Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 722 185.00 27.67 28.34
Previous Quarter 748 31.00 31.79 31.62

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 50 170 496 17 251 154
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 1 1 1 3 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 4 4 0 3 4 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 9 0 96 0 54 21
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 1

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 30,047,449 0.00 0.00 30,482,562 0.00 0.00
Previous Quarter 14,316,806 0.00 0.00 29,833,663 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 15,807,887
Vanguard Group Inc 15,381,891 27.67
VANGUARD GROUP INC 14,732,504
BlackRock Inc. 13,897,217 27.67
Blackstone Group Inc 6,630,749 31.79
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,753,255 27.67
Morgan Stanley 4,087,051 27.67
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,083,329 27.67
IWM - iShares Russell 2000 ETF 3,813,424 27.67
State Street Corp 3,420,188 28.27
Geode Capital Management, Llc 2,965,310 27.67
Bank Of America Corp /de/ 2,720,249 27.67
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,697,203 27.67
Egerton Capital (UK) LLP 2,593,317 27.67
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,294,829 27.67
REM - iShares Mortgage Real Estate ETF 2,099,517 27.67
Northern Trust Corp 2,021,673 27.67
Charles Schwab Investment Management Inc 1,986,321 27.67
1832 Asset Management L.P. 1,871,830 27.67
Ameriprise Financial Inc 1,806,344 27.67

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Vanguard Group Inc 15,060,492 31.79
BlackRock Inc. 13,965,001 31.79
Blackstone Group Inc 6,630,749 31.79
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,621,683 31.79
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,036,961 31.79
Morgan Stanley 3,787,236 31.79
IWM - iShares Russell 2000 ETF 3,558,748 31.79
State Street Corp 3,230,672 32.40
Geode Capital Management, Llc 2,862,279 31.79
Egerton Capital (UK) LLP 2,672,963 31.79
Bank Of America Corp /de/ 2,652,937 31.79
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,629,164 31.79
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,220,725 31.79
REM - iShares Mortgage Real Estate ETF 2,010,273 31.79
Northern Trust Corp 1,957,409 31.79
Charles Schwab Investment Management Inc 1,916,803 31.79
1832 Asset Management L.P. 1,848,316 31.35
Ameriprise Financial Inc 1,789,449 31.79
Artemis Investment Management LLP 1,650,332 31.73
IWN - iShares Russell 2000 Value ETF 1,611,697 31.79

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 14,732,504
FSMAX - Fidelity Extended Market Index Fund 856,928 31.11
SRET - Global X SuperDividend REIT ETF 399,205 30.04
PACIX - Columbia Convertible Securities Fund Class A 325,500 31.11
Clough Capital Partners L P 312,000 27.67
Walker Asset Management, LLC 201,426 30.25
JRSAX - Janus Henderson U.S. Managed Volatility Fund Class A 187,052 27.67
DDIV - First Trust Dorsey Wright Momentum & Dividend ETF 112,171 27.67
Strategic Wealth Advisors Group, LLC 102,560 0.03
DVOL - First Trust Dorsey Wright Momentum & Low Volatility ETF 58,556 27.67
RYLD - Global X Russell 2000 Covered Call ETF 44,760 30.05
State Of Wisconsin Investment Board 39,791 27.67
OIOIX - AXS Income Opportunities Fund Class I 36,491 31.10
GoalVest Advisory LLC 33,291 28.39
VQNPX - Vanguard Growth and Income Fund Investor Shares 29,800 27.68
AXS Investments LLC 28,991 27.66
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 24,870 27.66
Bank Of Nova Scotia 22,920 27.66
BTAL - AGFiQ U.S. Market Neutral Anti-Beta Fund 22,896 27.69
Jefferies Group LLC 22,215 27.68
Name Shares PPS
Jpmorgan Chase & Co 1,492,505 31.79
FSMAX - Fidelity Extended Market Index Fund 902,181 31.78
Hbk Investments L P 900,000 31.79
Millennium Management Llc 735,178 31.79
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 458,857 30.62
Marshall Wace North America L.P. 350,163 30.32
DPFAX - Deer Park Total Return Credit Fund Class A 350,000 30.62
UBS Group AG 306,542 31.79
Renaissance Technologies Llc 236,480 31.79
Simplex Trading, Llc 235,300 31.79
Two Sigma Investments, Lp 234,894 31.79
Pacific Edge Advisors, LLC 180,355 30.32
Jane Street Group, Llc 165,200 31.79
Qube Research & Technologies Ltd 116,547 31.79
Boothbay Fund Management, Llc 87,199 31.79
TASHX - Transamerica Multi-Asset Income (formerly Transamerica Strategic High Income) A 69,925 32.91
FREAX - Nuveen Real Estate Securities Fund Class A 53,102 30.32
Y-Intercept (Hong Kong) Ltd 42,743 31.79
Hilltop Holdings Inc. 36,569 31.80
Gsa Capital Partners Llp 30,332 31.78
Offit Capital Advisors Llc 28,466 31.79
Jag Capital Management, Llc 26,045 30.98
J.w. Cole Advisors, Inc. 25,796 0.47
Fort Washington Investment Advisors Inc /oh/ 25,560 31.81
NexWave Capital Partners LLC 24,238 30.61
Arete Wealth Advisors, LLC 21,622 31.87
D. E. Shaw & Co., Inc. 19,259 31.78
Mitsubishi UFJ Trust & Banking Corp 18,598 31.78
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 14,932 30.00
BMVSX - Baird Small/Mid Cap Value Fund Investor Class 14,612 30.32
D.a. Davidson & Co. 14,272 31.81
Aaron Wealth Advisors LLC 13,701 31.46
Hudson Value Partners, LLC 10,460 31.84
Claraphi Advisory Network, LLC 10,300 31.75
Brave Asset Management Inc 10,222 31.79
Synovus Financial Corp 9,440 31.89
Worth Venture Partners, LLC 9,400 31.81
Cpwm, Llc 9,029 31.79
Paloma Partners Management Co 9,016 31.83
Bayesian Capital Management, LP 8,900 31.80
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Fidelity Institutional Asset Management Multi-Strategy Fund Class 2 8,350 30.66
DEUTSCHE DWS VARIABLE SERIES II - DWS Small Mid Cap Value VIP Class A 8,173 30.59
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 8,092 30.28
Wealthsource Partners, Llc 7,787 31.85
Camden Capital, LLC 7,650 31.76
Profund Advisors Llc 7,643 31.79
Ergoteles LLC 7,632 31.84
Cutler Group LP 7,100 0.42
GM Advisory Group, Inc. 7,094 31.86
Intrust Bank Na 7,035 31.84
Blair William & Co/il 7,025 31.74
CIBC Asset Management Inc 6,959 31.76
Hudson Valley Investment Advisors Inc /adv 6,950 31.80
Spire Wealth Management 6,500 31.85
First Foundation Advisors 6,392 31.76
Alpha Cubed Investments, LLC 6,350 31.81
Moors & Cabot, Inc. 6,300 31.75
IFP Advisors, Inc 5,773 32.05
BLACKROCK ADVANTAGE GLOBAL FUND, INC. - BLACKROCK ADVANTAGE GLOBAL FUND, INC. Investor A 5,351 30.65
Future Financial Wealth Managment LLC 4,970 31.79
Parkside Investments, LLC 4,406 31.77
Point72 Asset Management, L.P. 4,400 31.82
Security National Trust Co 4,000 32.00
SUNAMERICA SERIES TRUST - SA BlackRock VCP Global Multi Asset Portfolio Class 3 3,386 32.78
Wealth Quarterback LLC 3,382
Samalin Investment Counsel, LLC 3,324 31.89
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 2,721 31.61
Commons Capital, Llc 2,093 32.01
NEXT Financial Group, Inc 1,878 31.42
Vestcor Inc 1,571 31.83
NCGFX - New Covenant Growth Fund 1,347 30.44
McIlrath & Eck, LLC 1,100 31.82
NGJAX - Nuveen Global Real Estate Securities Fund Class A 907 30.87
Mv Capital Management, Inc. 800 31.25
Castle Financial & Retirement Planning Associates, Inc. 706 31.16
Berman Capital Advisors, LLC 695 30.22
Sonora Investment Management, LLC 300 30.00
Concorde Financial Corp 300 30.00
Global Wealth Management Investment Advisory, Inc. 145 34.48
St. Johns Investment Management Company, LLC 110 27.27
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP BlackRock Advantage Allocation Fund Standard Class 101 29.70
Simon Quick Advisors, Llc 100 30.00
Private Capital Group, LLC 44 22.73
Massmutual Trust Co Fsb/adv 41
Tcwp Llc 5
Clear Street Markets Llc
Soltis Investment Advisors LLC
Global Retirement Partners, LLC
Versant Capital Management, Inc
Eaton Vance Management
Thompson Siegel & Walmsley Llc
Cambridge Trust Co
Colony Capital, Inc.
Ford Financial Group, LLC
Lmcg Investments, Llc
Lido Advisors, LLC
Bmc Fund Inc
Canton Hathaway, LLC
Pinz Capital Management, LP
Wealthspire Advisors, LLC
Meridian Wealth Partners, LLC
G2 Capital Management, Llc / Oh
Hrt Financial Lp
BSVSX - Baird SmallCap Value Fund Investor Class
Ellevest, Inc.
Two Sigma Advisers, Lp
Geneos Wealth Management Inc.
Chilton Investment Co Llc
Twinbeech Capital Lp
D'Orazio & Associates, Inc.
Barnett & Company, Inc.
APG Asset Management N.V.
Richard Bernstein Advisors LLC
Pin Oak Investment Advisors Inc
Engineers Gate Manager LP
HBC Financial Services, PLLC
Delta Asset Management Llc/tn
Blueshift Asset Management, LLC
Caption Management, LLC
Jacobi Capital Management LLC
Trustcore Financial Services, Llc
Pacitti Group Inc.
Schroder Investment Management Group
Campbell & CO Investment Adviser LLC
Point72 Hong Kong Ltd
Marshall Wace, Llp
Employees Retirement System of Texas
Dynamic Technology Lab Private Ltd
Ubs Oconnor Llc
Frontier Wealth Management LLC
Arkadios Wealth Advisors
Connor, Clark & Lunn Investment Management Ltd.
Covington Capital Management
National Asset Management, Inc.
AE Wealth Management LLC
Quadrature Capital Ltd
Mach-1 Financial Group, Inc.
Panagora Asset Management Inc
Sargent Investment Group, LLC
Norges Bank
Ensign Peak Advisors, Inc
Edge Wealth Management LLC
Perennial Advisors, LLC
IHT Wealth Management, LLC
CenterStar Asset Management, LLC
Snowden Capital Advisors LLC
O'shaughnessy Asset Management, Llc
Wagner Wealth Management, Llc
Deer Park Road Corp
Quantamental Technologies LLC
Gerber Kawasaki Wealth & Investment Management
Canal Capital Management, LLC
Formidable Asset Management, LLC
Gill Capital Partners, Llc
Squarepoint Ops LLC
Healthcare Of Ontario Pension Plan Trust Fund
Fox Run Management, L.l.c.
Stonnington Group, Llc
Fifth Third Bancorp
Monumental Financial Group Inc.
Regentatlantic Capital Llc
WMNUX - Westwood Alternative Income Fund ULTRA SHARES
Kennicott Capital Management Llc
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Equity & Fixed Income
Prelude Capital Management, Llc
Dupont Capital Management Corp
Robotti Robert
Lebenthal Global Advisors, LLC
MARNX - Convergence Long/Short Equity Fund - Institutional Class 30.10
GTTMX - Quantitative U.S. Total Market Equity Portfolio 31.33
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 15,807,887 13,965,001 31.79
Vanguard Group Inc 15,381,891 27.67 15,060,492 31.79
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,753,255 27.67 4,621,683 31.79
Morgan Stanley 4,087,051 27.67 3,787,236 31.79
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,083,329 27.67 4,036,961 31.79
IWM - iShares Russell 2000 ETF 3,813,424 27.67 3,558,748 31.79
State Street Corp 3,420,188 28.27 3,230,672 32.40
Geode Capital Management, Llc 2,965,310 27.67 2,862,279 31.79
Bank Of America Corp /de/ 2,720,249 27.67 2,652,937 31.79
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,697,203 27.67 2,629,164 31.79
Egerton Capital (UK) LLP 2,593,317 27.67 2,672,963 31.79
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,294,829 27.67 2,220,725 31.79
REM - iShares Mortgage Real Estate ETF 2,099,517 27.67 2,010,273 31.79
Northern Trust Corp 2,021,673 27.67 1,957,409 31.79
Charles Schwab Investment Management Inc 1,986,321 27.67 1,916,803 31.79
1832 Asset Management L.P. 1,871,830 27.67 1,848,316 31.35
Ameriprise Financial Inc 1,806,344 27.67 1,789,449 31.79
Jpmorgan Chase & Co 1,700,529 27.67 1,492,505 31.79
IWN - iShares Russell 2000 Value ETF 1,695,810 27.67 1,611,697 31.79
Artemis Investment Management LLP 1,692,544 27.74 1,650,332 31.73
Name Current Shares Current PPS Previous Shares Previous PPS
Advisor Group Holdings, Inc. 312,728 27.77 308,101 25.34
Nomura Holdings Inc 300,000 28.13 0
Balyasny Asset Management Llc 155,000 27.67 0
Securian Asset Management, Inc 64,032 0.03 101,692 0.03
Quantbot Technologies LP 44,313 27.67 0
Delphi Financial Group, Inc. 37,684 27.68 0
Truist Financial Corp 31,285 27.68 0
Acadian Asset Management Llc 24,755 27.67 0
Parallax Volatility Advisers, L.P. 20,000 27.65 0
Mizuho Securities Usa Llc 14,199 9.16 84,000 1.12
Next Capital Management LLC 13,143 27.92 0
Pearl River Capital, LLC 9,751 27.69 0
Sheets Smith Wealth Management 8,000 27.62 0
Proequities, Inc. 850 28.24 0
Castleview Partners, Llc 494 91230.77 320 31.25
Northwestern Mutual Wealth Management Co 415 26.51 0
Elequin Capital Lp 30 33.33 13
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 1,842,886 15,807,887 13,965,001 31.79 13.20
LDR Capital Management LLC 737,414 1,638,439 27.67 901,025 31.79 81.84
Vanguard Group Inc 321,399 15,381,891 27.67 15,060,492 31.79 2.13
Morgan Stanley 299,815 4,087,051 27.67 3,787,236 31.79 7.92
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 284,257 296,175 30.04 11,918 31.38 2385.11
IWM - iShares Russell 2000 ETF 254,676 3,813,424 27.67 3,558,748 31.79 7.16
Jpmorgan Chase & Co 208,024 1,700,529 27.67 1,492,505 31.79 13.94
Janus Henderson Group Plc 206,977 234,031 27.67 27,054 31.79 765.05
State Street Corp 189,516 3,420,188 28.27 3,230,672 32.40 5.87
First Trust Advisors Lp 188,204 431,894 27.67 243,690 31.79 77.23
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 131,572 4,753,255 27.67 4,621,683 31.79 2.85
Victory Capital Management Inc 106,336 1,489,179 27.67 1,382,843 31.70 7.69
Geode Capital Management, Llc 103,031 2,965,310 27.67 2,862,279 31.79 3.60
PSOPX - JPMorgan Small Cap Value Fund Class I 98,000 369,000 27.67 271,000 31.79 36.16
D. E. Shaw & Co., Inc. 96,871 116,130 27.67 19,259 31.78 502.99
Evoke Wealth, Llc 91,564 136,476 0.29 44,912 0.33 203.87
REM - iShares Mortgage Real Estate ETF 89,244 2,099,517 27.67 2,010,273 31.79 4.44
ExodusPoint Capital Management, LP 87,428 191,253 27.67 103,825 31.79 84.21
IWN - iShares Russell 2000 Value ETF 84,113 1,695,810 27.67 1,611,697 31.79 5.22
First Republic Investment Management, Inc. 78,749 1,513,220 27.67 1,434,471 31.79 5.49
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Goldman Sachs Group Inc 337,192 538,907 27.67 876,099 31.79 -38.49
Citigroup Inc 182,790 61,928 27.68 244,718 31.79 -74.69
Tudor Investment Corp Et Al 180,853 163,072 27.67 343,925 31.79 -52.59
GFS Advisors, LLC 106,935 184,215 27.67 291,150 31.79 -36.73
MORT - VanEck Vectors Mortgage REIT Income ETF 98,108 459,511 30.04 557,619 31.42 -17.59
Egerton Capital (UK) LLP 79,646 2,593,317 27.67 2,672,963 31.79 -2.98
SDIV - Global X SuperDividend ETF 67,816 298,048 30.04 365,864 31.42 -18.54
Lindbrook Capital, Llc 62,675 102 29.41 62,777 31.80 -99.84
Verition Fund Management LLC 59,785 19,398 27.68 79,183 31.79 -75.50
FCPEX - Fidelity Small Cap Enhanced Index Fund 59,511 52,855 31.10 112,366 31.78 -52.96
UBS Group AG 52,883 253,659 27.67 306,542 31.79 -17.25
Van Eck Associates Corp 52,232 412,235 27.67 464,467 31.79 -11.25
Principal Financial Group Inc 46,480 8,908 27.62 55,388 31.78 -83.92
VSCVX - Victory Integrity Small-Cap Value Fund Class A 42,000 490,000 27.67 532,000 31.79 -7.89
Allspring Global Investments Holdings, LLC 37,976 68,600 27.67 106,576 31.79 -35.63
Securian Asset Management, Inc 37,660 64,032 0.03 101,692 0.03 -37.03
Rockefeller Capital Management L.P. 37,292 211,098 27.67 248,390 31.79 -15.01
Bank of New York Mellon Corp 35,597 715,021 27.67 750,618 31.79 -4.74
IYR - iShares U.S. Real Estate ETF 35,185 567,407 27.67 602,592 31.79 -5.84
California Public Employees Retirement System 30,023 280,108 27.67 310,131 31.79 -9.68
Name Current Puts
Northwood Liquid Management Lp 164,900
Name Current Calls
HAP Trading, LLC 18,500
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Clear Street Markets Llc 0
Colony Capital, Inc. 0
Prelude Capital Management, Llc 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Parallax Volatility Advisers, L.P. 20,000 20,000 0 0.00
Balyasny Asset Management Llc 155,000 155,000 0 0.00
Two Sigma Investments, Lp 217,806 452,700 234,894 92.73
Nomura Holdings Inc 300,000 300,000 0 0.00
Name Increased Calls Current Calls Previous Calls Percentage Increase
PEAK6 Investments LLC 27,300 154,300 127,000 21.50
Group One Trading, L.p. 80,700 245,700 165,000 48.91
Jane Street Group, Llc 88,500 253,700 165,200 53.57
Susquehanna International Group, Llp 92,200 311,700 219,500 42.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Millennium Management Llc 681,378 53,800 735,178 -92.68
Mizuho Securities Usa Llc 69,801 14,199 84,000 -83.10
Wolverine Trading, Llc 5,800 43,700 49,500 -11.72
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Twin Tree Management, LP 800,700 239,600 1,040,300 -76.97
Citadel Advisors Llc 452,494 543,900 996,394 -45.41
Simplex Trading, Llc 156,700 78,600 235,300 -66.60
Cutler Group LP 1,600 5,500 7,100 -22.54
Name
DIAMX - Diamond Hill Long-Short Fund Class A

Past Week Analysis

Name Shares PPS
JRSAX - Janus Henderson U.S. Managed Volatility Fund Class A 187,052 27.67
DDIV - First Trust Dorsey Wright Momentum & Dividend ETF 112,171 27.67
DVOL - First Trust Dorsey Wright Momentum & Low Volatility ETF 58,556 27.67
VQNPX - Vanguard Growth and Income Fund Investor Shares 29,800 27.68
JANUS ASPEN SERIES - Janus Henderson U.S. Low Volatility Portfolio Service Shares 6,891 27.72
JAGAX - Janus Henderson Adaptive Global Allocation Fund Class A 2,320 27.59
THRIVENT SERIES FUND INC - Thrivent Balanced Income Plus Portfolio Class A 2,283 27.60
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 1,499 27.35
SCLAX - SIMT MULTI-ASSET CAPITAL STABILITY FUND Class F 1,420 27.46
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,753,255 27.67 4,621,683 31.79
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,083,329 27.67 4,036,961 31.79
IWM - iShares Russell 2000 ETF 3,813,424 27.67 3,558,748 31.79
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,697,203 27.67 2,629,164 31.79
VEXMX - Vanguard Extended Market Index Fund Investor Shares 2,294,829 27.67 2,220,725 31.79
REM - iShares Mortgage Real Estate ETF 2,099,517 27.67 2,010,273 31.79
IWN - iShares Russell 2000 Value ETF 1,695,810 27.67 1,611,697 31.79
IYR - iShares U.S. Real Estate ETF 567,407 27.67 602,592 31.79
VSCVX - Victory Integrity Small-Cap Value Fund Class A 490,000 27.67 532,000 31.79
PSOPX - JPMorgan Small Cap Value Fund Class I 369,000 27.67 271,000 31.79
QCSTRX - Stock Account Class R1 291,476 27.67 279,521 31.79
ANDAX - AllianzGI NFJ Dividend Value Fund Administrative 287,542 27.67 287,542 31.79
NOSGX - Northern Small Cap Value Fund 274,589 27.67 278,112 31.79
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 263,113 27.67 244,656 31.79
Tri-continental Corp 235,000 27.67 240,000 31.79
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 223,422 27.67 209,227 31.79
ITOT - iShares Core S&P Total U.S. Stock Market ETF 182,407 27.67 166,580 31.79
MDIV - Multi-Asset Diversified Income Index Fund 143,946 27.67 123,149 31.79
JSCSX - JPMorgan U.S. Small Company Fund Class I 137,800 27.67 107,900 31.79
VBINX - Vanguard Balanced Index Fund Investor Shares 123,133 27.67 123,133 31.79
FISVX - Fidelity Small Cap Value Index Fund 122,456 27.67 101,354 31.79
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 113,900 27.67 89,500 31.79
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 109,085 27.67 109,085 31.79
NRIAX - Nuveen Real Asset Income Fund Class A 99,737 27.67 107,295 31.79
NSIDX - Northern Small Cap Index Fund 90,654 27.67 87,316 31.79
QCEQRX - Equity Index Account Class R1 87,301 27.67 73,790 31.79
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 79,900 27.67 79,900 31.79
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 71,880 27.67 56,000 31.79
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 66,096 27.67 61,346 31.79
BBVSX - Bridge Builder Small/Mid Cap Value Fund 62,938 27.66 53,461 31.80
GWSAX - The Gabelli Focus Five Fund Class A 61,500 27.67 57,500 31.79
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 60,600 27.67 60,600 31.78
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 57,196 27.68 52,735 31.78
IWV - iShares Russell 3000 ETF 49,175 27.68 41,450 31.80
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 48,644 27.67 44,721 31.80
Nuveen Real Asset Income & Growth Fund 44,918 27.67 46,871 31.79
SSMHX - State Street Small/mid Cap Equity Index Portfolio 39,766 27.66 34,266 31.78
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 36,172 27.67 36,172 31.79
JESIX - Small Cap Index Trust NAV 34,283 27.68 31,030 31.78
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 28,840 27.67 50,313 31.78
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 28,185 27.67 26,081 31.79
SOAAX - Spirit Of America Real Estate Income And Growth Fund Class A 27,700 27.65 23,700 31.77
JNL SERIES TRUST - JNL/Mellon Real Estate Sector Fund (A) 26,059 27.67 26,544 31.80
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 25,500 27.69 20,600 31.80
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 25,462 27.69 25,462 31.77
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 25,323 27.68 22,408 31.77
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 24,863 27.67 23,221 31.78
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 23,184 27.69 24,420 31.78
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 22,549 27.67 19,576 31.77
USMIX - Extended Market Index Fund 22,247 27.69 21,901 31.78
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 21,000 27.67 21,000 31.81
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 20,843 27.68 20,843 31.81
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 20,635 27.67 18,516 31.81
PEXMX - T. Rowe Price Extended Equity Market Index Fund 20,400 27.65 22,200 31.80
BlackRock Funds V - BlackRock Inflation Protected Bond Portfolio Investor A Shares 20,000 27.65 20,000 31.80
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 19,481 27.67 16,761 31.80
BERIX - Berwyn Income Fund 14,590 27.69 15,898 31.77
SOAIX - Spirit of America Income Fund Class A 11,565 27.67 11,565 31.82
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 9,916 27.63 7,236 31.79
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 9,575 27.68 7,800 31.79
QSMLX - AQR Small Cap Multi-Style Fund Class I 9,163 27.72 9,163 31.76
AIGOX - Alger Growth & Income Portfolio Class I-2 9,107 27.67 9,107 31.84
ABLOX - Alger Balanced Portfolio Class I-2 8,983 27.72 8,983 31.84
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 7,839 27.68 7,539 31.83
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 7,484 27.66 12,083 31.78
AAHYX - Thrivent Diversified Income Plus Fund Class A 7,152 27.68 8,028 31.76
TRZIX - T. Rowe Price Small-Cap Index Fund 6,521 27.60 5,645 31.71
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 4,996 27.62 4,825 31.71
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 4,853 27.61 6,058 31.86
TVEAX - Guggenheim RBP Dividend Fund Class A 4,410 27.66 5,153 31.83
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 4,265 27.67 4,265 31.89
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 3,366 27.63 2,205 31.75
SOAOX - Spirit of America Income and Opportunity Fund Class A 3,207 27.75 3,207 31.81
JETSX - Total Stock Market Index Trust NAV 2,768 27.82 2,768 31.79
TLSTX - Stock Index Fund 2,460 27.64 2,460 31.71
ACXAX - Catalyst Multi-Strategy Fund Class A 2,330 27.47 1,900 31.58
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 2,268 27.78 2,104 31.84
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 1,700 27.65 1,400 32.14
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,534 27.38 847 31.88
RYDEX VARIABLE TRUST - Real Estate Fund Variable Annuity 1,509 27.83 2,497 31.64
RYRRX - Russell 2000 Fund Class A 1,205 27.39 1,105 31.67
RNMC - Mid Cap US Equity Select ETF 1,143 28.00 1,112 31.47
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 1,050 27.62 875 32.00
Profunds - Profund Vp Real Estate 1,038 27.94 963 32.19
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 1,025 27.32 914 31.73
Profunds - Profund Vp Financials 769 27.31 900 32.22
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 761 27.60 830 31.33
THRIVENT SERIES FUND INC - Thrivent Opportunity Income Plus Portfolio Class A 716 27.93 716 32.12
Profunds - Profund Vp Ultrasmall-cap 618 27.51 791 31.61
RYHRX - Real Estate Fund Class H 586 27.30 7,288 31.83
Profunds - Profund Vp Small-cap 523 26.77 496 32.26
RYMKX - Russell 2000 1.5x Strategy Fund Class H 365 27.40 397 32.75
TMLDX - Thrivent Multidimensional Income Fund Class S 328 27.44 328 30.49
THRIVENT SERIES FUND INC - Thrivent Multidimensional Income Portfolio Class A 266 26.32 266 30.08
Humankind Benefit Corp - Humankind US Stock ETF 187 26.74 164 30.49
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 115 26.09 110 27.27
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWM - iShares Russell 2000 ETF 254,676 3,813,424 27.67 3,558,748 31.79 7.16
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 131,572 4,753,255 27.67 4,621,683 31.79 2.85
PSOPX - JPMorgan Small Cap Value Fund Class I 98,000 369,000 27.67 271,000 31.79 36.16
REM - iShares Mortgage Real Estate ETF 89,244 2,099,517 27.67 2,010,273 31.79 4.44
IWN - iShares Russell 2000 Value ETF 84,113 1,695,810 27.67 1,611,697 31.79 5.22
VEXMX - Vanguard Extended Market Index Fund Investor Shares 74,104 2,294,829 27.67 2,220,725 31.79 3.34
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 68,039 2,697,203 27.67 2,629,164 31.79 2.59
NAESX - Vanguard Small-Cap Index Fund Investor Shares 46,368 4,083,329 27.67 4,036,961 31.79 1.15
JSCSX - JPMorgan U.S. Small Company Fund Class I 29,900 137,800 27.67 107,900 31.79 27.71
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 24,400 113,900 27.67 89,500 31.79 27.26
FISVX - Fidelity Small Cap Value Index Fund 21,102 122,456 27.67 101,354 31.79 20.82
MDIV - Multi-Asset Diversified Income Index Fund 20,797 143,946 27.67 123,149 31.79 16.89
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 18,457 263,113 27.67 244,656 31.79 7.54
MAISX - Victory Integrity Small/Mid-Cap Value Fund Class A 15,880 71,880 27.67 56,000 31.79 28.36
ITOT - iShares Core S&P Total U.S. Stock Market ETF 15,827 182,407 27.67 166,580 31.79 9.50
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 14,195 223,422 27.67 209,227 31.79 6.78
QCEQRX - Equity Index Account Class R1 13,511 87,301 27.67 73,790 31.79 18.31
QCSTRX - Stock Account Class R1 11,955 291,476 27.67 279,521 31.79 4.28
BBVSX - Bridge Builder Small/Mid Cap Value Fund 9,477 62,938 27.66 53,461 31.80 17.73
IWV - iShares Russell 3000 ETF 7,725 49,175 27.68 41,450 31.80 18.64
SSMHX - State Street Small/mid Cap Equity Index Portfolio 5,500 39,766 27.66 34,266 31.78 16.05
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 4,900 25,500 27.69 20,600 31.80 23.79
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 4,750 66,096 27.67 61,346 31.79 7.74
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 4,461 57,196 27.68 52,735 31.78 8.46
GWSAX - The Gabelli Focus Five Fund Class A 4,000 61,500 27.67 57,500 31.79 6.96
SOAAX - Spirit Of America Real Estate Income And Growth Fund Class A 4,000 27,700 27.65 23,700 31.77 16.88
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 3,923 48,644 27.67 44,721 31.80 8.77
NSIDX - Northern Small Cap Index Fund 3,338 90,654 27.67 87,316 31.79 3.82
JESIX - Small Cap Index Trust NAV 3,253 34,283 27.68 31,030 31.78 10.48
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 2,973 22,549 27.67 19,576 31.77 15.19
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 2,915 25,323 27.68 22,408 31.77 13.01
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 2,720 19,481 27.67 16,761 31.80 16.23
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,680 9,916 27.63 7,236 31.79 37.04
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 2,119 20,635 27.67 18,516 31.81 11.44
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 2,104 28,185 27.67 26,081 31.79 8.07
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 1,775 9,575 27.68 7,800 31.79 22.76
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 1,642 24,863 27.67 23,221 31.78 7.07
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,161 3,366 27.63 2,205 31.75 52.65
TRZIX - T. Rowe Price Small-Cap Index Fund 876 6,521 27.60 5,645 31.71 15.52
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 687 1,534 27.38 847 31.88 81.11
ACXAX - Catalyst Multi-Strategy Fund Class A 430 2,330 27.47 1,900 31.58 22.63
USMIX - Extended Market Index Fund 346 22,247 27.69 21,901 31.78 1.58
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 300 1,700 27.65 1,400 32.14 21.43
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 300 7,839 27.68 7,539 31.83 3.98
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 175 1,050 27.62 875 32.00 20.00
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 171 4,996 27.62 4,825 31.71 3.54
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 164 2,268 27.78 2,104 31.84 7.79
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 111 1,025 27.32 914 31.73 12.14
RYRRX - Russell 2000 Fund Class A 100 1,205 27.39 1,105 31.67 9.05
Profunds - Profund Vp Real Estate 75 1,038 27.94 963 32.19 7.79
RNMC - Mid Cap US Equity Select ETF 31 1,143 28.00 1,112 31.47 2.79
Profunds - Profund Vp Small-cap 27 523 26.77 496 32.26 5.44
Humankind Benefit Corp - Humankind US Stock ETF 23 187 26.74 164 30.49 14.02
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 5 115 26.09 110 27.27 4.55
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VSCVX - Victory Integrity Small-Cap Value Fund Class A 42,000 490,000 27.67 532,000 31.79 -7.89
IYR - iShares U.S. Real Estate ETF 35,185 567,407 27.67 602,592 31.79 -5.84
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 21,473 28,840 27.67 50,313 31.78 -42.68
NRIAX - Nuveen Real Asset Income Fund Class A 7,558 99,737 27.67 107,295 31.79 -7.04
RYHRX - Real Estate Fund Class H 6,702 586 27.30 7,288 31.83 -91.96
Tri-continental Corp 5,000 235,000 27.67 240,000 31.79 -2.08
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 4,599 7,484 27.66 12,083 31.78 -38.06
NOSGX - Northern Small Cap Value Fund 3,523 274,589 27.67 278,112 31.79 -1.27
Nuveen Real Asset Income & Growth Fund 1,953 44,918 27.67 46,871 31.79 -4.17
PEXMX - T. Rowe Price Extended Equity Market Index Fund 1,800 20,400 27.65 22,200 31.80 -8.11
BERIX - Berwyn Income Fund 1,308 14,590 27.69 15,898 31.77 -8.23
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,236 23,184 27.69 24,420 31.78 -5.06
THRIVENT SERIES FUND INC - Thrivent Diversified Income Plus Portfolio Class A 1,205 4,853 27.61 6,058 31.86 -19.89
RYDEX VARIABLE TRUST - Real Estate Fund Variable Annuity 988 1,509 27.83 2,497 31.64 -39.57
AAHYX - Thrivent Diversified Income Plus Fund Class A 876 7,152 27.68 8,028 31.76 -10.91
TVEAX - Guggenheim RBP Dividend Fund Class A 743 4,410 27.66 5,153 31.83 -14.42
JNL SERIES TRUST - JNL/Mellon Real Estate Sector Fund (A) 485 26,059 27.67 26,544 31.80 -1.83
Profunds - Profund Vp Ultrasmall-cap 173 618 27.51 791 31.61 -21.87
Profunds - Profund Vp Financials 131 769 27.31 900 32.22 -14.56
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 69 761 27.60 830 31.33 -8.31
RYMKX - Russell 2000 1.5x Strategy Fund Class H 32 365 27.40 397 32.75 -8.06
Name Current Puts
Name Current Calls
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name
DIAMX - Diamond Hill Long-Short Fund Class A