61
VEXMX - Vanguard Extended Market Index Fund Investor Shares 462,908 6.08 462,908 9.61
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 435,000 6.08 435,000 9.61
OBMCX - Oberweis Micro-Cap Fund Investor Class 225,743 6.08 190,543 9.61
DMCRX - Driehaus Micro Cap Growth Fund 144,433 6.08 207,167 9.61
QWVOX - Clearwater Small Companies Fund 124,131 6.08 116,539 9.61
IWO - iShares Russell 2000 Growth ETF 70,482 6.09 269,854 9.61
IWC - iShares Micro-Cap ETF 68,696 6.08 75,375 9.61
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 52,068 6.09 52,068 9.60
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 47,354 6.08 47,354 9.61
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 43,011 6.09 38,153 9.62
Gabelli Multimedia Trust Inc. 30,000 6.07 30,000 9.60
VBINX - Vanguard Balanced Index Fund Investor Shares 29,586 6.08 29,586 9.60
ASMOX - AQR Small Cap Momentum Style Fund Class I 27,808 6.08 30,276 9.61
Gabelli Global Small & Mid Cap Value Trust 24,000 6.08 24,000 9.62
ITOT - iShares Core S&P Total U.S. Stock Market ETF 22,537 6.08 8,111 9.62
QCSTRX - Stock Account Class R1 21,572 6.07 43,613 9.61
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 20,813 6.10 20,813 9.61
NSIDX - Northern Small Cap Index Fund 17,325 6.06 18,071 9.63
LEQAX - LoCorr Dynamic Equity Fund Class A 15,881 6.11 6,178 9.55
EES - WisdomTree U.S. SmallCap Fund N/A 15,317 6.07 16,578 9.59
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 11,840 6.08 11,840 9.63
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 9,770 6.04 6,695 9.56
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 9,717 6.07 9,717 9.57
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 9,322 6.11 9,322 9.65
SSMHX - State Street Small/mid Cap Equity Index Portfolio 8,500 6.12 6,300 9.68
JESIX - Small Cap Index Trust NAV 7,804 6.02 7,914 9.60
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 6,364 6.13 5,750 9.57
GGMMX - Gabelli Global Mini Mites Fund CLASS I 6,000 6.00 5,500 9.64
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 5,861 6.14 6,519 9.66
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 4,990 6.01 4,990 9.62
USMIX - Extended Market Index Fund 4,586 6.11 4,592 9.58
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,953 6.07 3,902 9.48
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,377 5.89 1,217 9.86
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 2,300 6.09 2,500 9.60
FECGX - Fidelity Small Cap Growth Index Fund 2,157 6.03 8,165 9.55
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,701 5.88 1,701 9.41
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,575 6.35 6,035 9.61
VQNPX - Vanguard Growth and Income Fund Investor Shares 1,400 6.43 1,400 9.29
TRZIX - T. Rowe Price Small-Cap Index Fund 1,270 6.30 1,170 9.40
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 1,205 5.81 4,380 9.59
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,109 6.31 1,109 9.92
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 870 5.75 870 9.20
TLSTX - Stock Index Fund 682 5.87 682 10.26
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 509 5.89 1,963 9.68
RYRRX - Russell 2000 Fund Class A 233 4.29 230 8.70
JETSX - Total Stock Market Index Trust NAV 163 6.13 163 12.27
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 146 6.85 173 11.56
Profunds - Profund Vp Ultrasmall-cap 119 8.40 165 12.12
RYMKX - Russell 2000 1.5x Strategy Fund Class H 70 82 12.20
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Small-cap 101 9.90 103 9.71
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
OBMCX - Oberweis Micro-Cap Fund Investor Class 35,200 225,743 6.08 190,543 9.61 18.47
ITOT - iShares Core S&P Total U.S. Stock Market ETF 14,426 22,537 6.08 8,111 9.62 177.86
LEQAX - LoCorr Dynamic Equity Fund Class A 9,703 15,881 6.11 6,178 9.55 157.06
QWVOX - Clearwater Small Companies Fund 7,592 124,131 6.08 116,539 9.61 6.51
SMSAX - SIMT Multi-Strategy Alternative Fund Class F 4,858 43,011 6.09 38,153 9.62 12.73
IWM - iShares Russell 2000 ETF 3,125 757,349 6.08 754,224 9.61 0.41
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,075 9,770 6.04 6,695 9.56 45.93
SSMHX - State Street Small/mid Cap Equity Index Portfolio 2,200 8,500 6.12 6,300 9.68 34.92
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,160 2,377 5.89 1,217 9.86 95.32
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 614 6,364 6.13 5,750 9.57 10.68
GGMMX - Gabelli Global Mini Mites Fund CLASS I 500 6,000 6.00 5,500 9.64 9.09
TRZIX - T. Rowe Price Small-Cap Index Fund 100 1,270 6.30 1,170 9.40 8.55
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 51 3,953 6.07 3,902 9.48 1.31
RYRRX - Russell 2000 Fund Class A 3 233 4.29 230 8.70 1.30
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IWO - iShares Russell 2000 Growth ETF 199,372 70,482 6.09 269,854 9.61 -73.88
DMCRX - Driehaus Micro Cap Growth Fund 62,734 144,433 6.08 207,167 9.61 -30.28
QCSTRX - Stock Account Class R1 22,041 21,572 6.07 43,613 9.61 -50.54
IWC - iShares Micro-Cap ETF 6,679 68,696 6.08 75,375 9.61 -8.86
FECGX - Fidelity Small Cap Growth Index Fund 6,008 2,157 6.03 8,165 9.55 -73.58
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 4,460 1,575 6.35 6,035 9.61 -73.90
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 3,175 1,205 5.81 4,380 9.59 -72.49
ASMOX - AQR Small Cap Momentum Style Fund Class I 2,468 27,808 6.08 30,276 9.61 -8.15
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,454 509 5.89 1,963 9.68 -74.07
EES - WisdomTree U.S. SmallCap Fund N/A 1,261 15,317 6.07 16,578 9.59 -7.61
NSIDX - Northern Small Cap Index Fund 746 17,325 6.06 18,071 9.63 -4.13
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 658 5,861 6.14 6,519 9.66 -10.09
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 200 2,300 6.09 2,500 9.60 -8.00
JESIX - Small Cap Index Trust NAV 110 7,804 6.02 7,914 9.60 -1.39
Profunds - Profund Vp Ultrasmall-cap 46 119 8.40 165 12.12 -27.88
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 27 146 6.85 173 11.56 -15.61
RYMKX - Russell 2000 1.5x Strategy Fund Class H 12 70 82 12.20 -14.63
USMIX - Extended Market Index Fund 6 4,586 6.11 4,592 9.58 -0.13
Profunds - Profund Vp Small-cap 2 101 9.90 103 9.71 -1.94
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 22 23 -4.35
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name