Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 440 22.00 19.82 20.43
Previous Quarter 479 31.00 31.63 31.23

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 23 138 262 39 135 101
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 2 54 0 24 15
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 10,995,265 0.00 0.00 10,233,250 0.00 0.00
Previous Quarter 5,479,023 0.00 0.00 10,178,983 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Ariel Investments, Llc 9,184,225 19.81
BlackRock Inc. 5,632,372 19.81
BlackRock Inc. 5,362,893
Vanguard Group Inc 5,098,389 19.81
VANGUARD GROUP INC 4,967,126
Fred Alger Management, Llc 4,024,590 19.81
ALGER ASSOCIATES INC 4,019,235
EARNEST PARTNERS LLC 3,433,430
Earnest Partners Llc 3,303,575 19.81
IJR - iShares Core S&P Small-Cap ETF 3,234,056 19.81
ARGFX - Ariel Fund Investor Class 2,926,476 19.81
Boston Trust Walden Corp 1,993,528 19.81
OIH - VanEck Vectors Oil Services ETF 1,917,478 19.81
Van Eck Associates Corp 1,917,478 19.81
ALMAX - Alger Weatherbie Specialized Growth Fund Class A 1,514,299 26.00
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,351,835 19.81
CAAPX - Ariel Appreciation Fund Investor Class 1,342,500 19.81
State Street Corp 1,296,812 19.82
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,157,486 19.81
Disciplined Growth Investors Inc /mn 861,213 19.81

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Ariel Investments, Llc 8,198,544 31.63
BlackRock Inc. 5,479,023 31.63
Vanguard Group Inc 5,080,909 31.63
Fred Alger Management, Llc 4,230,928 31.63
Earnest Partners Llc 3,401,137 31.63
IJR - iShares Core S&P Small-Cap ETF 3,313,342 31.63
ARGFX - Ariel Fund Investor Class 2,926,476 31.63
Van Eck Associates Corp 2,098,713 31.63
OIH - VanEck Vectors Oil Services ETF 2,091,053 31.63
ALMAX - Alger Weatherbie Specialized Growth Fund Class A 1,572,484 26.67
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,378,696 31.63
State Street Corp 1,348,572 31.64
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,157,864 31.63
CAAPX - Ariel Appreciation Fund Investor Class 962,354 31.63
Fisher Asset Management, LLC 863,906 31.63
Disciplined Growth Investors Inc /mn 855,731 31.63
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 759,678 31.63
aeris Capital Holding GmbH 733,357 31.63
Bank Of America Corp /de/ 647,204 31.63
VEXMX - Vanguard Extended Market Index Fund Investor Shares 622,969 31.63

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 4,967,126
ALGER ASSOCIATES INC 4,019,235
EARNEST PARTNERS LLC 3,433,430
Boston Trust Walden Corp 1,993,528 19.81
BOSOX - Boston Trust Small Cap Fund 417,300 19.81
CSMVX - Congress Small Cap Growth Fund Retail Class 275,000 26.00
BTSMX - Boston Trust SMID Cap Fund 241,800 19.81
Farmer Steven Patrick 236,523 19.81
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 71,459 26.00
Penn Capital Management Co Inc 50,825 19.81
Jupiter Asset Management Ltd 31,057 19.80
Ridgewood Investments LLC 23,956 19.83
Cipher Capital LP 19,729 19.82
New York Life Investment Management Llc 14,744 19.80
CSML - IQ Chaikin U.S. Small Cap ETF 12,887 26.00
PCSGX - PACE Small/Medium Co Growth Equity Investments Class P 12,627 25.98
State Of Wisconsin Investment Board 11,163 19.80
XJR - iShares ESG Screened S&P Small-Cap ETF 1,598 20.03
Allworth Financial LP 6
Clear Street Markets Llc 1
Name Shares PPS
aeris Capital Holding GmbH 733,357 31.63
Jane Street Group, Llc 214,900 31.63
Jane Street Group, Llc 214,900 31.63
Southpoint Capital Advisors LP 188,368 31.63
Renaissance Technologies Llc 138,100 31.63
Marshall Wace North America L.P. 134,680 27.75
CSMIX - Columbia Small Cap Value Fund I Class A 132,050 26.67
SPECX - Alger Spectra Fund Class A 116,901 26.67
Loomis Sayles & Co L P 76,195 31.63
PDT Partners, LLC 69,211 31.63
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 65,770 31.63
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF 56,725 31.63
LMR Partners LLP 54,369 31.64
Freestone Capital Holdings, LLC 47,347 31.64
Russell Investments Group, Ltd. 38,472 31.58
Henry James International Management Inc. 37,800 31.64
Atria Investments Llc 34,807 31.63
D. E. Shaw & Co., Inc. 33,734 31.63
Calamos Advisors LLC 31,113 31.63
First Trust Advisors Lp 30,794 31.63
FYX - First Trust Small Cap Core AlphaDEX Fund 27,398 26.68
SG Americas Securities, LLC 20,520 31.63
Bank Of Montreal /can/ 17,404 32.18
Two Sigma Investments, Lp 15,329 31.64
Victory Capital Management Inc 12,464 25.99
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 9,851 26.70
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Loomis Sayles Global Growth Fund Standard Class 9,817 31.68
Teacher Retirement System Of Texas 9,485 31.63
Janus Henderson Group Plc 8,771 31.58
THMAX - Thrivent Moderate Allocation Fund Class A 8,739 26.66
Mairs & Power Inc 8,685 31.66
Gotham Asset Management, LLC 7,543 31.69
Price T Rowe Associates Inc /md/ 7,500 31.60
GCTIX - Goldman Sachs U.S. Tax-Managed Equity Fund Institutional 7,426 31.65
Laurel Wealth Advisors, Inc. 7,310 31.60
Brinker Capital Investments, LLC 6,692 31.68
RiverGlades Family Offices LLC 6,600 31.67
Shelton Capital Management 6,476 31.66
AALGX - Thrivent Global Stock Fund Class A 6,418 26.64
FORA Capital, LLC 6,226
LSAGX - Loomis Sayles Global Growth Fund Class A 3,887 27.53
TAAAX - Thrivent Aggressive Allocation Fund Class A 3,451 26.66
AVFIX - American Beacon Small Cap Value Fund Institutional Class 2,890 26.64
QWVOX - Clearwater Small Companies Fund 2,400 31.67
IFP Advisors, Inc 1,511 103.90
TCAAX - Thrivent Moderately Conservative Allocation Fund Class A 1,278 26.60
XJR - iShares ESG Screened S&P Small-Cap ETF 1,210 31.40
NEXT Financial Group, Inc 390 23.08
Old National Bancorp /in/ 330 30.30
Gemmer Asset Management LLC 219 27.40
Allspring Global Investments Holdings, LLC 162 30.86
Fortitude Advisory Group L.L.C. 125 32.00
McCarthy Asset Management, Inc. 80 37.50
Carroll Financial Associates, Inc. 68 14.71
Bbva Usa 54 18.52
Money Concepts Capital Corp 8
Assetmark, Inc 3
CHUSX - Alger Global Focus Fund Class A
MXIVX - Great-West International Value Fund Investor Class
PXI - Invesco DWA Energy Momentum ETF
Penbrook Management LLC
Cullen/frost Bankers, Inc.
Cutler Group LP
AOFAX - Alger Small Cap Focus Fund Class A
Driehaus Capital Management Llc
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF
Assenagon Asset Management S.A.
Two Sigma Advisers, Lp
ATVPX - Alger 35 Fund Class P
Koshinski Asset Management, Inc.
Twinbeech Capital Lp
Trexquant Investment LP
Schonfeld Strategic Advisors LLC
DVSMX - Driehaus Small Cap Growth Fund Investor Share Class
Paloma Partners Management Co
Polar Asset Management Partners Inc.
Jones Financial Companies Lllp
Massachusetts Financial Services Co /ma/
Kowal Investment Group, LLC
Quantitative Investment Management, LLC
DekaBank Deutsche Girozentrale
ATFV - Alger 35 ETF
Voloridge Investment Management, Llc
Engineers Gate Manager LP
EQ ADVISORS TRUST - Multimanager Aggressive Equity Portfolio Class IB
Norges Bank
First Republic Investment Management, Inc.
FILFX - Strategic Advisers International Fund
DWSH - AdvisorShares Dorsey Wright Short ETF
Cubist Systematic Strategies, LLC
Capital Asset Advisory Services LLC
MNCSX - Mercer Non-US Core Equity Fund Class I
Kopion Asset Management, LLC
SHRAX - ClearBridge Aggressive Growth Fund Class A
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP ClearBridge QS Select Large Cap Managed Volatility Fund Standard Class
Atom Investors LP
Eqis Capital Management, Inc.
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares
Harbour Investments, Inc.
Clearbridge Investments, LLC
ExodusPoint Capital Management, LP
Edgestream Partners, L.P.
Qube Research & Technologies Ltd
QLMGOX - ClearBridge Variable Aggressive Growth Portfolio Class I
Arkadios Wealth Advisors
Advisory Services Network, LLC
Intrinsic Edge Capital Management LLC
Walleye Trading LLC
Sofos Investments, Inc.
Guidance Point Advisors, LLC
Country Trust Bank
MGIAX - MFS International Intrinsic Value Fund A
Neo Ivy Capital Management
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma
Susquehanna Fundamental Investments, Llc
Cerity Partners LLC
Amundi
Millennium Management Llc
Quantbot Technologies LP
ALGAX - Alger International Focus Fund Class A
Enterprise Financial Services Corp
Jump Financial, LLC
Rsm Us Wealth Management Llc
DIEFX - Destinations International Equity Fund Class I
Ten Capital Wealth Advisors, LLC
Savior LLC
Holloway Wealth Management, LLC
M&g Investment Management Ltd
DWAS - Invesco DWA SmallCap Momentum ETF
EQ ADVISORS TRUST - EQ/MFS International Value Portfolio Class IB
MFS VARIABLE INSURANCE TRUST II - MFS International Intrinsic Value Portfolio Initial Class
Occudo Quantitative Strategies Lp
GONIX - Gotham Neutral Fund Institutional Class
Bokf, Na
XTX Topco Ltd
Spouting Rock Asset Management, LLC
Cahill Financial Advisors Inc
Ako Capital Llp
Name Current Shares Current PPS Previous Shares Previous PPS
Ariel Investments, Llc 9,184,225 19.81 8,198,544 31.63
BlackRock Inc. 5,632,372 19.81 5,479,023 31.63
Vanguard Group Inc 5,098,389 19.81 5,080,909 31.63
Fred Alger Management, Llc 4,024,590 19.81 4,230,928 31.63
Earnest Partners Llc 3,303,575 19.81 3,401,137 31.63
IJR - iShares Core S&P Small-Cap ETF 3,234,056 19.81 3,313,342 31.63
ARGFX - Ariel Fund Investor Class 2,926,476 19.81 2,926,476 31.63
OIH - VanEck Vectors Oil Services ETF 1,917,478 19.81 2,091,053 31.63
Van Eck Associates Corp 1,917,478 19.81 2,098,713 31.63
ALMAX - Alger Weatherbie Specialized Growth Fund Class A 1,514,299 26.00 1,572,484 26.67
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,351,835 19.81 1,378,696 31.63
CAAPX - Ariel Appreciation Fund Investor Class 1,342,500 19.81 962,354 31.63
State Street Corp 1,296,812 19.82 1,348,572 31.64
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,157,486 19.81 1,157,864 31.63
Disciplined Growth Investors Inc /mn 861,213 19.81 855,731 31.63
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 775,326 19.81 759,678 31.63
VEXMX - Vanguard Extended Market Index Fund Investor Shares 625,885 19.81 622,969 31.63
Bank Of America Corp /de/ 614,281 19.81 647,204 31.63
Dimensional Fund Advisors Lp 610,025 19.81 510,277 31.63
Douglas Lane & Associates, LLC 550,663 19.81 587,974 31.63
Name Current Shares Current PPS Previous Shares Previous PPS
VENAX - Vanguard Energy Index Fund Admiral Shares 275,793 28.18 270,737 27.56
FSMAX - Fidelity Extended Market Index Fund 219,232 28.18 152,394 27.56
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares 196,105 28.18 191,334 27.56
FNDA - Schwab Fundamental U.S. Small Company Index ETF 190,176 28.18 140,905 27.56
NMSAX - Columbia Small Cap Index Fund Class A 186,127 28.18 186,727 27.56
SCHA - Schwab U.S. Small-Cap ETF 184,249 28.18 189,230 27.56
PSCE - Invesco S&P SmallCap Energy ETF 150,547 28.18 117,021 27.56
VEVFX - Vanguard Explorer Value Fund Investor Shares 119,353 28.18 88,436 27.56
State of New Jersey Common Pension Fund D 92,647 19.81 0
Marshall Wace, Llp 86,440 19.81 0
PXJ - Invesco Dynamic Oil & Gas Services ETF 81,387 26.00 0
FSKAX - Fidelity Total Market Index Fund 72,272 28.19 72,272 27.56
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares 71,107 28.18 71,344 27.56
FCFMX - Fidelity Series Total Market Index Fund 51,534 28.18 48,353 27.57
DFSTX - U.s. Small Cap Portfolio - Institutional Class 41,091 25.99 0
ESML - iShares ESG MSCI USA Small-Cap ETF 36,300 28.18 34,940 27.56
Tower Research Capital LLC (TRC) 32,720 19.80 0
KBC Group NV 31,697 19.81 0
SCHB - Schwab U.S. Broad Market ETF 24,120 28.19 24,031 27.55
CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 22,800 28.20 22,800 27.54
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Ariel Investments, Llc 985,681 9,184,225 19.81 8,198,544 31.63 12.02
CAAPX - Ariel Appreciation Fund Investor Class 380,146 1,342,500 19.81 962,354 31.63 39.50
Wintrust Investments Llc 183,239 191,024 19.81 7,785 31.60 2353.74
BlackRock Inc. 153,349 5,632,372 19.81 5,479,023 31.63 2.80
Citadel Advisors Llc 109,255 194,407 19.81 85,152 31.63 128.31
Dimensional Fund Advisors Lp 99,748 610,025 19.81 510,277 31.63 19.55
State of New Jersey Common Pension Fund D 92,647 92,647 19.81 0 0.00
Scout Investments, Inc. 92,228 293,609 19.81 201,381 31.63 45.80
Marshall Wace, Llp 86,440 86,440 19.81 0 0.00
Graham Capital Management, L.P. 81,995 116,572 19.81 34,577 31.61 237.14
PXJ - Invesco Dynamic Oil & Gas Services ETF 81,387 81,387 26.00 0 0.00
Congress Asset Management Co /ma 81,359 508,129 19.81 426,770 31.63 19.06
Morgan Stanley 72,872 357,570 19.81 284,698 31.63 25.60
AVEMX - Ave Maria Value Fund 70,000 164,000 19.81 94,000 31.63 74.47
Schwartz Investment Counsel Inc 70,000 164,100 19.81 94,100 31.63 74.39
FSMAX - Fidelity Extended Market Index Fund 66,838 219,232 28.18 152,394 27.56 43.86
IJS - iShares S&P Small-Cap 600 Value ETF 58,378 500,958 19.81 442,580 31.63 13.19
CSSAX - Carillon Scout Small Cap Fund Class A 53,473 101,560 26.00 48,087 26.66 111.20
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 50,931 146,871 19.81 95,940 31.63 53.09
FNDA - Schwab Fundamental U.S. Small Company Index ETF 49,271 190,176 28.18 140,905 27.56 34.97
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Fisher Asset Management, LLC 673,711 190,195 19.81 863,906 31.63 -77.98
Fred Alger Management, Llc 206,338 4,024,590 19.81 4,230,928 31.63 -4.88
Jane Street Group, Llc 198,370 16,530 19.84 214,900 31.63 -92.31
Ameriprise Financial Inc 198,188 362,742 19.81 560,930 31.63 -35.33
Van Eck Associates Corp 181,235 1,917,478 19.81 2,098,713 31.63 -8.64
OIH - VanEck Vectors Oil Services ETF 173,575 1,917,478 19.81 2,091,053 31.63 -8.30
FIL Ltd 133,438 254,447 19.81 387,885 31.63 -34.40
Morningstar Investment Services LLC 114,995 11,165 20.51 126,160 32.09 -91.15
Earnest Partners Llc 97,562 3,303,575 19.81 3,401,137 31.63 -2.87
IJR - iShares Core S&P Small-Cap ETF 79,286 3,234,056 19.81 3,313,342 31.63 -2.39
Principal Financial Group Inc 78,815 283,171 19.81 361,986 31.63 -21.77
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 67,426 329,923 19.81 397,349 31.63 -16.97
Susquehanna International Group, Llp 64,413 29,097 19.80 93,510 31.63 -68.88
ALMAX - Alger Weatherbie Specialized Growth Fund Class A 58,185 1,514,299 26.00 1,572,484 26.67 -3.70
State Street Corp 51,760 1,296,812 19.82 1,348,572 31.64 -3.84
LPL Financial LLC 50,320 25,496 19.81 75,816 31.63 -66.37
Jpmorgan Chase & Co 49,156 18,856 19.83 68,012 31.63 -72.28
Douglas Lane & Associates, LLC 37,311 550,663 19.81 587,974 31.63 -6.35
HASCX - Harbor Small Cap Value Fund Institutional Class 35,331 339,987 26.00 375,318 26.67 -9.41
Bank Of America Corp /de/ 32,923 614,281 19.81 647,204 31.63 -5.09
Name Current Puts
Name Current Calls
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
PEAK6 Investments LLC 59,800 7,700 67,500 -88.59
Simplex Trading, Llc 1,500 11,700 13,200 -11.36
Name

Past Week Analysis

Name Shares PPS
BOSOX - Boston Trust Small Cap Fund 417,300 19.81
BTSMX - Boston Trust SMID Cap Fund 241,800 19.81
XJR - iShares ESG Screened S&P Small-Cap ETF 1,598 20.03
Name Shares PPS
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 65,770 31.63
QWVOX - Clearwater Small Companies Fund 2,400 31.67
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 3,234,056 19.81 3,313,342 31.63
ARGFX - Ariel Fund Investor Class 2,926,476 19.81 2,926,476 31.63
OIH - VanEck Vectors Oil Services ETF 1,917,478 19.81 2,091,053 31.63
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,351,835 19.81 1,378,696 31.63
CAAPX - Ariel Appreciation Fund Investor Class 1,342,500 19.81 962,354 31.63
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,157,486 19.81 1,157,864 31.63
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 775,326 19.81 759,678 31.63
VEXMX - Vanguard Extended Market Index Fund Investor Shares 625,885 19.81 622,969 31.63
IJS - iShares S&P Small-Cap 600 Value ETF 500,958 19.81 442,580 31.63
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 452,753 19.81 452,753 31.63
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 329,923 19.81 397,349 31.63
IJT - iShares S&P Small-Cap 600 Growth ETF 229,478 19.81 227,080 31.63
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 225,603 19.81 221,298 31.63
SPSM - SPDR(R) Portfolio Small Cap ETF 215,307 19.81 209,821 31.63
IEZ - iShares U.S. Oil Equipment & Services ETF 199,216 19.81 154,412 31.63
AVEMX - Ave Maria Value Fund 164,000 19.81 94,000 31.63
Liberty All Star Growth Fund Inc. 160,461 19.81 160,461 31.63
MXMCX - Great-West Ariel Mid Cap Value Fund Investor Class 154,583 19.81 109,471 31.63
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 146,871 19.81 95,940 31.63
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 125,902 19.81 125,902 31.63
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 99,584 19.81 89,257 31.63
SLY - SPDR(R) S & P 600 Small Cap ETF 86,385 19.81 85,159 31.63
EQ ADVISORS TRUST - EQ/International Core Managed Volatility Portfolio Class IA 51,550 19.81 55,660 31.64
ITOT - iShares Core S&P Total U.S. Stock Market ETF 48,290 19.82 44,125 31.64
MMSCX - Praxis Small Cap Index Fund Class A 47,990 19.82 40,380 31.62
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 45,496 19.80 37,673 31.64
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 42,716 19.81 37,993 31.64
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 35,087 19.81 36,278 31.62
VBINX - Vanguard Balanced Index Fund Investor Shares 33,200 19.82 33,200 31.63
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 32,676 19.80 32,676 31.64
RYVIX - Energy Services Fund Investor Class 31,190 19.81 13,470 31.63
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 27,980 19.80 28,592 31.62
NENGX - Northern Engage360 Fund 21,784 19.83 16,370 31.64
EMCAX - Empiric 2500 Fund Class A 13,862 19.84 13,862 31.60
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 9,400 19.79 9,400 31.60
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 7,290 19.75 7,290 31.69
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 6,813 19.82 6,270 31.58
SPTM - SPDR(R) Portfolio Total Stock Market ETF 6,655 19.83 6,622 31.56
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 6,042 19.86 8,438 31.64
AAMOX - Alger Weatherbie Specialized Growth Portfolio Class I-2 4,557 19.75 4,477 31.72
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 4,017 19.92 4,017 31.62
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 3,415 19.91 3,535 31.68
TPSC - Timothy Plan US Small Cap Core ETF 2,347 19.60 2,937 31.66
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 2,103 19.97 2,103 31.86
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,356 19.91 1,356 31.71
CSA - VictoryShares US Small Cap Volatility Wtd ETF 1,348 20.03 1,343 31.27
Profunds - Profund Vp Small-cap Value 1,223 19.62 1,580 31.65
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,011 19.78 4,069 31.70
Profunds - Profund Vp Small-cap Growth 714 19.61 835 31.14
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 711 19.69 711 30.94
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 598 20.07 598 31.77
EQ ADVISORS TRUST - 1290 VT Socially Responsible Portfolio Class IA 556 19.78 556 32.37
ESIX - SPDR S&P SmallCap 600 ESG ETF 194 20.62 192 31.25
VLU - SPDR S&P 1500 Value Tilt ETF 160 18.75 175 34.29
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CAAPX - Ariel Appreciation Fund Investor Class 380,146 1,342,500 19.81 962,354 31.63 39.50
AVEMX - Ave Maria Value Fund 70,000 164,000 19.81 94,000 31.63 74.47
IJS - iShares S&P Small-Cap 600 Value ETF 58,378 500,958 19.81 442,580 31.63 13.19
Columbia Funds Variable Series Trust II - Variable Portfolio - Partners Small Cap Growth Fund Class 1 50,931 146,871 19.81 95,940 31.63 53.09
MXMCX - Great-West Ariel Mid Cap Value Fund Investor Class 45,112 154,583 19.81 109,471 31.63 41.21
IEZ - iShares U.S. Oil Equipment & Services ETF 44,804 199,216 19.81 154,412 31.63 29.02
RYVIX - Energy Services Fund Investor Class 17,720 31,190 19.81 13,470 31.63 131.55
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 15,648 775,326 19.81 759,678 31.63 2.06
SLYG - SPDR(R) S & P 600 Small Cap Growth ETF 10,327 99,584 19.81 89,257 31.63 11.57
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 7,823 45,496 19.80 37,673 31.64 20.77
MMSCX - Praxis Small Cap Index Fund Class A 7,610 47,990 19.82 40,380 31.62 18.85
SPSM - SPDR(R) Portfolio Small Cap ETF 5,486 215,307 19.81 209,821 31.63 2.61
NENGX - Northern Engage360 Fund 5,414 21,784 19.83 16,370 31.64 33.07
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 4,723 42,716 19.81 37,993 31.64 12.43
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 4,305 225,603 19.81 221,298 31.63 1.95
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 48,290 19.82 44,125 31.64 9.44
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,916 625,885 19.81 622,969 31.63 0.47
IJT - iShares S&P Small-Cap 600 Growth ETF 2,398 229,478 19.81 227,080 31.63 1.06
SLY - SPDR(R) S & P 600 Small Cap ETF 1,226 86,385 19.81 85,159 31.63 1.44
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 543 6,813 19.82 6,270 31.58 8.66
AAMOX - Alger Weatherbie Specialized Growth Portfolio Class I-2 80 4,557 19.75 4,477 31.72 1.79
SPTM - SPDR(R) Portfolio Total Stock Market ETF 33 6,655 19.83 6,622 31.56 0.50
CSA - VictoryShares US Small Cap Volatility Wtd ETF 5 1,348 20.03 1,343 31.27 0.37
ESIX - SPDR S&P SmallCap 600 ESG ETF 2 194 20.62 192 31.25 1.04
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
OIH - VanEck Vectors Oil Services ETF 173,575 1,917,478 19.81 2,091,053 31.63 -8.30
IJR - iShares Core S&P Small-Cap ETF 79,286 3,234,056 19.81 3,313,342 31.63 -2.39
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 67,426 329,923 19.81 397,349 31.63 -16.97
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 26,861 1,351,835 19.81 1,378,696 31.63 -1.95
EQ ADVISORS TRUST - EQ/International Core Managed Volatility Portfolio Class IA 4,110 51,550 19.81 55,660 31.64 -7.38
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 3,058 1,011 19.78 4,069 31.70 -75.15
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 2,396 6,042 19.86 8,438 31.64 -28.40
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 1,191 35,087 19.81 36,278 31.62 -3.28
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 612 27,980 19.80 28,592 31.62 -2.14
TPSC - Timothy Plan US Small Cap Core ETF 590 2,347 19.60 2,937 31.66 -20.09
NAESX - Vanguard Small-Cap Index Fund Investor Shares 378 1,157,486 19.81 1,157,864 31.63 -0.03
Profunds - Profund Vp Small-cap Value 357 1,223 19.62 1,580 31.65 -22.59
Profunds - Profund Vp Small-cap Growth 121 714 19.61 835 31.14 -14.49
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 120 3,415 19.91 3,535 31.68 -3.39
VLU - SPDR S&P 1500 Value Tilt ETF 15 160 18.75 175 34.29 -8.57
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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