Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 630 62.00 34.84 34.71
Previous Quarter 652 36.00 36.50 34.96

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 36 117 405 79 207 168
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 0 2 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 5 0 113 3 43 37
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 18,006,941 0.00 0.00 16,160,677 0.00 0.00
Previous Quarter 8,512,728 0.00 0.00 16,165,960 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 9,230,500 34.84
BlackRock Inc. 8,502,968
Vanguard Group Inc 8,269,078 34.84
VANGUARD GROUP INC 8,177,297
Rare Infrastructure Ltd 7,841,573 34.84
Bank of New York Mellon Corp 7,412,045
Rare Infrastructure Ltd 5,053,594
Bank of New York Mellon Corp 5,018,170 34.84
FMR LLC 3,533,035
Fmr Llc 3,368,084 34.84
Tortoise Capital Advisors, L.l.c. 2,745,452 34.84
Neuberger Berman Group LLC 2,469,932 34.84
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,217,414 34.84
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,058,712 34.84
Kayne Anderson Capital Advisors Lp 2,027,536 34.84
Morgan Stanley 1,887,867 34.84
IWM - iShares Russell 2000 ETF 1,835,377 34.84
State Street Corp 1,634,946 34.84
ICLN - iShares Global Clean Energy ETF 1,567,184 30.53
1832 Asset Management L.P. 1,563,781 34.84

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 8,386,649 36.51
Vanguard Group Inc 8,152,991 36.51
Bank of New York Mellon Corp 7,141,402 36.51
Rare Infrastructure Ltd 5,246,887 14.79
Fmr Llc 3,661,783 36.51
Tortoise Capital Advisors, L.l.c. 2,632,375 36.51
Neuberger Berman Group LLC 2,593,699 36.51
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,190,530 36.51
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,067,500 36.51
Kayne Anderson Capital Advisors Lp 1,906,861 36.51
IWM - iShares Russell 2000 ETF 1,844,592 36.51
Cohen & Steers, Inc. 1,809,629 36.51
XFBRX - Mid Cap Portfolio Investor Class 1,669,254 36.51
State Street Corp 1,661,150 36.51
Morgan Stanley 1,635,483 36.51
1832 Asset Management L.P. 1,595,041 36.01
Eventide Asset Management, Llc 1,529,800 36.51
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,262,489 36.51
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,238,425 36.51
ICLN - iShares Global Clean Energy ETF 1,138,590 33.68

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 8,177,297
FMR LLC 3,533,035
Jennison Associates Llc 1,060,763 34.84
PRUAX - PGIM Jennison Utility Fund Class A 620,261 35.05
Cbre Clarion Securities Llc 520,700 34.84
MainStay CBRE Global Infrastructure Megatrends Fund 453,300 35.05
DekaBank Deutsche Girozentrale 176,200 33.73
MAINSTAY VP FUNDS TRUST - MainStay VP Fidelity Institutional AM Utilities Portfolio Service Class 171,700 34.84
FDSCX - Fidelity Stock Selector Small Cap Fund 167,600 30.53
FNX - First Trust Mid Cap Core AlphaDEX Fund 83,838 30.54
Cary Street Partner Investment Advisory Llc 75,240 34.84
FNY - First Trust Mid Cap Growth AlphaDEX Fund 51,109 30.52
Kingsview Wealth Management, LLC 39,611 34.84
Genesee Capital Advisors, LLC 35,532 34.84
Canada Pension Plan Investment Board 31,200 34.84
USCAX - Small Cap Stock Fund Shares 23,156 30.53
RYLD - Global X Russell 2000 Covered Call ETF 23,126 30.53
State Of Wisconsin Investment Board 20,550 34.84
Visionary Wealth Advisors 14,710 34.81
JustInvest LLC 13,528 34.82
Name Shares PPS
Apollo Management Holdings, L.P. 612,971 30.27
FCPVX - Fidelity Small Cap Value Fund 526,400 35.48
Redwood Grove Capital, LLC 163,398 36.46
Assenagon Asset Management S.A. 146,696 36.51
DGRW - WisdomTree U.S. Quality Dividend Growth Fund N/A 122,247 30.27
Susquehanna International Group, Llp 90,765 36.51
Susquehanna International Group, Llp 90,765 36.51
Yaupon Capital Management LP 80,500 36.51
Citadel Advisors Llc 80,091 36.51
Tudor Investment Corp Et Al 69,945 36.51
Schonfeld Strategic Advisors LLC 65,900 30.27
D. E. Shaw & Co., Inc. 58,064 36.51
SMAPX - Salient MLP & Energy Infrastructure Fund Class A 57,870 30.27
Ergoteles LLC 44,757 36.51
Jump Financial, LLC 35,154 36.50
Salient Capital Advisors, LLC 29,986 36.52
Man Group plc 25,640 36.51
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 24,800 30.28
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 23,275 30.29
Occudo Quantitative Strategies Lp 18,676 36.52
Mercer Global Advisors Inc /adv 18,360 36.49
Dynamic Technology Lab Private Ltd 17,820 36.53
Alphacrest Capital Management Llc 17,114 36.52
MRSNX - BMO Small-Cap Value Fund Class I 16,540 37.30
Jane Street Group, Llc 15,811 36.49
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 15,078 30.24
Old Dominion Capital Management Inc 14,480 30.25
ASQIX - Small Company Fund Investor Class 13,538 30.29
Millennium Management Llc 12,822 36.50
MMCMX - BNY Mellon Small/Mid Cap Multi-Strategy Fund Class M Shares 12,270 37.33
Bayesian Capital Management, LP 9,244 36.46
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 7,967 37.28
SG Americas Securities, LLC 7,229 36.52
NEXT Financial Group, Inc 6,443 36.01
Paloma Partners Management Co 6,355 36.51
PEAK6 Investments LLC 6,100 36.56
Quantbot Technologies LP 6,012 36.43
Vontobel Holding Ltd. 6,000 36.50
Fifth Lane Capital, Lp 5,758 36.47
Profund Advisors Llc 5,625 36.44
Wetherby Asset Management Inc 5,588 36.51
Wintrust Investments Llc 5,575 36.59
MARNX - Convergence Long/Short Equity Fund - Institutional Class 2,853 37.15
Fortis Advisors, LLC 2,524 1.19
Reilly Financial Advisors, Llc 1,850 36.22
Creative Planning 1,850 36.76
Bedel Financial Consulting, Inc. 1,660 36.75
Lazard Asset Management Llc 1,409 36.20
Simplex Trading, Llc 1,407 36.25
Prospera Financial Services Inc 1,383 36.15
FCUTX - Fidelity Flex Small Cap Fund 1,198 35.89
Samalin Investment Counsel, LLC 1,030 36.89
Psagot Investment House Ltd. 742 29.65
Aquatic Capital Management LLC 700 37.14
Berman Capital Advisors, LLC 700 30.00
FVCIX - Fidelity Flex Large Cap Value II Fund 397 35.26
ClariVest Asset Management LLC 290 37.93
Point72 Hong Kong Ltd 190 36.84
Lloyd Advisory Services, LLC. 139 35.97
Tcwp Llc 121 33.06
Massmutual Trust Co Fsb/adv 42
FNSTX - Fidelity Infrastructure Fund 33 30.30
Cordant, Inc. 24 41.67
Northwestern Mutual Wealth Management Co 10
SG3 Management, LLC
Proequities, Inc.
Bank Julius Baer & Co. Ltd, Zurich
Caption Management, LLC
O'shaughnessy Asset Management, Llc
Bridgefront Capital, LLC
AMP Capital Investors Ltd
Old Mission Capital Llc
FKLZX - Franklin K2 Long Short Credit Fund Advisor Class
Wolverine Trading, Llc
Kestra Advisory Services, LLC
Sciencast Management LP
Harbour Investments, Inc.
Marshall Wace North America L.P.
Dark Forest Capital Management Lp
Autonomy Capital (Jersey) L.P.
Verition Fund Management LLC
Summit Wealth Group, LLC
Quilter Plc
Cutler Group LP
Bridgeway Capital Management Inc
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF
Adage Capital Partners Gp, L.l.c.
CCMNX - CCM Alternative Income Fund Institutional Shares
Wexford Capital Lp
Allianz Asset Management GmbH
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares
Checchi Capital Advisers, LLC
FLVEX - Fidelity Large Cap Value Enhanced Index Fund
Blueshift Asset Management, LLC
Gerber Kawasaki Wealth & Investment Management
Kiwi Wealth Investments Limited Partnership
Ardsley Advisory Partners Lp
State of New Jersey Common Pension Fund D
Hoese & Co LLP
Asset Dedication, LLC
Campbell & CO Investment Adviser LLC
Southpoint Capital Advisors LP
Psagot Value Holdings Ltd. / (Israel)
Zacks Investment Management
Cinctive Capital Management LP
Vident Investment Advisory, LLC
Mountaineer Partners Management, LLC
Gyon Technologies Capital Management, LP
SSCYX - Small Capitalization Portfolio Class A
Wagner Wealth Management, Llc
Mirabella Financial Services Llp
ISMD - Inspire Small/Mid Cap Impact ETF
VSSCX - JPMorgan Small Cap Core Fund Class R5
Schroder Investment Management Group
Parallax Volatility Advisers, L.P.
Norges Bank
ExodusPoint Capital Management, LP
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 9,230,500 34.84 8,386,649 36.51
Vanguard Group Inc 8,269,078 34.84 8,152,991 36.51
Bank of New York Mellon Corp 7,412,045 7,141,402 36.51
Fmr Llc 3,368,084 34.84 3,661,783 36.51
Tortoise Capital Advisors, L.l.c. 2,745,452 34.84 2,632,375 36.51
Neuberger Berman Group LLC 2,469,932 34.84 2,593,699 36.51
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,217,414 34.84 2,190,530 36.51
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,058,712 34.84 2,067,500 36.51
Kayne Anderson Capital Advisors Lp 2,027,536 34.84 1,906,861 36.51
Morgan Stanley 1,887,867 34.84 1,635,483 36.51
IWM - iShares Russell 2000 ETF 1,835,377 34.84 1,844,592 36.51
State Street Corp 1,634,946 34.84 1,661,150 36.51
ICLN - iShares Global Clean Energy ETF 1,567,184 30.53 1,138,590 33.68
1832 Asset Management L.P. 1,563,781 34.84 1,595,041 36.01
Cohen & Steers, Inc. 1,553,927 34.84 1,809,629 36.51
XFBRX - Mid Cap Portfolio Investor Class 1,396,054 34.84 1,669,254 36.51
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,276,793 34.84 1,262,489 36.51
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,217,573 34.84 1,238,425 36.51
Nuveen Asset Management, LLC 1,075,184 34.84 1,056,460 36.50
Dimensional Fund Advisors Lp 1,000,810 34.84 996,589 36.51
Name Current Shares Current PPS Previous Shares Previous PPS
Rare Infrastructure Ltd 7,841,573 34.84 5,246,887 14.79
Tortoise Energy Infrastructure Corp 868,595 35.05 997,808 33.40
PRDAX - Diversified Real Asset Fund Class A 721,174 35.05 564,877 33.40
ACES - ALPS Clean Energy ETF 535,045 35.05 719,358 33.40
VUIAX - Vanguard Utilities Index Fund Admiral Shares 491,388 35.05 480,137 33.40
CSHAX - MainStay Cushing MLP Premier Fund Class A 456,000 35.05 456,000 33.40
ECOAX - Ecofin Global Renewables Infrastructure Fund A Class 454,805 35.05 424,273 33.40
COVAX - Columbia Small Cap Value Fund II Class A 443,894 35.05 405,180 33.40
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 418,970 35.05 377,640 33.40
FSMAX - Fidelity Extended Market Index Fund 408,196 35.05 427,036 33.40
Neuberger Berman Mlp Income Fund Inc. 400,000 35.05 400,000 33.40
SCHA - Schwab U.S. Small-Cap ETF 326,404 35.05 335,769 33.40
Tortoise Mlp Fund, Inc. 305,876 35.05 324,675 33.40
DSCVX - BNY Mellon Opportunistic Small Cap Fund Investor Shares 297,732 35.05 320,967 33.40
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares 263,684 35.05 116,290 33.40
Arosa Capital Management LP 260,000 34.84 0
Cushing Renaissance Fund 219,156 35.05 219,156 33.40
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 209,563 35.05 221,943 33.40
MPSSX - BNY Mellon Small Cap Multi-Strategy Fund Class M Shares 169,027 35.05 185,966 33.40
CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 162,333 35.05 122,614 33.40
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Rare Infrastructure Ltd 2,594,686 7,841,573 34.84 5,246,887 14.79 49.45
BlackRock Inc. 843,851 9,230,500 34.84 8,386,649 36.51 10.06
IWO - iShares Russell 2000 Growth ETF 471,921 642,099 34.84 170,178 36.51 277.31
ICLN - iShares Global Clean Energy ETF 428,594 1,567,184 30.53 1,138,590 33.68 37.64
FKUTX - Franklin Utilities Fund Class A1 400,000 600,000 34.84 200,000 36.51 200.00
Franklin Resources Inc 399,580 604,360 34.84 204,780 36.51 195.13
Bank of New York Mellon Corp 270,643 7,412,045 7,141,402 36.51 3.79
Arosa Capital Management LP 260,000 260,000 34.84 0 0.00
Morgan Stanley 252,384 1,887,867 34.84 1,635,483 36.51 15.43
PRDAX - Diversified Real Asset Fund Class A 156,297 721,174 35.05 564,877 33.40 27.67
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares 147,394 263,684 35.05 116,290 33.40 126.75
Kayne Anderson Capital Advisors Lp 120,675 2,027,536 34.84 1,906,861 36.51 6.33
Vanguard Group Inc 116,087 8,269,078 34.84 8,152,991 36.51 1.42
Tortoise Capital Advisors, L.l.c. 113,077 2,745,452 34.84 2,632,375 36.51 4.30
Kennedy Capital Management, Inc. 109,750 212,838 34.84 103,088 36.51 106.46
FSUTX - Utilities Portfolio 76,000 146,991 35.05 70,991 33.40 107.06
Mirae Asset Global Investments Co., Ltd. 65,165 485,160 34.84 419,995 36.51 15.52
Prudential Financial Inc 64,179 109,812 34.83 45,633 36.51 140.64
Nisa Investment Advisors, Llc 57,730 69,100 34.83 11,370 36.50 507.74
Wellington Management Group Llp 55,681 55,681 34.82 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Eventide Asset Management, Llc 687,400 842,400 34.84 1,529,800 36.51 -44.93
ETGLX - Eventide Gilead Fund Class N 390,000 610,000 34.84 1,000,000 36.51 -39.00
Fmr Llc 293,699 3,368,084 34.84 3,661,783 36.51 -8.02
XFBRX - Mid Cap Portfolio Investor Class 273,200 1,396,054 34.84 1,669,254 36.51 -16.37
Cohen & Steers Infrastructure Fund Inc 272,036 803,267 34.84 1,075,303 36.51 -25.30
Cohen & Steers, Inc. 255,702 1,553,927 34.84 1,809,629 36.51 -14.13
ACES - ALPS Clean Energy ETF 184,313 535,045 35.05 719,358 33.40 -25.62
ETAMX - Eventide Multi-Asset Income Fund Class A 159,424 75,876 34.85 235,300 36.51 -67.75
Renaissance Technologies Llc 155,300 815,322 34.84 970,622 36.51 -16.00
ETADX - Eventide Dividend Opportunities Fund Class A Shares 137,976 156,524 34.84 294,500 36.51 -46.85
Tortoise Energy Infrastructure Corp 129,213 868,595 35.05 997,808 33.40 -12.95
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 127,543 50,170 30.54 177,713 35.48 -71.77
Neuberger Berman Group LLC 123,767 2,469,932 34.84 2,593,699 36.51 -4.77
INFIX - Tortoise MLP & Energy Income Fund Institutional Class Shares 106,217 154,878 35.05 261,095 33.40 -40.68
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 73,800 274,000 34.84 347,800 36.51 -21.22
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 66,027 3,095 30.37 69,122 35.47 -95.52
CCCAX - Center Coast Brookfield MLP Focus Fund Class A 63,147 283,535 34.84 346,682 36.51 -18.21
Wells Fargo & Company/mn 61,822 42,544 34.83 104,366 36.52 -59.24
Healthcare Of Ontario Pension Plan Trust Fund 55,578 234,193 34.84 289,771 36.51 -19.18
Goldman Sachs Group Inc 54,551 118,402 34.84 172,953 36.51 -31.54
Name Current Puts
Name Current Calls
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Previous Puts
Name Previous Calls
Parallax Volatility Advisers, L.P. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
PEAK6 Investments LLC 6,000 12,100 6,100 98.36
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Citadel Advisors Llc 58,391 21,700 80,091 -72.91
Susquehanna International Group, Llp 12,665 78,100 90,765 -13.95
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I

Past Week Analysis

Name Shares PPS
MAINSTAY VP FUNDS TRUST - MainStay VP Fidelity Institutional AM Utilities Portfolio Service Class 171,700 34.84
EQ ADVISORS TRUST - Multimanager Aggressive Equity Portfolio Class IB 4,500 34.89
FTHI - First Trust BuyWrite Income ETF 3,081 34.73
CGJAX - Calvert US Large-Cap Growth Responsible Index Fund Class A 1,294 34.78
RNMC - Mid Cap US Equity Select ETF 1,153 34.69
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,217,414 34.84 2,190,530 36.51
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,058,712 34.84 2,067,500 36.51
IWM - iShares Russell 2000 ETF 1,835,377 34.84 1,844,592 36.51
XFBRX - Mid Cap Portfolio Investor Class 1,396,054 34.84 1,669,254 36.51
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,276,793 34.84 1,262,489 36.51
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 1,217,573 34.84 1,238,425 36.51
Cohen & Steers Infrastructure Fund Inc 803,267 34.84 1,075,303 36.51
IWO - iShares Russell 2000 Growth ETF 642,099 34.84 170,178 36.51
ETGLX - Eventide Gilead Fund Class N 610,000 34.84 1,000,000 36.51
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 464,100 34.84 464,100 36.51
DON - WisdomTree U.S. MidCap Dividend Fund N/A 394,989 34.84 384,652 36.51
CCCAX - Center Coast Brookfield MLP Focus Fund Class A 283,535 34.84 346,682 36.51
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 274,000 34.84 347,800 36.51
QCSTRX - Stock Account Class R1 243,570 34.84 281,033 36.51
BNY MELLON VARIABLE INVESTMENT FUND - Opportunistic Small Cap Portfolio - Initial Shares 215,373 34.84 215,373 36.51
ETADX - Eventide Dividend Opportunities Fund Class A Shares 156,524 34.84 294,500 36.51
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 151,116 34.84 149,616 36.51
CSUAX - Cohen & Steers Global Infrastructure Fund Inc. Class A 146,233 34.84 146,233 36.51
KARIX - Kayne Anderson Renewable Infrastructure Fund Class I 145,876 34.84 119,776 36.51
RGAVX - RARE Global Infrastructure Value Fund Class A 135,416 34.84 94,850 36.51
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 131,500 34.84 174,230 36.51
PSOPX - JPMorgan Small Cap Value Fund Class I 128,200 34.84 125,300 36.51
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 128,026 34.84 123,661 36.51
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 103,963 34.84 108,468 36.51
ITOT - iShares Core S&P Total U.S. Stock Market ETF 101,136 34.84 69,584 36.52
FGIAX - Nuveen Global Infrastructure Fund Class A 100,883 34.84 79,228 36.51
FAN - First Trust Global Wind Energy ETF 89,509 34.83 88,734 36.51
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 77,383 34.84 77,383 36.51
ETAMX - Eventide Multi-Asset Income Fund Class A 75,876 34.85 235,300 36.51
LSPAX - LoCorr Spectrum Income Fund Class A 60,401 34.83 42,476 36.51
VBINX - Vanguard Balanced Index Fund Investor Shares 54,482 34.84 54,482 36.51
QCEQRX - Equity Index Account Class R1 47,061 34.85 47,061 36.51
NSIDX - Northern Small Cap Index Fund 43,677 34.85 45,484 36.52
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 42,840 34.85 42,840 36.51
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 41,982 34.85 41,982 36.52
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 40,493 34.85 40,493 36.50
Jnl Series Trust - Jnl/mellon Utilities Sector Fund (a) 39,924 34.84 25,075 36.49
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 38,100 34.83 41,400 36.52
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 36,192 34.84 36,192 36.50
JSCSX - JPMorgan U.S. Small Company Fund Class I 35,900 34.85 7,200 36.53
CGAEX - Calvert Global Energy Solutions Fund Class A 34,369 34.83 41,212 36.52
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 31,201 34.84 34,548 36.50
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 30,600 34.84 31,200 36.51
VARIABLE INSURANCE PRODUCTS FUND IV - Utilities Portfolio Initial Class 27,847 34.83 13,747 36.52
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 27,115 34.85 27,115 36.51
FECGX - Fidelity Small Cap Growth Index Fund 24,849 34.85 4,843 36.55
ASMOX - AQR Small Cap Momentum Style Fund Class I 24,104 34.85 5,605 36.57
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 23,590 34.85 23,590 36.50
IWV - iShares Russell 3000 ETF 23,241 34.85 23,316 36.50
CSXAX - Calvert US Large-Cap Core Responsible Index Fund Class A 22,211 34.85 22,211 36.51
Center Coast Mlp & Infrastructure Fund 21,701 34.84 21,326 36.53
RAPAX - Cohen & Steers Real Assets Fund, Inc. Class A 21,077 34.82 14,086 36.49
SSMHX - State Street Small/mid Cap Equity Index Portfolio 19,600 34.85 19,000 36.53
QUSVX - Quaker Small/Mid-Cap Impact Value Fund Advisor Class 17,800 34.83 17,800 36.52
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 17,743 34.83 17,743 36.52
Principal Diversified Select Real Asset Fund 17,724 34.87 23,642 36.50
FRNW - Fidelity Clean Energy ETF 17,339 34.83 14,197 36.49
JESIX - Small Cap Index Trust NAV 16,259 34.81 16,778 36.54
EZM - WisdomTree U.S. MidCap Fund N/A 15,619 34.83 16,105 36.51
GAUAX - The Gabelli Utilities Fund Class A 15,000 34.87 15,000 36.53
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 13,758 34.82 3,937 36.58
WBIY - WBI Power Factor High Dividend ETF 13,628 34.85 15,706 36.48
DTD - WisdomTree U.S. Total Dividend Fund N/A 13,594 34.87 12,970 36.55
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 13,255 34.85 13,734 36.48
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 12,600 34.84 12,600 36.51
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 12,115 34.83 12,115 36.48
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 11,961 34.86 12,237 36.53
USMIX - Extended Market Index Fund 11,524 34.80 11,572 36.47
Nuveen Multi-Asset Income Fund 11,251 34.84 8,742 36.49
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 11,044 34.86 2,914 36.38
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 10,547 34.80 10,547 36.50
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 10,448 34.84 11,911 36.52
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 9,789 34.84 9,789 36.47
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 9,495 34.86 9,495 36.55
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7,985 34.82 10,388 36.48
PEXMX - T. Rowe Price Extended Equity Market Index Fund 7,693 34.84 7,693 36.53
JMCRX - James Micro Cap Fund 7,332 34.78 7,332 36.55
CMJAX - Calvert US Mid-Cap Core Responsible Index Fund Class A 7,227 34.87 6,024 36.52
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 6,234 34.81 6,234 36.57
TLEQX - Small-Cap Equity Fund 5,350 34.77 5,928 36.44
QSMLX - AQR Small Cap Multi-Style Fund Class I 5,241 34.92 5,241 36.44
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 4,776 34.76 3,843 36.43
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 4,706 34.85 1,300 36.15
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,748 34.95 9,807 36.50
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,634 34.95 3,880 36.60
Gabelli Utility Trust 3,300 34.85 3,300 36.36
TRZIX - T. Rowe Price Small-Cap Index Fund 3,153 34.89 2,910 36.43
Profunds - Profund Vp Utilities 2,853 34.70 2,619 36.66
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,500 34.80 500 36.00
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,489 34.95 2,489 36.56
SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund 2,400 35.00 2,400 36.67
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,378 34.90 2,378 36.59
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,243 34.77 2,243 36.56
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 2,153 34.84 2,153 36.69
JETSX - Total Stock Market Index Trust NAV 1,928 34.75 1,928 36.31
PIBAX - PGIM BALANCED FUND Class A 1,800 35.00 700 37.14
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,692 34.87 1,629 36.22
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 1,499 34.69 1,499 36.69
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 1,319 34.87 1,319 36.39
TLSTX - Stock Index Fund 1,281 35.13 1,281 36.69
HAP - VanEck Vectors Natural Resources ETF 1,039 34.65 851 36.43
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,014 34.52 1,002 36.93
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 765 35.29 2,596 36.59
DEW - WisdomTree Global High Dividend Fund N/A 616 34.09 490 36.73
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 599 35.06 578 36.33
RYRRX - Russell 2000 Fund Class A 580 34.48 576 36.46
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 475 35.79 100 40.00
NCGFX - New Covenant Growth Fund 456 35.09 456 37.28
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 436 34.40 301 36.54
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 366 35.52 433 36.95
Profunds - Profund Vp Ultrasmall-cap 298 33.56 413 36.32
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 295 33.90 50 40.00
RYMKX - Russell 2000 1.5x Strategy Fund Class H 176 34.09 206 38.83
Name Current Shares Current PPS Previous Shares Previous PPS
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 13,006 34.83 0
Profunds - Profund Vp Small-cap 252 35.71 259 34.75
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 56 35.71 57 35.09
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWO - iShares Russell 2000 Growth ETF 471,921 642,099 34.84 170,178 36.51 277.31
RGAVX - RARE Global Infrastructure Value Fund Class A 40,566 135,416 34.84 94,850 36.51 42.77
ITOT - iShares Core S&P Total U.S. Stock Market ETF 31,552 101,136 34.84 69,584 36.52 45.34
JSCSX - JPMorgan U.S. Small Company Fund Class I 28,700 35,900 34.85 7,200 36.53 398.61
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 26,884 2,217,414 34.84 2,190,530 36.51 1.23
KARIX - Kayne Anderson Renewable Infrastructure Fund Class I 26,100 145,876 34.84 119,776 36.51 21.79
FGIAX - Nuveen Global Infrastructure Fund Class A 21,655 100,883 34.84 79,228 36.51 27.33
FECGX - Fidelity Small Cap Growth Index Fund 20,006 24,849 34.85 4,843 36.55 413.09
ASMOX - AQR Small Cap Momentum Style Fund Class I 18,499 24,104 34.85 5,605 36.57 330.04
LSPAX - LoCorr Spectrum Income Fund Class A 17,925 60,401 34.83 42,476 36.51 42.20
Jnl Series Trust - Jnl/mellon Utilities Sector Fund (a) 14,849 39,924 34.84 25,075 36.49 59.22
VEXMX - Vanguard Extended Market Index Fund Investor Shares 14,304 1,276,793 34.84 1,262,489 36.51 1.13
VARIABLE INSURANCE PRODUCTS FUND IV - Utilities Portfolio Initial Class 14,100 27,847 34.83 13,747 36.52 102.57
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 13,006 13,006 34.83 0 0.00
DON - WisdomTree U.S. MidCap Dividend Fund N/A 10,337 394,989 34.84 384,652 36.51 2.69
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 9,821 13,758 34.82 3,937 36.58 249.45
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 8,130 11,044 34.86 2,914 36.38 279.00
RAPAX - Cohen & Steers Real Assets Fund, Inc. Class A 6,991 21,077 34.82 14,086 36.49 49.63
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 4,365 128,026 34.84 123,661 36.51 3.53
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 3,406 4,706 34.85 1,300 36.15 262.00
FRNW - Fidelity Clean Energy ETF 3,142 17,339 34.83 14,197 36.49 22.13
PSOPX - JPMorgan Small Cap Value Fund Class I 2,900 128,200 34.84 125,300 36.51 2.31
Nuveen Multi-Asset Income Fund 2,509 11,251 34.84 8,742 36.49 28.70
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,000 2,500 34.80 500 36.00 400.00
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 1,500 151,116 34.84 149,616 36.51 1.00
CMJAX - Calvert US Mid-Cap Core Responsible Index Fund Class A 1,203 7,227 34.87 6,024 36.52 19.97
PIBAX - PGIM BALANCED FUND Class A 1,100 1,800 35.00 700 37.14 157.14
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 933 4,776 34.76 3,843 36.43 24.28
FAN - First Trust Global Wind Energy ETF 775 89,509 34.83 88,734 36.51 0.87
DTD - WisdomTree U.S. Total Dividend Fund N/A 624 13,594 34.87 12,970 36.55 4.81
SSMHX - State Street Small/mid Cap Equity Index Portfolio 600 19,600 34.85 19,000 36.53 3.16
Center Coast Mlp & Infrastructure Fund 375 21,701 34.84 21,326 36.53 1.76
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 375 475 35.79 100 40.00 375.00
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 245 295 33.90 50 40.00 490.00
TRZIX - T. Rowe Price Small-Cap Index Fund 243 3,153 34.89 2,910 36.43 8.35
Profunds - Profund Vp Utilities 234 2,853 34.70 2,619 36.66 8.93
HAP - VanEck Vectors Natural Resources ETF 188 1,039 34.65 851 36.43 22.09
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 135 436 34.40 301 36.54 44.85
DEW - WisdomTree Global High Dividend Fund N/A 126 616 34.09 490 36.73 25.71
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 63 1,692 34.87 1,629 36.22 3.87
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 21 599 35.06 578 36.33 3.63
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 12 1,014 34.52 1,002 36.93 1.20
RYRRX - Russell 2000 Fund Class A 4 580 34.48 576 36.46 0.69
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
ETGLX - Eventide Gilead Fund Class N 390,000 610,000 34.84 1,000,000 36.51 -39.00
XFBRX - Mid Cap Portfolio Investor Class 273,200 1,396,054 34.84 1,669,254 36.51 -16.37
Cohen & Steers Infrastructure Fund Inc 272,036 803,267 34.84 1,075,303 36.51 -25.30
ETAMX - Eventide Multi-Asset Income Fund Class A 159,424 75,876 34.85 235,300 36.51 -67.75
ETADX - Eventide Dividend Opportunities Fund Class A Shares 137,976 156,524 34.84 294,500 36.51 -46.85
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 73,800 274,000 34.84 347,800 36.51 -21.22
CCCAX - Center Coast Brookfield MLP Focus Fund Class A 63,147 283,535 34.84 346,682 36.51 -18.21
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 42,730 131,500 34.84 174,230 36.51 -24.53
QCSTRX - Stock Account Class R1 37,463 243,570 34.84 281,033 36.51 -13.33
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 20,852 1,217,573 34.84 1,238,425 36.51 -1.68
IWM - iShares Russell 2000 ETF 9,215 1,835,377 34.84 1,844,592 36.51 -0.50
NAESX - Vanguard Small-Cap Index Fund Investor Shares 8,788 2,058,712 34.84 2,067,500 36.51 -0.43
CGAEX - Calvert Global Energy Solutions Fund Class A 6,843 34,369 34.83 41,212 36.52 -16.60
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 6,059 3,748 34.95 9,807 36.50 -61.78
Principal Diversified Select Real Asset Fund 5,918 17,724 34.87 23,642 36.50 -25.03
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 4,505 103,963 34.84 108,468 36.51 -4.15
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 3,347 31,201 34.84 34,548 36.50 -9.69
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 3,300 38,100 34.83 41,400 36.52 -7.97
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,403 7,985 34.82 10,388 36.48 -23.13
WBIY - WBI Power Factor High Dividend ETF 2,078 13,628 34.85 15,706 36.48 -13.23
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,831 765 35.29 2,596 36.59 -70.53
NSIDX - Northern Small Cap Index Fund 1,807 43,677 34.85 45,484 36.52 -3.97
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,463 10,448 34.84 11,911 36.52 -12.28
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 600 30,600 34.84 31,200 36.51 -1.92
TLEQX - Small-Cap Equity Fund 578 5,350 34.77 5,928 36.44 -9.75
JESIX - Small Cap Index Trust NAV 519 16,259 34.81 16,778 36.54 -3.09
EZM - WisdomTree U.S. MidCap Fund N/A 486 15,619 34.83 16,105 36.51 -3.02
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 479 13,255 34.85 13,734 36.48 -3.49
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 276 11,961 34.86 12,237 36.53 -2.26
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 246 3,634 34.95 3,880 36.60 -6.34
Profunds - Profund Vp Ultrasmall-cap 115 298 33.56 413 36.32 -27.85
IWV - iShares Russell 3000 ETF 75 23,241 34.85 23,316 36.50 -0.32
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 67 366 35.52 433 36.95 -15.47
USMIX - Extended Market Index Fund 48 11,524 34.80 11,572 36.47 -0.41
RYMKX - Russell 2000 1.5x Strategy Fund Class H 30 176 34.09 206 38.83 -14.56
Profunds - Profund Vp Small-cap 7 252 35.71 259 34.75 -2.70
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 56 35.71 57 35.09 -1.75
Name Current Puts
Name Current Calls
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I