Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 429 28.00 7.51 228.91
Previous Quarter 425 23.00 6.04 189.09

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 34 77 2 316 110 109
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 4 0 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 5 0 1 87 31 24
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 3 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 9,004,419 0.00 0.00 6,793,510 0.00 0.00
Previous Quarter 9,044,916 0.00 0.00 6,594,945 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 8,998,840 7.51
Dimensional Fund Advisors Lp 3,874,931 7.51
IJR - iShares Core S&P Small-Cap ETF 3,744,946 7.51
Vanguard Group Inc 3,438,888 7.51
VANGUARD GROUP INC 3,364,158
FIRST WILSHIRE SECURITIES MANAGEMENT INC 2,671,691
First Wilshire Securities Management Inc 2,650,065 7.51
Russell Investments Group, Ltd. 2,395,498 7.51
Kanen Wealth Management LLC 2,281,798 7510.00
RENAISSANCE TECHNOLOGIES LLC 2,176,659
Ameriprise Financial Inc 2,085,974 7.51
Stephens Investment Management Group LLC 2,016,625 7.51
Renaissance Technologies Llc 1,995,641 7.51
State Street Corp 1,810,112 7.51
Archon Capital Management LLC 1,806,436 7.51
Wasatch Advisors Inc 1,782,785 7.51
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,538,575 7.51
Invesco Ltd. 1,479,944 7.51
Bridgeway Capital Management Inc 1,280,000 7.51
IWM - iShares Russell 2000 ETF 1,165,650 7.51

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 9,038,266 6.04
Dimensional Fund Advisors Lp 3,850,665 6.04
IJR - iShares Core S&P Small-Cap ETF 3,840,128 6.04
Vanguard Group Inc 3,341,768 6.04
First Wilshire Securities Management Inc 2,667,934 6.04
Russell Investments Group, Ltd. 2,401,710 6.04
Kanen Wealth Management LLC 2,267,798 6040.00
Renaissance Technologies Llc 2,175,168 6.04
Ameriprise Financial Inc 2,160,395 6.04
Archon Capital Management LLC 1,806,436 6.04
Wasatch Advisors Inc 1,782,785 6.04
State Street Corp 1,746,292 6.04
Invesco Ltd. 1,591,584 6.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,440,775 6.04
Bridgeway Capital Management Inc 1,330,000 6.04
IWM - iShares Russell 2000 ETF 1,160,850 6.04
Azarias Capital Management, L.P. 1,141,992 6.04
Heartland Advisors Inc 1,005,400 6.04
CSMIX - Columbia Small Cap Value Fund I Class A 946,860 5.97
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 919,363 5.97

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 3,364,158
FIRST WILSHIRE SECURITIES MANAGEMENT INC 2,671,691
RENAISSANCE TECHNOLOGIES LLC 2,176,659
Stephens Investment Management Group LLC 2,016,625 7.51
SPWAX - American Beacon Stephens Small Cap Growth Fund A Class 386,728 7.51
Fuller & Thaler Asset Management, Inc. 358,010 7.51
Oberweis Asset Management Inc/ 158,200 7.51
OBMCX - Oberweis Micro-Cap Fund Investor Class 158,200 7.51
Amitell Capital Pte Ltd 111,610 7.51
DFMVX - Tax-managed U.s. Marketwide Value Portfolio Ii 88,852 7.00
Panagora Asset Management Inc 86,804 7.51
Graham Capital Management, L.P. 49,286 7.51
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 38,705 7.57
James Investment Research Inc 33,213 7.50
JASCX - James Small Cap Fund 33,000 7.52
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 30,150 7.50
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 25,062 7.50
RYLD - Global X Russell 2000 Covered Call ETF 14,174 6.98
Mirae Asset Global Investments Co., Ltd. 14,174 7.48
Gladstone Institutional Advisory LLC 13,513 7.47
Name Shares PPS
Arrowstreet Capital, Limited Partnership 141,310 6.04
Sanders Morris Harris Llc 102,500 6.04
Adirondack Research & Management Inc. 60,004 7.57
PDT Partners, LLC 59,600 6.04
PSOPX - JPMorgan Small Cap Value Fund Class I 44,200 7.38
Engineers Gate Manager LP 37,382 6.05
JSCSX - JPMorgan U.S. Small Company Fund Class I 35,600 7.36
Atria Wealth Solutions, Inc. 35,290 6.04
Jump Financial, LLC 33,300 6.04
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 28,500 7.37
ExodusPoint Capital Management, LP 28,377 6.03
Cubist Systematic Strategies, LLC 22,696 6.04
AUERX - Auer Growth Fund 21,000 6.00
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 20,035 5.99
Algert Global Llc 20,025 6.04
Dynamic Technology Lab Private Ltd 18,183 6.05
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 18,000 7.39
Susquehanna International Group, Llp 14,923 6.03
Palisade Capital Management Llc/nj 14,880 6.05
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 14,800 7.36
Boothbay Fund Management, Llc 14,523 6.06
Bank Of Montreal /can/ 13,819 6.22
AVFIX - American Beacon Small Cap Value Fund Institutional Class 12,933 7.42
Jane Street Group, Llc 12,322 6.01
Fosun International Ltd 12,000 6.08
Investment Management Associates Inc /adv 11,905 6.05
Mirabella Financial Services Llp 11,700 6.07
Mackenzie Financial Corp 11,480 6.01
ProShare Advisors LLC 11,230 5.97
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 10,430 6.04
Simplex Trading, Llc 10,200 5.98
Simplex Trading, Llc 10,200 5.98
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 9,262 6.05
BRUSX - Ultra-Small Company Fund Class N 9,100 7.36
VVSCX - Small Cap Value Fund 8,000 7.38
Group One Trading, L.p. 6,520 5.98
Point72 Hong Kong Ltd 6,276 6.05
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 5,971 7.37
Quantbot Technologies LP 3,700 5.95
NEXT Financial Group, Inc 1,800 7.22
Castle Financial & Retirement Planning Associates, Inc. 1,089 6.43
Pinnacle Holdings, LLC 1,000 6.00
Gemmer Asset Management LLC 738 5.42
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 262 7.63
Rockefeller Capital Management L.P. 200 5.00
Toronto Dominion Bank 6
Walleye Trading LLC
Aquatic Capital Management LLC
Exchange Traded Concepts, Llc
Quadrature Capital Ltd
Acadian Asset Management Llc
PEAK6 Investments LLC
Squarepoint Ops LLC
HighTower Advisors, LLC
Summit Global Investments
Carroll Financial Associates, Inc.
Connor, Clark & Lunn Investment Management Ltd.
Whittier Trust Co
Crossmark Global Holdings, Inc.
Atom Investors LP
Trexquant Investment LP
New York Life Investments Alternatives
6 Meridian
FLDFX - BALANCED FUND Retail Class
Barrow Hanley Mewhinney & Strauss Llc
Cwm, Llc
Franklin Resources Inc
Millennium Management Llc
Eaton Vance Management
LMBAX - QS U.S. Small Capitalization Equity Fund Class A
XTX Topco Ltd
Paloma Partners Management Co
Pinz Capital Management, LP
Walleye Trading LLC
IndexIQ Advisors LLC
Walleye Trading LLC
Investors Financial Group, LLC
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Ultrasmall-cap 181 5.52 251 7.97
Advisor Group Holdings, Inc. 125 14,560 6.04
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 8,998,840 7.51 9,038,266 6.04
Dimensional Fund Advisors Lp 3,874,931 7.51 3,850,665 6.04
IJR - iShares Core S&P Small-Cap ETF 3,744,946 7.51 3,840,128 6.04
Vanguard Group Inc 3,438,888 7.51 3,341,768 6.04
First Wilshire Securities Management Inc 2,650,065 7.51 2,667,934 6.04
Russell Investments Group, Ltd. 2,395,498 7.51 2,401,710 6.04
Kanen Wealth Management LLC 2,281,798 7510.00 2,267,798 6040.00
Ameriprise Financial Inc 2,085,974 7.51 2,160,395 6.04
Renaissance Technologies Llc 1,995,641 7.51 2,175,168 6.04
State Street Corp 1,810,112 7.51 1,746,292 6.04
Archon Capital Management LLC 1,806,436 7.51 1,806,436 6.04
Wasatch Advisors Inc 1,782,785 7.51 1,782,785 6.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,538,575 7.51 1,440,775 6.04
Invesco Ltd. 1,479,944 7.51 1,591,584 6.04
Bridgeway Capital Management Inc 1,280,000 7.51 1,330,000 6.04
IWM - iShares Russell 2000 ETF 1,165,650 7.51 1,160,850 6.04
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 1,095,936 7.00 919,363 5.97
XSVM - Invesco S&P SmallCap Value with Momentum ETF 1,054,431 7.00 817,014 5.97
CSMIX - Columbia Small Cap Value Fund I Class A 1,039,560 7.00 946,860 5.97
Heartland Advisors Inc 1,011,800 7.51 1,005,400 6.04
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XSVM - Invesco S&P SmallCap Value with Momentum ETF 237,417 1,054,431 7.00 817,014 5.97 29.06
EAM Investors, LLC 229,695 229,695 7.51 0 0.00
Jacobs Levy Equity Management, Inc 182,806 556,153 7.51 373,347 6.04 48.96
Morgan Stanley 181,235 444,170 7.51 262,935 6.04 68.93
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 176,573 1,095,936 7.00 919,363 5.97 19.21
QWVOX - Clearwater Small Companies Fund 152,133 153,033 7.51 900 5.56 16903.67
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 151,916 329,423 7.00 177,507 5.97 85.58
IJS - iShares S&P Small-Cap 600 Value ETF 130,682 1,009,212 7.51 878,530 6.04 14.88
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 97,800 1,538,575 7.51 1,440,775 6.04 6.79
Vanguard Group Inc 97,120 3,438,888 7.51 3,341,768 6.04 2.91
CSMIX - Columbia Small Cap Value Fund I Class A 92,700 1,039,560 7.00 946,860 5.97 9.79
State Street Corp 63,820 1,810,112 7.51 1,746,292 6.04 3.65
Lazard Asset Management Llc 61,598 95,891 7.51 34,293 6.04 179.62
D. E. Shaw & Co., Inc. 60,643 132,805 7.51 72,162 6.04 84.04
Bank Of America Corp /de/ 53,582 718,263 7.51 664,681 6.04 8.06
DFAT - Dimensional U.S. Targeted Value ETF 41,538 220,789 7.00 179,251 5.97 23.17
RAZAX - Multi-Asset Growth Strategy Fund Class A 39,802 133,977 7.00 94,175 5.97 42.26
FSSNX - Fidelity Small Cap Index Fund 35,177 378,186 7.00 343,009 5.97 10.26
Geode Capital Management, Llc 31,693 941,755 7.51 910,062 6.04 3.48
State of Tennessee, Treasury Department 27,467 114,647 7.51 87,180 6.04 31.51
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Azarias Capital Management, L.P. 410,733 731,259 7.51 1,141,992 6.04 -35.97
Boston Partners 194,406 201,696 7.51 396,102 6.04 -49.08
Renaissance Technologies Llc 179,527 1,995,641 7.51 2,175,168 6.04 -8.25
Assenagon Asset Management S.A. 157,862 43,530 7.51 201,392 6.04 -78.39
APG Asset Management N.V. 142,200 129,300 7.18 271,500 5.43 -52.38
DFSTX - U.s. Small Cap Portfolio - Institutional Class 124,712 256,394 7.00 381,106 5.97 -32.72
Goldman Sachs Group Inc 113,453 205,272 7.51 318,725 6.04 -35.60
Invesco Ltd. 111,640 1,479,944 7.51 1,591,584 6.04 -7.01
IJR - iShares Core S&P Small-Cap ETF 95,182 3,744,946 7.51 3,840,128 6.04 -2.48
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 94,898 571,462 7.00 666,360 5.97 -14.24
Gsa Capital Partners Llp 89,022 26,037 7.53 115,059 6.04 -77.37
Ameriprise Financial Inc 74,421 2,085,974 7.51 2,160,395 6.04 -3.44
REBYX - U.S. Small Cap Equity Fund Class Y 59,998 259,257 7.00 319,255 5.97 -18.79
Jpmorgan Chase & Co 56,701 51,783 7.51 108,484 6.04 -52.27
Wells Fargo & Company/mn 54,994 11,284 7.44 66,278 6.04 -82.97
Los Angeles Capital Management Llc 54,123 61,677 7.51 115,800 6.04 -46.74
RMYAX - Multi-Strategy Income Fund Class A 52,927 71,049 7.00 123,976 5.97 -42.69
BRSVX - Small-Cap Value Fund Class N 50,000 738,800 7.51 788,800 6.04 -6.34
Bridgeway Capital Management Inc 50,000 1,280,000 7.51 1,330,000 6.04 -3.76
Lafitte Capital Management LP 48,126 451,874 7.51 500,000 6.04 -9.63
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Walleye Trading LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 26,680 33,200 6,520 409.20
Susquehanna International Group, Llp 29,677 44,600 14,923 198.87
Name
ADANX - AQR Diversified Arbitrage Fund Class N
FAAAX - Franklin K2 Alternative Strategies Fund Class A
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
OBMCX - Oberweis Micro-Cap Fund Investor Class 158,200 7.51
JASCX - James Small Cap Fund 33,000 7.52
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 30,150 7.50
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 25,062 7.50
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 223 8.97
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Ultrasmall-cap 181 5.52 251 7.97
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 3,744,946 7.51 3,840,128 6.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,538,575 7.51 1,440,775 6.04
IWM - iShares Russell 2000 ETF 1,165,650 7.51 1,160,850 6.04
IJS - iShares S&P Small-Cap 600 Value ETF 1,009,212 7.51 878,530 6.04
WAMVX - Wasatch Micro Cap Value Fund Investor Class shares 914,000 7.51 914,000 6.04
VEXMX - Vanguard Extended Market Index Fund Investor Shares 742,162 7.51 731,789 6.04
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 507,660 7.51 514,060 6.04
PHLOX - Philotimo Focused Growth and Income Fund 500,328 7.51 500,328 6.04
IWN - iShares Russell 2000 Value ETF 497,822 7.51 525,778 6.04
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 446,379 7.51 437,810 6.04
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 435,668 7.51 435,668 6.04
AVALX - Aegis Value Fund Class I 264,446 7.51 264,446 6.04
SPSM - SPDR(R) Portfolio Small Cap ETF 251,310 7.51 244,965 6.04
QWVOX - Clearwater Small Companies Fund 153,033 7.51 900 5.56
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 141,378 7.51 141,378 6.04
IWC - iShares Micro-Cap ETF 103,898 7.51 116,035 6.04
SLY - SPDR(R) S & P 600 Small Cap ETF 99,818 7.51 97,716 6.04
MMEAX - Victory Integrity Discovery Fund Class A 91,200 7.51 107,000 6.04
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 77,791 7.51 77,791 6.04
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 62,292 7.51 62,292 6.04
ITOT - iShares Core S&P Total U.S. Stock Market ETF 57,772 7.51 52,774 6.04
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 52,743 7.51 43,600 6.03
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 49,600 7.50 44,322 6.05
SLLAX - SIMT Small Cap Fund Class F 43,712 7.50 58,050 6.05
QCSTRX - Stock Account Class R1 42,795 7.50 46,880 6.04
VBINX - Vanguard Balanced Index Fund Investor Shares 41,670 7.51 41,670 6.05
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 40,117 7.50 42,985 6.05
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 38,810 7.50 38,810 6.03
QCEQRX - Equity Index Account Class R1 38,445 7.52 38,445 6.03
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 36,647 7.50 28,749 6.05
PEXMX - T. Rowe Price Extended Equity Market Index Fund 36,000 7.50 52,900 6.05
FISVX - Fidelity Small Cap Value Index Fund 35,799 7.51 31,486 6.03
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 33,465 7.50 32,390 6.05
GSCYX - SMALL CAP EQUITY FUND Institutional 31,780 7.52 31,780 6.04
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 31,702 7.51 33,829 6.03
NSIDX - Northern Small Cap Index Fund 26,615 7.51 28,084 6.05
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 18,296 7.49 10,996 6.00
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 17,746 7.49 17,746 6.03
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 17,468 7.50 17,468 6.07
BBVSX - Bridge Builder Small/Mid Cap Value Fund 17,032 7.52 17,032 6.05
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 16,967 7.49 19,179 6.05
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 16,851 7.54 14,442 6.02
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 16,700 7.49 10,913 6.05
SMVIX - Simt Small Cap Value Fund Class I 15,967 7.52 15,967 6.01
ASMOX - AQR Small Cap Momentum Style Fund Class I 15,046 7.51 14,908 6.04
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 14,170 7.48 14,170 6.07
IWV - iShares Russell 3000 ETF 14,020 7.49 14,065 6.04
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 13,732 7.50 10,176 5.99
EES - WisdomTree U.S. SmallCap Fund N/A 12,509 7.51 13,543 6.05
JESIX - Small Cap Index Trust NAV 11,204 7.50 11,932 6.03
SSMHX - State Street Small/mid Cap Equity Index Portfolio 10,300 7.48 10,000 6.00
VYSVX - Vericimetry U.S. Small Cap Value Fund 9,420 7.54 5,520 5.98
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 9,174 7.52 8,980 6.01
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 8,910 7.52 9,669 6.00
SPTM - SPDR(R) Portfolio Total Stock Market ETF 7,915 7.45 7,871 6.10
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 7,295 7.54 7,295 6.03
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 7,130 7.57 7,130 6.03
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 7,100 7.46 7,100 6.06
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 6,949 7.48 6,949 6.04
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 6,209 7.57 6,209 6.12
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 5,994 7.51 5,994 6.01
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 5,775 7.45 5,775 6.06
USMIX - Extended Market Index Fund 5,582 7.52 5,575 6.10
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 5,579 7.53 5,184 5.98
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,579 7.53 6,650 6.02
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 4,801 7.50 3,087 6.15
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,959 7.58 4,091 6.11
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,948 7.60 3,948 6.08
PVCMX - Palm Valley Capital Fund Investor Class 3,871 7.49 3,871 5.94
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,102 7.41 3,102 6.13
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 2,900 7.59 2,900 6.21
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,663 7.51 1,880 5.85
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,564 7.41 2,564 5.85
Profunds - Profund Vp Small-cap Value 2,451 7.34 3,154 6.02
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,988 7.55 1,988 6.04
VLU - SPDR S&P 1500 Value Tilt ETF 1,937 7.74 2,150 6.05
TRZIX - T. Rowe Price Small-Cap Index Fund 1,929 7.26 1,662 6.02
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,638 7.33 1,386 5.77
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 1,630 7.36 1,630 6.13
JETSX - Total Stock Market Index Trust NAV 1,448 7.60 1,448 6.22
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,080 7.41 1,044 5.75
TLSTX - Stock Index Fund 796 7.54 796 6.28
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 613 8.16 613 6.53
RYRRX - Russell 2000 Fund Class A 354 8.47 344 5.81
VQNPX - Vanguard Growth and Income Fund Investor Shares 200 10.00 200 5.00
Profunds - Profund Vp Small-cap 153 6.54 158 6.33
RYMKX - Russell 2000 1.5x Strategy Fund Class H 107 9.35 124 8.06
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
QWVOX - Clearwater Small Companies Fund 152,133 153,033 7.51 900 5.56 16903.67
IJS - iShares S&P Small-Cap 600 Value ETF 130,682 1,009,212 7.51 878,530 6.04 14.88
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 97,800 1,538,575 7.51 1,440,775 6.04 6.79
VEXMX - Vanguard Extended Market Index Fund Investor Shares 10,373 742,162 7.51 731,789 6.04 1.42
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 9,143 52,743 7.51 43,600 6.03 20.97
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 8,569 446,379 7.51 437,810 6.04 1.96
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 7,898 36,647 7.50 28,749 6.05 27.47
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 7,300 18,296 7.49 10,996 6.00 66.39
SPSM - SPDR(R) Portfolio Small Cap ETF 6,345 251,310 7.51 244,965 6.04 2.59
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 5,787 16,700 7.49 10,913 6.05 53.03
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 5,278 49,600 7.50 44,322 6.05 11.91
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,998 57,772 7.51 52,774 6.04 9.47
IWM - iShares Russell 2000 ETF 4,800 1,165,650 7.51 1,160,850 6.04 0.41
FISVX - Fidelity Small Cap Value Index Fund 4,313 35,799 7.51 31,486 6.03 13.70
VYSVX - Vericimetry U.S. Small Cap Value Fund 3,900 9,420 7.54 5,520 5.98 70.65
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,556 13,732 7.50 10,176 5.99 34.94
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 2,409 16,851 7.54 14,442 6.02 16.68
SLY - SPDR(R) S & P 600 Small Cap ETF 2,102 99,818 7.51 97,716 6.04 2.15
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,714 4,801 7.50 3,087 6.15 55.52
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,075 33,465 7.50 32,390 6.05 3.32
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 783 2,663 7.51 1,880 5.85 41.65
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 395 5,579 7.53 5,184 5.98 7.62
SSMHX - State Street Small/mid Cap Equity Index Portfolio 300 10,300 7.48 10,000 6.00 3.00
TRZIX - T. Rowe Price Small-Cap Index Fund 267 1,929 7.26 1,662 6.02 16.06
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 252 1,638 7.33 1,386 5.77 18.18
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 194 9,174 7.52 8,980 6.01 2.16
ASMOX - AQR Small Cap Momentum Style Fund Class I 138 15,046 7.51 14,908 6.04 0.93
SPTM - SPDR(R) Portfolio Total Stock Market ETF 44 7,915 7.45 7,871 6.10 0.56
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 36 1,080 7.41 1,044 5.75 3.45
RYRRX - Russell 2000 Fund Class A 10 354 8.47 344 5.81 2.91
USMIX - Extended Market Index Fund 7 5,582 7.52 5,575 6.10 0.13
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 95,182 3,744,946 7.51 3,840,128 6.04 -2.48
IWN - iShares Russell 2000 Value ETF 27,956 497,822 7.51 525,778 6.04 -5.32
PEXMX - T. Rowe Price Extended Equity Market Index Fund 16,900 36,000 7.50 52,900 6.05 -31.95
MMEAX - Victory Integrity Discovery Fund Class A 15,800 91,200 7.51 107,000 6.04 -14.77
SLLAX - SIMT Small Cap Fund Class F 14,338 43,712 7.50 58,050 6.05 -24.70
IWC - iShares Micro-Cap ETF 12,137 103,898 7.51 116,035 6.04 -10.46
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 6,400 507,660 7.51 514,060 6.04 -1.24
QCSTRX - Stock Account Class R1 4,085 42,795 7.50 46,880 6.04 -8.71
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 2,868 40,117 7.50 42,985 6.05 -6.67
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 2,212 16,967 7.49 19,179 6.05 -11.53
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 2,127 31,702 7.51 33,829 6.03 -6.29
NSIDX - Northern Small Cap Index Fund 1,469 26,615 7.51 28,084 6.05 -5.23
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 1,071 5,579 7.53 6,650 6.02 -16.11
EES - WisdomTree U.S. SmallCap Fund N/A 1,034 12,509 7.51 13,543 6.05 -7.63
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 759 8,910 7.52 9,669 6.00 -7.85
JESIX - Small Cap Index Trust NAV 728 11,204 7.50 11,932 6.03 -6.10
Profunds - Profund Vp Small-cap Value 703 2,451 7.34 3,154 6.02 -22.29
VLU - SPDR S&P 1500 Value Tilt ETF 213 1,937 7.74 2,150 6.05 -9.91
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 132 3,959 7.58 4,091 6.11 -3.23
Profunds - Profund Vp Ultrasmall-cap 70 181 5.52 251 7.97 -27.89
IWV - iShares Russell 3000 ETF 45 14,020 7.49 14,065 6.04 -0.32
RYMKX - Russell 2000 1.5x Strategy Fund Class H 17 107 9.35 124 8.06 -13.71
Profunds - Profund Vp Small-cap 5 153 6.54 158 6.33 -3.16
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 34 35 -2.86
Name Current Puts
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LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
ADANX - AQR Diversified Arbitrage Fund Class N
Name Reduced Puts Current Puts Previous Puts Percent Decrease
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