Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 416 11.00 9.09 9.72
Previous Quarter 436 18.00 15.70 16.46

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 26 73 313 11 130 100
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 1 0 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 2 0 83 1 35 20
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 8,501,681 0.00 0.00 3,525,633 0.00 0.00
Previous Quarter 4,248,342 0.00 0.00 3,568,289 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 4,265,470 9.07
BlackRock Inc. 4,232,550
Magnetar Financial LLC 3,890,306
Cooper Creek Partners Management Llc 1,846,724 9.07
IJR - iShares Core S&P Small-Cap ETF 1,844,427 9.07
VANGUARD GROUP INC 1,809,163
DIMENSIONAL FUND ADVISORS LP 1,727,829
Dimensional Fund Advisors Lp 1,694,999 9.07
Vanguard Group Inc 1,671,501 9.07
COOPER CREEK PARTNERS MANAGEMENT LLC 1,319,436
Royce & Associates Lp 987,348 9.07
State Street Corp 950,999 9.07
Hotchkis & Wiley Capital Management Llc 797,710 9.07
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 719,972 9.07
Boothbay Fund Management, Llc 647,580 9.07
IWM - iShares Russell 2000 ETF 595,764 9.07
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 554,921 13.60
ROFCX - Royce Opportunity Fund Consultant Class 533,117 9.07
IJS - iShares S&P Small-Cap 600 Value ETF 487,750 9.07
Geode Capital Management, Llc 471,086 9.07

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 4,245,518 15.69
IJR - iShares Core S&P Small-Cap ETF 1,894,134 15.69
Vanguard Group Inc 1,824,177 15.69
Cooper Creek Partners Management Llc 1,783,321 15.69
Dimensional Fund Advisors Lp 1,739,508 15.69
State Street Corp 931,223 15.69
Royce & Associates Lp 848,448 15.69
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 719,972 15.69
Boothbay Fund Management, Llc 647,580 15.69
IWM - iShares Russell 2000 ETF 593,314 15.69
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 528,619 20.33
Hotchkis & Wiley Capital Management Llc 513,240 15.69
Pacific Ridge Capital Partners, LLC 468,727 15.69
Geode Capital Management, Llc 459,909 15.69
IJS - iShares S&P Small-Cap 600 Value ETF 436,768 15.69
ROFCX - Royce Opportunity Fund Consultant Class 436,217 15.69
Paradigm Capital Management Inc/ny 409,300 15.69
Invenomic Capital Management LP 359,767 15.69
VEXMX - Vanguard Extended Market Index Fund Investor Shares 357,304 15.69
Charles Schwab Investment Management Inc 331,015 15.69

 

Recent Quarter Analysis

Name Shares PPS
Magnetar Financial LLC 3,890,306
VANGUARD GROUP INC 1,809,163
DIMENSIONAL FUND ADVISORS LP 1,727,829
COOPER CREEK PARTNERS MANAGEMENT LLC 1,319,436
SWSSX - Schwab Small-Cap Index Fund 58,276 13.61
Stifel Financial Corp 46,730 9.07
Aqr Capital Management Llc 23,491 9.07
Squarepoint Ops LLC 16,013 9.06
BOSVX - Omni Small-Cap Value Fund Class N 14,200 9.08
Allspring Global Investments Holdings, LLC 11,800 9.07
D. E. Shaw & Co., Inc. 10,122 9.09
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 8,916 9.08
BOTSX - Omni Tax-Managed Small-Cap Value Fund Class N 8,300 9.04
Van Eck Associates Corp 7,738 9.05
RYLD - Global X Russell 2000 Covered Call ETF 7,460 13.54
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 2,421 12.39
KBC Group NV 2,038 8.83
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 1,859 13.45
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 1,840 9.24
VFLQ - Vanguard U.S. Liquidity Factor ETF ETF Shares 1,634 12.24
Name Shares PPS
Ancora Advisors, LLC 92,810 24.84
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 90,453 25.62
Millrace Asset Group, Inc. 70,629 15.69
RZV - Invesco S&P SmallCap 600 Pure Value ETF 68,018 21.57
Healthcare Of Ontario Pension Plan Trust Fund 62,200 15.69
PVIVX - Paradigm Micro-Cap Fund 60,000 25.62
SWSSX - Schwab Small-Cap Index Fund 57,042 20.34
Susquehanna International Group, Llp 52,200 15.69
Susquehanna International Group, Llp 52,200 15.69
Simplex Trading, Llc 50,200 15.68
Los Angeles Capital Management Llc 28,914 24.18
Stephens Inc /ar/ 25,000 15.68
EES - WisdomTree U.S. SmallCap Fund N/A 23,341 25.62
GSCYX - SMALL CAP EQUITY FUND Institutional 22,931 23.68
Kirr Marbach & Co Llc /in/ 17,700 15.71
PSOPX - JPMorgan Small Cap Value Fund Class I 17,500 25.60
IPSIX - Voya Index Plus SmallCap Portfolio Class I 15,786 23.69
Voya Investment Management Llc 10,988 15.65
Dynamic Technology Lab Private Ltd 10,884 15.71
Royce Value Trust Inc 10,192 25.61
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 6,300 25.56
FTMSX - Fuller & Thaler Behavioral Micro-Cap Equity Fund Institutional Shares 5,300 25.66
VYSVX - Vericimetry U.S. Small Cap Value Fund 4,980 25.70
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 4,818 25.53
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 3,139 25.49
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,918 25.36
Mondrian Investment Partners LTD 1,656 15.70
Quantbot Technologies LP 1,282 15.60
AVUS - Avantis U.S. Equity ETF 887 25.93
Tarbox Family Office, Inc. 72 13.89
Toronto Dominion Bank 3
DLD Asset Management, LP
Guggenheim Capital Llc
Dupont Capital Management Corp
SummerHaven Investment Management, LLC
Wellington Management Group Llp
Hrt Financial Lp
Trexquant Investment LP
Fuller & Thaler Asset Management, Inc.
SG Capital Management LLC
Uniplan Investment Counsel, Inc.
Cutler Group LP
PDT Partners, LLC
Assenagon Asset Management S.A.
Parallax Volatility Advisers, L.P.
Levin Capital Strategies, L.p.
Caption Management, LLC
Eaton Vance Management
Truvestments Capital Llc
Point72 Hong Kong Ltd
Newbridge Financial Services Group, Inc.
Cubist Systematic Strategies, LLC
Eqis Capital Management, Inc.
Mint Tower Capital Management B.V.
Jane Street Group, Llc
Millennium Management Llc
Symmetry Peak Management Llc
Gsa Capital Partners Llp
RYAZX - S&P SmallCap 600 Pure Value Fund Class H
Sageworth Trust Co
Better Money Decisions, LLC
Gyon Technologies Capital Management, LP
Lazard Asset Management Llc
Foundry Partners, LLC
Oppenheimer & Co Inc
Two Sigma Investments, Lp
State Board Of Administration Of Florida Retirement System
Harbert Fund Advisors, Inc.
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF
Centiva Capital, LP
Norges Bank
Citadel Advisors Llc
O'shaughnessy Asset Management, Llc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 4,265,470 9.07 4,245,518 15.69
Cooper Creek Partners Management Llc 1,846,724 9.07 1,783,321 15.69
IJR - iShares Core S&P Small-Cap ETF 1,844,427 9.07 1,894,134 15.69
Dimensional Fund Advisors Lp 1,694,999 9.07 1,739,508 15.69
Vanguard Group Inc 1,671,501 9.07 1,824,177 15.69
Royce & Associates Lp 987,348 9.07 848,448 15.69
State Street Corp 950,999 9.07 931,223 15.69
Hotchkis & Wiley Capital Management Llc 797,710 9.07 513,240 15.69
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 719,972 9.07 719,972 15.69
Boothbay Fund Management, Llc 647,580 9.07 647,580 15.69
IWM - iShares Russell 2000 ETF 595,764 9.07 593,314 15.69
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 554,921 13.60 528,619 20.33
ROFCX - Royce Opportunity Fund Consultant Class 533,117 9.07 436,217 15.69
IJS - iShares S&P Small-Cap 600 Value ETF 487,750 9.07 436,768 15.69
Geode Capital Management, Llc 471,086 9.07 459,909 15.69
Pacific Ridge Capital Partners, LLC 431,506 9.07 468,727 15.69
Charles Schwab Investment Management Inc 383,283 9.07 331,015 15.69
FIVG - Defiance Next Gen Connectivity ETF 375,160 9.07 248,826 15.69
Penserra Capital Management LLC 373,796 9.07 248,826 15.69
VEXMX - Vanguard Extended Market Index Fund Investor Shares 356,025 9.07 357,304 15.69
Name Current Shares Current PPS Previous Shares Previous PPS
PEAK6 Investments LLC 199,900 9.07 0
Engineers Gate Manager LP 83,457 9.07 0
Bank Of Montreal /can/ 60,992 9.90 0
Federated Hermes, Inc. 33,035 9.08 0
Bridgeway Capital Management Inc 22,500 9.07 0
Everence Capital Management Inc 18,530 9.07 0
Citadel Advisors Llc 11,680 9.08 0
Cwm, Llc 282 10.64 16
Parallel Advisors, LLC 147 6.80 24
Profunds - Profund Vp Small-cap 79 12.66 81 12.35
TCPIX - Telecommunications Ultrasector Profund Investor Class 55 18.18 59 16.95
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Hotchkis & Wiley Capital Management Llc 284,470 797,710 9.07 513,240 15.69 55.43
Royce & Associates Lp 138,900 987,348 9.07 848,448 15.69 16.37
BIVIX - Invenomic Fund Institutional Class shares 133,735 345,322 13.60 211,587 20.33 63.21
FIVG - Defiance Next Gen Connectivity ETF 126,334 375,160 9.07 248,826 15.69 50.77
Penserra Capital Management LLC 124,970 373,796 9.07 248,826 15.69 50.22
Morgan Stanley 112,002 268,756 9.07 156,754 15.69 71.45
VITAX - Vanguard Information Technology Index Fund Admiral Shares 102,779 223,732 12.51 120,953 20.58 84.97
ROFCX - Royce Opportunity Fund Consultant Class 96,900 533,117 9.07 436,217 15.69 22.21
Engineers Gate Manager LP 83,457 83,457 9.07 0 0.00
HWVIX - Hotchkis & Wiley Small Cap Diversified Value Fund Class I 76,200 176,800 9.07 100,600 15.69 75.75
Cooper Creek Partners Management Llc 63,403 1,846,724 9.07 1,783,321 15.69 3.56
FESRX - First Eagle Small Cap Opportunity Fund Class R6 62,655 79,686 13.60 17,031 20.32 367.89
PPA - Invesco Aerospace & Defense ETF 61,520 118,696 13.60 57,176 20.32 107.60
Bank Of Montreal /can/ 60,992 60,992 9.90 0 0.00
Charles Schwab Investment Management Inc 52,268 383,283 9.07 331,015 15.69 15.79
PJARX - SmallCap Value Fund II R-3 51,127 158,186 13.60 107,059 20.33 47.76
IJS - iShares S&P Small-Cap 600 Value ETF 50,982 487,750 9.07 436,768 15.69 11.67
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 48,077 102,967 13.60 54,890 20.33 87.59
FNDA - Schwab Fundamental U.S. Small Company Index ETF 42,638 128,639 12.51 86,001 20.58 49.58
Advanced Series Trust - Ast Small-cap Value Portfolio 37,800 71,000 9.07 33,200 15.69 113.86
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Vanguard Group Inc 152,676 1,671,501 9.07 1,824,177 15.69 -8.37
State Of Wisconsin Investment Board 126,548 105,409 9.07 231,957 15.69 -54.56
Paradigm Capital Management Inc/ny 116,800 292,500 9.07 409,300 15.69 -28.54
Huber Capital Management LLC 102,213 227,767 9.07 329,980 15.69 -30.98
Invenomic Capital Management LP 71,181 288,586 9.07 359,767 15.69 -19.79
DFSTX - U.s. Small Cap Portfolio - Institutional Class 67,422 141,746 13.60 209,168 20.33 -32.23
Clearline Capital LP 55,607 145,118 9.07 200,725 15.69 -27.70
IJR - iShares Core S&P Small-Cap ETF 49,707 1,844,427 9.07 1,894,134 15.69 -2.62
Dimensional Fund Advisors Lp 44,509 1,694,999 9.07 1,739,508 15.69 -2.56
Jacobs Levy Equity Management, Inc 38,504 21,460 9.09 59,964 15.69 -64.21
Pacific Ridge Capital Partners, LLC 37,221 431,506 9.07 468,727 15.69 -7.94
DFAT - Dimensional U.S. Targeted Value ETF 37,086 97,316 13.59 134,402 20.33 -27.59
Jpmorgan Chase & Co 35,895 81,592 9.07 117,487 15.70 -30.55
Goldman Sachs Group Inc 33,142 103,336 9.07 136,478 15.69 -24.28
Tocqueville Asset Management L.p. 32,225 195,585 9.07 227,810 15.69 -14.15
Citigroup Inc 31,467 22,113 9.04 53,580 15.70 -58.73
DFAC - Dimensional U.S. Core Equity 2 ETF 22,508 1,158 13.82 23,666 20.32 -95.11
Cullen Capital Management, LLC 21,850 33,352 9.08 55,202 15.69 -39.58
Two Sigma Advisers, Lp 19,611 12,935 9.05 32,546 15.70 -60.26
Ironwood Investment Management Llc 17,550 91,140 9.07 108,690 15.69 -16.15
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 199,900 199,900 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 200 50,400 50,200 0.40
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 600 51,600 52,200 -1.15
Name

Past Week Analysis

Name Shares PPS
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 8,916 9.08
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 1,840 9.24
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 1,844,427 9.07 1,894,134 15.69
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 719,972 9.07 719,972 15.69
IWM - iShares Russell 2000 ETF 595,764 9.07 593,314 15.69
IJS - iShares S&P Small-Cap 600 Value ETF 487,750 9.07 436,768 15.69
FIVG - Defiance Next Gen Connectivity ETF 375,160 9.07 248,826 15.69
VEXMX - Vanguard Extended Market Index Fund Investor Shares 356,025 9.07 357,304 15.69
IWN - iShares Russell 2000 Value ETF 262,014 9.07 262,727 15.69
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 241,694 9.07 232,530 15.69
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 221,446 9.07 217,212 15.69
WMMAX - Teton Westwood Mighty Mites Fund Class A 151,000 9.07 124,000 15.69
SPSM - SPDR(R) Portfolio Small Cap ETF 123,036 9.07 119,901 15.69
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 72,281 9.08 72,281 15.69
IWC - iShares Micro-Cap ETF 54,391 9.06 59,558 15.68
SLY - SPDR(R) S & P 600 Small Cap ETF 48,797 9.08 48,547 15.70
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 44,600 9.08 34,800 15.69
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 41,372 9.06 41,372 15.69
TDIV - First Trust NASDAQ Technology Dividend Index Fund 40,375 9.07 24,775 15.70
NOSGX - Northern Small Cap Value Fund 37,026 9.07 37,501 15.68
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 34,571 9.08 34,571 15.68
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 32,122 9.06 12,325 15.66
MMEAX - Victory Integrity Discovery Fund Class A 30,500 9.08 32,900 15.68
ITOT - iShares Core S&P Total U.S. Stock Market ETF 27,560 9.07 25,061 15.68
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 26,051 9.06 21,448 15.71
Gabelli Equity Trust Inc 25,000 9.08 10,000 15.70
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 24,469 9.07 21,243 15.68
CUSRX - Cullen Small Cap Value Fund Retail Class 24,241 9.08 21,501 15.67
VBINX - Vanguard Balanced Index Fund Investor Shares 22,650 9.05 22,650 15.67
QCSTRX - Stock Account Class R1 21,857 9.06 24,678 15.68
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 20,238 9.09 21,314 15.67
Gabelli Dividend & Income Trust 20,151 9.08 20,151 15.68
XTL - SPDR(R) S&P(R) Telecom ETF 19,126 9.05 20,282 15.68
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 19,010 9.05 19,010 15.68
MMSCX - Praxis Small Cap Index Fund Class A 18,530 9.07 7,460 15.68
FISVX - Fidelity Small Cap Value Index Fund 18,517 9.07 16,458 15.68
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 16,274 9.09 16,274 15.67
QCEQRX - Equity Index Account Class R1 16,237 9.05 16,237 15.70
NSIDX - Northern Small Cap Index Fund 13,716 9.04 14,241 15.66
PEXMX - T. Rowe Price Extended Equity Market Index Fund 11,660 9.09 11,660 15.69
BBVSX - Bridge Builder Small/Mid Cap Value Fund 10,629 9.03 8,491 15.66
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 9,651 9.12 9,651 15.65
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 9,200 9.02 7,300 15.75
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 7,330 9.00 7,330 15.69
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 7,170 9.07 7,170 15.62
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 7,020 9.12 7,020 15.67
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 6,425 9.03 5,125 15.61
WWSAX - Teton Westwood Small Cap Equity Fund Class A 6,300 9.05 6,300 15.71
SSMHX - State Street Small/mid Cap Equity Index Portfolio 6,298 9.05 4,998 15.61
TMVAX - RBC Microcap Value Fund A Shares 6,200 9.03 6,200 15.65
JESIX - Small Cap Index Trust NAV 6,033 9.12 6,012 15.64
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 5,014 8.97 4,613 15.61
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,613 9.10 5,172 15.66
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 4,314 9.04 3,578 15.65
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,836 9.12 3,836 15.64
SPTM - SPDR(R) Portfolio Total Stock Market ETF 3,672 8.99 3,650 15.62
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,661 9.01 2,824 15.58
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 3,213 9.03 3,213 15.56
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 3,207 9.04 3,207 15.59
USMIX - Extended Market Index Fund 3,168 9.15 3,164 15.80
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,962 9.12 2,962 15.53
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 2,706 9.24 2,706 15.52
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,983 9.08 1,983 15.63
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 1,955 9.21 2,013 15.90
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,906 8.92 931 16.11
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,259 8.74 1,259 15.89
Profunds - Profund Vp Small-cap Value 1,211 9.08 1,551 15.47
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 1,192 9.23 1,192 15.94
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,177 9.35 1,177 15.29
TRZIX - T. Rowe Price Small-Cap Index Fund 1,011 8.90 911 15.37
XJR - iShares ESG Screened S&P Small-Cap ETF 920 8.70 698 15.76
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 807 8.67 712 15.45
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 784 8.93 784 15.31
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 756 9.26 756 15.87
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 639 9.39 469 14.93
JETSX - Total Stock Market Index Trust NAV 548 9.12 548 16.42
Profunds - Profund Vp Telecommunications 481 8.32 458 15.28
TLSTX - Stock Index Fund 356 8.43 356 16.85
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 332 9.04 332 15.06
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 300 10.00 700 15.71
VLU - SPDR S&P 1500 Value Tilt ETF 190 10.53 205 14.63
RYRRX - Russell 2000 Fund Class A 183 10.93 181 16.57
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 115 8.70 137 14.60
Profunds - Profund Vp Ultrasmall-cap 94 10.64 130 15.38
RYMKX - Russell 2000 1.5x Strategy Fund Class H 55 65 15.38
Name Current Shares Current PPS Previous Shares Previous PPS
Profunds - Profund Vp Small-cap 79 12.66 81 12.35
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
FIVG - Defiance Next Gen Connectivity ETF 126,334 375,160 9.07 248,826 15.69 50.77
IJS - iShares S&P Small-Cap 600 Value ETF 50,982 487,750 9.07 436,768 15.69 11.67
WMMAX - Teton Westwood Mighty Mites Fund Class A 27,000 151,000 9.07 124,000 15.69 21.77
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 19,797 32,122 9.06 12,325 15.66 160.62
TDIV - First Trust NASDAQ Technology Dividend Index Fund 15,600 40,375 9.07 24,775 15.70 62.97
Gabelli Equity Trust Inc 15,000 25,000 9.08 10,000 15.70 150.00
MMSCX - Praxis Small Cap Index Fund Class A 11,070 18,530 9.07 7,460 15.68 148.39
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 9,800 44,600 9.08 34,800 15.69 28.16
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 9,164 241,694 9.07 232,530 15.69 3.94
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 4,603 26,051 9.06 21,448 15.71 21.46
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 4,234 221,446 9.07 217,212 15.69 1.95
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 3,226 24,469 9.07 21,243 15.68 15.19
SPSM - SPDR(R) Portfolio Small Cap ETF 3,135 123,036 9.07 119,901 15.69 2.61
CUSRX - Cullen Small Cap Value Fund Retail Class 2,740 24,241 9.08 21,501 15.67 12.74
ITOT - iShares Core S&P Total U.S. Stock Market ETF 2,499 27,560 9.07 25,061 15.68 9.97
IWM - iShares Russell 2000 ETF 2,450 595,764 9.07 593,314 15.69 0.41
BBVSX - Bridge Builder Small/Mid Cap Value Fund 2,138 10,629 9.03 8,491 15.66 25.18
FISVX - Fidelity Small Cap Value Index Fund 2,059 18,517 9.07 16,458 15.68 12.51
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 1,900 9,200 9.02 7,300 15.75 26.03
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,300 6,298 9.05 4,998 15.61 26.01
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 1,300 6,425 9.03 5,125 15.61 25.37
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 975 1,906 8.92 931 16.11 104.73
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 837 3,661 9.01 2,824 15.58 29.64
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 736 4,314 9.04 3,578 15.65 20.57
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 401 5,014 8.97 4,613 15.61 8.69
SLY - SPDR(R) S & P 600 Small Cap ETF 250 48,797 9.08 48,547 15.70 0.51
XJR - iShares ESG Screened S&P Small-Cap ETF 222 920 8.70 698 15.76 31.81
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 170 639 9.39 469 14.93 36.25
TRZIX - T. Rowe Price Small-Cap Index Fund 100 1,011 8.90 911 15.37 10.98
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 95 807 8.67 712 15.45 13.34
Profunds - Profund Vp Telecommunications 23 481 8.32 458 15.28 5.02
SPTM - SPDR(R) Portfolio Total Stock Market ETF 22 3,672 8.99 3,650 15.62 0.60
JESIX - Small Cap Index Trust NAV 21 6,033 9.12 6,012 15.64 0.35
USMIX - Extended Market Index Fund 4 3,168 9.15 3,164 15.80 0.13
RYRRX - Russell 2000 Fund Class A 2 183 10.93 181 16.57 1.10
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IJR - iShares Core S&P Small-Cap ETF 49,707 1,844,427 9.07 1,894,134 15.69 -2.62
IWC - iShares Micro-Cap ETF 5,167 54,391 9.06 59,558 15.68 -8.68
QCSTRX - Stock Account Class R1 2,821 21,857 9.06 24,678 15.68 -11.43
MMEAX - Victory Integrity Discovery Fund Class A 2,400 30,500 9.08 32,900 15.68 -7.29
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,279 356,025 9.07 357,304 15.69 -0.36
XTL - SPDR(R) S&P(R) Telecom ETF 1,156 19,126 9.05 20,282 15.68 -5.70
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,076 20,238 9.09 21,314 15.67 -5.05
IWN - iShares Russell 2000 Value ETF 713 262,014 9.07 262,727 15.69 -0.27
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 559 4,613 9.10 5,172 15.66 -10.81
NSIDX - Northern Small Cap Index Fund 525 13,716 9.04 14,241 15.66 -3.69
NOSGX - Northern Small Cap Value Fund 475 37,026 9.07 37,501 15.68 -1.27
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 400 300 10.00 700 15.71 -57.14
Profunds - Profund Vp Small-cap Value 340 1,211 9.08 1,551 15.47 -21.92
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 58 1,955 9.21 2,013 15.90 -2.88
Profunds - Profund Vp Ultrasmall-cap 36 94 10.64 130 15.38 -27.69
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 22 115 8.70 137 14.60 -16.06
VLU - SPDR S&P 1500 Value Tilt ETF 15 190 10.53 205 14.63 -7.32
RYMKX - Russell 2000 1.5x Strategy Fund Class H 10 55 65 15.38 -15.38
Profunds - Profund Vp Small-cap 2 79 12.66 81 12.35 -2.47
MMTM - SPDR S&P 1500 Momentum Tilt ETF 1 19 20 -5.00
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