Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 613 13.00 12.67 12.33
Previous Quarter 695 12.00 11.15 11.10

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 16 186 95 134 116 67
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 4 0 2 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 8 9 4 60 29 25
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 2 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 1 1 0 1 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 32,951,721 45.91 8.68 17,864,473 24.89 11.33
Previous Quarter 21,123,360 29.43 11.17 17,642,519 24.58 11.40

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 11,984,442
BlackRock Inc. 11,807,797 15.53
Vanguard Group Inc 8,972,360 11.15
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,360,926 11.15
State Street Corp 2,772,473 11.34
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,213,676 11.15
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,846,427 11.15
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,640,195 11.15
Charles Schwab Investment Management Inc 1,335,342 15.53
Geode Capital Management, Llc 1,325,442 0.01
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,293,733 11.15
Morgan Stanley 1,250,326 11.15
IJS - iShares S&P Small-Cap 600 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,171,272 11.15
Mirae Asset Global Investments Co., Ltd. 1,113,229 15.53
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 980,883 11.15
Citadel Advisors Llc 898,495 11.15
Dimensional Fund Advisors Lp 837,960 15.53
Northern Trust Corp 790,227 11.15
Bank of New York Mellon Corp 762,815 15.53
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 745,981 11.15

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 11,984,442 11.15
Vanguard Group Inc 8,972,360 11.15
IJR - iShares Core S&P Small-Cap ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 5,360,926 11.15
State Street Corp 2,772,473 11.34
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 2,213,676 11.15
NAESX - Vanguard Small-Cap Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,846,427 11.15
IWM - iShares Russell 2000 ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,640,195 11.15
Geode Capital Management, Llc 1,325,442 0.01
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,293,733 11.15
Morgan Stanley 1,250,326 11.15
IJS - iShares S&P Small-Cap 600 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 1,171,272 11.15
Charles Schwab Investment Management Inc 1,152,268 11.15
VEXMX - Vanguard Extended Market Index Fund Investor Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 980,883 11.15
Citadel Advisors Llc 898,495 11.15
Dimensional Fund Advisors Lp 850,739 0.01
Northern Trust Corp 790,227 11.15
Kornitzer Capital Management Inc /ks 764,910 11.15
IWN - iShares Russell 2000 Value ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 745,981 11.15
Marshall Wace, Llp 713,859 11.15
Bank of New York Mellon Corp 687,721 11.15

 

Recent Quarter Analysis

Name Shares PPS
RZV - Invesco S&P SmallCap 600 Pure Value ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 141,321 14.02
Hrt Financial Lp 107,007 0.02
QASCX - Federated MDT Small Cap Core Fund Class A Shares This fund is a listed as child fund of Federated Hermes, Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 101,290 14.02
Ethic Inc. 25,979 15.51
Guggenheim Capital Llc 25,439 15.53
Continuum Advisory, LLC 16,000 15.50
Fwl Investment Management, Llc 16,000 15.50
Vestmark Advisory Solutions, Inc. 14,731 15.55
Axq Capital, Lp 11,587 15.53
Proficio Capital Partners LLC 10,855 1.01
Manchester Capital Management LLC 84 11.90
Carolina Wealth Advisors, LLC 50 20.00
Capital Advisors, Ltd. LLC 18
DFSU - Dimensional US Sustainability Core 1 ETF 16
Robeco Institutional Asset Management B.V. 0
Artemis Wealth Advisors, LLC 0
Name Shares PPS
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 513,226 16.49
Boulder Growth & Income Fund 330,000 21.66
Bank Of America Corp /de/ 245,877 11.15
Jefferies Group LLC 208,700 16.49
Citigroup Inc 140,746 11.15
Citigroup Inc 140,746 11.15
Frontier Wealth Management LLC 116,457 23.78
Jpmorgan Chase & Co 102,905 0.01
Triumph Capital Management 99,752 11.15
Verition Fund Management LLC 85,725 11.15
Connor, Clark & Lunn Investment Management Ltd. 68,184 11.15
Raymond James & Associates 59,412 11.14
Exchange Traded Concepts, Llc 54,468 11.14
PEAK6 Investments LLC 46,900 11.15
PEAK6 Investments LLC 46,900 11.15
PEAK6 Investments LLC 46,900 11.15
XTX Topco Ltd 38,294 11.15
DFFVX - U.S. Targeted Value Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 31,400 24.71
HighTower Advisors, LLC 30,337 11.01
Allspring Global Investments Holdings, LLC 26,755 11.14
Ergoteles LLC 22,002 11.14
DHS - WisdomTree U.S. High Dividend Fund N/A 20,810 16.48
HAP Trading, LLC 17,900
Regal Investment Advisors LLC 16,478 11.17
FAAAX - Franklin K2 Alternative Strategies Fund Class A 16,200 13.27
Hightower 6M Holding, LLC 15,670 16.46
CHICAGO TRUST Co NA 15,500
Capital Investment Advisory Services, LLC 15,463 11.12
DTD - WisdomTree U.S. Total Dividend Fund N/A 14,473 16.51
Daymark Wealth Partners, Llc 14,103 11.13
WMS Partners, LLC 11,602 11.12
Virtu Financial LLC 10,888
Advisor Partners Llc 10,194 23.74
Everence Capital Management Inc 10,010
Alterity Financial Group, LLC 10,008 11.19
Autumn Glory Partners, LLC 10,000 11.20
Wd Rutherford Llc 8,310 11.19
FKLZX - Franklin K2 Long Short Credit Fund Advisor Class 3,600 13.33
Wipfli Financial Advisors Llc, 3,250
Phocas Financial Corp. 2,400 11.25
FLQS - Franklin LibertyQ U.S. Small Cap Equity ETF 1,395 16.49
IECS - iShares Evolved U.S. Consumer Staples ETF This fund is a listed as child fund of BlackRock Inc. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 770 24.68
Money Concepts Capital Corp 757 10.57
Armstrong Advisory Group, Inc 742 10.78
American Research & Management Co. 300 16.67
Freedom Wealth Alliance, Llc 300 10.00
AdvisorNet Financial, Inc 249 12.05
Strategic Asset Management, LLC 200 15.00
Bessemer Group Inc 180
Corrado Advisors, Llc 115 8.70
Accurate Wealth Management, LLC 100 10.00
Bell Investment Advisors, Inc 90 11.11
Private Capital Group, LLC 65 30.77
Manchester Capital Management LLC 31
SJS Investment Consulting Inc. 14
Lake Point Wealth Management 5
Concorde Asset Management, LLC
Dark Forest Capital Management Lp
Sandy Cove Advisors, LLC
Zullo Investment Group, Inc.
FTLS - First Trust Long/Short Equity ETF This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Two Sigma Advisers, Lp
Sterling Investment Advisors, Ltd.
Natixis Advisors, L.p.
Silvercrest Asset Management Group Llc
Verus Capital Partners, Llc
Toronto Dominion Bank
Seacrest Wealth Management, Llc
RYDEX VARIABLE TRUST - Russell 2000(R) 2x Strategy Fund Variable Annuity
Fairfield, Bush & Co.
PSL - Invesco DWA Consumer Staples Momentum ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Tarbox Family Office, Inc.
Tcwp Llc
Private Advisor Group, LLC
YOVAX - YORKTOWN SMALL-CAP FUND Class A
Apollon Wealth Management, LLC
Teacher Retirement System Of Texas
Dai-Ichi Life Insurance Company, Ltd
Roosevelt Investment Group Llc
National Bank Of Canada /fi/
Yorktown Management & Research Co Inc
Albion Financial Group /ut
Sageworth Trust Co of South Dakota
Prospera Financial Services Inc
Trexquant Investment LP
Meridian Wealth Management, LLC
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value
Ancora Advisors, LLC
1620 Investment Advisors, Inc.
Koshinski Asset Management, Inc.
CIBC Asset Management Inc
Seven Eight Capital, Lp
Wealth Advisors of Iowa, LLC
TSMOX - TIAA-CREF Quant Small/Mid-Cap Equity Fund Retirement Class
Fortitude Advisory Group L.L.C.
Econ Financial Services Corp
NLSAX - Neuberger Berman Long Short Fund Class A
Jfs Wealth Advisors, Llc
CX Institutional
State of New Jersey Common Pension Fund D
Stephens Inc /ar/
Iron Horse Wealth Management, LLC
Eaton Vance Management
Gemmer Asset Management LLC
Renaissance Technologies Llc
Foresight Capital Management Advisors, Inc.
CWM Advisors, LLC
WESPAC Advisors, LLC
Fieldpoint Private Securities, LLC
Patriot Financial Group Insurance Agency, LLC
Cordant, Inc.
Muzinich & Co., Inc.
RidgeWorth Capital Management LLC
Bramshill Investments, LLC
PARK CIRCLE Co
Tucker Asset Management Llc
Profund Advisors Llc
MQS Management LLC
Citizens Business Bank
First Command Advisory Services, Inc.
ExodusPoint Capital Management, LP
State of Wyoming
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio
SG Americas Securities, LLC
Inspire Advisors, LLC
Twinbeech Capital Lp
Truist Financial Corp
Water Island Capital Llc
Mirador Capital Partners LP
Verity Asset Management, Inc.
Raleigh Capital Management Inc.
Advisor Partners Ii, Llc
Holocene Advisors, LP
Meeder Asset Management Inc
Kingsview Wealth Management, LLC
Macquarie Group Ltd
Quantbot Technologies LP
Ensign Peak Advisors, Inc
Disciplined Investments, LLC
QSMLX - AQR Small Cap Multi-Style Fund Class I
Two Sigma Investments, Lp
PAX Financial Group, LLC
Allianz Asset Management GmbH
Qube Research & Technologies Ltd
Versor Investments LP
Tortoise Investment Management, LLC
Legend Financial Advisors, Inc.
Y-Intercept (Hong Kong) Ltd
Stephens Consulting, LLC
Capital Management Corp /va
Kinloch Capital, LLC
Eqis Capital Management, Inc.
Kovack Advisors, Inc.
Apollo Management Holdings, L.P.
Mystic Asset Management, Inc.
CNB Bank
Spire Wealth Management
Guardian Wealth Advisors, LLC
CRIHX - CRM LONG/SHORT OPPORTUNITIES FUND INSTITUTIONAL SHARES
Mercer Global Advisors Inc /adv
Paralel Advisors LLC
Inlet Private Wealth, LLC
Bridgefront Capital, LLC
J. W. Coons Advisors, LLC
Founders Capital Management
IMS Capital Management
Diameter Capital Partners LP
Mml Investors Services, Llc
Ellis Investment Partners, LLC
Dynamic Technology Lab Private Ltd
Smithfield Trust Co
Concord Wealth Partners
Van Hulzen Asset Management, LLC
Apollo Management Holdings, L.P.
Wealthsource Partners, Llc
Robeco Institutional Asset Management B.V.
FinTrust Capital Advisors, LLC
Artemis Wealth Advisors, LLC
Apollo Management Holdings, L.P.
Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P.
Fox Run Management, L.l.c.
Parallax Volatility Advisers, L.P.
Amundi
EJF Capital LLC
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 16.25
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 11,984,442 11,984,442 11.15
VCSAX - Vanguard Consumer Staples Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 642,494 12.67 490,562 13.28
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 591,590 14.02 562,598 16.38
FNDA - Schwab Fundamental U.S. Small Company Index ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 497,633 12.67 385,265 13.28
DIV - Global X SuperDividend U.S. ETF This fund is a listed as child fund of Mirae Asset Global Investments Co., Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 480,297 14.02 475,899 16.38
FSMAX - Fidelity Extended Market Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 373,363 12.67 374,916 13.28
VIOO - Vanguard S&P Small-Cap 600 Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 334,369 12.67 332,428 13.28
VYM - Vanguard High Dividend Yield Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 309,740 14.02 304,926 16.38
SCHA - Schwab U.S. Small-Cap ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 303,865 12.67 299,341 13.28
NMSAX - Columbia Small Cap Index Fund Class A 261,326 12.67 271,765 13.28
Rhumbline Advisers 236,001 0.02 225,979 11.15
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 223,297 12.67 193,799 13.28
Janney Montgomery Scott LLC 217,978 0.01 137,154 0.01
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 192,248 12.67 178,803 13.28
RWJ - Invesco S&P SmallCap 600 Revenue ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 179,525 12.67 93,767 13.28
DFSTX - U.s. Small Cap Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 164,928 14.02 164,928 16.38
SWSSX - Schwab Small-Cap Index Fund This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 159,334 14.02 158,435 16.38
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 155,718 14.02 155,718 16.38
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 131,793 14.02 107,890 16.38
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class This fund is a listed as child fund of Dimensional Fund Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 126,141 14.02 126,141 16.38
Name Current Shares Current PPS Previous Shares Previous PPS
Charles Schwab Investment Management Inc 1,335,342 15.53 1,152,268 11.15
Mirae Asset Global Investments Co., Ltd. 1,113,229 15.53 514,571 11.15
Dimensional Fund Advisors Lp 837,960 15.53 850,739 0.01
Bank of New York Mellon Corp 762,815 15.53 687,721 11.15
Kornitzer Capital Management Inc /ks 711,285 15.53 764,910 11.15
UBS Group AG 650,100 15.53 200,106 11.15
Invesco Ltd. 640,831 15.53 564,312 11.15
Smith, Graham & Co., Investment Advisors, LP 575,060 15.53 576,841 11.15
Goldman Sachs Group Inc 455,496 15.53 281,810 11.15
Advisors Asset Management, Inc. 453,904 15.53 554,194 11.15
Principal Financial Group Inc 432,471 15.53 437,530 11.15
Gilman Hill Asset Management, LLC 403,007 15.53 371,794 11.15
Wolverine Asset Management Llc 310,000 15.53 159,700 11.15
Wells Fargo & Company/mn 287,947 15.53 184,390 11.15
Bank Of America Corp /de/ 278,855 15.53 245,877 11.15
Simplex Trading, Llc 217,900 0.01 82,700 0.01
Asset Management One Co., Ltd. 194,765 15.53 176,863 11.23
Group One Trading, L.p. 184,500 15.53 43,600 11.15
Credit Suisse Ag/ 156,441 15.53 171,270 11.15
Swiss National Bank 154,700 15.53 173,100 11.15
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Mirae Asset Global Investments Co., Ltd. 598,658 1,113,229 15.53 514,571 11.15 116.34
Charles Schwab Investment Management Inc 183,074 1,335,342 15.53 1,152,268 11.15 15.89
Goldman Sachs Group Inc 173,686 455,496 15.53 281,810 11.15 61.63
VCSAX - Vanguard Consumer Staples Index Fund Admiral Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 151,932 642,494 12.67 490,562 13.28 30.97
FNDA - Schwab Fundamental U.S. Small Company Index ETF This fund is a listed as child fund of Charles Schwab Investment Management Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 112,368 497,633 12.67 385,265 13.28 29.17
Fmr Llc 109,821 115,785 15.53 5,964 11.23 1841.40
Algert Global Llc 104,880 104,880 0.02 0 0.00
Wells Fargo & Company/mn 103,557 287,947 15.53 184,390 11.15 56.16
RWJ - Invesco S&P SmallCap 600 Revenue ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 85,758 179,525 12.67 93,767 13.28 91.46
Janney Montgomery Scott LLC 80,824 217,978 0.01 137,154 0.01 58.93
Federated Hermes, Inc. 77,677 78,764 15.53 1,087 11.04 7146.00
Invesco Ltd. 76,519 640,831 15.53 564,312 11.15 13.56
Bank of New York Mellon Corp 75,094 762,815 15.53 687,721 11.15 10.92
PJARX - SmallCap Value Fund II R-3 56,353 103,457 14.02 47,104 16.39 119.64
CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 45,400 75,800 12.66 30,400 13.29 149.34
FYX - First Trust Small Cap Core AlphaDEX Fund This fund is a listed as child fund of First Trust Advisors Lp and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 33,047 88,693 14.01 55,646 16.37 59.39
Bank Of America Corp /de/ 32,978 278,855 15.53 245,877 11.15 13.41
Gilman Hill Asset Management, LLC 31,213 403,007 15.53 371,794 11.15 8.40
VIOV - Vanguard S&P Small-Cap 600 Value Index Fund ETF Shares This fund is a listed as child fund of Vanguard Group Inc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 29,498 223,297 12.67 193,799 13.28 15.22
FSSNX - Fidelity Small Cap Index Fund This fund is a listed as child fund of Fmr Llc and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 28,992 591,590 14.02 562,598 16.38 5.15
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Victory Capital Management Inc 557,326 36,289 15.54 593,615 11.15 -93.89
Citigroup Inc 107,482 33,264 15.54 140,746 11.15 -76.37
Advisors Asset Management, Inc. 100,290 453,904 15.53 554,194 11.15 -18.10
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 76,912 28,195 14.01 105,107 16.38 -73.17
Kornitzer Capital Management Inc /ks 53,625 711,285 15.53 764,910 11.15 -7.01
Envestnet Asset Management Inc 34,803 25,594 15.51 60,397 11.14 -57.62
Commonwealth Equity Services, Llc 26,839 118,311 0.02 145,150 0.01 -18.49
Swiss National Bank 18,400 154,700 15.53 173,100 11.15 -10.63
Clear Street Markets Llc 18,274 26,000 44,274 -41.27
AE Wealth Management LLC 17,431 65,702 15.52 83,133 11.15 -20.97
Nisa Investment Advisors, Llc 16,439 36,626 0.03 53,065 0.02 -30.98
Credit Suisse Ag/ 14,829 156,441 15.53 171,270 11.15 -8.66
Raymond James Financial Services Advisors, Inc. 13,353 61,213 15.54 74,566 11.14 -17.91
Dimensional Fund Advisors Lp 12,779 837,960 15.53 850,739 0.01 -1.50
Truvestments Capital Llc 10,548 8,939 15.55 19,487 11.14 -54.13
NMSAX - Columbia Small Cap Index Fund Class A 10,439 261,326 12.67 271,765 13.28 -3.84
LPL Financial LLC 8,788 117,979 15.53 126,767 11.15 -6.93
PSCC - Invesco S&P SmallCap Consumer Staples ETF This fund is a listed as child fund of Invesco Ltd. and if that institution has disclosed ownership in this security, then these positions will not be double counted when calculating total shares and total value 8,529 80,422 12.67 88,951 13.28 -9.59
DISSX - BNY Mellon Smallcap Stock Index Fund Investor Shares 6,699 104,966 14.02 111,665 16.38 -6.00
Lebenthal Global Advisors, LLC 6,186 21,243 15.53 27,429 11.16 -22.55
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 0
Name Previous Calls
Parallax Volatility Advisers, L.P. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Simplex Trading, Llc 135,200 217,900 82,700 163.48
Group One Trading, L.p. 140,900 184,500 43,600 323.17
Wolverine Asset Management Llc 150,300 310,000 159,700 94.11
UBS Group AG 449,994 650,100 200,106 224.88
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class
BPRRX - Boston Partners Long/Short Research Fund Investor Class
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
HAP Trading, LLC 2,400 15,500 17,900 -13.41
Name

Past Week Analysis

Name Shares PPS
Hrt Financial Lp 107,007 0.02
Ethic Inc. 25,979 15.51
Guggenheim Capital Llc 25,439 15.53
Continuum Advisory, LLC 16,000 15.50
Fwl Investment Management, Llc 16,000 15.50
Vestmark Advisory Solutions, Inc. 14,731 15.55
Axq Capital, Lp 11,587 15.53
Manchester Capital Management LLC 84 11.90
Name Shares PPS
Ergoteles LLC 22,002 11.14
Bell Investment Advisors, Inc 90 11.11
Connor, Clark & Lunn Investment Management Ltd. 68,184 11.15
WMS Partners, LLC 11,602 11.12
PEAK6 Investments LLC 46,900 11.15
Regal Investment Advisors LLC 16,478 11.17
Bessemer Group Inc 180
XTX Topco Ltd 38,294 11.15
HighTower Advisors, LLC 30,337 11.01
Name Current Shares Current PPS Previous Shares Previous PPS
Rhumbline Advisers 236,001 0.02 225,979 11.15
Gsa Capital Partners Llp 54,986 0.02 50,962 0.02
Cambridge Investment Research Advisors, Inc. 47,052 0.02 24,455 0.12
Farmers & Merchants Investments Inc 55 18.18 49 20.41
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 11,807,797 15.53 11,984,442 11.15
Charles Schwab Investment Management Inc 1,335,342 15.53 1,152,268 11.15
Dimensional Fund Advisors Lp 837,960 15.53 850,739 0.01
Bank of New York Mellon Corp 762,815 15.53 687,721 11.15
Kornitzer Capital Management Inc /ks 711,285 15.53 764,910 11.15
UBS Group AG 650,100 15.53 200,106 11.15
Invesco Ltd. 640,831 15.53 564,312 11.15
Smith, Graham & Co., Investment Advisors, LP 575,060 15.53 576,841 11.15
Goldman Sachs Group Inc 455,496 15.53 281,810 11.15
Advisors Asset Management, Inc. 453,904 15.53 554,194 11.15
Principal Financial Group Inc 432,471 15.53 437,530 11.15
Bank Of America Corp /de/ 278,855 15.53 245,877 11.15
Credit Suisse Ag/ 156,441 15.53 171,270 11.15
Swiss National Bank 154,700 15.53 173,100 11.15
Stifel Financial Corp 144,132 15.53 138,269 11.15
Jpmorgan Chase & Co 130,405 19.71 102,905 0.01
Public Sector Pension Investment Board 126,047 15.53 130,385 11.15
Commonwealth Equity Services, Llc 118,311 0.02 145,150 0.01
LPL Financial LLC 117,979 15.53 126,767 11.15
Fmr Llc 115,785 15.53 5,964 11.23
Advisor Group Holdings, Inc. 112,840 15.54 98,114 11.14
Wells Fargo & Company/mn 110,000 15.53 184,390 11.15
Algert Global Llc 104,880 0.02 0
California State Teachers Retirement System 89,271 15.53 90,619 11.15
Us Bancorp \de\ 77,431 15.54 70,667 11.15
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 75,884 15.52 76,701 0.01
Prudential Financial Inc 69,698 15.52 71,948 11.15
Great West Life Assurance Co /can/ 69,670 0.01 73,955 0.01
Group One Trading, L.p. 66,500 15.53 43,600 11.15
Ing Groep Nv 60,964 15.53 60,964 11.15
Tredje AP-fonden 60,523 15.53 60,523 11.15
Cooper/haims Advisors, Llc 50,900 15.52 50,900 0.02
Bnp Paribas Arbitrage, Sa 50,120 15.52 46,986 11.15
Peloton Wealth Strategists 43,150 0.02 48,650 0.02
American International Group, Inc. 38,691 15.53 38,526 11.16
State of Tennessee, Treasury Department 37,005 15.54 25,731
American Century Companies Inc 30,836 15.31 27,943 11.17
Kestra Advisory Services, LLC 27,057 15.52 25,701 11.17
GWM Advisors LLC 26,924 15.53 31,059
Envestnet Asset Management Inc 25,594 15.51 60,397 11.14
Essex Financial Services, Inc. 23,709 15.52 23,049
Burney Co/ 23,521 15.52 28,100 11.14
Sei Investments Co 22,841 15.54 20,915 11.14
Investors Research Corp 20,225 15.53 20,525 11.16
Wellington Shields & Co., LLC 17,300 15.55 17,600 11.14
Principle Wealth Partners Llc 16,035 15.53 12,485 11.13
Quadrant Capital Group Llc 15,829 15.54 6,198 11.13
ProShare Advisors LLC 10,283 15.56 11,196 11.16
SBB Research Group LLC 10,000 15.50 10,000 11.20
Truvestments Capital Llc 8,939 15.55 19,487 11.14
Ameritas Investment Partners, Inc. 5,549 15.50 5,549 14.96
Russell Investments Group, Ltd. 2,136 15.45 0
Nomura Asset Management Co Ltd 2,000 15.50 920 10.87
Delta Asset Management Llc/tn 1,243 15.29 1,243 11.26
EverSource Wealth Advisors, LLC 868 14.98 387 10.34
Cary Street Partner Investment Advisory Llc 820 15.85 820 10.98
Wellington Shields Capital Management, LLC 400 15.00 1,500 11.33
Cary Street Partners Asset Management Llc 200 15.00 200 10.00
WASHINGTON TRUST Co 170 17.65 170
McIlrath & Eck, LLC 100 20.00 100 10.00
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Charles Schwab Investment Management Inc 183,074 1,335,342 15.53 1,152,268 11.15 15.89
Goldman Sachs Group Inc 173,686 455,496 15.53 281,810 11.15 61.63
Fmr Llc 109,821 115,785 15.53 5,964 11.23 1841.40
Algert Global Llc 104,880 104,880 0.02 0 0.00
Invesco Ltd. 76,519 640,831 15.53 564,312 11.15 13.56
Bank of New York Mellon Corp 75,094 762,815 15.53 687,721 11.15 10.92
Bank Of America Corp /de/ 32,978 278,855 15.53 245,877 11.15 13.41
Jpmorgan Chase & Co 27,500 130,405 19.71 102,905 0.01 26.72
Cambridge Investment Research Advisors, Inc. 22,597 47,052 0.02 24,455 0.12 92.40
Advisor Group Holdings, Inc. 14,726 112,840 15.54 98,114 11.14 15.01
State of Tennessee, Treasury Department 11,274 37,005 15.54 25,731 43.81
Rhumbline Advisers 10,022 236,001 0.02 225,979 11.15 4.43
Quadrant Capital Group Llc 9,631 15,829 15.54 6,198 11.13 155.39
Us Bancorp \de\ 6,764 77,431 15.54 70,667 11.15 9.57
Stifel Financial Corp 5,863 144,132 15.53 138,269 11.15 4.24
Gsa Capital Partners Llp 4,024 54,986 0.02 50,962 0.02 7.90
Principle Wealth Partners Llc 3,550 16,035 15.53 12,485 11.13 28.43
Bnp Paribas Arbitrage, Sa 3,134 50,120 15.52 46,986 11.15 6.67
American Century Companies Inc 2,893 30,836 15.31 27,943 11.17 10.35
Russell Investments Group, Ltd. 2,136 2,136 15.45 0 0.00
Sei Investments Co 1,926 22,841 15.54 20,915 11.14 9.21
Kestra Advisory Services, LLC 1,356 27,057 15.52 25,701 11.17 5.28
Nomura Asset Management Co Ltd 1,080 2,000 15.50 920 10.87 117.39
Tower Research Capital LLC (TRC) 1,039 1,871 832 124.88
Essex Financial Services, Inc. 660 23,709 15.52 23,049 2.86
EverSource Wealth Advisors, LLC 481 868 14.98 387 10.34 124.29
American International Group, Inc. 165 38,691 15.53 38,526 11.16 0.43
Winch Advisory Services, LLC 7 531 524 1.34
Farmers & Merchants Investments Inc 6 55 18.18 49 20.41 12.24
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BlackRock Inc. 176,645 11,807,797 15.53 11,984,442 11.15 -1.47
Advisors Asset Management, Inc. 100,290 453,904 15.53 554,194 11.15 -18.10
Kornitzer Capital Management Inc /ks 53,625 711,285 15.53 764,910 11.15 -7.01
Envestnet Asset Management Inc 34,803 25,594 15.51 60,397 11.14 -57.62
Commonwealth Equity Services, Llc 26,839 118,311 0.02 145,150 0.01 -18.49
Swiss National Bank 18,400 154,700 15.53 173,100 11.15 -10.63
Clear Street Markets Llc 18,274 26,000 44,274 -41.27
Credit Suisse Ag/ 14,829 156,441 15.53 171,270 11.15 -8.66
Dimensional Fund Advisors Lp 12,779 837,960 15.53 850,739 0.01 -1.50
Truvestments Capital Llc 10,548 8,939 15.55 19,487 11.14 -54.13
LPL Financial LLC 8,788 117,979 15.53 126,767 11.15 -6.93
Peloton Wealth Strategists 5,500 43,150 0.02 48,650 0.02 -11.31
Principal Financial Group Inc 5,059 432,471 15.53 437,530 11.15 -1.16
Burney Co/ 4,579 23,521 15.52 28,100 11.14 -16.30
Public Sector Pension Investment Board 4,338 126,047 15.53 130,385 11.15 -3.33
Great West Life Assurance Co /can/ 4,285 69,670 0.01 73,955 0.01 -5.79
GWM Advisors LLC 4,135 26,924 15.53 31,059 -13.31
Prudential Financial Inc 2,250 69,698 15.52 71,948 11.15 -3.13
Smith, Graham & Co., Investment Advisors, LP 1,781 575,060 15.53 576,841 11.15 -0.31
California State Teachers Retirement System 1,348 89,271 15.53 90,619 11.15 -1.49
Wellington Shields Capital Management, LLC 1,100 400 15.00 1,500 11.33 -73.33
ProShare Advisors LLC 913 10,283 15.56 11,196 11.16 -8.15
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 817 75,884 15.52 76,701 0.01 -1.07
Wellington Shields & Co., LLC 300 17,300 15.55 17,600 11.14 -1.70
Investors Research Corp 300 20,225 15.53 20,525 11.16 -1.46
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Citigroup Inc 140,746
HAP Trading, LLC 17,900
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
UBS Group AG 449,994 650,100 200,106 224.88
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 22,900 66,500 43,600 52.52
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Wells Fargo & Company/mn 74,390 110,000 184,390 -40.34
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name