Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 642 18.00 18.44 18.28
Previous Quarter 652 20.00 19.30 19.46

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 48 123 383 68 178 195
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 1 1 0 0 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 16 0 118 2 33 60
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 36,837,892 0.00 0.00 31,089,724 0.00 0.00
Previous Quarter 18,187,502 0.00 0.00 30,991,311 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 19,017,250
BlackRock Inc. 17,790,436 18.44
Vanguard Group Inc 15,634,843 18.44
VANGUARD GROUP INC 15,509,106
IJR - iShares Core S&P Small-Cap ETF 6,773,379 18.44
State Street Corp 6,002,028 18.71
STATE STREET CORP 5,318,437
VGSIX - Vanguard Real Estate Index Fund Investor Shares 4,661,690 16.21
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,849,304 18.44
Bank of New York Mellon Corp 2,790,337 18.44
Fmr Llc 2,539,732 18.44
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,435,006 18.44
American Century Companies Inc 2,309,910 18.44
IWM - iShares Russell 2000 ETF 2,180,062 18.44
Geode Capital Management, Llc 1,957,811 18.44
Jpmorgan Chase & Co 1,863,649 18.44
ASVIX - Small Cap Value Fund Investor Class 1,835,376 18.44
Northern Trust Corp 1,429,789 18.44
Dimensional Fund Advisors Lp 1,343,264 18.44
Charles Schwab Investment Management Inc 1,340,342 18.44

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 17,797,777 19.30
Vanguard Group Inc 15,671,455 19.30
IJR - iShares Core S&P Small-Cap ETF 6,945,444 19.30
State Street Corp 5,959,881 19.57
VGSIX - Vanguard Real Estate Index Fund Investor Shares 4,630,422 21.21
Fmr Llc 3,021,681 19.30
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,772,804 19.30
Bank of New York Mellon Corp 2,581,211 19.30
American Century Companies Inc 2,512,259 19.30
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,429,735 19.30
IWM - iShares Russell 2000 ETF 2,205,726 19.30
Geode Capital Management, Llc 2,104,401 19.30
ASVIX - Small Cap Value Fund Investor Class 2,060,000 19.30
Jpmorgan Chase & Co 1,924,916 19.30
Balyasny Asset Management Llc 1,468,287 19.30
Northern Trust Corp 1,465,944 19.30
Invesco Ltd. 1,446,190 19.30
Dimensional Fund Advisors Lp 1,346,567 19.30
Charles Schwab Investment Management Inc 1,335,597 19.30
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,288,142 19.30

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 15,509,106
STATE STREET CORP 5,318,437
Centersquare Investment Management Llc 1,206,683 18.44
William Blair Investment Management, Llc 529,408 18.44
Griffin Institutional Access Real Estate Fund 263,470 18.44
WBVNX - William Blair Small Cap Value Fund Class N 156,027 18.44
Franklin Resources Inc 86,887 18.45
Baird Financial Group, Inc. 79,339 18.44
IWO - iShares Russell 2000 Growth ETF 61,931 18.44
IVCSX - Voya Small Company Portfolio Class I 52,696 18.45
LVHD - Legg Mason Low Volatility High Dividend ETF 50,724 18.43
H/2 Credit Manager Lp 50,000 18.44
Columbia Funds Variable Series Trust II - CTIVP - CenterSquare Real Estate Fund Class 1 41,570 18.45
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Value Fund Class 3 40,383 18.45
MRESX - Cromwell CenterSquare Real Estate Fund Investor Class Shares 38,170 18.44
New York Life Investment Management Llc 28,395 18.45
RYLD - Global X Russell 2000 Covered Call ETF 27,229 16.20
Atria Wealth Solutions, Inc. 24,749 18.71
LMBAX - QS U.S. Small Capitalization Equity Fund Class A 21,463 18.45
SETAX - Simt Real Estate Fund Class F 17,770 18.46
Name Shares PPS
Hillcrest Asset Management LLC 552,877 22.83
Peregrine Capital Management Llc 487,510 19.30
HRTVX - HEARTLAND VALUE FUND Investor Class 300,000 22.83
Man Group plc 207,752 19.30
TRANSAMERICA SERIES TRUST - Transamerica BlackRock Global Real Estate Securities VP Initial 196,644 22.83
GW&K Investment Management, LLC 154,568 19.30
IRSYX - Ivy Securian Real Estate Securities Fund Class Y 106,500 20.32
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP BlackRock Global Real Estate Fund Standard Class 90,075 22.83
Hrt Financial Lp 89,145 19.29
ADVANCED SERIES TRUST - AST BlackRock Global Strategies Portfolio 72,800 22.83
Cubist Systematic Strategies, LLC 67,433 19.29
JLP Asset Management, LLC 66,000 19.30
IPSIX - Voya Index Plus SmallCap Portfolio Class I 58,682 20.31
HTMNX - Heitman US Real Estate Securities Fund Investor Class 56,093 22.84
TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class 47,700 20.75
Cornercap Investment Counsel Inc 46,240 19.29
Caxton Associates Lp 44,491 19.31
Vestcor Inc 43,587 19.29
Securian Funds Trust - SFT Real Estate Securities Fund Class 2 42,900 20.33
Fort Washington Investment Advisors Inc /oh/ 31,700 19.31
SIXS - 6 Meridian Small Cap Equity ETF 29,518 20.22
PGMIX - JPMorgan Market Expansion Enhanced Index Fund Class I 28,900 22.84
GREZX - Global Real Estate Securities Fund Investor 26,875 22.85
MRSNX - BMO Small-Cap Value Fund Class I 26,577 20.21
Graham Capital Management, L.P. 19,042 19.27
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 19,035 20.33
Prospera Financial Services Inc 18,664 19.29
6 Meridian 18,290 22.85
Voloridge Investment Management, Llc 17,824 19.30
Tocqueville Asset Management L.p. 16,500 19.27
Campbell & CO Investment Adviser LLC 16,361 19.31
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 15,626 20.35
SPWIX - Simt Small Cap Growth Fund Class I 15,460 20.31
J.w. Cole Advisors, Inc. 15,440 0.06
JNL SERIES TRUST - JNL/Mellon Real Estate Sector Fund (A) 14,924 20.30
Rice Hall James & Associates, Llc 13,145 19.32
Retirement Solution Inc. 12,437 19.30
Ivy Variable Insurance Portfolios - Ivy VIP Securian Real Estate Securities Class II 11,000 20.36
Profund Advisors Llc 10,918 19.33
Capital Fund Management S.a. 10,715 19.32
Redpoint Investment Management Pty Ltd 10,437 19.26
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 10,273 20.25
Two Sigma Investments, Lp 10,046 19.31
DTD - WisdomTree U.S. Total Dividend Fund N/A 7,555 20.38
BKSE - BNY Mellon US Small Cap Core Equity ETF 5,761 20.83
Simplex Trading, Llc 5,600 19.29
Samalin Investment Counsel, LLC 3,600 19.17
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 2,787 22.96
IFP Advisors, Inc 2,080 16.35
Federated Hermes, Inc. 1,988 19.11
JSMD - Janus Henderson Small/Mid Cap Growth Alpha ETF 1,894 21.12
TLEQX - Small-Cap Equity Fund 1,880 20.21
Quadrant Capital Group Llc 1,754 19.38
RALIX - Lazard Real Assets and Pricing Opportunities Portfolio Institutional Shares 1,382 23.15
Harvest Fund Management Co., Ltd 838 19.09
APBAX - Active Core Fund Investor 793 20.18
Lazard Asset Management Llc 404 17.33
NEXT Financial Group, Inc 352 22.73
Globeflex Capital L P 136 22.06
Allworth Financial LP 63 15.87
Tarbox Family Office, Inc. 36 27.78
Toronto Dominion Bank 11
Capital Advisors, Ltd. LLC 4
Nomura Holdings Inc
Snowden Capital Advisors LLC
Sageworth Trust Co
Kenfarb & Co.
Ergoteles LLC
Prudent Man Advisors, LLC
Alberta Investment Management Corp
Winton Capital Group Ltd
Sofos Investments, Inc.
Qube Research & Technologies Ltd
SEHAX - SIIT U.S. Equity Factor Allocation Fund Class A
Jackson Creek Investment Advisors LLC
Panagora Asset Management Inc
Meridian Wealth Partners, LLC
Weiss Multi-Strategy Advisers LLC
Values First Advisors, Inc.
D. E. Shaw & Co., Inc.
Martingale Asset Management L P
Clal Insurance Enterprises Holdings Ltd
Schroder Investment Management Group
Teton Advisors, Inc.
Laurel Wealth Planning LLC
Eaton Vance Management
ORSIX - NORTH SQUARE DYNAMIC SMALL CAP FUND CLASS I
Quantitative Systematic Strategies LLC
Acadian Asset Management Llc
Atlas Private Wealth Advisors
Newbridge Financial Services Group, Inc.
Russell Investments Group, Ltd.
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares
Gsa Capital Partners Llp
Norges Bank
Algert Global Llc
Cutter & CO Brokerage, Inc.
Benjamin F. Edwards & Company, Inc.
Mirabella Financial Services Llp
First Citizens Bank & Trust Co
Enterprise Financial Services Corp
Carlson Capital L P
Heartland Advisors Inc
Eii Capital Management, Inc.
Nvwm, Llc
Commonwealth Equity Services, Llc
ISCG - iShares Morningstar Small-Cap Growth ETF
AMP Capital Investors Ltd
Point72 Hong Kong Ltd
Westpac Banking Corp
Atwood & Palmer Inc
Patriot Financial Group Insurance Agency, LLC
Crossmark Global Holdings, Inc.
Exane Derivatives
O'shaughnessy Asset Management, Llc
AE Wealth Management LLC
Squarepoint Ops LLC
Aptus Capital Advisors, LLC
OMERS ADMINISTRATION Corp
Jane Street Group, Llc
FLDFX - BALANCED FUND Retail Class
GLENMEDE FUND INC - Quantitative U.S. Small Cap Equity Portfolio
Heitman Real Estate Securities Llc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 19,017,250 17,797,777 19.30
Vanguard Group Inc 15,634,843 18.44 15,671,455 19.30
IJR - iShares Core S&P Small-Cap ETF 6,773,379 18.44 6,945,444 19.30
State Street Corp 6,002,028 18.71 5,959,881 19.57
VGSIX - Vanguard Real Estate Index Fund Investor Shares 4,661,690 16.21 4,630,422 21.21
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,849,304 18.44 2,772,804 19.30
Bank of New York Mellon Corp 2,790,337 18.44 2,581,211 19.30
Fmr Llc 2,539,732 18.44 3,021,681 19.30
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,435,006 18.44 2,429,735 19.30
American Century Companies Inc 2,309,910 18.44 2,512,259 19.30
IWM - iShares Russell 2000 ETF 2,180,062 18.44 2,205,726 19.30
Geode Capital Management, Llc 1,957,811 18.44 2,104,401 19.30
Jpmorgan Chase & Co 1,863,649 18.44 1,924,916 19.30
ASVIX - Small Cap Value Fund Investor Class 1,835,376 18.44 2,060,000 19.30
Northern Trust Corp 1,429,789 18.44 1,465,944 19.30
Dimensional Fund Advisors Lp 1,343,264 18.44 1,346,567 19.30
Charles Schwab Investment Management Inc 1,340,342 18.44 1,335,597 19.30
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,303,953 18.44 1,288,142 19.30
Balyasny Asset Management Llc 1,245,564 18.44 1,468,287 19.30
Invesco Ltd. 1,197,930 18.44 1,446,190 19.30
Name Current Shares Current PPS Previous Shares Previous PPS
KBWY - Invesco KBW Premium Yield Equity REIT ETF 648,988 18.53 448,282 17.50
FSMAX - Fidelity Extended Market Index Fund 488,876 18.53 516,499 17.50
SCHH - Schwab U.S. REIT ETF 444,060 18.53 454,549 17.50
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 410,351 18.53 401,062 17.50
NMSAX - Columbia Small Cap Index Fund Class A 390,317 18.53 391,417 17.50
SCHA - Schwab U.S. Small-Cap ETF 386,358 18.53 400,056 17.50
XSLV - Invesco S&P SmallCap Low Volatility ETF 318,883 18.53 420,703 17.50
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 246,454 18.53 260,179 17.50
Hill Winds Capital LP 170,000 18.44 0
FSKAX - Fidelity Total Market Index Fund 155,166 18.53 155,166 17.50
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 136,664 18.53 136,654 17.50
FNDA - Schwab Fundamental U.S. Small Company Index ETF 123,738 18.53 83,074 17.50
FCFMX - Fidelity Series Total Market Index Fund 114,333 18.53 103,826 17.50
BBRE - JPMorgan BetaBuilders MSCI U.S. REIT ETF 102,592 18.53 118,605 17.50
Comerica Bank 82,522 19.59 82,672 17.42
VTWV - Vanguard Russell 2000 Value Index Fund ETF Shares 79,248 18.52 81,781 17.50
CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 77,248 18.52 77,248 17.50
Amundi 54,415 19.00 61,168 18.83
VIOG - Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares 51,686 18.53 50,788 17.50
SCHB - Schwab U.S. Broad Market ETF 49,323 18.53 49,093 17.50
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 1,219,473 19,017,250 17,797,777 19.30 6.85
GEM Realty Capital 412,102 498,605 18.44 86,503 19.31 476.40
Guggenheim Capital Llc 381,280 504,061 18.44 122,781 19.29 310.54
Morgan Stanley 251,544 894,783 18.44 643,239 19.30 39.11
Bank of New York Mellon Corp 209,126 2,790,337 18.44 2,581,211 19.30 8.10
KBWY - Invesco KBW Premium Yield Equity REIT ETF 200,706 648,988 18.53 448,282 17.50 44.77
Hill Winds Capital LP 170,000 170,000 18.44 0 0.00
Goldman Sachs Group Inc 163,126 330,972 18.44 167,846 19.30 97.19
Manning & Napier Group, LLC 155,645 324,559 18.43 168,914 19.29 92.14
GURAX - Guggenheim Risk Managed Real Estate Fund A-Class 146,151 183,298 18.44 37,147 19.30 393.44
State of New Jersey Common Pension Fund D 131,541 314,841 18.44 183,300 19.30 71.76
MNREX - Real Estate Series Class S 127,477 268,527 18.44 141,050 19.30 90.38
IJS - iShares S&P Small-Cap 600 Value ETF 111,947 952,991 18.44 841,044 19.30 13.31
Barclays Plc 98,165 266,436 18.44 168,271 19.30 58.34
Ameriprise Financial Inc 96,649 1,071,023 18.44 974,374 19.30 9.92
Voya Investment Management Llc 86,269 127,266 18.44 40,997 19.29 210.43
Renaissance Technologies Llc 77,600 116,200 18.44 38,600 19.30 201.04
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 76,500 2,849,304 18.44 2,772,804 19.30 2.76
Raymond James Financial Services Advisors, Inc. 54,932 247,652 18.44 192,720 19.30 28.50
Natixis Advisors, L.p. 46,822 59,049 18.44 12,227 19.30 382.94
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Fmr Llc 481,949 2,539,732 18.44 3,021,681 19.30 -15.95
Invesco Ltd. 248,260 1,197,930 18.44 1,446,190 19.30 -17.17
ASVIX - Small Cap Value Fund Investor Class 224,624 1,835,376 18.44 2,060,000 19.30 -10.90
Balyasny Asset Management Llc 222,723 1,245,564 18.44 1,468,287 19.30 -15.17
American Century Companies Inc 202,349 2,309,910 18.44 2,512,259 19.30 -8.05
Fidelity Central Investment Portfolios LLC - Fidelity Real Estate Equity Central Fund 193,800 833,900 18.44 1,027,700 19.30 -18.86
First Trust Advisors Lp 176,016 58,540 18.43 234,556 19.30 -75.04
IJR - iShares Core S&P Small-Cap ETF 172,065 6,773,379 18.44 6,945,444 19.30 -2.48
Macquarie Group Ltd 155,930 214,302 18.65 370,232 19.30 -42.12
Geode Capital Management, Llc 146,590 1,957,811 18.44 2,104,401 19.30 -6.97
Sei Investments Co 137,117 241,323 18.38 378,440 19.30 -36.23
Bank Of America Corp /de/ 132,304 63,592 18.43 195,896 19.30 -67.54
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Delaware REIT Fund Service Class 111,660 92,722 18.44 204,382 19.30 -54.63
XSLV - Invesco S&P SmallCap Low Volatility ETF 101,820 318,883 18.53 420,703 17.50 -24.20
IWN - iShares Russell 2000 Value ETF 99,166 887,268 18.44 986,434 19.30 -10.05
Nuveen Asset Management, LLC 84,115 762,628 18.44 846,743 18.63 -9.93
Employees Retirement System of Texas 80,212 712,597 18.44 792,809 19.30 -10.12
UBS Group AG 79,979 100,409 18.44 180,388 19.30 -44.34
Wells Fargo & Company/mn 71,377 15,405 18.44 86,782 19.30 -82.25
Asset Management One Co., Ltd. 66,729 257,033 18.44 323,762 19.30 -20.61
Name Current Puts
Name Current Calls
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Nomura Holdings Inc 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Group One Trading, L.p. 100 1,300 1,200 8.33
Susquehanna International Group, Llp 14,200 59,300 45,100 31.49
PEAK6 Investments LLC 53,100 116,400 63,300 83.89
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 500 6,100 5,600 8.93
Name
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name
Weiss Strategic Interval Fund

Past Week Analysis

Name Shares PPS
Griffin Institutional Access Real Estate Fund 263,470 18.44
WBVNX - William Blair Small Cap Value Fund Class N 156,027 18.44
IWO - iShares Russell 2000 Growth ETF 61,931 18.44
LVHD - Legg Mason Low Volatility High Dividend ETF 50,724 18.43
Columbia Funds Variable Series Trust II - CTIVP - CenterSquare Real Estate Fund Class 1 41,570 18.45
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Value Fund Class 3 40,383 18.45
MRESX - Cromwell CenterSquare Real Estate Fund Investor Class Shares 38,170 18.44
SETAX - Simt Real Estate Fund Class F 17,770 18.46
LRRAX - QS Strategic Real Return Fund Class A 6,558 18.45
SSRSX - State Street Real Estate Securities V.I.S. Fund Class 1 Shares 5,430 18.42
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,993 18.53
FECGX - Fidelity Small Cap Growth Index Fund 3,242 18.51
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,166 18.87
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 979 18.39
AMALX - Small Cap Dividend Fund G Class 973 18.50
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 432 18.52
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 6,773,379 18.44 6,945,444 19.30
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,849,304 18.44 2,772,804 19.30
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,435,006 18.44 2,429,735 19.30
IWM - iShares Russell 2000 ETF 2,180,062 18.44 2,205,726 19.30
ASVIX - Small Cap Value Fund Investor Class 1,835,376 18.44 2,060,000 19.30
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,303,953 18.44 1,288,142 19.30
IJS - iShares S&P Small-Cap 600 Value ETF 952,991 18.44 841,044 19.30
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 928,982 18.44 928,982 19.30
IWN - iShares Russell 2000 Value ETF 887,268 18.44 986,434 19.30
Fidelity Central Investment Portfolios LLC - Fidelity Real Estate Equity Central Fund 833,900 18.44 1,027,700 19.30
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 815,222 18.44 796,694 19.30
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 725,302 18.44 730,841 19.30
IJT - iShares S&P Small-Cap 600 Growth ETF 534,762 18.44 532,371 19.30
VSCVX - Victory Integrity Small-Cap Value Fund Class A 530,530 18.44 547,000 19.30
SPSM - SPDR(R) Portfolio Small Cap ETF 447,476 18.44 439,042 19.30
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 432,265 18.44 424,051 19.30
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 290,663 18.44 281,618 19.30
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 263,725 18.44 263,725 19.30
KSDVX - Keeley Small Cap Dividend Value Fund Class A 240,277 18.44 272,873 19.30
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 229,933 18.44 216,264 19.30
REZ - iShares Residential Real Estate ETF 225,532 18.44 260,212 19.30
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 213,752 18.44 197,471 19.30
NOSGX - Northern Small Cap Value Fund 212,373 18.44 215,098 19.30
FREAX - Nuveen Real Estate Securities Fund Class A 190,263 18.44 246,100 19.30
GURAX - Guggenheim Risk Managed Real Estate Fund A-Class 183,298 18.44 37,147 19.30
SLY - SPDR(R) S & P 600 Small Cap ETF 179,075 18.44 178,975 19.30
RWR - SPDR(R) Dow Jones REIT ETF 172,678 18.44 182,872 19.30
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 149,206 18.44 149,662 19.30
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 128,362 18.44 128,362 19.30
BBVSX - Bridge Builder Small/Mid Cap Value Fund 99,544 18.44 97,953 19.29
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 95,327 18.44 78,992 19.31
NRIAX - Nuveen Real Asset Income Fund Class A 94,985 18.45 92,710 19.30
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 90,402 18.44 78,898 19.30
ITOT - iShares Core S&P Total U.S. Stock Market ETF 86,801 18.44 79,304 19.31
VANGUARD VARIABLE INSURANCE FUNDS - Real Estate Index Portfolio 83,925 18.45 86,884 19.30
RWO - SPDR(R) Dow Jones Global Real Estate ETF 83,183 18.44 91,344 19.30
VBINX - Vanguard Balanced Index Fund Investor Shares 79,600 18.44 79,600 19.30
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 75,347 18.43 97,747 19.30
QCSTRX - Stock Account Class R1 74,860 18.43 82,273 19.30
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 73,031 18.44 75,329 19.30
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 67,517 18.44 67,517 19.30
FISVX - Fidelity Small Cap Value Index Fund 63,734 18.44 62,803 19.30
NGREX - Northern Global Real Estate Index Fund 61,650 18.44 66,808 19.29
DASCX - Dean Small Cap Value Fund 58,317 18.43 72,157 19.31
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 58,084 18.44 59,935 19.30
OASVX - Optimum Small-mid Cap Value Fund Class A 57,900 18.45 57,900 19.29
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 54,313 18.45 54,313 19.30
NSIDX - Northern Small Cap Index Fund 51,413 18.44 53,917 19.31
MXREX - Great-West Real Estate Index Fund Investor Class 51,298 18.44 52,297 19.29
QCEQRX - Equity Index Account Class R1 50,740 18.45 50,740 19.29
ASQIX - Small Company Fund Investor Class 45,009 18.44 26,000 19.31
GUMAX - Guggenheim Market Neutral Real Estate Fund Class A 44,527 18.44 62,755 22.83
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 44,300 18.44 44,300 19.30
GSCYX - SMALL CAP EQUITY FUND Institutional 43,585 18.45 46,446 19.29
Nuveen Real Asset Income & Growth Fund 42,776 18.44 40,506 19.31
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 38,200 18.43 38,200 19.29
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 33,166 18.45 33,166 19.30
EES - WisdomTree U.S. SmallCap Fund N/A 29,579 18.43 25,293 19.29
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 27,746 18.45 27,746 19.28
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 27,361 18.46 30,106 19.30
IWV - iShares Russell 3000 ETF 26,418 18.43 26,505 19.32
MMYAX - MassMutual Select Small Company Value Fund Class A 25,175 18.43 28,423 19.32
SMVIX - Simt Small Cap Value Fund Class I 24,788 18.44 24,788 19.28
SSMHX - State Street Small/mid Cap Equity Index Portfolio 23,328 18.43 20,028 19.32
WWSAX - Teton Westwood Small Cap Equity Fund Class A 22,100 18.46 22,100 19.32
JESIX - Small Cap Index Trust NAV 19,900 18.44 21,096 19.29
PEXMX - T. Rowe Price Extended Equity Market Index Fund 19,500 18.46 19,500 19.28
KSMVX - Keeley Small-Mid Cap Value Fund Class A 19,424 18.43 20,176 19.28
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 18,591 18.45 18,591 19.31
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 16,365 18.45 16,418 19.31
SPTM - SPDR(R) Portfolio Total Stock Market ETF 14,127 18.48 14,070 19.33
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 14,066 18.41 14,347 19.31
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 13,302 18.42 13,960 19.27
MMSCX - Praxis Small Cap Index Fund Class A 12,440 18.41 12,440 19.29
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 12,100 18.43 12,100 19.34
DHS - WisdomTree U.S. High Dividend Fund N/A 12,088 18.45 10,284 19.25
FLMFX - MUIRFIELD FUND Retail Class 11,988 18.44 35,123 19.30
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 11,506 18.43 11,961 19.31
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 11,457 18.42 11,457 19.29
USMIX - Extended Market Index Fund 11,451 18.43 11,510 19.29
SA FUNDS INVESTMENT TRUST - SA Real Estate Securities Fund 10,972 18.41 10,972 19.32
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 10,143 18.44 10,339 19.34
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 8,571 18.43 20,771 19.31
Brighthouse Funds Trust I - AB Global Dynamic Allocation Portfolio Class B 8,528 18.41 9,128 19.28
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 8,080 18.44 8,080 19.31
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 7,155 18.45 9,812 19.26
IMAYX - Ivy Apollo Multi-Asset Income Fund Class Y 7,050 18.44 15,900 19.31
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 5,623 18.50 4,549 19.34
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 4,255 18.33 4,572 19.25
NGJAX - Nuveen Global Real Estate Securities Fund Class A 3,787 18.48 4,206 19.26
TRZIX - T. Rowe Price Small-Cap Index Fund 3,721 18.54 3,437 19.20
QWVOX - Clearwater Small Companies Fund 3,546 18.33 4,446 19.34
FITUX - Delaware Total Return Fund Institutional Class 3,374 18.38 7,659 19.32
XJR - iShares ESG Screened S&P Small-Cap ETF 3,348 18.52 2,537 19.31
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3,202 18.43 2,763 19.18
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,865 18.50 2,865 19.20
RNSC - Small Cap US Equity Select ETF 2,775 18.38 1,856 19.40
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 2,600 18.46 2,600 19.23
NCGFX - New Covenant Growth Fund 2,438 18.46 2,438 19.28
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 2,366 18.60 2,787 19.38
Profunds - Profund Vp Small-cap Value 2,342 18.36 3,028 19.15
JETSX - Total Stock Market Index Trust NAV 2,053 18.51 2,053 19.48
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,989 18.60 1,458 19.20
EQ ADVISORS TRUST - 1290 VT Real Estate Portfolio Class IB 1,870 18.18 1,870 19.25
FFR - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund 1,712 18.69 1,716 19.23
TLSTX - Stock Index Fund 1,679 18.46 1,679 19.06
Profunds - Profund Vp Small-cap Growth 1,673 18.53 1,957 19.42
RYDEX VARIABLE TRUST - Real Estate Fund Variable Annuity 1,355 18.45 2,503 19.18
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,338 18.68 1,258 19.08
RYRRX - Russell 2000 Fund Class A 683 19.03 678 19.17
RYHRX - Real Estate Fund Class H 526 19.01 7,307 19.30
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 432 18.52 509 19.65
ESIX - SPDR S&P SmallCap 600 ESG ETF 403 17.37 422 18.96
Profunds - Profund Vp Ultrasmall-cap 351 17.09 486 18.52
Profunds - Profund Vp Small-cap 297 16.84 305 19.67
RYMKX - Russell 2000 1.5x Strategy Fund Class H 207 19.32 242 20.66
MRJIX - Real Assets Portfolio Class I 131 15.27 463 19.44
MMTM - SPDR S&P 1500 Momentum Tilt ETF 127 15.75 134 22.39
Name Current Shares Current PPS Previous Shares Previous PPS
VLU - SPDR S&P 1500 Value Tilt ETF 526 19.01 589 18.68
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 65 15.38 67 14.93
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
GURAX - Guggenheim Risk Managed Real Estate Fund A-Class 146,151 183,298 18.44 37,147 19.30 393.44
IJS - iShares S&P Small-Cap 600 Value ETF 111,947 952,991 18.44 841,044 19.30 13.31
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 76,500 2,849,304 18.44 2,772,804 19.30 2.76
ASQIX - Small Company Fund Investor Class 19,009 45,009 18.44 26,000 19.31 73.11
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 18,528 815,222 18.44 796,694 19.30 2.33
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 16,335 95,327 18.44 78,992 19.31 20.68
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 16,281 213,752 18.44 197,471 19.30 8.24
VEXMX - Vanguard Extended Market Index Fund Investor Shares 15,811 1,303,953 18.44 1,288,142 19.30 1.23
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 13,669 229,933 18.44 216,264 19.30 6.32
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 11,504 90,402 18.44 78,898 19.30 14.58
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 9,045 290,663 18.44 281,618 19.30 3.21
SPSM - SPDR(R) Portfolio Small Cap ETF 8,434 447,476 18.44 439,042 19.30 1.92
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 8,214 432,265 18.44 424,051 19.30 1.94
ITOT - iShares Core S&P Total U.S. Stock Market ETF 7,497 86,801 18.44 79,304 19.31 9.45
NAESX - Vanguard Small-Cap Index Fund Investor Shares 5,271 2,435,006 18.44 2,429,735 19.30 0.22
EES - WisdomTree U.S. SmallCap Fund N/A 4,286 29,579 18.43 25,293 19.29 16.95
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,300 23,328 18.43 20,028 19.32 16.48
IJT - iShares S&P Small-Cap 600 Growth ETF 2,391 534,762 18.44 532,371 19.30 0.45
NRIAX - Nuveen Real Asset Income Fund Class A 2,275 94,985 18.45 92,710 19.30 2.45
Nuveen Real Asset Income & Growth Fund 2,270 42,776 18.44 40,506 19.31 5.60
DHS - WisdomTree U.S. High Dividend Fund N/A 1,804 12,088 18.45 10,284 19.25 17.54
BBVSX - Bridge Builder Small/Mid Cap Value Fund 1,591 99,544 18.44 97,953 19.29 1.62
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,074 5,623 18.50 4,549 19.34 23.61
FISVX - Fidelity Small Cap Value Index Fund 931 63,734 18.44 62,803 19.30 1.48
RNSC - Small Cap US Equity Select ETF 919 2,775 18.38 1,856 19.40 49.52
XJR - iShares ESG Screened S&P Small-Cap ETF 811 3,348 18.52 2,537 19.31 31.97
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 531 1,989 18.60 1,458 19.20 36.42
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 439 3,202 18.43 2,763 19.18 15.89
TRZIX - T. Rowe Price Small-Cap Index Fund 284 3,721 18.54 3,437 19.20 8.26
SLY - SPDR(R) S & P 600 Small Cap ETF 100 179,075 18.44 178,975 19.30 0.06
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 80 1,338 18.68 1,258 19.08 6.36
SPTM - SPDR(R) Portfolio Total Stock Market ETF 57 14,127 18.48 14,070 19.33 0.41
RYRRX - Russell 2000 Fund Class A 5 683 19.03 678 19.17 0.74
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
ASVIX - Small Cap Value Fund Investor Class 224,624 1,835,376 18.44 2,060,000 19.30 -10.90
Fidelity Central Investment Portfolios LLC - Fidelity Real Estate Equity Central Fund 193,800 833,900 18.44 1,027,700 19.30 -18.86
IJR - iShares Core S&P Small-Cap ETF 172,065 6,773,379 18.44 6,945,444 19.30 -2.48
IWN - iShares Russell 2000 Value ETF 99,166 887,268 18.44 986,434 19.30 -10.05
FREAX - Nuveen Real Estate Securities Fund Class A 55,837 190,263 18.44 246,100 19.30 -22.69
REZ - iShares Residential Real Estate ETF 34,680 225,532 18.44 260,212 19.30 -13.33
KSDVX - Keeley Small Cap Dividend Value Fund Class A 32,596 240,277 18.44 272,873 19.30 -11.95
IWM - iShares Russell 2000 ETF 25,664 2,180,062 18.44 2,205,726 19.30 -1.16
FLMFX - MUIRFIELD FUND Retail Class 23,135 11,988 18.44 35,123 19.30 -65.87
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 22,400 75,347 18.43 97,747 19.30 -22.92
GUMAX - Guggenheim Market Neutral Real Estate Fund Class A 18,228 44,527 18.44 62,755 22.83 -29.05
VSCVX - Victory Integrity Small-Cap Value Fund Class A 16,470 530,530 18.44 547,000 19.30 -3.01
DASCX - Dean Small Cap Value Fund 13,840 58,317 18.43 72,157 19.31 -19.18
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 12,200 8,571 18.43 20,771 19.31 -58.74
RWR - SPDR(R) Dow Jones REIT ETF 10,194 172,678 18.44 182,872 19.30 -5.57
IMAYX - Ivy Apollo Multi-Asset Income Fund Class Y 8,850 7,050 18.44 15,900 19.31 -55.66
RWO - SPDR(R) Dow Jones Global Real Estate ETF 8,161 83,183 18.44 91,344 19.30 -8.93
QCSTRX - Stock Account Class R1 7,413 74,860 18.43 82,273 19.30 -9.01
RYHRX - Real Estate Fund Class H 6,781 526 19.01 7,307 19.30 -92.80
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 5,539 725,302 18.44 730,841 19.30 -0.76
NGREX - Northern Global Real Estate Index Fund 5,158 61,650 18.44 66,808 19.29 -7.72
FITUX - Delaware Total Return Fund Institutional Class 4,285 3,374 18.38 7,659 19.32 -55.95
MMYAX - MassMutual Select Small Company Value Fund Class A 3,248 25,175 18.43 28,423 19.32 -11.43
VANGUARD VARIABLE INSURANCE FUNDS - Real Estate Index Portfolio 2,959 83,925 18.45 86,884 19.30 -3.41
GSCYX - SMALL CAP EQUITY FUND Institutional 2,861 43,585 18.45 46,446 19.29 -6.16
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 2,745 27,361 18.46 30,106 19.30 -9.12
NOSGX - Northern Small Cap Value Fund 2,725 212,373 18.44 215,098 19.30 -1.27
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,657 7,155 18.45 9,812 19.26 -27.08
NSIDX - Northern Small Cap Index Fund 2,504 51,413 18.44 53,917 19.31 -4.64
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 2,298 73,031 18.44 75,329 19.30 -3.05
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 1,851 58,084 18.44 59,935 19.30 -3.09
JESIX - Small Cap Index Trust NAV 1,196 19,900 18.44 21,096 19.29 -5.67
RYDEX VARIABLE TRUST - Real Estate Fund Variable Annuity 1,148 1,355 18.45 2,503 19.18 -45.86
MXREX - Great-West Real Estate Index Fund Investor Class 999 51,298 18.44 52,297 19.29 -1.91
QWVOX - Clearwater Small Companies Fund 900 3,546 18.33 4,446 19.34 -20.24
KSMVX - Keeley Small-Mid Cap Value Fund Class A 752 19,424 18.43 20,176 19.28 -3.73
Profunds - Profund Vp Small-cap Value 686 2,342 18.36 3,028 19.15 -22.66
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 658 13,302 18.42 13,960 19.27 -4.71
Brighthouse Funds Trust I - AB Global Dynamic Allocation Portfolio Class B 600 8,528 18.41 9,128 19.28 -6.57
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 456 149,206 18.44 149,662 19.30 -0.30
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 455 11,506 18.43 11,961 19.31 -3.80
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 421 2,366 18.60 2,787 19.38 -15.11
NGJAX - Nuveen Global Real Estate Securities Fund Class A 419 3,787 18.48 4,206 19.26 -9.96
MRJIX - Real Assets Portfolio Class I 332 131 15.27 463 19.44 -71.71
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 317 4,255 18.33 4,572 19.25 -6.93
Profunds - Profund Vp Small-cap Growth 284 1,673 18.53 1,957 19.42 -14.51
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 281 14,066 18.41 14,347 19.31 -1.96
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 196 10,143 18.44 10,339 19.34 -1.90
Profunds - Profund Vp Ultrasmall-cap 135 351 17.09 486 18.52 -27.78
IWV - iShares Russell 3000 ETF 87 26,418 18.43 26,505 19.32 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 77 432 18.52 509 19.65 -15.13
VLU - SPDR S&P 1500 Value Tilt ETF 63 526 19.01 589 18.68 -10.70
USMIX - Extended Market Index Fund 59 11,451 18.43 11,510 19.29 -0.51
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 53 16,365 18.45 16,418 19.31 -0.32
RYMKX - Russell 2000 1.5x Strategy Fund Class H 35 207 19.32 242 20.66 -14.46
ESIX - SPDR S&P SmallCap 600 ESG ETF 19 403 17.37 422 18.96 -4.50
Profunds - Profund Vp Small-cap 8 297 16.84 305 19.67 -2.62
MMTM - SPDR S&P 1500 Momentum Tilt ETF 7 127 15.75 134 22.39 -5.22
FFR - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund 4 1,712 18.69 1,716 19.23 -0.23
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 65 15.38 67 14.93 -2.99
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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