Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 936 35.00 33.11 34.48
Previous Quarter 914 40.00 41.61 40.41

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 86 156 467 214 278 286
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 3 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 1 3 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 18 0 159 1 53 74
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 29,720,644 0.00 0.00 25,556,085 0.00 0.00
Previous Quarter 15,036,366 0.00 0.00 26,256,891 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 14,797,743
BlackRock Inc. 14,646,084 33.10
VANGUARD GROUP INC 13,084,312
Vanguard Group Inc 12,763,301 33.10
Fmr Llc 10,124,695 33.10
FMR LLC 8,852,791
DIMENSIONAL FUND ADVISORS LP 7,578,477
Dimensional Fund Advisors Lp 7,505,003 33.10
State Street Corp 6,418,147 33.24
STATE STREET CORP 6,126,119
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,580,415 33.10
IJH - iShares Core S&P Mid-Cap ETF 3,493,713 33.10
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,068,793 33.10
Berkley W R Corp 2,869,104 33.10
IWM - iShares Russell 2000 ETF 2,732,133 33.10
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 2,548,479 41.00
XME - SPDR(R) S&P(R) Metals & Mining ETF 2,548,411 33.10
Citadel Advisors Llc 2,413,741 33.10
Fairholme Capital Management Llc 2,291,000 33.10
Geode Capital Management, Llc 2,183,997 33.10

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 14,583,146 41.62
Vanguard Group Inc 13,226,374 41.62
Fmr Llc 9,631,240 41.62
State Street Corp 7,494,116 41.76
Dimensional Fund Advisors Lp 7,490,760 41.62
XME - SPDR(R) S&P(R) Metals & Mining ETF 3,618,976 41.62
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,518,320 41.62
IJH - iShares Core S&P Mid-Cap ETF 3,445,799 41.62
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,044,797 41.62
IWM - iShares Russell 2000 ETF 2,710,725 41.62
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 2,548,479 33.44
Berkley W R Corp 2,507,504 41.62
Geode Capital Management, Llc 2,193,796 41.62
Janus Henderson Group Plc 2,172,795 41.62
Fairholme Capital Management Llc 2,074,400 41.62
Northern Trust Corp 2,064,433 41.62
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,994,357 41.62
JSIVX - Janus Henderson Small Cap Value Fund Class L 1,864,695 41.62
Fuller & Thaler Asset Management, Inc. 1,774,797 41.62
Bank of New York Mellon Corp 1,754,040 41.62

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 13,084,312
FMR LLC 8,852,791
DIMENSIONAL FUND ADVISORS LP 7,578,477
STATE STREET CORP 6,126,119
FCPGX - Fidelity Small Cap Growth Fund 282,800 41.00
VSCVX - Victory Integrity Small-Cap Value Fund Class A 279,000 33.10
PSABX - SmallCap Fund fka SmallCap Blend Fund R-1 278,200 41.00
FSLCX - Fidelity Small Cap Stock Fund 219,720 41.00
XMMO - Invesco S&P MidCap Momentum ETF 198,011 41.00
Wedge Capital Management L L P/nc 183,834 33.10
FDMLX - Fidelity Series Intrinsic Opportunities Fund 161,400 41.00
IWO - iShares Russell 2000 Growth ETF 158,033 33.10
FNX - First Trust Mid Cap Core AlphaDEX Fund 91,930 41.00
HFCGX - Hennessy Cornerstone Growth Fund Investor Class 77,200 41.00
Intrinsic Edge Capital Management LLC 70,000 33.10
E Six Thirteen, Llc 68,599 33.11
Leuthold Group, Llc 65,317 33.10
FSWCX - Fidelity SAI U.S. Value Index Fund 63,276 41.00
MNNAX - Victory Munder Multi-Cap Fund Class A 60,200 33.11
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 58,891 33.10
Name Shares PPS
FCPVX - Fidelity Small Cap Value Fund 1,345,400 32.18
Adage Capital Partners Gp, L.l.c. 650,000 41.62
WMCVX - Wasatch Small Cap Value Fund Investor Class shares 534,430 30.46
ABASX - AB Discovery Value Fund Class A 379,902 30.90
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Small/Mid Cap Value Portfolio Class A 171,070 30.46
Artemis Investment Management LLP 168,630 41.52
Penserra Capital Management LLC 156,176 41.62
SCAVX - AB Small Cap Value Portfolio Class A 152,640 30.90
SUNAMERICA SERIES TRUST - SA AB Small & Mid Cap Value Portfolio Class 2 133,730 32.18
PACIFIC SELECT FUND - Small-Cap Value Portfolio Class I 106,540 36.29
Balyasny Asset Management Llc 79,434 41.62
Nfj Investment Group, Llc 72,229 41.62
Point72 Asset Management, L.P. 70,200 41.62
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 60,300 33.43
APG Asset Management N.V. 58,500 37.40
Bfsg, Llc 52,878 41.62
Canada Pension Plan Investment Board 52,600 41.62
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 51,000 30.45
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 44,443 30.89
CIBC Private Wealth Group, LLC 41,672 41.61
MML SERIES INVESTMENT FUND - MML Small/Mid Cap Value Fund Initial Class 37,390 30.46
Aaron Wealth Advisors LLC 36,833 24.03
Cornercap Investment Counsel Inc 33,829 41.62
South Dakota Investment Council 32,697 41.62
Jennison Associates Llc 31,253 41.63
EQ ADVISORS TRUST - EQ/Fidelity Institutional AM Large Cap Portfolio Class IB 29,290 30.45
B. Metzler seel. Sohn & Co. Holding AG 27,119 30.46
SATOX - Tax-Aware Overlay A Portfolio Class 1 26,780 30.47
Jacobs Levy Equity Management, Inc 21,446 41.64
Concentric Capital Strategies, LP 21,300 41.64
PACIFIC FUNDS SERIES TRUST - PF Small-Cap Value Fund CLASS P 20,630 36.31
IPLIX - Voya Index Plus LargeCap Portfolio Class I 20,077 30.48
Morse Asset Management, Inc 20,000 41.60
Jupiter Wealth Management LLC 20,000 41.60
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 19,962 30.46
MRSNX - BMO Small-Cap Value Fund Class I 18,724 30.92
Campbell & CO Investment Adviser LLC 17,058 41.62
Aigen Investment Management, Lp 15,768 41.60
Hanseatic Management Services Inc 15,609 41.64
PENN SERIES FUNDS INC - Smid Cap Value Fund 14,670 30.47
Blueshift Asset Management, LLC 13,992 41.60
PTMC - Pacer Trendpilot US Mid Cap ETF 13,201 32.19
FORA Capital, LLC 13,164 0.08
Man Group plc 12,549 41.68
SAOOX - Overlay A Portfolio Class 1 12,400 30.48
Ergoteles LLC 10,971 41.66
XTX Topco Ltd 10,596 41.62
All Season Financial Advisors, Inc. 9,839 41.67
MQS Management LLC 9,321 41.63
Mid Atlantic Financial Management Inc/adv 8,956 30.48
AE Wealth Management LLC 8,892 41.61
Glenmede Trust Co Na 8,644 41.53
Teamwork Financial Advisors, LLC 8,574 41.64
Newport Wealth Strategies, Inc. 8,272 30.46
Manatuck Hill Partners, LLC 8,000 41.62
Corton Capital Inc. 7,795 41.57
Camarda Financial Advisors, LLC 7,228 41.64
World Asset Management Inc 6,933 30.43
Versor Investments LP 6,614 41.58
OHIO NATIONAL FUND INC - ON Janus Henderson Enterprise Portfolio 5,800 30.52
Scotia Capital Inc. 5,766 41.62
Ibex Wealth Advisors 5,723 41.59
Stratos Wealth Partners, LTD. 5,668 41.64
Delphia (USA) Inc. 5,498 41.65
State of Wyoming 5,490 41.53
Cornerstone Investment Partners, LLC 5,475 41.64
Hilton Capital Management, LLC 5,401 41.66
Fox Run Management, L.l.c. 5,127 41.54
Aptus Capital Advisors, LLC 5,078 41.55
Wilbanks Smith & Thomas Asset Management Llc 5,000 40.80
Paulson Wealth Management Inc. 4,874 41.65
BI Asset Management Fondsmaeglerselskab A/S 4,459 41.71
ROSC - Hartford Multifactor Small Cap ETF 3,996 36.29
First Mercantile Trust Co 3,660 30.33
Sonora Investment Management, LLC 2,300 30.43
Clear Street Markets Llc 2,000 41.50
Clear Street Markets Llc 2,000 41.50
Dark Forest Capital Management Lp 1,586 41.61
APBAX - Active Core Fund Investor 579 31.09
Prospera Financial Services Inc 555 41.44
Reilly Financial Advisors, Llc 434 36.87
Creative Planning 434 41.47
FLDGX - DYNAMIC ALLOCATION FUND Retail Class 326 30.67
Cypress Capital Management LLC (WY) 320 40.62
Spectrum Management Group, LLC 306 42.48
Gemmer Asset Management LLC 295 40.68
Global Trust Asset Management, LLC 255 43.14
Carroll Financial Associates, Inc. 190 31.58
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 163 30.67
Bedel Financial Consulting, Inc. 136 44.12
Sterling Investment Advisors, Ltd. 70 42.86
GENIX - Gotham Enhanced Return Fund Institutional Class 68 29.41
Cordant, Inc. 62 48.39
Tcwp Llc 58 34.48
Toronto Dominion Bank 43 46.51
Berman Capital Advisors, LLC 32
Bivin & Associates, Inc. 24 41.67
Tsfg, Llc 1
Martingale Asset Management L P
Hilltop Holdings Inc.
HAP Trading, LLC
Foundry Partners, LLC
Total Clarity Wealth Management, Inc.
Confluence Wealth Services, Inc.
Snowden Capital Advisors LLC
Braun-Bostich & Associates Inc.
Dean Investment Associates, Llc
GFSYX - Strategic Alternatives Fund Institutional
Strategic Blueprint, LLC
Wasatch Advisors Inc
Gotham Asset Management, LLC
Convergence Investment Partners, LLC
Quantedge Capital Pte Ltd
Islay Capital Management, Llc
Prelude Capital Management, Llc
QBA2Q - Balanced Portfolio Initial Class
Poplar Forest Capital LLC
Dean Capital Management
Delta Asset Management Llc/tn
Gsa Capital Partners Llp
Independent Advisor Alliance
Parisi Gray Wealth Management
Meridian Wealth Partners, LLC
Moody Aldrich Partners Llc
Quantbot Technologies LP
Verdad Advisers, LP
Ziegler Capital Management, LLC
Highline Capital Management, L.p.
Jump Financial, LLC
Paloma Partners Management Co
Moors & Cabot, Inc.
Polar Asset Management Partners Inc.
Algert Global Llc
Marshall Wace, Llp
Capula Management Ltd
Lmcg Investments, Llc
Weaver C. Barksdale & Associates, Inc.
Aquatic Capital Management LLC
Bridgefront Capital, LLC
Norges Bank
Caption Management, LLC
Healthcare Of Ontario Pension Plan Trust Fund
Barrow Hanley Mewhinney & Strauss Llc
WASHINGTON TRUST Co
Bailard, Inc.
Point72 Hong Kong Ltd
First Horizon Advisors, Inc.
Bellecapital International Ltd.
Voloridge Investment Management, Llc
Paradigm Financial Partners, Llc
Segall Bryant & Hamill, Llc
Hancock Whitney Corp
Pinz Capital Management, LP
Duality Advisers, Lp
Cornerstone Wealth Group, LLC
Bridgeway Capital Management Inc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 14,797,743 14,583,146 41.62
Vanguard Group Inc 12,763,301 33.10 13,226,374 41.62
Fmr Llc 10,124,695 33.10 9,631,240 41.62
Dimensional Fund Advisors Lp 7,505,003 33.10 7,490,760 41.62
State Street Corp 6,418,147 33.24 7,494,116 41.76
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,580,415 33.10 3,518,320 41.62
IJH - iShares Core S&P Mid-Cap ETF 3,493,713 33.10 3,445,799 41.62
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,068,793 33.10 3,044,797 41.62
Berkley W R Corp 2,869,104 33.10 2,507,504 41.62
IWM - iShares Russell 2000 ETF 2,732,133 33.10 2,710,725 41.62
XME - SPDR(R) S&P(R) Metals & Mining ETF 2,548,411 33.10 3,618,976 41.62
Citadel Advisors Llc 2,413,741 33.10 683,174 41.62
Fairholme Capital Management Llc 2,291,000 33.10 2,074,400 41.62
Geode Capital Management, Llc 2,183,997 33.10 2,193,796 41.62
Northern Trust Corp 2,044,927 33.10 2,064,433 41.62
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,025,399 33.10 1,994,357 41.62
Principal Financial Group Inc 1,831,408 33.10 19,070 41.64
Janus Henderson Group Plc 1,725,590 33.10 2,172,795 41.62
Bank of New York Mellon Corp 1,710,264 33.10 1,754,040 41.62
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,616,996 33.10 1,621,728 41.62
Name Current Shares Current PPS Previous Shares Previous PPS
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 2,548,479 41.00 2,548,479 33.44
FSOPX - Fidelity Series Small Cap Opportunities Fund 1,723,030 41.00 1,607,530 33.44
FMCSX - Fidelity Mid-Cap Stock Fund 1,292,813 41.00 1,296,935 33.44
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 1,191,757 39.73 1,167,581 38.55
FAIRX - The Fairholme Fund 1,051,700 39.73 1,000,400 38.55
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 998,733 41.00 979,465 33.44
FSSNX - Fidelity Small Cap Index Fund 899,110 41.00 872,295 33.44
FSCDX - Fidelity Advisor Small Cap Fund Class A 855,900 39.73 872,800 38.55
DFSTX - U.s. Small Cap Portfolio - Institutional Class 840,801 41.00 857,422 33.44
FOCIX - The Fairholme Focused Income Fund 676,600 39.73 484,100 38.55
FDSCX - Fidelity Stock Selector Small Cap Fund 653,100 41.00 595,200 33.44
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 646,770 39.73 534,413 38.55
DFAT - Dimensional U.S. Targeted Value ETF 617,925 41.00 579,858 33.44
FSMAX - Fidelity Extended Market Index Fund 611,524 39.73 631,806 38.55
AVUV - Avantis U.S. Small Cap Value ETF 605,924 39.73 466,763 38.55
PAVE - Global X U.S. Infrastructure Development ETF 600,494 39.73 649,022 38.55
SCHA - Schwab U.S. Small-Cap ETF 484,149 39.73 495,208 38.55
VYM - Vanguard High Dividend Yield Index Fund ETF Shares 464,894 41.00 464,303 33.44
VMIAX - Vanguard Materials Index Fund Admiral Shares 455,712 39.73 477,704 38.55
AVFIX - American Beacon Small Cap Value Fund Institutional Class 404,812 41.00 584,702 33.44
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Principal Financial Group Inc 1,812,338 1,831,408 33.10 19,070 41.64 9503.61
Citadel Advisors Llc 1,730,567 2,413,741 33.10 683,174 41.62 253.31
Morgan Stanley 832,797 1,359,699 33.10 526,902 41.62 158.06
Millennium Management Llc 655,225 1,195,557 33.10 540,332 41.62 121.26
Victory Capital Management Inc 633,251 725,884 33.10 92,633 41.00 683.61
Fmr Llc 493,455 10,124,695 33.10 9,631,240 41.62 5.12
Berkley W R Corp 361,600 2,869,104 33.10 2,507,504 41.62 14.42
Scopus Asset Management, L.p. 326,250 1,501,250 33.10 1,175,000 41.62 27.77
American Century Companies Inc 275,383 1,426,855 33.10 1,151,472 41.62 23.92
Fairholme Capital Management Llc 216,600 2,291,000 33.10 2,074,400 41.62 10.44
BlackRock Inc. 214,597 14,797,743 14,583,146 41.62 1.47
FOCIX - The Fairholme Focused Income Fund 192,500 676,600 39.73 484,100 38.55 39.76
FFGCX - Fidelity Global Commodity Stock Fund 163,300 368,700 41.00 205,400 33.44 79.50
IFRA - iShares U.S. Infrastructure ETF 144,574 271,084 33.10 126,510 41.62 114.28
Crestline Management, LP 139,789 139,789 33.10 0 0.00
AVUV - Avantis U.S. Small Cap Value ETF 139,161 605,924 39.73 466,763 38.55 29.81
Legal & General Group Plc 117,282 303,783 33.10 186,501 41.62 62.89
FSOPX - Fidelity Series Small Cap Opportunities Fund 115,500 1,723,030 41.00 1,607,530 33.44 7.18
GSSIX - Goldman Sachs Small Cap Value Fund Institutional 112,357 646,770 39.73 534,413 38.55 21.02
Envestnet Asset Management Inc 103,438 230,568 33.10 127,130 41.62 81.36
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
State Street Corp 1,075,969 6,418,147 33.24 7,494,116 41.76 -14.36
XME - SPDR(R) S&P(R) Metals & Mining ETF 1,070,565 2,548,411 33.10 3,618,976 41.62 -29.58
Vanguard Group Inc 463,073 12,763,301 33.10 13,226,374 41.62 -3.50
Janus Henderson Group Plc 447,205 1,725,590 33.10 2,172,795 41.62 -20.58
JSIVX - Janus Henderson Small Cap Value Fund Class L 370,161 1,494,534 33.10 1,864,695 41.62 -19.85
D. E. Shaw & Co., Inc. 337,649 152,189 33.10 489,838 41.62 -68.93
VSEQX - Vanguard Strategic Equity Fund Investor Shares 322,375 346,930 33.10 669,305 41.62 -48.17
Goldman Sachs Group Inc 276,046 1,376,766 33.10 1,652,812 41.62 -16.70
Nuveen Asset Management, LLC 275,256 1,122,759 33.10 1,398,015 41.07 -19.69
Hodges Capital Management Inc. 246,827 846,473 33.10 1,093,300 41.62 -22.58
QCSTRX - Stock Account Class R1 236,181 128,038 33.10 364,219 41.62 -64.85
Fuller & Thaler Asset Management, Inc. 230,393 1,544,404 33.10 1,774,797 41.62 -12.98
IWN - iShares Russell 2000 Value ETF 217,437 1,010,042 33.10 1,227,479 41.62 -17.71
Acadian Asset Management Llc 210,527 87,550 33.10 298,077 41.59 -70.63
UBS Group AG 208,720 71,229 33.10 279,949 41.62 -74.56
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 199,938 1,064,033 33.10 1,263,971 41.62 -15.82
Voya Investment Management Llc 199,226 90,391 33.09 289,617 41.62 -68.79
AVFIX - American Beacon Small Cap Value Fund Institutional Class 179,890 404,812 41.00 584,702 33.44 -30.77
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares 176,373 262,540 39.73 438,913 38.55 -40.18
Cubist Systematic Strategies, LLC 154,557 38,577 33.10 193,134 41.62 -80.03
Name Current Puts
Jefferies Group LLC 125,000
Twin Tree Management, LP 50,300
Maven Securities LTD 10,500
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Clear Street Markets Llc 2,000
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Simplex Trading, Llc 11,403 29,300 17,897 63.71
Susquehanna International Group, Llp 37,200 145,800 108,600 34.25
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 82,500 20,700 103,200 -79.94
Jane Street Group, Llc 3,600 143,500 147,100 -2.45
Walleye Trading LLC 500 11,900 12,400 -4.03
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Wolverine Trading, Llc 14,200 23,100 37,300 -38.07
Name

Past Week Analysis

Name Shares PPS
VSCVX - Victory Integrity Small-Cap Value Fund Class A 279,000 33.10
IWO - iShares Russell 2000 Growth ETF 158,033 33.10
MNNAX - Victory Munder Multi-Cap Fund Class A 60,200 33.11
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 58,891 33.10
CFJAX - Calvert US Large-Cap Value Responsible Index Fund Class A 49,882 33.10
SRVEX - Victory Diversified Stock Fund Class A 41,717 33.10
CSXAX - Calvert US Large-Cap Core Responsible Index Fund Class A 39,906 33.10
CMJAX - Calvert US Mid-Cap Core Responsible Index Fund Class A 12,021 33.11
SSVSX - Victory Special Value Fund Class A 6,288 33.08
FECGX - Fidelity Small Cap Growth Index Fund 4,961 33.06
EQ ADVISORS TRUST - Multimanager Aggressive Equity Portfolio Class IB 4,300 33.02
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 3,342 33.21
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 2,573 33.04
WGRO - WisdomTree U.S. Growth & Momentum Fund NA 1,602 33.08
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 1,236 33.17
NCGFX - New Covenant Growth Fund 1,211 33.03
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,180 33.05
RNMC - Mid Cap US Equity Select ETF 1,091 33.00
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,580,415 33.10 3,518,320 41.62
IJH - iShares Core S&P Mid-Cap ETF 3,493,713 33.10 3,445,799 41.62
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,068,793 33.10 3,044,797 41.62
IWM - iShares Russell 2000 ETF 2,732,133 33.10 2,710,725 41.62
XME - SPDR(R) S&P(R) Metals & Mining ETF 2,548,411 33.10 3,618,976 41.62
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,025,399 33.10 1,994,357 41.62
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,616,996 33.10 1,621,728 41.62
JSIVX - Janus Henderson Small Cap Value Fund Class L 1,494,534 33.10 1,864,695 41.62
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 1,064,033 33.10 1,263,971 41.62
IWN - iShares Russell 2000 Value ETF 1,010,042 33.10 1,227,479 41.62
IJJ - iShares S&P Mid-Cap 400 Value ETF 843,424 33.10 853,803 41.62
XFBRX - Mid Cap Portfolio Investor Class 476,400 33.10 389,600 41.62
NOSGX - Northern Small Cap Value Fund 427,903 33.10 433,393 41.62
VSEQX - Vanguard Strategic Equity Fund Investor Shares 346,930 33.10 669,305 41.62
UBVLX - Undiscovered Managers Behavioral Value Fund Class L 310,926 33.10 339,945 41.62
SPMD - SPDR(R) Portfolio Mid Cap ETF 286,143 33.10 280,713 41.62
IFRA - iShares U.S. Infrastructure ETF 271,084 33.10 126,510 41.62
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 262,576 33.10 254,407 41.62
STMSX - Simt Tax-managed Small/mid Cap Fund Class F 248,063 33.10 248,063 41.62
PSOPX - JPMorgan Small Cap Value Fund Class I 216,100 33.10 211,300 41.62
SDVY - First Trust SMID Cap Rising Dividend Achievers ETF 213,172 33.10 225,984 41.62
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 186,988 33.10 179,978 41.62
JNL SERIES TRUST - JNL Mid Cap Index Fund (I) 183,752 33.10 183,619 41.62
HDPSX - Hodges Small Cap Fund Retail Class 180,000 33.10 270,000 41.62
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 174,170 33.10 186,360 41.62
MDYV - SPDR(R) S & P 400 Mid Cap Value ETF 169,487 33.10 231,933 41.62
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 158,156 33.10 170,356 41.62
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 154,473 33.10 159,734 41.62
ITOT - iShares Core S&P Total U.S. Stock Market ETF 137,897 33.10 105,910 41.62
QCSTRX - Stock Account Class R1 128,038 33.10 364,219 41.62
SLX - VanEck Vectors Steel ETF 126,582 33.10 166,181 41.62
EQ ADVISORS TRUST - EQ/Mid Cap Index Portfolio Class IA 124,670 33.10 122,354 41.62
NOMIX - Northern Mid Cap Index Fund 122,902 33.10 124,045 41.62
HDPMX - Hodges Fund Retail Class 120,000 33.10 150,000 41.62
SLLAX - SIMT Small Cap Fund Class F 108,000 33.10 113,867 41.62
JSCSX - JPMorgan U.S. Small Company Fund Class I 106,900 33.10 97,400 41.62
SMVIX - Simt Small Cap Value Fund Class I 103,735 33.10 108,958 41.62
SIVIX - State Street Institutional Small-Cap Equity Fund Investment Class 94,844 33.10 94,844 41.62
VBINX - Vanguard Balanced Index Fund Investor Shares 94,361 33.10 94,361 41.62
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 93,500 33.10 82,200 41.62
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 82,442 33.10 82,442 41.62
IUSV - iShares Core S&P U.S. Value ETF 74,098 33.10 72,258 41.61
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 73,232 33.10 106,942 41.62
FISVX - Fidelity Small Cap Value Index Fund 71,885 33.09 76,459 41.62
MXMDX - Great-West S&P Mid Cap 400 Index Fund Investor Class 68,338 33.10 59,681 41.62
JECIX - Mid Cap Index Trust NAV 67,636 33.10 67,905 41.62
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 66,300 33.11 66,300 41.61
NSIDX - Northern Small Cap Index Fund 64,421 33.09 66,807 41.63
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 64,300 33.09 69,700 41.62
JVSAX - Janus Henderson Small-Mid Cap Value Fund Class A 61,954 33.11 86,915 41.62
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 59,494 33.10 58,024 41.62
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 58,629 33.11 56,777 41.62
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 57,949 33.10 56,157 41.62
Brighthouse Funds Trust II - MetLife Mid Cap Stock Index Portfolio Class A 57,464 33.10 57,227 41.62
TRANSAMERICA SERIES TRUST - Transamerica Small/Mid Cap Value VP Initial 56,600 33.09 57,000 41.61
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Mid Cap Index Fund Class 2 53,217 33.09 55,416 41.61
QCEQRX - Equity Index Account Class R1 53,154 33.09 53,154 41.61
EZM - WisdomTree U.S. MidCap Fund N/A 53,083 33.10 54,748 41.63
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 50,800 33.09 51,423 41.62
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 48,078 33.09 49,274 41.62
EQ ADVISORS TRUST - EQ/400 Managed Volatility Portfolio Class IB 45,996 33.09 44,825 41.63
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 45,005 33.11 45,005 41.62
SBVAX - ClearBridge Small Cap Value Fund Class A 44,480 33.09 54,380 41.61
SPWIX - Simt Small Cap Growth Fund Class I 42,804 33.10 40,198 41.62
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 41,500 33.11 46,700 41.63
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 41,165 33.11 41,165 41.61
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - SmallCap Account Class 1 40,400 33.09 40,400 41.61
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 38,152 33.10 38,152 41.62
BBVSX - Bridge Builder Small/Mid Cap Value Fund 37,136 33.09 40,614 41.61
FSRRX - Fidelity Strategic Real Return Fund 34,750 33.09 21,950 41.64
VSFAX - Federated Clover Small Value Fund Class A Shares 34,175 33.09 24,981 41.63
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 33,426 33.09 34,705 41.61
VARIABLE INSURANCE PRODUCTS FUND IV - Materials Portfolio Initial Class 33,151 33.09 32,351 41.61
PUTNAM VARIABLE TRUST - Putnam VT Small Cap Value Fund Class IA Shares 31,900 33.10 31,500 41.62
THRIVENT SERIES FUND INC - Thrivent Mid Cap Index Portfolio Class A 31,875 33.10 31,744 41.61
IWV - iShares Russell 3000 ETF 31,858 33.08 31,963 41.61
JNL SERIES TRUST - JNL/Mellon Materials Sector Fund (A) 29,073 33.09 25,008 41.63
SSMHX - State Street Small/mid Cap Equity Index Portfolio 28,647 33.09 26,947 41.64
JESIX - Small Cap Index Trust NAV 24,667 33.08 25,309 41.61
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 24,493 33.11 26,465 41.60
VYSVX - Vericimetry U.S. Small Cap Value Fund 24,280 33.11 24,280 41.64
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 23,737 33.11 23,737 41.62
VQNPX - Vanguard Growth and Income Fund Investor Shares 22,300 33.09 43,300 41.62
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 21,300 33.10 21,300 41.64
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 20,718 33.11 22,926 41.61
QSMLX - AQR Small Cap Multi-Style Fund Class I 20,413 33.12 20,413 41.64
OHIO NATIONAL FUND INC - ON S&P MidCap 400® Index Portfolio 20,228 33.12 20,904 41.62
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 19,718 33.12 19,718 41.64
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 19,400 33.09 18,100 41.60
BNY MELLON INVESTMENT PORTFOLIOS - Midcap Stock Portfolio - Initial Shares 17,965 33.12 18,165 41.62
SPTM - SPDR(R) Portfolio Total Stock Market ETF 17,791 33.11 17,703 41.63
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 17,594 33.08 17,740 41.60
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 16,160 33.11 16,160 41.65
ASMOX - AQR Small Cap Momentum Style Fund Class I 15,907 33.13 10,427 41.62
SVAL - iShares US Small Cap Value Factor ETF 15,821 33.12 22,438 41.63
EQ ADVISORS TRUST - ATM Mid Cap Managed Volatility Portfolio Class K 15,714 33.09 15,089 41.62
ROUS - Hartford Multifactor US Equity ETF 15,530 33.10 12,140 41.60
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 14,737 33.11 17,129 41.63
USMIX - Extended Market Index Fund 14,338 33.13 14,408 41.64
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 14,277 33.13 14,307 41.59
PEXMX - T. Rowe Price Extended Equity Market Index Fund 14,100 33.12 14,100 41.63
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 13,236 33.09 13,236 41.63
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 13,138 33.11 14,930 41.59
HDSVX - Hodges Small Intrinsic Value Fund Retail Class 13,000 33.08 14,000 41.64
POMIX - T. Rowe Price Total Equity Market Index Fund 11,800 33.14 11,800 41.61
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 11,612 33.07 11,612 41.59
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 11,510 33.10 12,827 41.63
QRPNX - AQR Alternative Risk Premia Fund Class N 11,408 33.13 11,408 41.64
Securian Funds Trust - SFT Index 400 Mid-Cap Fund Class 1 11,076 33.13 10,900 41.65
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 10,884 33.08 12,603 41.66
DTD - WisdomTree U.S. Total Dividend Fund N/A 10,457 33.09 9,977 41.60
RYAVX - S&P MidCap 400 Pure Value Fund Class H 9,461 33.08 13,229 41.65
RYBIX - Basic Materials Fund Investor Class 9,333 33.11 14,086 41.60
Guggenheim Variable Funds Trust - SERIES Q (SMALL CAP VALUE SERIES) A 8,977 33.08 8,977 41.66
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 8,100 33.09 8,100 41.60
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 7,350 33.06 7,100 41.69
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 7,047 33.06 5,524 41.64
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 6,250 33.12 6,250 41.60
TLEQX - Small-Cap Equity Fund 5,910 33.16 6,300 41.59
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 5,907 33.18 5,907 41.65
RYDEX VARIABLE TRUST - S&P MidCap 400 Pure Value Fund Variable Annuity 5,639 33.16 5,632 41.55
SDSCX - BNY Mellon Small/Mid Cap Growth Fund Class I 5,626 33.06 5,626 41.59
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 5,493 33.13 5,810 41.65
XJH - iShares ESG Screened S&P Mid-Cap ETF 4,668 33.20 4,260 41.55
TRZIX - T. Rowe Price Small-Cap Index Fund 4,633 33.02 4,239 41.52
HAP - VanEck Vectors Natural Resources ETF 3,954 33.13 2,706 41.76
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,584 33.20 3,474 41.74
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 3,300 33.03 3,300 41.52
PIBAX - PGIM BALANCED FUND Class A 3,100 33.23 6,700 41.64
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 3,072 33.20 3,614 41.51
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,958 33.13 2,958 41.58
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 2,920 33.22 1,660 41.57
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 2,508 33.09 2,529 41.52
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 2,331 33.03 1,728 41.67
Profunds - Profund Vp Basic Materials 2,295 33.12 2,423 41.68
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,114 33.11 1,823 41.69
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 2,002 32.97 4,468 41.63
RYDEX VARIABLE TRUST - Basic Materials Variable Annuity 1,977 32.88 2,655 41.81
JETSX - Total Stock Market Index Trust NAV 1,876 33.05 2,212 41.59
TLSTX - Stock Index Fund 1,801 33.31 1,801 41.64
VLU - SPDR S&P 1500 Value Tilt ETF 1,668 32.97 1,851 41.60
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,600 33.12 1,522 41.39
Profunds - Profund Vp Mid-cap Value 1,482 33.06 2,146 41.47
SA FUNDS INVESTMENT TRUST - SA U.S. Core Market Fund 1,475 33.22 1,475 41.36
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 1,365 32.97 1,275 41.57
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 1,091 33.00 994 41.25
SSUAX - Guggenheim Small Cap Value Fund A 992 33.27 992 41.33
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 865 33.53 800 41.25
RYRRX - Russell 2000 Fund Class A 856 32.71 843 41.52
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 540 33.33 635 40.94
RYMDX - Mid-Cap 1.5x Strategy Fund Class H 515 33.01 573 41.88
Profunds - Profund Vp Ultrasmall-cap 440 34.09 604 41.39
MMTM - SPDR S&P 1500 Momentum Tilt ETF 433 32.33 457 41.58
Profunds - Profund Vp Small-cap 372 32.26 379 42.22
Profunds - Profund Vp Ultramid-cap 364 32.97 501 41.92
RYMKX - Russell 2000 1.5x Strategy Fund Class H 259 34.75 303 42.90
RYDEX VARIABLE TRUST - Mid-Cap 1.5x Strategy Fund Variable Annuity 207 33.82 240 41.67
AQRNX - AQR Multi-Asset Fund Class N 204 34.31 204 39.22
BDO Wealth Advisors, LLC 13 13 76.92
Name Current Shares Current PPS Previous Shares Previous PPS
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 82 36.59 84 35.71
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IFRA - iShares U.S. Infrastructure ETF 144,574 271,084 33.10 126,510 41.62 114.28
XFBRX - Mid Cap Portfolio Investor Class 86,800 476,400 33.10 389,600 41.62 22.28
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 62,095 3,580,415 33.10 3,518,320 41.62 1.76
IJH - iShares Core S&P Mid-Cap ETF 47,914 3,493,713 33.10 3,445,799 41.62 1.39
ITOT - iShares Core S&P Total U.S. Stock Market ETF 31,987 137,897 33.10 105,910 41.62 30.20
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 31,042 2,025,399 33.10 1,994,357 41.62 1.56
NAESX - Vanguard Small-Cap Index Fund Investor Shares 23,996 3,068,793 33.10 3,044,797 41.62 0.79
IWM - iShares Russell 2000 ETF 21,408 2,732,133 33.10 2,710,725 41.62 0.79
FSRRX - Fidelity Strategic Real Return Fund 12,800 34,750 33.09 21,950 41.64 58.31
FIIAX - Fidelity Advisor Mid Cap II Fund Class A 11,300 93,500 33.10 82,200 41.62 13.75
JSCSX - JPMorgan U.S. Small Company Fund Class I 9,500 106,900 33.10 97,400 41.62 9.75
VSFAX - Federated Clover Small Value Fund Class A Shares 9,194 34,175 33.09 24,981 41.63 36.80
MXMDX - Great-West S&P Mid Cap 400 Index Fund Investor Class 8,657 68,338 33.10 59,681 41.62 14.51
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 8,169 262,576 33.10 254,407 41.62 3.21
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 7,010 186,988 33.10 179,978 41.62 3.89
ASMOX - AQR Small Cap Momentum Style Fund Class I 5,480 15,907 33.13 10,427 41.62 52.56
SPMD - SPDR(R) Portfolio Mid Cap ETF 5,430 286,143 33.10 280,713 41.62 1.93
PSOPX - JPMorgan Small Cap Value Fund Class I 4,800 216,100 33.10 211,300 41.62 2.27
JNL SERIES TRUST - JNL/Mellon Materials Sector Fund (A) 4,065 29,073 33.09 25,008 41.63 16.25
ROUS - Hartford Multifactor US Equity ETF 3,390 15,530 33.10 12,140 41.60 27.92
SPWIX - Simt Small Cap Growth Fund Class I 2,606 42,804 33.10 40,198 41.62 6.48
EQ ADVISORS TRUST - EQ/Mid Cap Index Portfolio Class IA 2,316 124,670 33.10 122,354 41.62 1.89
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 1,852 58,629 33.11 56,777 41.62 3.26
IUSV - iShares Core S&P U.S. Value ETF 1,840 74,098 33.10 72,258 41.61 2.55
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 1,792 57,949 33.10 56,157 41.62 3.19
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,700 28,647 33.09 26,947 41.64 6.31
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,523 7,047 33.06 5,524 41.64 27.57
Jnl Series Trust - Jnl Multi-manager Small Cap Value Fund (a) 1,470 59,494 33.10 58,024 41.62 2.53
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 1,300 19,400 33.09 18,100 41.60 7.18
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 1,260 2,920 33.22 1,660 41.57 75.90
HAP - VanEck Vectors Natural Resources ETF 1,248 3,954 33.13 2,706 41.76 46.12
EQ ADVISORS TRUST - EQ/400 Managed Volatility Portfolio Class IB 1,171 45,996 33.09 44,825 41.63 2.61
VARIABLE INSURANCE PRODUCTS FUND IV - Materials Portfolio Initial Class 800 33,151 33.09 32,351 41.61 2.47
EQ ADVISORS TRUST - ATM Mid Cap Managed Volatility Portfolio Class K 625 15,714 33.09 15,089 41.62 4.14
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 603 2,331 33.03 1,728 41.67 34.90
DTD - WisdomTree U.S. Total Dividend Fund N/A 480 10,457 33.09 9,977 41.60 4.81
XJH - iShares ESG Screened S&P Mid-Cap ETF 408 4,668 33.20 4,260 41.55 9.58
PUTNAM VARIABLE TRUST - Putnam VT Small Cap Value Fund Class IA Shares 400 31,900 33.10 31,500 41.62 1.27
TRZIX - T. Rowe Price Small-Cap Index Fund 394 4,633 33.02 4,239 41.52 9.29
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 291 2,114 33.11 1,823 41.69 15.96
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 250 7,350 33.06 7,100 41.69 3.52
Brighthouse Funds Trust II - MetLife Mid Cap Stock Index Portfolio Class A 237 57,464 33.10 57,227 41.62 0.41
Securian Funds Trust - SFT Index 400 Mid-Cap Fund Class 1 176 11,076 33.13 10,900 41.65 1.61
JNL SERIES TRUST - JNL Mid Cap Index Fund (I) 133 183,752 33.10 183,619 41.62 0.07
THRIVENT SERIES FUND INC - Thrivent Mid Cap Index Portfolio Class A 131 31,875 33.10 31,744 41.61 0.41
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 110 3,584 33.20 3,474 41.74 3.17
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 97 1,091 33.00 994 41.25 9.76
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 90 1,365 32.97 1,275 41.57 7.06
SPTM - SPDR(R) Portfolio Total Stock Market ETF 88 17,791 33.11 17,703 41.63 0.50
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 78 1,600 33.12 1,522 41.39 5.12
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 65 865 33.53 800 41.25 8.12
RYRRX - Russell 2000 Fund Class A 13 856 32.71 843 41.52 1.54
RYDEX VARIABLE TRUST - S&P MidCap 400 Pure Value Fund Variable Annuity 7 5,639 33.16 5,632 41.55 0.12
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
XME - SPDR(R) S&P(R) Metals & Mining ETF 1,070,565 2,548,411 33.10 3,618,976 41.62 -29.58
JSIVX - Janus Henderson Small Cap Value Fund Class L 370,161 1,494,534 33.10 1,864,695 41.62 -19.85
VSEQX - Vanguard Strategic Equity Fund Investor Shares 322,375 346,930 33.10 669,305 41.62 -48.17
QCSTRX - Stock Account Class R1 236,181 128,038 33.10 364,219 41.62 -64.85
IWN - iShares Russell 2000 Value ETF 217,437 1,010,042 33.10 1,227,479 41.62 -17.71
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 199,938 1,064,033 33.10 1,263,971 41.62 -15.82
HDPSX - Hodges Small Cap Fund Retail Class 90,000 180,000 33.10 270,000 41.62 -33.33
MDYV - SPDR(R) S & P 400 Mid Cap Value ETF 62,446 169,487 33.10 231,933 41.62 -26.92
SLX - VanEck Vectors Steel ETF 39,599 126,582 33.10 166,181 41.62 -23.83
Bernstein Fund Inc - Small Cap Core Portfolio SCB Class 33,710 73,232 33.10 106,942 41.62 -31.52
HDPMX - Hodges Fund Retail Class 30,000 120,000 33.10 150,000 41.62 -20.00
UBVLX - Undiscovered Managers Behavioral Value Fund Class L 29,019 310,926 33.10 339,945 41.62 -8.54
JVSAX - Janus Henderson Small-Mid Cap Value Fund Class A 24,961 61,954 33.11 86,915 41.62 -28.72
VQNPX - Vanguard Growth and Income Fund Investor Shares 21,000 22,300 33.09 43,300 41.62 -48.50
SDVY - First Trust SMID Cap Rising Dividend Achievers ETF 12,812 213,172 33.10 225,984 41.62 -5.67
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 12,200 158,156 33.10 170,356 41.62 -7.16
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 12,190 174,170 33.10 186,360 41.62 -6.54
IJJ - iShares S&P Mid-Cap 400 Value ETF 10,379 843,424 33.10 853,803 41.62 -1.22
SBVAX - ClearBridge Small Cap Value Fund Class A 9,900 44,480 33.09 54,380 41.61 -18.21
SVAL - iShares US Small Cap Value Factor ETF 6,617 15,821 33.12 22,438 41.63 -29.49
SLLAX - SIMT Small Cap Fund Class F 5,867 108,000 33.10 113,867 41.62 -5.15
NOSGX - Northern Small Cap Value Fund 5,490 427,903 33.10 433,393 41.62 -1.27
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 5,400 64,300 33.09 69,700 41.62 -7.75
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 5,261 154,473 33.10 159,734 41.62 -3.29
SMVIX - Simt Small Cap Value Fund Class I 5,223 103,735 33.10 108,958 41.62 -4.79
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 5,200 41,500 33.11 46,700 41.63 -11.13
RYBIX - Basic Materials Fund Investor Class 4,753 9,333 33.11 14,086 41.60 -33.74
VEXMX - Vanguard Extended Market Index Fund Investor Shares 4,732 1,616,996 33.10 1,621,728 41.62 -0.29
FISVX - Fidelity Small Cap Value Index Fund 4,574 71,885 33.09 76,459 41.62 -5.98
RYAVX - S&P MidCap 400 Pure Value Fund Class H 3,768 9,461 33.08 13,229 41.65 -28.48
PIBAX - PGIM BALANCED FUND Class A 3,600 3,100 33.23 6,700 41.64 -53.73
BBVSX - Bridge Builder Small/Mid Cap Value Fund 3,478 37,136 33.09 40,614 41.61 -8.56
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 2,466 2,002 32.97 4,468 41.63 -55.19
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,392 14,737 33.11 17,129 41.63 -13.96
NSIDX - Northern Small Cap Index Fund 2,386 64,421 33.09 66,807 41.63 -3.57
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 2,208 20,718 33.11 22,926 41.61 -9.63
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Mid Cap Index Fund Class 2 2,199 53,217 33.09 55,416 41.61 -3.97
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,972 24,493 33.11 26,465 41.60 -7.45
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 1,792 13,138 33.11 14,930 41.59 -12.00
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,719 10,884 33.08 12,603 41.66 -13.64
EZM - WisdomTree U.S. MidCap Fund N/A 1,665 53,083 33.10 54,748 41.63 -3.04
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 1,317 11,510 33.10 12,827 41.63 -10.27
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 1,279 33,426 33.09 34,705 41.61 -3.69
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 1,196 48,078 33.09 49,274 41.62 -2.43
NOMIX - Northern Mid Cap Index Fund 1,143 122,902 33.10 124,045 41.62 -0.92
HDSVX - Hodges Small Intrinsic Value Fund Retail Class 1,000 13,000 33.08 14,000 41.64 -7.14
RYDEX VARIABLE TRUST - Basic Materials Variable Annuity 678 1,977 32.88 2,655 41.81 -25.54
OHIO NATIONAL FUND INC - ON S&P MidCap 400® Index Portfolio 676 20,228 33.12 20,904 41.62 -3.23
Profunds - Profund Vp Mid-cap Value 664 1,482 33.06 2,146 41.47 -30.94
JESIX - Small Cap Index Trust NAV 642 24,667 33.08 25,309 41.61 -2.54
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 623 50,800 33.09 51,423 41.62 -1.21
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 542 3,072 33.20 3,614 41.51 -15.00
TRANSAMERICA SERIES TRUST - Transamerica Small/Mid Cap Value VP Initial 400 56,600 33.09 57,000 41.61 -0.70
TLEQX - Small-Cap Equity Fund 390 5,910 33.16 6,300 41.59 -6.19
JETSX - Total Stock Market Index Trust NAV 336 1,876 33.05 2,212 41.59 -15.19
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 317 5,493 33.13 5,810 41.65 -5.46
JECIX - Mid Cap Index Trust NAV 269 67,636 33.10 67,905 41.62 -0.40
BNY MELLON INVESTMENT PORTFOLIOS - Midcap Stock Portfolio - Initial Shares 200 17,965 33.12 18,165 41.62 -1.10
VLU - SPDR S&P 1500 Value Tilt ETF 183 1,668 32.97 1,851 41.60 -9.89
Profunds - Profund Vp Ultrasmall-cap 164 440 34.09 604 41.39 -27.15
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 146 17,594 33.08 17,740 41.60 -0.82
Profunds - Profund Vp Ultramid-cap 137 364 32.97 501 41.92 -27.35
Profunds - Profund Vp Basic Materials 128 2,295 33.12 2,423 41.68 -5.28
IWV - iShares Russell 3000 ETF 105 31,858 33.08 31,963 41.61 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 95 540 33.33 635 40.94 -14.96
USMIX - Extended Market Index Fund 70 14,338 33.13 14,408 41.64 -0.49
RYMDX - Mid-Cap 1.5x Strategy Fund Class H 58 515 33.01 573 41.88 -10.12
RYMKX - Russell 2000 1.5x Strategy Fund Class H 44 259 34.75 303 42.90 -14.52
RYDEX VARIABLE TRUST - Mid-Cap 1.5x Strategy Fund Variable Annuity 33 207 33.82 240 41.67 -13.75
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 30 14,277 33.13 14,307 41.59 -0.21
MMTM - SPDR S&P 1500 Momentum Tilt ETF 24 433 32.33 457 41.58 -5.25
SSSEX - State Street Small-Cap Equity V.I.S. Fund Class 1 Shares 21 2,508 33.09 2,529 41.52 -0.83
Profunds - Profund Vp Small-cap 7 372 32.26 379 42.22 -1.85
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 82 36.59 84 35.71 -2.38
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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