Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 387 8.00 7.28 7.57
Previous Quarter 407 9.00 9.73 9.43

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 23 64 231 63 111 101
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 1 0 74 5 25 25
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 8,773,677 0.00 0.00 3,383,858 0.00 0.00
Previous Quarter 4,361,873 0.00 0.00 3,233,070 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
St. Albans Global Management, LLC 17,460,100
BlackRock Inc. 4,385,832 7.28
BlackRock Inc. 4,384,225
Dimensional Fund Advisors Lp 2,349,078 7.28
DIMENSIONAL FUND ADVISORS LP 2,190,240
RENAISSANCE TECHNOLOGIES LLC 1,858,400
IJR - iShares Core S&P Small-Cap ETF 1,792,920 7.28
Vanguard Group Inc 1,713,098 7.28
Renaissance Technologies Llc 1,703,000 7.28
VANGUARD GROUP INC 1,595,562
State Street Corp 942,362 7.28
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 818,795 7.28
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 620,058 9.51
IWM - iShares Russell 2000 ETF 616,108 7.28
IJS - iShares S&P Small-Cap 600 Value ETF 479,997 7.28
Royal Bank Of Canada 471,002 7.28
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 464,781 9.51
Geode Capital Management, Llc 464,175 7.28
Aqr Capital Management Llc 405,090 7.28
VEXMX - Vanguard Extended Market Index Fund Investor Shares 378,631 7.28

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 4,358,330 9.73
Dimensional Fund Advisors Lp 2,225,359 9.73
IJR - iShares Core S&P Small-Cap ETF 1,842,376 9.73
Renaissance Technologies Llc 1,760,400 9.73
Vanguard Group Inc 1,584,074 9.73
State Street Corp 923,632 9.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 688,139 9.73
IWM - iShares Russell 2000 ETF 613,583 9.73
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 579,765 7.80
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 560,210 7.80
Royal Bank Of Canada 479,709 9.73
Geode Capital Management, Llc 457,911 9.73
IJS - iShares S&P Small-Cap 600 Value ETF 430,108 9.73
VEXMX - Vanguard Extended Market Index Fund Investor Shares 392,331 9.73
Jpmorgan Chase & Co 372,623 9.73
Fuller & Thaler Asset Management, Inc. 369,519 9.73
Goldman Sachs Group Inc 352,731 9.73
Nuveen Asset Management, LLC 340,432 9.83
Commonwealth Equity Services, Llc 320,093 9.73
Hotchkis & Wiley Capital Management Llc 312,580 9.73

 

Recent Quarter Analysis

Name Shares PPS
St. Albans Global Management, LLC 17,460,100
DIMENSIONAL FUND ADVISORS LP 2,190,240
RENAISSANCE TECHNOLOGIES LLC 1,858,400
VANGUARD GROUP INC 1,595,562
NOVELLY PAUL A. 265,000
Kingsview Wealth Management, LLC 82,772 7.29
Martingale Asset Management L P 70,972 7.28
IPSIX - Voya Index Plus SmallCap Portfolio Class I 41,200 7.28
Atria Wealth Solutions, Inc. 33,923 7.28
HYA Advisors, Inc 26,170 7.30
QSMLX - AQR Small Cap Multi-Style Fund Class I 23,406 7.26
Belvedere Trading LLC 19,348 7.03
Brandywine Global Investment Management, LLC 13,050 7.28
Cresset Asset Management, LLC 12,458 7.22
RYLD - Global X Russell 2000 Covered Call ETF 7,460 9.52
State of Wyoming 2,610 7.28
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 2,521 9.52
Riverview Trust Co 1,898 7.38
Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 1,874 7.47
VFMFX - Vanguard U.S. Multifactor Fund Admiral Shares 1,383 7.23
Name Shares PPS
Fuller & Thaler Asset Management, Inc. 369,519 9.73
Citadel Advisors Llc 211,342 9.73
IJT - iShares S&P Small-Cap 600 Growth ETF 146,360 7.13
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 134,144 7.13
VMIAX - Vanguard Materials Index Fund Admiral Shares 102,726 7.54
EES - WisdomTree U.S. SmallCap Fund N/A 69,771 7.12
Campbell & CO Investment Adviser LLC 57,428 9.73
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 55,442 7.12
Bfsg, Llc 52,068 9.74
Algert Global Llc 49,195 9.74
PEAK6 Investments LLC 47,300 9.73
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 36,857 7.14
Jane Street Group, Llc 25,301 9.72
Walleye Capital LLC 19,200 9.74
CIBC Private Wealth Group, LLC 17,980 9.73
VIOG - Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares 12,861 7.54
XTX Topco Ltd 12,311 9.75
PEXMX - T. Rowe Price Extended Equity Market Index Fund 8,300 7.11
TPSC - Timothy Plan US Small Cap Core ETF 7,472 7.09
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 5,975 7.03
Calvert Variable Products, Inc. - Calvert VP Russell 2000 Small Cap Index Portfolio - I Class 1,874 9.61
Profunds - Profund Vp Small-cap Growth 551 7.26
IFP Advisors, Inc 500 14.00
Money Concepts Capital Corp 300 10.00
SGPIX - Small-cap Growth Profund Investor Class 160 6.25
NAESX - Vanguard Small-Cap Index Fund Investor Shares 145 6.90
Fieldpoint Private Securities, LLC 135 7.41
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF 105 9.52
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 94 10.64
Versant Capital Management, Inc 58 17.24
Toronto Dominion Bank 3
ExodusPoint Capital Management, LP
Baird Financial Group, Inc.
Signet Financial Management, Llc
Bank Of Montreal /can/
Arosa Capital Management LP
Cutler Group LP
American Century Companies Inc
Arrowstreet Capital, Limited Partnership
Denali Advisors Llc
Boothbay Fund Management, Llc
Smithfield Trust Co
Squarepoint Ops LLC
O'shaughnessy Asset Management, Llc
Paloma Partners Management Co
Axa S.a.
Quadrature Capital Ltd
Koss-Olinger Consulting, LLC
First Quadrant L P/ca
Price T Rowe Associates Inc /md/
Point72 Hong Kong Ltd
Lmcg Investments, Llc
Caption Management, LLC
Moore Capital Management, Lp
Trustcore Financial Services, Llc
Benjamin Edwards Inc
Eaton Vance Management
Assetmark, Inc
Massmutual Trust Co Fsb/adv
Alps Advisors Inc
6 Meridian
Tudor Investment Corp Et Al
Wolverine Trading, Llc
Russell Investments Group, Ltd.
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 4,385,832 7.28 4,358,330 9.73
Dimensional Fund Advisors Lp 2,349,078 7.28 2,225,359 9.73
IJR - iShares Core S&P Small-Cap ETF 1,792,920 7.28 1,842,376 9.73
Vanguard Group Inc 1,713,098 7.28 1,584,074 9.73
Renaissance Technologies Llc 1,703,000 7.28 1,760,400 9.73
State Street Corp 942,362 7.28 923,632 9.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 818,795 7.28 688,139 9.73
IWM - iShares Russell 2000 ETF 616,108 7.28 613,583 9.73
IJS - iShares S&P Small-Cap 600 Value ETF 479,997 7.28 430,108 9.73
Royal Bank Of Canada 471,002 7.28 479,709 9.73
Geode Capital Management, Llc 464,175 7.28 457,911 9.73
Aqr Capital Management Llc 405,090 7.28 103,821 9.73
VEXMX - Vanguard Extended Market Index Fund Investor Shares 378,631 7.28 392,331 9.73
Morgan Stanley 347,386 7.28 256,249 9.73
Hotchkis & Wiley Capital Management Llc 325,180 7.28 312,580 9.73
Commonwealth Equity Services, Llc 320,188 7.28 320,093 9.73
Goldman Sachs Group Inc 305,616 7.28 352,731 9.73
Invesco Ltd. 296,311 7.28 268,009 9.73
Northern Trust Corp 289,065 7.28 293,377 9.73
IWN - iShares Russell 2000 Value ETF 280,467 7.28 288,081 9.73
Name Current Shares Current PPS Previous Shares Previous PPS
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 620,058 9.51 579,765 7.80
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 464,781 9.51 560,210 7.80
FSSNX - Fidelity Small Cap Index Fund 201,300 9.51 178,659 7.80
DFSTX - U.s. Small Cap Portfolio - Institutional Class 201,079 9.51 137,490 7.80
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 193,763 9.51 71,094 7.81
CALF - Pacer US Small Cap Cash Cows 100 ETF 178,498 9.51 181,920 7.80
VRAI - Virtus Real Asset Income ETF 171,065 9.51 208,988 7.80
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 149,608 9.51 149,608 7.80
Acadian Asset Management Llc 128,940 7.28 0
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 109,411 9.51 109,411 7.80
RZV - Invesco S&P SmallCap 600 Pure Value ETF 108,829 9.51 105,465 7.80
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 105,514 9.51 74,410 7.79
DFAT - Dimensional U.S. Targeted Value ETF 86,739 9.51 51,992 7.81
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 85,223 9.50 46,438 7.80
DFVEX - U.s. Vector Equity Portfolio - Institutional Class 73,480 9.51 73,480 7.80
PJARX - SmallCap Value Fund II R-3 65,967 9.50 66,782 7.80
Exchange Traded Concepts, Llc 58,697 7.27 0
SWSSX - Schwab Small-Cap Index Fund 57,419 9.51 57,419 7.80
Victory Capital Management Inc 55,420 7.27 0
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 49,583 7.28 30,146 7.13
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Aqr Capital Management Llc 301,269 405,090 7.28 103,821 9.73 290.18
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 130,656 818,795 7.28 688,139 9.73 18.99
Vanguard Group Inc 129,024 1,713,098 7.28 1,584,074 9.73 8.15
Acadian Asset Management Llc 128,940 128,940 7.28 0 0.00
Dimensional Fund Advisors Lp 123,719 2,349,078 7.28 2,225,359 9.73 5.56
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 122,669 193,763 9.51 71,094 7.81 172.54
Penn Mutual Asset Management, LLC 107,085 151,029 7.28 43,944 9.74 243.69
Millennium Management Llc 105,922 257,606 7.28 151,684 9.73 69.83
Morgan Stanley 91,137 347,386 7.28 256,249 9.73 35.57
Pacer Advisors, Inc. 81,220 251,538 7.28 170,318 9.73 47.69
Jacobs Levy Equity Management, Inc 77,953 248,723 7.28 170,770 9.73 45.65
Royce & Associates Lp 65,219 150,954 7.28 85,735 9.73 76.07
Royce Value Trust Inc 65,219 150,954 7.28 85,735 9.73 76.07
Bridgeway Capital Management Inc 65,000 174,800 7.28 109,800 9.73 59.20
BOSVX - Omni Small-Cap Value Fund Class N 65,000 112,800 7.28 47,800 9.73 135.98
DFSTX - U.s. Small Cap Portfolio - Institutional Class 63,589 201,079 9.51 137,490 7.80 46.25
Exchange Traded Concepts, Llc 58,697 58,697 7.27 0 0.00
Victory Capital Management Inc 55,420 55,420 7.27 0 0.00
IJS - iShares S&P Small-Cap 600 Value ETF 49,889 479,997 7.28 430,108 9.73 11.60
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 40,293 620,058 9.51 579,765 7.80 6.95
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Jpmorgan Chase & Co 345,466 27,157 7.25 372,623 9.73 -92.71
Nuveen Asset Management, LLC 146,413 194,019 7.28 340,432 9.83 -43.01
QCSTRX - Stock Account Class R1 146,413 108,982 7.28 255,395 9.73 -57.33
D. E. Shaw & Co., Inc. 145,187 156,812 7.28 301,999 9.73 -48.08
Two Sigma Investments, Lp 130,189 79,426 7.28 209,615 9.73 -62.11
Gsa Capital Partners Llp 102,432 59,195 7.28 161,627 9.73 -63.38
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 95,429 464,781 9.51 560,210 7.80 -17.03
Assenagon Asset Management S.A. 63,715 176,361 7.28 240,076 9.73 -26.54
Renaissance Technologies Llc 57,400 1,703,000 7.28 1,760,400 9.73 -3.26
Trexquant Investment LP 49,648 23,971 7.30 73,619 9.73 -67.44
IJR - iShares Core S&P Small-Cap ETF 49,456 1,792,920 7.28 1,842,376 9.73 -2.68
Caxton Associates Lp 47,236 107,922 7.28 155,158 9.73 -30.44
Goldman Sachs Group Inc 47,115 305,616 7.28 352,731 9.73 -13.36
Cubist Systematic Strategies, LLC 40,450 17,045 7.27 57,495 9.72 -70.35
VRAI - Virtus Real Asset Income ETF 37,923 171,065 9.51 208,988 7.80 -18.15
Virtus ETF Advisers LLC 36,738 182,597 7.28 219,335 9.73 -16.75
Connor, Clark & Lunn Investment Management Ltd. 35,708 31,145 7.29 66,853 9.72 -53.41
DFAC - Dimensional U.S. Core Equity 2 ETF 29,600 5,802 9.48 35,402 7.80 -83.61
Citadel Advisors Llc 28,332 183,010 7.28 211,342 9.73 -13.41
TETAX - RBC Enterprise Fund A Shares 25,670 64,979 7.28 90,649 9.73 -28.32
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
PEAK6 Investments LLC 47,300
Wolverine Trading, Llc 0
Proequities, Inc. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 20,500 25,700 5,200 394.23
Susquehanna International Group, Llp 77,700 143,900 66,200 117.37
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Simplex Trading, Llc 9,216 10,600 19,816 -46.51
Name

Past Week Analysis

Name Shares PPS
QSMLX - AQR Small Cap Multi-Style Fund Class I 23,406 7.26
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 1,792,920 7.28 1,842,376 9.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 818,795 7.28 688,139 9.73
IWM - iShares Russell 2000 ETF 616,108 7.28 613,583 9.73
IJS - iShares S&P Small-Cap 600 Value ETF 479,997 7.28 430,108 9.73
VEXMX - Vanguard Extended Market Index Fund Investor Shares 378,631 7.28 392,331 9.73
IWN - iShares Russell 2000 Value ETF 280,467 7.28 288,081 9.73
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 217,026 7.28 212,904 9.73
SPSM - SPDR(R) Portfolio Small Cap ETF 123,013 7.28 119,974 9.73
QCSTRX - Stock Account Class R1 108,982 7.28 255,395 9.73
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 103,183 7.28 97,147 9.73
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 66,437 7.29 66,437 9.72
TETAX - RBC Enterprise Fund A Shares 64,979 7.28 90,649 9.73
PMEFX - PENN MUTUAL AM 1847 INCOME FUND I Shares 63,444 7.28 43,944 9.74
IWC - iShares Micro-Cap ETF 54,641 7.28 62,515 9.73
TMVAX - RBC Microcap Value Fund A Shares 49,190 7.28 49,190 9.74
SLY - SPDR(R) S & P 600 Small Cap ETF 47,509 7.28 47,265 9.73
TEEAX - RBC Small Cap Core Fund A Shares 43,106 7.28 45,296 9.74
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 39,115 7.29 39,115 9.74
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 34,370 7.27 34,370 9.72
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 25,866 7.27 25,866 9.74
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 25,367 7.29 21,020 9.75
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 23,671 7.27 19,900 9.75
ITOT - iShares Core S&P Total U.S. Stock Market ETF 23,173 7.29 21,507 9.72
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 22,800 7.28 22,800 9.74
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 19,183 7.30 19,183 9.75
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 19,113 7.27 23,568 9.72
MMSCX - Praxis Small Cap Index Fund Class A 18,910 7.30 18,910 9.73
FISVX - Fidelity Small Cap Value Index Fund 18,561 7.27 16,006 9.75
QCEQRX - Equity Index Account Class R1 17,819 7.30 17,819 9.71
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 14,870 7.26 14,887 9.74
NSIDX - Northern Small Cap Index Fund 13,714 7.29 13,714 9.70
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 10,397 7.31 8,156 9.69
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 10,305 7.28 8,925 9.75
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 10,249 7.32 1,688 9.48
BBVSX - Bridge Builder Small/Mid Cap Value Fund 9,429 7.32 9,429 9.76
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 8,999 7.33 8,999 9.78
SMVIX - Simt Small Cap Value Fund Class I 8,285 7.24 8,285 9.78
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 7,203 7.22 7,203 9.72
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 7,097 7.33 7,097 9.72
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 7,054 7.23 7,054 9.78
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 6,800 7.35 9,100 9.78
JESIX - Small Cap Index Trust NAV 6,470 7.26 7,247 9.80
SSMHX - State Street Small/mid Cap Equity Index Portfolio 5,400 7.22 5,400 9.81
VYSVX - Vericimetry U.S. Small Cap Value Fund 5,210 7.29 7,860 9.67
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 5,073 7.29 5,612 9.80
SPTM - SPDR(R) Portfolio Total Stock Market ETF 4,906 7.34 4,884 9.83
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 4,814 7.27 5,441 9.74
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,607 7.38 5,314 9.79
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 4,517 7.31 4,517 9.74
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 4,276 7.25 4,276 9.82
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 3,997 7.26 3,997 9.76
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,994 7.26 3,994 9.76
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3,800 7.37 3,900 9.74
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 3,777 7.15 3,777 9.80
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,620 7.18 3,543 9.60
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 3,610 7.20 3,610 9.70
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,386 7.38 2,682 9.69
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,281 7.31 3,281 9.75
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,222 7.14 3,222 9.62
USMIX - Extended Market Index Fund 3,075 7.15 3,091 9.71
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 2,857 7.35 1,398 10.01
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,941 7.21 841 9.51
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 1,904 7.35 7,872 9.78
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,238 7.27 1,238 9.69
Profunds - Profund Vp Small-cap Value 1,176 7.65 1,520 9.87
JETSX - Total Stock Market Index Trust NAV 1,090 7.34 1,090 10.09
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 954 7.34 954 9.43
TRZIX - T. Rowe Price Small-Cap Index Fund 940 7.45 840 9.52
XJR - iShares ESG Screened S&P Small-Cap ETF 902 7.76 680 10.29
VLU - SPDR S&P 1500 Value Tilt ETF 800 7.50 875 10.29
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 720 6.94 720 9.72
TLSTX - Stock Index Fund 400 7.50 400 10.00
RYRRX - Russell 2000 Fund Class A 183 5.46 181 11.05
RYMKX - Russell 2000 1.5x Strategy Fund Class H 55 65 15.38
Name Current Shares Current PPS Previous Shares Previous PPS
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 49,583 7.28 30,146 7.13
VBINX - Vanguard Balanced Index Fund Investor Shares 16,400 7.26 15,031 7.12
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 115 8.70 137 7.30
Profunds - Profund Vp Ultrasmall-cap 94 10.64 130 7.69
Profunds - Profund Vp Small-cap 79 12.66 82 12.20
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 130,656 818,795 7.28 688,139 9.73 18.99
IJS - iShares S&P Small-Cap 600 Value ETF 49,889 479,997 7.28 430,108 9.73 11.60
PMEFX - PENN MUTUAL AM 1847 INCOME FUND I Shares 19,500 63,444 7.28 43,944 9.74 44.37
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 19,437 49,583 7.28 30,146 7.13 64.48
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 8,561 10,249 7.32 1,688 9.48 507.17
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 6,036 103,183 7.28 97,147 9.73 6.21
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 4,347 25,367 7.29 21,020 9.75 20.68
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 4,122 217,026 7.28 212,904 9.73 1.94
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 3,771 23,671 7.27 19,900 9.75 18.95
SPSM - SPDR(R) Portfolio Small Cap ETF 3,039 123,013 7.28 119,974 9.73 2.53
FISVX - Fidelity Small Cap Value Index Fund 2,555 18,561 7.27 16,006 9.75 15.96
IWM - iShares Russell 2000 ETF 2,525 616,108 7.28 613,583 9.73 0.41
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 2,241 10,397 7.31 8,156 9.69 27.48
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,666 23,173 7.29 21,507 9.72 7.75
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 1,459 2,857 7.35 1,398 10.01 104.36
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 1,380 10,305 7.28 8,925 9.75 15.46
VBINX - Vanguard Balanced Index Fund Investor Shares 1,369 16,400 7.26 15,031 7.12 9.11
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,100 1,941 7.21 841 9.51 130.80
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 704 3,386 7.38 2,682 9.69 26.25
SLY - SPDR(R) S & P 600 Small Cap ETF 244 47,509 7.28 47,265 9.73 0.52
XJR - iShares ESG Screened S&P Small-Cap ETF 222 902 7.76 680 10.29 32.65
TRZIX - T. Rowe Price Small-Cap Index Fund 100 940 7.45 840 9.52 11.90
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 77 3,620 7.18 3,543 9.60 2.17
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 4,906 7.34 4,884 9.83 0.45
RYRRX - Russell 2000 Fund Class A 2 183 5.46 181 11.05 1.10
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
QCSTRX - Stock Account Class R1 146,413 108,982 7.28 255,395 9.73 -57.33
IJR - iShares Core S&P Small-Cap ETF 49,456 1,792,920 7.28 1,842,376 9.73 -2.68
TETAX - RBC Enterprise Fund A Shares 25,670 64,979 7.28 90,649 9.73 -28.32
VEXMX - Vanguard Extended Market Index Fund Investor Shares 13,700 378,631 7.28 392,331 9.73 -3.49
IWC - iShares Micro-Cap ETF 7,874 54,641 7.28 62,515 9.73 -12.60
IWN - iShares Russell 2000 Value ETF 7,614 280,467 7.28 288,081 9.73 -2.64
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 5,968 1,904 7.35 7,872 9.78 -75.81
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 4,455 19,113 7.27 23,568 9.72 -18.90
VYSVX - Vericimetry U.S. Small Cap Value Fund 2,650 5,210 7.29 7,860 9.67 -33.72
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 2,300 6,800 7.35 9,100 9.78 -25.27
TEEAX - RBC Small Cap Core Fund A Shares 2,190 43,106 7.28 45,296 9.74 -4.83
JESIX - Small Cap Index Trust NAV 777 6,470 7.26 7,247 9.80 -10.72
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 707 4,607 7.38 5,314 9.79 -13.30
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 627 4,814 7.27 5,441 9.74 -11.52
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 539 5,073 7.29 5,612 9.80 -9.60
Profunds - Profund Vp Small-cap Value 344 1,176 7.65 1,520 9.87 -22.63
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 100 3,800 7.37 3,900 9.74 -2.56
VLU - SPDR S&P 1500 Value Tilt ETF 75 800 7.50 875 10.29 -8.57
Profunds - Profund Vp Ultrasmall-cap 36 94 10.64 130 7.69 -27.69
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 22 115 8.70 137 7.30 -16.06
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 17 14,870 7.26 14,887 9.74 -0.11
USMIX - Extended Market Index Fund 16 3,075 7.15 3,091 9.71 -0.52
RYMKX - Russell 2000 1.5x Strategy Fund Class H 10 55 65 15.38 -15.38
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 7 13 20 -35.00
Profunds - Profund Vp Small-cap 3 79 12.66 82 12.20 -3.66
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