Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 981 202.00 49.18 50.61
Previous Quarter 999 188.00 55.46 58.84

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 56 186 607 138 328 246
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 4 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 2 0 2 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 8 2 90 0 33 24
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 728,990 0.00 0.00 20,184,513 0.00 0.00
Previous Quarter 634,578 0.00 0.00 19,801,179 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Royal Bank Of Canada 76,770,864 49.18
Bank Of Montreal /can/ 34,536,112 53.12
Capital Research Global Investors 18,711,955 49.15
Caisse De Depot Et Placement Du Quebec 16,826,400 49.05
Bank Of Nova Scotia 13,889,035 49.16
Vanguard Group Inc 12,703,324 49.18
CIBC World Markets Inc. 12,646,649 49.15
Deutsche Bank Ag\ 11,511,214 49.18
1832 Asset Management L.P. 11,478,324 49.18
Td Asset Management Inc 11,193,467 49.05
CAIBX - CAPITAL INCOME BUILDER Class A 10,646,893 53.17
FIL Ltd 10,465,341 49.15
Franklin Resources Inc 10,184,678 49.15
AMECX - INCOME FUND OF AMERICA Class A 9,941,425 53.17
Toronto Dominion Bank 9,026,158 52.17
Charles Schwab Investment Management Inc 8,719,253 49.18
Mackenzie Financial Corp 7,903,885 49.15
Scotia Capital Inc. 7,249,379 49.05
AMRMX - AMERICAN MUTUAL FUND Class A 7,148,026 53.17
Manufacturers Life Insurance Company, The 6,888,013 49.07

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Royal Bank Of Canada 77,601,562 55.46
Bank Of Montreal /can/ 31,619,933 54.76
Capital Research Global Investors 30,007,520 55.43
Caisse De Depot Et Placement Du Quebec 13,375,600 55.48
Eubel Brady & Suttman Asset Management Inc 12,960,436 1.00
CIBC World Markets Inc. 12,452,012 55.46
Vanguard Group Inc 12,312,482 55.46
1832 Asset Management L.P. 11,423,037 54.75
CAIBX - CAPITAL INCOME BUILDER Class A 11,315,661 52.24
Franklin Resources Inc 11,267,948 55.42
Deutsche Bank Ag\ 11,239,083 55.46
AMECX - INCOME FUND OF AMERICA Class A 9,941,425 52.24
FIL Ltd 8,953,734 55.43
Charles Schwab Investment Management Inc 8,803,420 55.46
Toronto Dominion Bank 8,667,903 58.59
Manufacturers Life Insurance Company, The 8,606,761 55.52
Scotia Capital Inc. 7,221,871 55.46
AMRMX - AMERICAN MUTUAL FUND Class A 7,148,026 52.24
FKINX - Franklin Income Fund Class A1 7,000,000 55.43
Mackenzie Financial Corp 6,792,048 55.52

 

Recent Quarter Analysis

Name Shares PPS
FVD - First Trust Value Line Dividend Index Fund 1,223,374 49.18
SPQAX - Pgim Jennison Global Equity Income Fund Class A 323,375 53.17
BLACKROCK BALANCED CAPITAL FUND, INC. - BLACKROCK BALANCED CAPITAL FUND, INC. Investor A 65,984 54.48
Miller Howard Investments Inc /ny 46,849 49.18
FIDI - Fidelity International High Dividend ETF 40,340 53.45
Capital Wealth Alliance, LLC 37,000 0.81
NewEdge Wealth, LLC 28,617 49.17
GLOV - Goldman Sachs ActiveBeta(R) World Low Vol Plus Equity ETF 23,927 54.50
AMERICAN FUNDS INSURANCE SERIES - Global Balanced Fund Class 1 23,357 49.15
PCLRX - PGIM INCOME BUILDER FUND Class R 22,443 53.16
BlackRock Series Fund, Inc. - BlackRock Balanced Capital Portfolio 18,557 49.15
Verition Fund Management LLC 14,970 49.16
Center For Asset Management LLC 14,067 49.19
Two Sigma Securities, Llc 10,308 49.19
Intech Investment Management Llc 10,294 49.06
ExodusPoint Capital Management, LP 9,899 49.20
Opseu Pension Plan Trust Fund 9,684 48.84
Fox Run Management, L.l.c. 9,274 49.17
DRW Securities, LLC 8,861 49.20
Cipher Capital LP 8,835 49.24
Name Shares PPS
Eubel Brady & Suttman Asset Management Inc 12,960,436 1.00
Goldman Sachs Group Inc 3,083,587 55.46
FVD - First Trust Value Line Dividend Index Fund 1,129,396 55.46
Credit Suisse Ag/ 1,022,675 55.46
Citigroup Inc 444,024 55.48
Twin Tree Management, LP 435,328 55.46
Godsey & Gibb Associates 359,902 55.46
Duff & Phelps Global Utility Income Fund Inc. 268,000 51.47
Man Group plc 243,688 55.47
EPSPX - MainStay Epoch Global Equity Yield Fund Class A 197,135 51.48
Jane Street Group, Llc 194,703 55.46
Jane Street Group, Llc 194,703 55.46
Barometer Capital Management Inc. 192,912 69.30
Kayne Anderson Rudnick Investment Management Llc 182,760 55.46
EHP Funds Inc. 109,900 55.43
Marshall Wace North America L.P. 97,740 50.08
MTRAX - MainStay Income Builder Fund Class A 78,043 51.48
J.w. Cole Advisors, Inc. 74,425 1.56
Concorde Asset Management, LLC 62,779 55.46
ADVANCED SERIES TRUST - AST AllianzGI World Trends Portfolio 46,036 52.02
De Burlo Group Inc 43,550 55460.00
GCOW - Pacer Global Cash Cows Dividend ETF 38,578 51.48
IXUS - iShares Core MSCI Total International Stock ETF 34,730 51.48
MAINSTAY VP FUNDS TRUST - MainStay VP Income Builder Portfolio Initial Class 31,779 50.10
XML Financial, LLC 29,392 55.46
Moloney Securities Asset Management, LLC 27,843 55.45
Exane Derivatives 20,084 55.37
McMahon Financial Advisors, LLC 17,972
STAAA - SA PGI Asset Allocation Portfolio Class 3 15,962 50.06
Guggenheim Capital Llc 12,362 55.41
Magnetar Financial LLC 7,162 55.43
IFP Advisors, Inc 6,692 45.73
Campbell & CO Investment Adviser LLC 6,625 55.40
Integrated Advisors Network LLC 5,638 55.52
Power Corp of Canada 5,504 55.41
Long Run Wealth Advisors, LLC 5,193 55.46
Camden Capital, LLC 4,936 55.51
National Asset Management, Inc. 4,901 55.50
Country Club Trust Company, n.a. 4,380 51.83
Childress Capital Advisors, Llc 4,327 55.47
Metis Global Partners, LLC 4,052 55.53
Qtron Investments LLC 4,040 55.45
Lloyd Advisory Services, LLC. 4,028 55.36
MidWestOne Financial Group, Inc. 4,000 55.50
Glenview Trust Co 3,945 55.51
Cozad Asset Management Inc 3,943 55.54
Lockerman Financial Group, Inc. 3,900 55.38
FLC Capital Advisors 3,851 55.57
Putnam Fl Investment Management Co 3,845 55.40
Tnf Llc 3,804 56.78
Western Wealth Management, LLC 3,775 55.36
Dynamic Advisor Solutions LLC 3,747 55.51
Glenmede Trust Co Na 3,700 55.14
Avantax Advisory Services, Inc. 3,635 56.12
Meridian Wealth Management, LLC 3,612 55.37
Fortitude Advisory Group L.L.C. 3,374 55.42
Sonora Investment Management, LLC 2,725 49.91
Ubs Asset Management Americas Inc 2,187 49.84
Bbva Usa 2,123 49.93
PDEV - Principal International Multi-Factor Core Index ETF 2,037 50.07
Bedel Financial Consulting, Inc. 1,500 55.33
Herold Advisors, Inc. 1,475 55459.66
VGLSX - Global Strategy Fund 1,300 50.00
Tcwp Llc 1,113 54.81
SCLAX - SIMT MULTI-ASSET CAPITAL STABILITY FUND Class F 1,071 55.09
Wealth Quarterback LLC 799
Carroll Financial Associates, Inc. 697 51.65
Crescent Capital Consulting, LLC 692 52.02
Reilly Financial Advisors, Llc 682 51.32
Bellwether Advisors, LLC 420 54.76
Capital Directions Investment Advisors, LLC 352 56.82
CNB Bank 333 54.05
Evoke Wealth, Llc 326
AlphaMark Advisors, LLC 300 56.67
GoalVest Advisory LLC 215 55.81
Cedar Wealth Management, LLC 212 56.60
Avion Wealth 200 55.00
Albion Financial Group /ut 184 54.35
Advanced Research Investment Solutions, Llc 181
Solstein Capital, LLC 154 58.44
NEXT Financial Group, Inc 145 55.17
Cedar Mountain Advisors, LLC 137 58.39
Carroll Investors, Inc 99 50.51
Siena Capital Llc 80 50.00
Gemmer Asset Management LLC 62 48.39
Berman Capital Advisors, LLC 41 48.78
Rockbridge Investment Management, LCC 20 50.00
Cambridge Trust Co
Nomura Asset Management Co Ltd
Bridgewater Associates, LP
Pacitti Group Inc.
Epoch Investment Partners, Inc.
Liberty Wealth Management Llc
Absolute Capital Management, LLC
Widmann Financial Services, Inc.
King Luther Capital Management Corp
Pinnacle Financial Partners Inc
Hexavest Inc.
Conning Inc.
Atlas Capital Advisors Llc
BerganKDV Wealth Management, LLC
Marshall Wace, Llp
Paloma Partners Management Co
Estabrook Capital Management
Quadrature Capital Ltd
JNBA Financial Advisors
Capital Advisory Group Advisory Services, LLC
Arabesque Asset Management Ltd
Norges Bank
Vigilant Capital Management, LLC
PASIX - PACE Alternative Strategies Investments Class A
AMP Capital Investors Ltd
Chevy Chase Trust Holdings, Inc.
Allegheny Financial Group LTD
Graham Capital Wealth Management, Llc
Invst, LLC
JB Capital LLC
Beaird Harris Wealth Management, LLC
IHT Wealth Management, LLC
Pring Turner Capital Group Inc
USA Financial Portformulas Corp
Group One Trading, L.p.
Mbb Public Markets I Llc
Consolidated Planning Corp
Morningstar Funds Trust - Morningstar Alternatives Fund
Bay Harbor Wealth Management, LLC
Zeno Research, LLC
Total Clarity Wealth Management, Inc.
Lenox Wealth Advisors, LLC
Wealthsimple Inc.
SMSAX - SIMT Multi-Strategy Alternative Fund Class F
C M Bidwell & Associates Ltd
Schonfeld Strategic Advisors LLC
Jacobi Capital Management LLC
Ironwood Financial, llc
D'Orazio & Associates, Inc.
Firestone Capital Management
Lmcg Investments, Llc
Wealthspire Advisors, LLC
Phoenix Wealth Advisors
High Pointe Capital Management Llc
Savior LLC
Richwood Investment Advisors, LLC
Freedman Financial Associates, Inc.
Ten Capital Wealth Advisors, LLC
Private Ocean, LLC
Hartford Financial Management Inc.
Mcdonald Partners Llc
Clear Perspectives Financial Planning, LLC
Quinn Opportunity Partners LLC
Bayesian Capital Management, LP
Pendal Group Ltd
Arkadios Wealth Advisors
Bartlett & Co. LLC
Thompson Davis & Co., Inc.
Westshore Wealth, LLC
Mufg Securities (canada), Ltd.
Pacer Advisors, Inc.
Fsb Premier Wealth Management, Inc.
Truvestments Capital Llc
HBC Financial Services, PLLC
Cornerstone Advisory, LLC
Barrett Asset Management, LLC
Chilton Capital Management Llc
Crescent Grove Advisors, LLC
Cutler Group LP
Semmax Financial Advisors Inc.
Enterprise Financial Services Corp
Emerald Investment Partners, Llc
Centerpoint Advisors, LLC
Verus Capital Partners, Llc
Norway Savings Bank
True North Advisors, LLC
Meridian Wealth Partners, LLC
BDO Wealth Advisors, LLC
Versor Investments LP
Eagle Bay Advisors LLC
Column Capital Advisors, LLC
Red Door Wealth Management, LLC
ABPAX - AB Conservative Wealth Strategy Class A
Graves-Light Private Wealth Management, Inc.
Schroder Investment Management Group
SG3 Management, LLC
Galvin, Gaustad & Stein, LLC
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class 51.95
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 55.46
Name Current Shares Current PPS Previous Shares Previous PPS
Royal Bank Of Canada 76,770,864 49.18 77,601,562 55.46
Bank Of Montreal /can/ 34,536,112 53.12 31,619,933 54.76
Capital Research Global Investors 18,711,955 49.15 30,007,520 55.43
Caisse De Depot Et Placement Du Quebec 16,826,400 49.05 13,375,600 55.48
Bank Of Nova Scotia 13,889,035 49.16 12,447 55.52
Vanguard Group Inc 12,703,324 49.18 12,312,482 55.46
CIBC World Markets Inc. 12,646,649 49.15 12,452,012 55.46
Deutsche Bank Ag\ 11,511,214 49.18 11,239,083 55.46
1832 Asset Management L.P. 11,478,324 49.18 11,423,037 54.75
Td Asset Management Inc 11,193,467 49.05 1,061,606 55.48
FIL Ltd 10,465,341 49.15 8,953,734 55.43
Franklin Resources Inc 10,184,678 49.15 11,267,948 55.42
Toronto Dominion Bank 9,026,158 52.17 8,667,903 58.59
Charles Schwab Investment Management Inc 8,719,253 49.18 8,803,420 55.46
Mackenzie Financial Corp 7,903,885 49.15 6,792,048 55.52
Scotia Capital Inc. 7,249,379 49.05 7,221,871 55.46
Manufacturers Life Insurance Company, The 6,888,013 49.07 8,606,761 55.52
Bank Of America Corp /de/ 6,176,402 49.18 6,273,166 55.46
FKINX - Franklin Income Fund Class A1 6,000,000 49.15 7,000,000 55.43
Cullen Capital Management, LLC 5,456,046 49.18 5,492,181 55.46
Name Current Shares Current PPS Previous Shares Previous PPS
CAIBX - CAPITAL INCOME BUILDER Class A 10,646,893 53.17 11,315,661 52.24
AMECX - INCOME FUND OF AMERICA Class A 9,941,425 53.17 9,941,425 52.24
AMRMX - AMERICAN MUTUAL FUND Class A 7,148,026 53.17 7,148,026 52.24
PQIAX - Equity Income Fund formerly Equity Income Fund I Class A 5,111,608 53.17 5,111,608 52.26
VGTSX - Vanguard Total International Stock Index Fund Investor Shares 3,868,572 53.17 3,882,091 52.24
Reaves Utility Income Fund 2,110,000 53.17 2,110,000 52.26
GBLAX - AMERICAN FUNDS GLOBAL BALANCED FUND Class A 1,428,000 53.17 1,428,000 52.24
Dnp Select Income Fund Inc 1,065,865 53.17 1,065,865 52.26
BBCA - JPMorgan BetaBuilders Canada ETF 1,000,194 53.17 920,778 52.24
Two Sigma Investments, Lp 871,104 49.18 0
NFRA - FlexShares STOXX Global Broad Infrastructure Index Fund 632,149 53.44 593,712 52.21
PID - Invesco International Dividend Achievers ETF 604,562 53.17 476,902 52.26
VEU - Vanguard FTSE All-World ex-US Index Fund ETF Shares 578,997 53.17 573,690 52.24
SIDVX - Hartford Schroders International Multi-Cap Value Fund Class A 547,592 53.17 561,509 52.24
FBLAX - Franklin Managed Income Fund CLASS A 450,000 53.17 450,000 52.24
SCHF - Schwab International Equity ETF 443,834 54.48 423,526 52.49
IVFAX - Federated International Strategic Value Dividend Fund Class A Shares 307,470 54.48 284,570 52.52
VESGX - Vanguard Global ESG Select Stock Fund Admiral Shares 255,071 53.17 311,975 52.23
PEQIX - Pioneer Equity Income Fund : Class A 234,724 53.17 234,724 52.26
VMNVX - Vanguard Global Minimum Volatility Fund Admiral Shares 226,127 53.16 226,127 52.24
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Bank Of Nova Scotia 13,876,588 13,889,035 49.16 12,447 55.52 111485.40
Td Asset Management Inc 10,131,861 11,193,467 49.05 1,061,606 55.48 954.39
Caisse De Depot Et Placement Du Quebec 3,450,800 16,826,400 49.05 13,375,600 55.48 25.80
Bank Of Montreal /can/ 2,916,179 34,536,112 53.12 31,619,933 54.76 9.22
Fmr Llc 2,222,467 3,153,606 49.16 931,139 55.44 238.68
Healthcare Of Ontario Pension Plan Trust Fund 1,571,662 1,872,022 49.15 300,360 55.42 523.26
FIL Ltd 1,511,607 10,465,341 49.15 8,953,734 55.43 16.88
Mackenzie Financial Corp 1,111,837 7,903,885 49.15 6,792,048 55.52 16.37
Two Sigma Investments, Lp 871,104 871,104 49.18 0 0.00
Morgan Stanley 778,644 3,868,886 49.18 3,090,242 55.46 25.20
Montrusco Bolton Investments Inc. 736,112 1,948,187 49.05 1,212,075 55.48 60.73
CIBC Asset Management Inc 469,343 4,675,129 49.15 4,205,786 55.50 11.16
Jpmorgan Chase & Co 415,169 4,210,480 49.18 3,795,311 55.46 10.94
Vanguard Group Inc 390,842 12,703,324 49.18 12,312,482 55.46 3.17
Toronto Dominion Bank 358,255 9,026,158 52.17 8,667,903 58.59 4.13
Voloridge Investment Management, Llc 357,161 727,118 49.18 369,957 55.46 96.54
Deutsche Bank Ag\ 272,131 11,511,214 49.18 11,239,083 55.46 2.42
Bank Of Nova Scotia Trust Co 249,575 764,539 49.18 514,964 55.46 48.46
D. E. Shaw & Co., Inc. 248,476 448,476 49.15 200,000 55.41 124.24
Raymond James & Associates 236,666 2,187,701 49.18 1,951,035 55.46 12.13
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Capital Research Global Investors 11,295,565 18,711,955 49.15 30,007,520 55.43 -37.64
Goldman Sachs Group Inc 2,466,790 616,797 49.18 3,083,587 55.46 -80.00
Canada Pension Plan Investment Board 1,945,000 218,410 49.05 2,163,410 55.48 -89.90
Manufacturers Life Insurance Company, The 1,718,748 6,888,013 49.07 8,606,761 55.52 -19.97
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 1,699,114 489,352 49.05 2,188,466 55.42 -77.64
Franklin Resources Inc 1,083,270 10,184,678 49.15 11,267,948 55.42 -9.61
FKINX - Franklin Income Fund Class A1 1,000,000 6,000,000 49.15 7,000,000 55.43 -14.29
Royal Bank Of Canada 830,698 76,770,864 49.18 77,601,562 55.46 -1.07
CAIBX - CAPITAL INCOME BUILDER Class A 668,768 10,646,893 53.17 11,315,661 52.24 -5.91
Sei Investments Co 542,505 150,521 194.47 693,026 55.45 -78.28
Principal Financial Group Inc 437,000 5,284,295 49.18 5,721,295 55.46 -7.64
Guardian Capital Lp 428,395 975,417 49.05 1,403,812 55.48 -30.52
Twin Tree Management, LP 356,118 79,210 49.19 435,328 55.46 -81.80
Connor, Clark & Lunn Investment Management Ltd. 350,800 2,646,249 49.15 2,997,049 55.42 -11.70
OMERS ADMINISTRATION Corp 251,950 215,623 49.15 467,573 55.47 -53.88
Intact Investment Management Inc. 242,400 868,560 63.14 1,110,960 69.28 -21.82
Acadian Asset Management Llc 177,772 2,942,939 49.18 3,120,711 55.45 -5.70
Jane Street Group, Llc 134,259 60,444 49.19 194,703 55.46 -68.96
Bogart Wealth, LLC 131,984 4,481 49.10 136,465 55.46 -96.72
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 129,064 643,647 49.05 772,711 55.49 -16.70
Name Current Puts
Name Current Calls
Name
GBFFX - GMO Benchmark-Free Fund Class III
GBATX - GMO Strategic Opportunities Allocation Fund Class III
GAAVX - GMO Alternative Allocation Fund Class VI
GIMFX - GMO Implementation Fund
Name Previous Puts
SG3 Management, LLC 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Cutler Group LP 200 200 0 0.00
Polar Asset Management Partners Inc. 310,000 860,000 550,000 56.36
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
PEAK6 Investments LLC 172,800 31,100 203,900 -84.75
SIG North Trading, ULC 80,100 878,000 958,100 -8.36
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 187,300 259,100 446,400 -41.96
Wolverine Trading, Llc 2,600 37,100 39,700 -6.55
Name

Past Week Analysis

Name Shares PPS
AMERICAN FUNDS INSURANCE SERIES - Global Balanced Fund Class 1 23,357 49.15
BlackRock Series Fund, Inc. - BlackRock Balanced Capital Portfolio 18,557 49.15
DIVGX - Guardian Dividend Growth Fund Class I 5,746 49.08
BlackRock Variable Series Funds, Inc. - BlackRock Global Allocation V.I. Fund Class I 1,115 49.33
HCINX - The Institutional International Equity Portfolio HC Strategic Shares 993 49.35
Jnl Series Trust - Jnl/blackrock Global Allocation Fund (a) 749 49.40
Brighthouse Funds Trust I - AQR Global Risk Balanced Portfolio Class B 338 50.30
BlackRock Series Fund, Inc. - BlackRock Global Allocation Portfolio 36 55.56
Name Shares PPS
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 55.46
SCLAX - SIMT MULTI-ASSET CAPITAL STABILITY FUND Class F 1,071 55.09
Name Current Shares Current PPS Previous Shares Previous PPS
VTMGX - Vanguard Developed Markets Index Fund Admiral Shares 2,197,813 49.15 2,172,348 55.43
TDIV - First Trust NASDAQ Technology Dividend Index Fund 657,391 49.18 682,283 55.46
CHDEX - Cullen High Dividend Equity Fund Retail Class 560,643 49.18 601,618 55.46
GAUAX - The Gabelli Utilities Fund Class A 531,000 49.18 531,000 55.46
CBHAX - Victory Market Neutral Income Fund Class A 498,743 49.16 307,876 55.44
TMLCX - Simt Tax-managed Large Cap Fund Class F 433,577 49.18 433,577 55.46
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - Equity Income Account Class 1 325,884 49.18 343,734 55.46
SEUIX - Simt Large Cap Value Fund Class I 272,263 49.18 292,660 55.46
DWX - SPDR (R) S&P (R) International Dividend ETF 259,277 49.05 256,462 55.48
FIVG - Defiance Next Gen Connectivity ETF 248,339 49.18 315,888 55.46
ISARX - AB International Strategic Core Portfolio Class A 192,550 49.15 180,470 55.43
Jnl Series Trust - Jnl/franklin Templeton Income Fund (a) 180,000 49.16 180,000 55.52
JGYIX - John Hancock Global Shareholder Yield Fund Class I 174,391 49.15 177,531 55.43
Gabelli Dividend & Income Trust 168,000 49.18 168,000 55.46
SPDW - SPDR(R) Portfolio Developed World ex-US ETF 158,312 49.05 155,656 55.48
THRIVENT SERIES FUND INC - Thrivent International Allocation Portfolio Class A 151,150 49.16 253,987 55.43
SVTAX - Simt Global Managed Volatility Fund Class F 147,478 49.18 147,478 55.46
M&g Investment Management Ltd 144,064 48.94 140,399 55.18
RODM - Hartford Multifactor Developed Markets (ex-US) ETF 133,945 49.05 138,547 55.48
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 119,000 11.73 90,000 55.46
GCAEX - The Gabelli Equity Income Fund Class A 105,000 49.18 105,000 55.46
FGD - First Trust Dow Jones Global Select Dividend Index Fund 103,721 49.15 98,972 55.43
CIHDX - Cullen International High Dividend Fund Retail Class 90,260 49.18 90,260 55.46
RIMHX - City National Rochdale Dividend & Income Fund Class N 88,500 49.18 81,000 55.46
QCSTRX - Stock Account Class R1 87,162 49.15 87,766 55.43
IXP - iShares Global Comm Services ETF 77,117 49.16 54,462 55.43
NXTG - First Trust Indxx NextG ETF 65,299 49.16 113,999 55.43
AMERICAN FUNDS INSURANCE SERIES - Capital Income Builder Class 1 64,510 49.16 118,673 55.43
ENHCX - Cullen Enhanced Equity Income Fund Class C 63,833 49.18 35,260 55.47
WDIV - SPDR S&P Global Dividend ETF 60,606 49.05 60,151 55.48
VHGEX - Vanguard Global Equity Fund Investor Shares 59,004 49.15 61,765 55.44
CMALX - Crawford Multi-Asset Income Fund 58,920 49.19 58,920 55.47
Gabelli Equity Trust Inc 55,400 49.19 55,400 55.45
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 47,565 49.15 79,980 55.44
PNGAX - Putnam International Value Fund Class Y shares 46,870 49.16 42,375 55.43
ANDNX - AQR International Defensive Style Fund Class N 42,753 49.14 42,753 55.43
AIMOX - AQR International Momentum Style Fund Class I 42,443 49.15 42,443 55.44
FLCA - Franklin FTSE Canada ETF 42,174 49.06 7,032 55.46
PPTAX - Virtus KAR Global Quality Dividend Fund CLASS A 38,780 49.17 38,780 55.47
Gabelli Global Utility & Income Trust 37,000 49.19 37,000 55.46
KOMP - SPDR S&P Kensho New Economies Composite ETF 33,442 49.19 37,172 55.47
LGDAX - QS Global Dividend Fund Class A 28,100 49.15 35,800 55.45
PXDIX - PAX ESG BETA DIVIDEND FUND Institutional Class 24,272 49.15 21,873 55.41
SSGVX - State Street Global Equity ex-U.S. Index Portfolio State Street Global All Cap Equity ex-U.S. Index Portfolio 19,479 49.03 19,479 55.50
BLACKROCK ADVANTAGE GLOBAL FUND, INC. - BLACKROCK ADVANTAGE GLOBAL FUND, INC. Investor A 19,300 49.17 1,614 55.14
FID - First Trust S&P International Dividend Aristocrats ETF 17,429 49.17 15,647 55.41
PUTNAM VARIABLE TRUST - Putnam VT International Value Fund Class IA Shares 17,269 49.16 17,269 55.42
CDHAX - Calvert International Responsible Index Fund Class A 15,827 49.16 14,536 55.45
Gabelli Multimedia Trust Inc. 15,000 49.13 15,000 55.47
WIEFX - Walden International Equity Fund 15,000 49.13 11,100 55.41
Gabelli Utility Trust 12,000 49.17 10,000 55.50
CIL - VictoryShares International Volatility Wtd ETF 10,787 49.13 10,787 55.44
Brighthouse Funds Trust I - Schroders Global Multi-Asset Portfolio Class B 10,016 49.12 10,016 55.41
SIMS - SPDR S&P Kensho Intelligent Structures ETF 9,097 49.14 13,947 55.50
THRIVENT SERIES FUND INC - Thrivent Low Volatility Equity Portfolio Class A 8,824 49.18 8,468 55.38
CID - VictoryShares International High Div Volatility Wtd ETF 7,579 49.21 7,579 55.42
Schmidt P J Investment Management Inc 5,965 50.29 6,115 53.15
MASTER INVESTMENT PORTFOLIO - Total International ex U.S. Index Master Portfolio 5,059 49.22 5,059 55.35
NZAC - SPDR MSCI ACWI Low Carbon Target ETF 4,656 48.97 1,547 55.59
DEUTSCHE DWS VARIABLE SERIES II - DWS Global Income Builder VIP Class A 4,450 49.21 4,350 55.40
VARIABLE INSURANCE PRODUCTS FUND II - International Index Portfolio Initial Class 4,369 49.21 4,262 55.37
MFDX - PIMCO RAFI Dynamic Multi-Factor International Equity ETF 3,796 49.26 3,573 55.42
DEW - WisdomTree Global High Dividend Fund N/A 3,551 49.00 2,597 55.45
PACIFIC SELECT FUND - PD International Large-Cap Portfolio Class P 3,474 49.22 3,474 55.56
JIEQX - International Equity Index Trust NAV 2,924 49.25 2,924 55.40
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 2,006 49.35 1,998 55.56
JNL SERIES TRUST - JNL/Mellon MSCI World Index Fund (I) 2,000 49.00 2,000 55.50
GTNDX - Invesco Global Low Volatility Equity Yield Fund Class A 1,560 49.36 1,492 55.63
CMIUX - Six Circles Managed Equity Portfolio International Unconstrained Fund 1,377 49.38 1,222 55.65
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,247 48.92 1,247 55.33
RDMX - SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF 960 48.96 1,960 55.61
CIZ - VictoryShares Developed Enhanced Volatility Wtd ETF 950 49.47 3,854 55.53
SAAAX - SIMT MULTI-ASSET ACCUMULATION FUND Class F 920 48.91 920 55.43
TRANSAMERICA SERIES TRUST - Transamerica BlackRock Global Allocation VP Initial 898 49.00 898 55.68
GMWEX - GuideMark(R) World ex-US Fund Service Shares 878 48.97 878 55.81
RNDM - Developed International Equity Select ETF 818 48.90 1,499 55.37
QWLD - SPDR MSCI World StrategicFactors ETF 784 48.47 784 54.85
MBEQX - M International Equity Fund 708 49.44 708 55.08
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL MSCI Global Equity Index Fund 692 49.13 692 54.91
RYDEX VARIABLE TRUST - Telecommunications Fund Variable Annuity 515 48.54 523 55.45
JNL SERIES TRUST - JNL/DFA International Core Equity Fund (I) 400 50.00 108 55.56
RYMIX - Telecommunications Fund Investor Class 364 49.45 329 54.71
MBAAX - Global Strategist Portfolio Class A Shares 342 49.71 342 55.56
DMCY - DEMOCRACY INTERNATIONAL FUND Shares 244 49.18 190 57.89
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Dynamic Asset Allocation Portfolio Class A 207 48.31 215 55.81
HCESX - The ESG Growth Portfolio HC Strategic Shares 200 50.00 200 55.00
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 100 50.00 -13,272 55.46
USPX - Franklin LibertyQ Global Equity ETF 100 50.00 112 53.57
MIMPX - Global Strategist Portfolio Class I 66 45.45 66 60.61
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA International Core Equity Fund 44 45.45 974 55.44
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
CBHAX - Victory Market Neutral Income Fund Class A 190,867 498,743 49.16 307,876 55.44 61.99
FLCA - Franklin FTSE Canada ETF 35,142 42,174 49.06 7,032 55.46 499.74
FWATX - Fidelity Advisor Multi-Asset Income Fund Class A 29,000 119,000 11.73 90,000 55.46 32.22
ENHCX - Cullen Enhanced Equity Income Fund Class C 28,573 63,833 49.18 35,260 55.47 81.04
VTMGX - Vanguard Developed Markets Index Fund Admiral Shares 25,465 2,197,813 49.15 2,172,348 55.43 1.17
IXP - iShares Global Comm Services ETF 22,655 77,117 49.16 54,462 55.43 41.60
BLACKROCK ADVANTAGE GLOBAL FUND, INC. - BLACKROCK ADVANTAGE GLOBAL FUND, INC. Investor A 17,686 19,300 49.17 1,614 55.14 1095.79
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 13,372 100 50.00 -13,272 55.46 -100.75
ISARX - AB International Strategic Core Portfolio Class A 12,080 192,550 49.15 180,470 55.43 6.69
RIMHX - City National Rochdale Dividend & Income Fund Class N 7,500 88,500 49.18 81,000 55.46 9.26
FGD - First Trust Dow Jones Global Select Dividend Index Fund 4,749 103,721 49.15 98,972 55.43 4.80
PNGAX - Putnam International Value Fund Class Y shares 4,495 46,870 49.16 42,375 55.43 10.61
WIEFX - Walden International Equity Fund 3,900 15,000 49.13 11,100 55.41 35.14
M&g Investment Management Ltd 3,665 144,064 48.94 140,399 55.18 2.61
NZAC - SPDR MSCI ACWI Low Carbon Target ETF 3,109 4,656 48.97 1,547 55.59 200.97
DWX - SPDR (R) S&P (R) International Dividend ETF 2,815 259,277 49.05 256,462 55.48 1.10
SPDW - SPDR(R) Portfolio Developed World ex-US ETF 2,656 158,312 49.05 155,656 55.48 1.71
PXDIX - PAX ESG BETA DIVIDEND FUND Institutional Class 2,399 24,272 49.15 21,873 55.41 10.97
Gabelli Utility Trust 2,000 12,000 49.17 10,000 55.50 20.00
FID - First Trust S&P International Dividend Aristocrats ETF 1,782 17,429 49.17 15,647 55.41 11.39
CDHAX - Calvert International Responsible Index Fund Class A 1,291 15,827 49.16 14,536 55.45 8.88
DEW - WisdomTree Global High Dividend Fund N/A 954 3,551 49.00 2,597 55.45 36.73
WDIV - SPDR S&P Global Dividend ETF 455 60,606 49.05 60,151 55.48 0.76
THRIVENT SERIES FUND INC - Thrivent Low Volatility Equity Portfolio Class A 356 8,824 49.18 8,468 55.38 4.20
JNL SERIES TRUST - JNL/DFA International Core Equity Fund (I) 292 400 50.00 108 55.56 270.37
MFDX - PIMCO RAFI Dynamic Multi-Factor International Equity ETF 223 3,796 49.26 3,573 55.42 6.24
CMIUX - Six Circles Managed Equity Portfolio International Unconstrained Fund 155 1,377 49.38 1,222 55.65 12.68
VARIABLE INSURANCE PRODUCTS FUND II - International Index Portfolio Initial Class 107 4,369 49.21 4,262 55.37 2.51
DEUTSCHE DWS VARIABLE SERIES II - DWS Global Income Builder VIP Class A 100 4,450 49.21 4,350 55.40 2.30
GTNDX - Invesco Global Low Volatility Equity Yield Fund Class A 68 1,560 49.36 1,492 55.63 4.56
DMCY - DEMOCRACY INTERNATIONAL FUND Shares 54 244 49.18 190 57.89 28.42
RYMIX - Telecommunications Fund Investor Class 35 364 49.45 329 54.71 10.64
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Income Builder Portfolio Class 1 8 2,006 49.35 1,998 55.56 0.40
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
THRIVENT SERIES FUND INC - Thrivent International Allocation Portfolio Class A 102,837 151,150 49.16 253,987 55.43 -40.49
FIVG - Defiance Next Gen Connectivity ETF 67,549 248,339 49.18 315,888 55.46 -21.38
AMERICAN FUNDS INSURANCE SERIES - Capital Income Builder Class 1 54,163 64,510 49.16 118,673 55.43 -45.64
NXTG - First Trust Indxx NextG ETF 48,700 65,299 49.16 113,999 55.43 -42.72
CHDEX - Cullen High Dividend Equity Fund Retail Class 40,975 560,643 49.18 601,618 55.46 -6.81
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 32,415 47,565 49.15 79,980 55.44 -40.53
TDIV - First Trust NASDAQ Technology Dividend Index Fund 24,892 657,391 49.18 682,283 55.46 -3.65
SEUIX - Simt Large Cap Value Fund Class I 20,397 272,263 49.18 292,660 55.46 -6.97
PRINCIPAL VARIABLE CONTRACTS FUNDS INC - Equity Income Account Class 1 17,850 325,884 49.18 343,734 55.46 -5.19
LGDAX - QS Global Dividend Fund Class A 7,700 28,100 49.15 35,800 55.45 -21.51
SIMS - SPDR S&P Kensho Intelligent Structures ETF 4,850 9,097 49.14 13,947 55.50 -34.77
RODM - Hartford Multifactor Developed Markets (ex-US) ETF 4,602 133,945 49.05 138,547 55.48 -3.32
KOMP - SPDR S&P Kensho New Economies Composite ETF 3,730 33,442 49.19 37,172 55.47 -10.03
JGYIX - John Hancock Global Shareholder Yield Fund Class I 3,140 174,391 49.15 177,531 55.43 -1.77
CIZ - VictoryShares Developed Enhanced Volatility Wtd ETF 2,904 950 49.47 3,854 55.53 -75.35
VHGEX - Vanguard Global Equity Fund Investor Shares 2,761 59,004 49.15 61,765 55.44 -4.47
RDMX - SPDR Bloomberg SASB Developed Markets Ex US ESG Select ETF 1,000 960 48.96 1,960 55.61 -51.02
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA International Core Equity Fund 930 44 45.45 974 55.44 -95.48
RNDM - Developed International Equity Select ETF 681 818 48.90 1,499 55.37 -45.43
QCSTRX - Stock Account Class R1 604 87,162 49.15 87,766 55.43 -0.69
Schmidt P J Investment Management Inc 150 5,965 50.29 6,115 53.15 -2.45
USPX - Franklin LibertyQ Global Equity ETF 12 100 50.00 112 53.57 -10.71
RYDEX VARIABLE TRUST - Telecommunications Fund Variable Annuity 8 515 48.54 523 55.45 -1.53
AB VARIABLE PRODUCTS SERIES FUND, INC. - AB Dynamic Asset Allocation Portfolio Class A 8 207 48.31 215 55.81 -3.72
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