Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 508 50.00 47.27 47.92
Previous Quarter 521 69.00 71.16 70.58

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 23 94 322 68 155 136
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 2 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 4 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 5 0 112 2 45 34
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 7,115,526 0.00 0.00 2,964,955 0.00 0.00
Previous Quarter 3,689,113 0.00 0.00 3,071,764 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 3,518,736 47.27
BlackRock Inc. 3,471,415
Armistice Capital, Llc 2,070,000 47.27
State Street Corp 1,699,428 47.27
VANGUARD GROUP INC 1,625,909
FARALLON CAPITAL MANAGEMENT LLC 1,573,829
Farallon Capital Management Llc 1,550,000 47.27
Vanguard Group Inc 1,516,689 47.27
Luly Jay R. 1,366,318
IJR - iShares Core S&P Small-Cap ETF 1,287,841 47.27
STATE STREET CORP 1,127,069
FIRST MANHATTAN CO 1,108,836
ARMISTICE CAPITAL, LLC 1,056,000
XBI - SPDR(R) S&P(R) Biotech ETF 1,038,057 47.27
Northern Trust Corp 931,291 47.27
Ra Capital Management, L.p. 896,724 47.27
RENAISSANCE TECHNOLOGIES LLC 714,400
Krensavage Asset Management, LLC 624,768 47.27
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 574,762 47.27
Renaissance Technologies Llc 542,800 47.27

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 3,516,606 71.18
Vanguard Group Inc 1,589,224 71.18
Farallon Capital Management Llc 1,550,000 71.18
State Street Corp 1,308,586 71.18
IJR - iShares Core S&P Small-Cap ETF 1,306,876 71.18
Armistice Capital, Llc 1,124,000 71.18
Ra Capital Management, L.p. 964,212 71.18
Northern Trust Corp 928,093 71.18
First Manhattan Co 789,311 71.18
XBI - SPDR(R) S&P(R) Biotech ETF 642,551 71.18
Renaissance Technologies Llc 607,100 71.18
Dimensional Fund Advisors Lp 593,520 71.18
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 580,011 71.18
Krensavage Asset Management, LLC 548,828 71.18
Fairmount Funds Management LLC 469,264 71.18
IWM - iShares Russell 2000 ETF 449,119 71.18
Geode Capital Management, Llc 352,716 71.18
Invesco Ltd. 342,007 71.18
Jacobs Levy Equity Management, Inc 278,423 71.18
Fmr Llc 242,172 71.18

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 1,625,909
FARALLON CAPITAL MANAGEMENT LLC 1,573,829
Luly Jay R. 1,366,318
STATE STREET CORP 1,127,069
FIRST MANHATTAN CO 1,108,836
ARMISTICE CAPITAL, LLC 1,056,000
RENAISSANCE TECHNOLOGIES LLC 714,400
Dworsky Alan J 114,496
PBE - Invesco Dynamic Biotechnology & Genome ETF 91,520 64.40
JSCSX - JPMorgan U.S. Small Company Fund Class I 52,200 47.26
Pictet Asset Management Sa 29,629 47.28
Point72 Asset Management, L.P. 28,700 47.28
IJSIX - VY(R) JPMorgan Small Cap Core Equity Portfolio Class I 15,500 47.29
Caxton Associates Lp 13,843 47.24
TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class 13,700 64.38
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 13,662 47.28
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 9,800 47.24
RYLD - Global X Russell 2000 Covered Call ETF 5,595 64.34
ORSIX - NORTH SQUARE DYNAMIC SMALL CAP FUND CLASS I 2,950 40.00
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 650 47.69
Name Shares PPS
Deep Track Capital, LP 198,730 71.18
Stonepine Capital Management, LLC 119,972 71.18
Millennium Management Llc 65,733 71.18
Walleye Capital LLC 63,046 71.19
Granahan Investment Management Inc/ma 43,414 71.18
State of New Jersey Common Pension Fund D 37,284 71.18
LMR Partners LLP 31,604 71.19
Citadel Advisors Llc 29,972 71.17
Citadel Advisors Llc 29,972 71.17
Allianz Asset Management GmbH 21,665 71.17
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 14,723 56.78
DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A 11,733 88.30
Caption Management, LLC 10,400 71.25
APITX - Yorktown Growth Fund Class L Shares 10,400 85.87
Caption Management, LLC 10,400 71.25
Caption Management, LLC 10,400 71.25
Ergoteles LLC 9,809 71.16
SVTAX - Simt Global Managed Volatility Fund Class F 8,886 56.83
Voloridge Investment Management, Llc 8,140 71.13
SECAX - SIIT Small Cap II Fund - Class A 7,048 88.25
Group One Trading, L.p. 6,500 71.23
Teacher Retirement System Of Texas 3,793 71.18
Janus Henderson Group Plc 3,686 71.08
Boston Family Office Llc 2,850 71.23
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,025 88.40
SAOAX - Guggenheim Alpha Opportunity Fund A 1,471 57.10
Simplex Trading, Llc 1,300 70.77
Royce Value Trust Inc 1,067 57.17
RYDEX VARIABLE TRUST - Guggenheim Long Short Equity Fund Variable Annuity 881 56.75
RYSRX - Guggenheim Long Short Equity Fund Class P 596 57.05
Guggenheim Variable Funds Trust - SERIES X (STYLEPLUS - SMALL GROWTH SERIES) A 499 56.11
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 460 56.52
Bollard Group LLC 383 70.50
Guggenheim Variable Funds Trust - SERIES Z (ALPHA OPPORTUNITY SERIES) A 185 59.46
Parallel Advisors, LLC 164 67.07
TCI Wealth Advisors, Inc. 70 71.43
Berman Capital Advisors, LLC 64 46.88
Dark Forest Capital Management Lp 40 75.00
EverSource Wealth Advisors, LLC 38 78.95
Glassman Wealth Services 5
Allworth Financial LP 5
Penserra Capital Management LLC
Guggenheim Capital Llc
Hudson Bay Capital Management LP
Dynamic Technology Lab Private Ltd
Lazard Asset Management Llc
Sageworth Trust Co
6 Meridian
Parallax Volatility Advisers, L.P.
Signet Financial Management, Llc
Toronto Dominion Bank
Hrt Financial Lp
Meridian Wealth Partners, LLC
FLDOX - MODERATE ALLOCATION FUND Retail Class
SG3 Management, LLC
Lenox Wealth Advisors, LLC
Massmutual Trust Co Fsb/adv
Virginia Retirement Systems Et Al
Squarepoint Ops LLC
ExodusPoint Capital Management, LP
Fisher Asset Management, LLC
Axa S.a.
Schonfeld Strategic Advisors LLC
Winton Capital Group Ltd
EAM Global Investors LLC
Norges Bank
EAM Investors, LLC
M&g Investment Management Ltd
FLDGX - DYNAMIC ALLOCATION FUND Retail Class
Franklin Resources Inc
SLLAX - SIMT Small Cap Fund Class F
Aigen Investment Management, Lp
South Dakota Investment Council
FLSPX - SPECTRUM FUND Retail Class
First Quadrant L P/ca
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class
Eaton Vance Management
Hanseatic Management Services Inc
PointState Capital LP
Harbour Investments, Inc.
Royce & Associates Lp
International Biotechnology Trust Plc
Arrowstreet Capital, Limited Partnership
Yorktown Management & Research Co Inc
IndexIQ Advisors LLC
FLDFX - BALANCED FUND Retail Class
C M Bidwell & Associates Ltd
Campbell & CO Investment Adviser LLC
Gsa Capital Partners Llp
Darwin Global Management, Ltd.
Jane Street Group, Llc
Kingdon Capital Management, L.l.c.
Federated Hermes, Inc.
Exchange Traded Concepts, Llc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 3,518,736 47.27 3,516,606 71.18
Armistice Capital, Llc 2,070,000 47.27 1,124,000 71.18
State Street Corp 1,699,428 47.27 1,308,586 71.18
Farallon Capital Management Llc 1,550,000 47.27 1,550,000 71.18
Vanguard Group Inc 1,516,689 47.27 1,589,224 71.18
IJR - iShares Core S&P Small-Cap ETF 1,287,841 47.27 1,306,876 71.18
XBI - SPDR(R) S&P(R) Biotech ETF 1,038,057 47.27 642,551 71.18
Northern Trust Corp 931,291 47.27 928,093 71.18
Ra Capital Management, L.p. 896,724 47.27 964,212 71.18
Krensavage Asset Management, LLC 624,768 47.27 548,828 71.18
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 574,762 47.27 580,011 71.18
Renaissance Technologies Llc 542,800 47.27 607,100 71.18
Dimensional Fund Advisors Lp 523,709 47.27 593,520 71.18
Invesco Ltd. 499,530 47.27 342,007 71.18
Fairmount Funds Management LLC 469,264 47.27 469,264 71.18
IWM - iShares Russell 2000 ETF 450,969 47.27 449,119 71.18
Fmr Llc 350,333 47.27 242,172 71.18
FBIOX - Biotechnology Portfolio 349,846 39.93 82,783 70.43
Geode Capital Management, Llc 346,272 47.27 352,716 71.18
Jacobs Levy Equity Management, Inc 297,532 47.27 278,423 71.18
Name Current Shares Current PPS Previous Shares Previous PPS
PJP - Invesco Dynamic Pharmaceuticals ETF 151,820 64.40 152,011 59.42
FSSNX - Fidelity Small Cap Index Fund 150,495 64.40 139,797 59.42
DFSTX - U.s. Small Cap Portfolio - Institutional Class 148,657 64.40 154,457 59.42
Paradigm Biocapital Advisors LP 148,216 47.27 0
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 93,875 64.40 93,875 59.42
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 62,849 64.39 56,629 59.42
VEXPX - VANGUARD EXPLORER FUND Investor Shares 56,521 64.40 107,900 59.42
Marshall Wace, Llp 50,160 47.27 0
DFAS - Dimensional U.S. Small Cap ETF 48,972 64.40 48,972 59.42
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 46,358 64.39 42,258 59.42
SWSSX - Schwab Small-Cap Index Fund 44,244 64.39 42,313 59.41
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 40,620 64.40 19,770 59.43
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 35,347 64.39 33,647 59.41
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 31,400 64.39 32,168 59.41
TISBX - TIAA-CREF Small-Cap Blend Index Fund Institutional Class 28,904 64.39 28,904 59.40
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF 28,853 64.40 29,053 59.41
PRNHX - T. Rowe Price New Horizons Fund, Inc. 26,865 47.27 0
DFAC - Dimensional U.S. Core Equity 2 ETF 26,276 64.39 19,576 59.41
PSAPX - SmallCap S&P 600 Index Fund R-1 23,676 64.41 23,405 59.43
Jump Financial, LLC 19,800 47.27 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Armistice Capital, Llc 946,000 2,070,000 47.27 1,124,000 71.18 84.16
XBI - SPDR(R) S&P(R) Biotech ETF 395,506 1,038,057 47.27 642,551 71.18 61.55
State Street Corp 390,842 1,699,428 47.27 1,308,586 71.18 29.87
FBIOX - Biotechnology Portfolio 267,063 349,846 39.93 82,783 70.43 322.61
Invesco Ltd. 157,523 499,530 47.27 342,007 71.18 46.06
Paradigm Biocapital Advisors LP 148,216 148,216 47.27 0 0.00
Jpmorgan Chase & Co 138,097 177,654 47.27 39,557 71.16 349.11
Fmr Llc 108,161 350,333 47.27 242,172 71.18 44.66
Morgan Stanley 78,326 244,874 47.27 166,548 71.17 47.03
Krensavage Asset Management, LLC 75,940 624,768 47.27 548,828 71.18 13.84
Bank Of Montreal /can/ 53,362 58,920 45.69 5,558 70.71 960.09
Marshall Wace, Llp 50,160 50,160 47.27 0 0.00
Goldman Sachs Group Inc 37,855 138,356 47.27 100,501 71.17 37.67
Tang Capital Management Llc 37,700 137,700 47.27 100,000 71.18 37.70
Citigroup Inc 37,249 65,750 47.27 28,501 71.19 130.69
Cubist Systematic Strategies, LLC 33,227 37,423 47.27 4,196 71.26 791.87
PRNHX - T. Rowe Price New Horizons Fund, Inc. 26,865 26,865 47.27 0 0.00
Acuta Capital Partners, Llc 25,200 27,500 47.27 2,300 71.30 1095.65
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 20,850 40,620 64.40 19,770 59.43 105.46
Jump Financial, LLC 19,800 19,800 47.27 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
First Manhattan Co 561,504 227,807 47.27 789,311 71.18 -71.14
Soleus Capital Management, L.P. 102,485 100,000 47.27 202,485 71.18 -50.61
Nuveen Asset Management, LLC 73,462 72,018 47.27 145,480 66.46 -50.50
Vanguard Group Inc 72,535 1,516,689 47.27 1,589,224 71.18 -4.56
Dimensional Fund Advisors Lp 69,811 523,709 47.27 593,520 71.18 -11.76
Ra Capital Management, L.p. 67,488 896,724 47.27 964,212 71.18 -7.00
Renaissance Technologies Llc 64,300 542,800 47.27 607,100 71.18 -10.59
VEXPX - VANGUARD EXPLORER FUND Investor Shares 51,379 56,521 64.40 107,900 59.42 -47.62
BlackRock Health Sciences Trust II 46,935 20,508 47.25 67,443 71.19 -69.59
Millennium Management Llc 42,797 22,936 47.26 65,733 71.18 -65.11
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 32,281 112,815 47.27 145,096 71.18 -22.25
VSEQX - Vanguard Strategic Equity Fund Investor Shares 31,144 167,247 47.27 198,391 71.18 -15.70
Acadian Asset Management Llc 29,133 42,640 47.28 71,773 71.09 -40.59
Hennion & Walsh Asset Management, Inc. 27,074 77,420 47.27 104,494 71.18 -25.91
Bank Of America Corp /de/ 25,114 12,634 47.25 37,748 71.18 -66.53
IJR - iShares Core S&P Small-Cap ETF 19,035 1,287,841 47.27 1,306,876 71.18 -1.46
QCSTRX - Stock Account Class R1 17,284 14,958 47.27 32,242 71.18 -53.61
Tudor Investment Corp Et Al 17,268 11,986 47.31 29,254 71.17 -59.03
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 17,116 18,052 64.42 35,168 59.43 -48.67
Bank of New York Mellon Corp 14,906 167,795 47.27 182,701 71.18 -8.16
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Kingdon Capital Management, L.l.c. 0
Name Previous Calls
Caption Management, LLC 10,400
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 13,400 14,700 1,300 1030.77
Jane Street Group, Llc 16,200 16,200 0 0.00
Susquehanna International Group, Llp 16,200 40,100 23,900 67.78
Citadel Advisors Llc 39,428 69,400 29,972 131.55
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 3,500 3,000 6,500 -53.85
Name

Past Week Analysis

Name Shares PPS
JSCSX - JPMorgan U.S. Small Company Fund Class I 52,200 47.26
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 9,800 47.24
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 650 47.69
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 400 47.50
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 228 48.25
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 1,287,841 47.27 1,306,876 71.18
XBI - SPDR(R) S&P(R) Biotech ETF 1,038,057 47.27 642,551 71.18
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 574,762 47.27 580,011 71.18
IWM - iShares Russell 2000 ETF 450,969 47.27 449,119 71.18
VEXMX - Vanguard Extended Market Index Fund Investor Shares 242,647 47.27 239,326 71.18
IWN - iShares Russell 2000 Value ETF 174,859 47.27 180,302 71.18
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 169,256 47.27 167,588 71.18
VSEQX - Vanguard Strategic Equity Fund Investor Shares 167,247 47.27 198,391 71.18
IBB - iShares Nasdaq Biotechnology ETF 151,662 47.27 154,193 71.18
IJS - iShares S&P Small-Cap 600 Value ETF 136,842 47.27 120,698 71.18
IJT - iShares S&P Small-Cap 600 Growth ETF 128,462 47.27 127,493 71.18
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 112,815 47.27 145,096 71.18
SPSM - SPDR(R) Portfolio Small Cap ETF 85,142 47.27 83,212 71.18
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 60,509 47.27 59,334 71.17
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 55,371 47.26 52,062 71.18
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 49,690 47.27 48,476 71.19
SLY - SPDR(R) S & P 600 Small Cap ETF 34,097 47.28 33,725 71.19
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 30,499 47.28 29,915 71.17
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 25,869 47.28 25,869 71.17
BlackRock Health Sciences Trust II 20,508 47.25 67,443 71.19
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 18,111 47.26 14,858 71.21
IWO - iShares Russell 2000 Growth ETF 17,863 47.25 17,536 71.17
ITOT - iShares Core S&P Total U.S. Stock Market ETF 17,279 47.28 15,613 71.16
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 17,020 47.30 14,809 71.17
QCSTRX - Stock Account Class R1 14,958 47.27 32,242 71.18
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 14,695 47.29 11,644 71.20
VBINX - Vanguard Balanced Index Fund Investor Shares 14,469 47.27 14,469 71.19
PSOPX - JPMorgan Small Cap Value Fund Class I 14,300 47.27 14,000 71.21
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 13,590 47.24 14,069 71.15
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 12,852 47.31 12,852 71.20
FISVX - Fidelity Small Cap Value Index Fund 12,414 47.29 11,129 71.17
QCEQRX - Equity Index Account Class R1 11,786 47.26 11,786 71.19
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 11,737 47.29 7,179 71.18
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 11,054 47.31 11,083 71.19
NSIDX - Northern Small Cap Index Fund 10,421 47.31 10,924 71.22
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 9,127 47.22 12,464 71.16
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 8,900 47.30 8,900 71.24
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 8,622 47.32 5,277 71.25
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 8,048 47.22 8,048 71.20
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 7,900 47.22 7,900 71.14
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 6,820 47.21 6,820 71.11
GERM - ETFMG Treatments, Testing and Advancements ETF 6,544 47.22 6,227 71.14
BBVSX - Bridge Builder Small/Mid Cap Value Fund 6,320 47.31 5,961 71.13
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 5,556 47.34 5,556 71.09
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 5,538 47.31 5,538 71.14
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 5,360 47.20 4,592 71.21
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 5,335 47.24 4,771 71.26
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 5,200 47.31 6,600 71.21
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 5,059 47.24 1,394 71.02
IWV - iShares Russell 3000 ETF 4,854 47.18 4,869 71.27
PEXMX - T. Rowe Price Extended Equity Market Index Fund 4,500 47.33 4,500 71.11
SSMHX - State Street Small/mid Cap Equity Index Portfolio 4,500 47.33 4,200 71.19
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 4,327 47.38 13,904 71.20
MMSCX - Praxis Small Cap Index Fund Class A 4,260 47.18 4,260 71.13
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 4,200 47.38 4,600 71.09
JESIX - Small Cap Index Trust NAV 4,079 47.32 4,186 71.19
EES - WisdomTree U.S. SmallCap Fund N/A 4,036 47.32 4,366 71.23
ASMOX - AQR Small Cap Momentum Style Fund Class I 4,012 47.36 2,883 71.11
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 3,463 47.36 3,463 71.04
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 3,384 47.28 3,299 71.23
JEHSX - Health Sciences Trust NAV 3,200 47.19 2,600 71.15
Blackrock Health Sciences Trust 3,150 47.30 3,150 71.11
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,007 47.22 2,739 71.19
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 2,846 47.43 2,846 71.33
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,603 47.25 2,555 71.23
SPTM - SPDR(R) Portfolio Total Stock Market ETF 2,533 47.37 2,522 71.37
EQ ADVISORS TRUST - EQ/T. Rowe Price Health Sciences Portfolio Class IB 2,500 47.20 2,500 71.20
USMIX - Extended Market Index Fund 2,475 47.27 2,495 71.34
PACIFIC SELECT FUND - Health Sciences Portfolio Class I 2,470 47.37 2,470 71.26
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 2,323 47.35 4,662 71.21
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 2,226 47.17 2,226 70.98
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 2,185 47.14 2,185 71.40
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,150 47.44 2,347 71.15
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,961 47.42 1,851 71.31
QWVOX - Clearwater Small Companies Fund 1,861 47.29 1,861 70.93
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 1,705 47.51 1,047 71.63
THRIVENT SERIES FUND INC - Thrivent Partner Healthcare Portfolio Class A 1,605 47.35 1,605 71.03
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,590 47.17 1,590 71.07
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 1,300 46.92 1,300 71.54
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,202 47.42 912 71.27
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,198 47.58 1,500 71.33
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 1,100 47.27 1,100 70.91
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 943 47.72 577 71.06
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 920 46.74 920 70.65
NCGFX - New Covenant Growth Fund 785 47.13 785 71.34
TRZIX - T. Rowe Price Small-Cap Index Fund 754 47.75 698 71.63
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 648 47.84 648 70.99
XJR - iShares ESG Screened S&P Small-Cap ETF 636 47.17 478 71.13
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 585 47.86 585 71.79
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 526 47.53 506 71.15
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 500 48.00 500 72.00
FECGX - Fidelity Small Cap Growth Index Fund 441 47.62 479 70.98
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 414 48.31 405 71.60
Profunds - Profund Vp Small-cap Growth 406 46.80 470 70.21
JETSX - Total Stock Market Index Trust NAV 386 46.63 386 69.95
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 351 48.43 351 71.23
Profunds - Profund Vp Small-cap Value 336 47.62 430 72.09
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 310 48.39 242 70.25
TLSTX - Stock Index Fund 301 46.51 232 73.28
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 277 46.93 277 72.20
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 231 47.62 231 69.26
Humankind Benefit Corp - Humankind US Stock ETF 205 48.78 226 70.80
VLU - SPDR S&P 1500 Value Tilt ETF 153 45.75 168 71.43
RYRRX - Russell 2000 Fund Class A 139 50.36 134 74.63
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 117 51.28 117 68.38
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 87 45.98 103 67.96
ESIX - SPDR S&P SmallCap 600 ESG ETF 76 52.63 76 65.79
Profunds - Profund Vp Ultrasmall-cap 71 42.25 99 70.71
Profunds - Profund Vp Small-cap 60 50.00 62 64.52
RYMKX - Russell 2000 1.5x Strategy Fund Class H 42 47.62 48 62.50
MMTM - SPDR S&P 1500 Momentum Tilt ETF 38 52.63 40 75.00
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 27 37.04 42 71.43
Name Current Shares Current PPS Previous Shares Previous PPS
PRNHX - T. Rowe Price New Horizons Fund, Inc. 26,865 47.27 0
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 13 76.92 14 71.43
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
XBI - SPDR(R) S&P(R) Biotech ETF 395,506 1,038,057 47.27 642,551 71.18 61.55
PRNHX - T. Rowe Price New Horizons Fund, Inc. 26,865 26,865 47.27 0 0.00
IJS - iShares S&P Small-Cap 600 Value ETF 16,144 136,842 47.27 120,698 71.18 13.38
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 4,558 11,737 47.29 7,179 71.18 63.49
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,665 5,059 47.24 1,394 71.02 262.91
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 3,345 8,622 47.32 5,277 71.25 63.39
VEXMX - Vanguard Extended Market Index Fund Investor Shares 3,321 242,647 47.27 239,326 71.18 1.39
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 3,309 55,371 47.26 52,062 71.18 6.36
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 3,253 18,111 47.26 14,858 71.21 21.89
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 3,051 14,695 47.29 11,644 71.20 26.20
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 2,211 17,020 47.30 14,809 71.17 14.93
SPSM - SPDR(R) Portfolio Small Cap ETF 1,930 85,142 47.27 83,212 71.18 2.32
IWM - iShares Russell 2000 ETF 1,850 450,969 47.27 449,119 71.18 0.41
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 1,668 169,256 47.27 167,588 71.18 1.00
ITOT - iShares Core S&P Total U.S. Stock Market ETF 1,666 17,279 47.28 15,613 71.16 10.67
FISVX - Fidelity Small Cap Value Index Fund 1,285 12,414 47.29 11,129 71.17 11.55
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 1,214 49,690 47.27 48,476 71.19 2.50
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 1,175 60,509 47.27 59,334 71.17 1.98
ASMOX - AQR Small Cap Momentum Style Fund Class I 1,129 4,012 47.36 2,883 71.11 39.16
IJT - iShares S&P Small-Cap 600 Growth ETF 969 128,462 47.27 127,493 71.18 0.76
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 768 5,360 47.20 4,592 71.21 16.72
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 658 1,705 47.51 1,047 71.63 62.85
JEHSX - Health Sciences Trust NAV 600 3,200 47.19 2,600 71.15 23.08
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 584 30,499 47.28 29,915 71.17 1.95
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 564 5,335 47.24 4,771 71.26 11.82
SLY - SPDR(R) S & P 600 Small Cap ETF 372 34,097 47.28 33,725 71.19 1.10
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 366 943 47.72 577 71.06 63.43
BBVSX - Bridge Builder Small/Mid Cap Value Fund 359 6,320 47.31 5,961 71.13 6.02
IWO - iShares Russell 2000 Growth ETF 327 17,863 47.25 17,536 71.17 1.86
GERM - ETFMG Treatments, Testing and Advancements ETF 317 6,544 47.22 6,227 71.14 5.09
PSOPX - JPMorgan Small Cap Value Fund Class I 300 14,300 47.27 14,000 71.21 2.14
SSMHX - State Street Small/mid Cap Equity Index Portfolio 300 4,500 47.33 4,200 71.19 7.14
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 290 1,202 47.42 912 71.27 31.80
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 268 3,007 47.22 2,739 71.19 9.78
XJR - iShares ESG Screened S&P Small-Cap ETF 158 636 47.17 478 71.13 33.05
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 110 1,961 47.42 1,851 71.31 5.94
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 85 3,384 47.28 3,299 71.23 2.58
TLSTX - Stock Index Fund 69 301 46.51 232 73.28 29.74
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 68 310 48.39 242 70.25 28.10
TRZIX - T. Rowe Price Small-Cap Index Fund 56 754 47.75 698 71.63 8.02
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 48 2,603 47.25 2,555 71.23 1.88
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 20 526 47.53 506 71.15 3.95
SPTM - SPDR(R) Portfolio Total Stock Market ETF 11 2,533 47.37 2,522 71.37 0.44
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 9 414 48.31 405 71.60 2.22
RYRRX - Russell 2000 Fund Class A 5 139 50.36 134 74.63 3.73
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BlackRock Health Sciences Trust II 46,935 20,508 47.25 67,443 71.19 -69.59
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 32,281 112,815 47.27 145,096 71.18 -22.25
VSEQX - Vanguard Strategic Equity Fund Investor Shares 31,144 167,247 47.27 198,391 71.18 -15.70
IJR - iShares Core S&P Small-Cap ETF 19,035 1,287,841 47.27 1,306,876 71.18 -1.46
QCSTRX - Stock Account Class R1 17,284 14,958 47.27 32,242 71.18 -53.61
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 9,577 4,327 47.38 13,904 71.20 -68.88
IWN - iShares Russell 2000 Value ETF 5,443 174,859 47.27 180,302 71.18 -3.02
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 5,249 574,762 47.27 580,011 71.18 -0.90
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 3,337 9,127 47.22 12,464 71.16 -26.77
IBB - iShares Nasdaq Biotechnology ETF 2,531 151,662 47.27 154,193 71.18 -1.64
SMLV - SPDR SSGA US Small Cap Low Volatility Index ETF 2,339 2,323 47.35 4,662 71.21 -50.17
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 1,400 5,200 47.31 6,600 71.21 -21.21
NSIDX - Northern Small Cap Index Fund 503 10,421 47.31 10,924 71.22 -4.60
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 479 13,590 47.24 14,069 71.15 -3.40
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 400 4,200 47.38 4,600 71.09 -8.70
EES - WisdomTree U.S. SmallCap Fund N/A 330 4,036 47.32 4,366 71.23 -7.56
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 302 1,198 47.58 1,500 71.33 -20.13
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 197 2,150 47.44 2,347 71.15 -8.39
JESIX - Small Cap Index Trust NAV 107 4,079 47.32 4,186 71.19 -2.56
Profunds - Profund Vp Small-cap Value 94 336 47.62 430 72.09 -21.86
Profunds - Profund Vp Small-cap Growth 64 406 46.80 470 70.21 -13.62
FECGX - Fidelity Small Cap Growth Index Fund 38 441 47.62 479 70.98 -7.93
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 29 11,054 47.31 11,083 71.19 -0.26
Profunds - Profund Vp Ultrasmall-cap 28 71 42.25 99 70.71 -28.28
Humankind Benefit Corp - Humankind US Stock ETF 21 205 48.78 226 70.80 -9.29
USMIX - Extended Market Index Fund 20 2,475 47.27 2,495 71.34 -0.80
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 16 87 45.98 103 67.96 -15.53
IWV - iShares Russell 3000 ETF 15 4,854 47.18 4,869 71.27 -0.31
VLU - SPDR S&P 1500 Value Tilt ETF 15 153 45.75 168 71.43 -8.93
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 15 27 37.04 42 71.43 -35.71
RYMKX - Russell 2000 1.5x Strategy Fund Class H 6 42 47.62 48 62.50 -12.50
Profunds - Profund Vp Small-cap 2 60 50.00 62 64.52 -3.23
MMTM - SPDR S&P 1500 Momentum Tilt ETF 2 38 52.63 40 75.00 -5.00
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 13 76.92 14 71.43 -7.14
Name Current Puts
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