Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 439 33.00 3.26 6.51
Previous Quarter 478 14.00 3.42 18.01

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 56 164 210 83 205 82
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 0 6 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 2 1 1 1 4 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 0 31 0 22 9
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 42,196,514 0.00 0.00 84,943,827 0.00 0.00
Previous Quarter 67,695,301 0.00 0.00 83,192,844 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Standard Life Aberdeen plc 90,280,790 3.28
Sprucegrove Investment Management Ltd 76,362,691 3.26
Goldman Sachs Group Inc 62,852,487 3.26
Baillie Gifford & Co 55,142,399 3.26
Lazard Asset Management Llc 47,197,927 3.26
Franklin Resources Inc 44,976,649 3.26
VTRIX - Vanguard International Value Fund Investor Shares 43,461,859 3.60
BlackRock Inc. 41,972,351 3.26
Ubs Asset Management Americas Inc 41,919,505 3.26
Bank Of America Corp /de/ 26,610,883 3.26
Macquarie Group Ltd 26,042,425 3.26
Fisher Asset Management, LLC 24,925,936 3.26
Itau Unibanco Holding S.A. 22,593,907 3.25
Earnest Partners Llc 21,410,368 3.26
Citigroup Inc 20,302,211 3.26
BGEHX - Baillie Gifford Emerging Markets Equities Fund Class 2 19,950,607 3.26
DEMAX - Delaware Emerging Markets Fund Class A 19,250,000 4.25
Vanguard Group Inc 19,075,586 3.26
ILF - iShares Latin America 40 ETF 16,639,199 3.26
ABEMX - Aberdeen Emerging Markets Fund Institutional Class 16,608,113 3.60

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Standard Life Aberdeen plc 82,141,885 3.42
Sprucegrove Investment Management Ltd 79,912,698 3.42
BlackRock Inc. 67,271,596 3.42
Lazard Asset Management Llc 59,235,090 3.42
Goldman Sachs Group Inc 48,319,970 3.42
Franklin Resources Inc 43,220,770 3.42
Baillie Gifford & Co 40,385,126 3.42
VTRIX - Vanguard International Value Fund Investor Shares 39,987,874 3.50
Ubs Asset Management Americas Inc 33,546,909 3.42
Itau Unibanco Holding S.A. 26,069,330 3.35
Fisher Asset Management, LLC 24,293,782 3.42
Vanguard Group Inc 20,875,835 3.42
Earnest Partners Llc 20,223,425 3.42
Optiver Holding B.V. 18,604,285 3.62
State Street Corp 18,328,907 3.45
Sei Investments Co 17,541,684 3.42
ABEMX - Aberdeen Emerging Markets Fund Institutional Class 17,179,279 3.50
Ashmore Group plc 15,629,510 3.79
Bank Of America Corp /de/ 15,093,924 3.42
Harding Loevner Lp 14,809,319 3.42

 

Recent Quarter Analysis

Name Shares PPS
FIL Ltd 8,053,181 3.26
Atmos Capital Gestao De Recursos Ltda. 4,249,497 3.26
JOEMX - JOHCM Emerging Markets Opportunities Fund Class Z Shares 2,882,195 3.26
Chiron Investment Management, LLC 2,266,442 3.26
CPLSX - Calamos Phineus Long/Short Fund Class A 991,100 3.60
REMSX - Emerging Markets Fund Class S 521,006 3.60
BNIEX - UBS International Sustainable Equity Fund CLASS A 437,090 3.26
Kiwi Wealth Investments Limited Partnership 269,509 3260.00
AVES - Avantis Emerging Markets Value ETF 249,370 4.25
CSMOX - Chiron SMid Opportunities Fund Class I Shares 132,860 3.60
Federated Hermes, Inc. 132,717 3.26
FRIEX - Federated Emerging Markets Equity Fund Class C Shares 132,717 4.25
GLLAX - Aberdeen Global Equity Fund Class A 125,270 3.60
Aquatic Capital Management LLC 76,500 3.25
JSFBX - John Hancock Seaport Long/Short Fund Class A 61,565 3.61
Banco BTG Pactual S.A. 52,491 3.26
DEUTSCHE DWS VARIABLE SERIES II - DWS Global Income Builder VIP Class A 44,600 3.25
RMYAX - Multi-Strategy Income Fund Class A 43,767 3.61
ARGA Investment Management, LP 40,456 3.26
Centiva Capital, LP 27,073 3.25
Name Shares PPS
Ashmore Group plc 15,629,510 3.79
Sagil Capital Llp 4,733,900 3.42
Pelham Global Financials Ltd 3,590,547 3.42
Canada Pension Plan Investment Board 3,194,900 3.42
UBS Group AG 2,732,276 3.42
BLACKROCK EMERGING MARKETS FUND, INC. - BLACKROCK EMERGING MARKETS FUND, INC. Investor A 2,273,497 4.67
Calamos Advisors LLC 2,200,000 3.42
Algebris (uk) Ltd 1,858,089 3.42
Indus Capital Partners, Llc 1,665,918 3.42
Parallax Volatility Advisers, L.P. 1,361,855 3.42
Parallax Volatility Advisers, L.P. 1,361,855 3.42
Deprince Race & Zollo Inc 1,126,270 3.42
Barclays Plc 1,121,285 3.42
Barclays Plc 1,121,285 3.42
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Emerging Markets Equity Insights Fund Class Y 1,031,269 3.42
Mirabella Financial Services Llp 852,153 3.42
HHDTX - HANCOCK HORIZON DIVERSIFIED INTERNATIONAL FUND INSTITUTIONAL CLASS SHARES 827,022 5.13
Simplex Trading, Llc 747,182 3.07
Glovista Investments LLC 644,001 3.42
PEAK6 Investments LLC 558,283 3.42
Northwestern Mutual Investment Management Company, Llc 506,902 3.42
Hrt Financial Lp 447,560 3.42
Capital Markets Trading UK LLP 396,000 3.42
Capital Markets Trading UK LLP 396,000 3.42
Marshall Wace North America L.P. 289,077 3.83
Pictet Asset Management Ltd 262,948 5.13
DFA INVESTMENT DIMENSIONS GROUP INC - T.A. World ex U.S. Core Equity Portfolio - Institutional Class 225,479 4.67
SNTKX - Steward International Enhanced Index Fund Class A 199,171 3.50
TWWDX - Thomas White International Fund Investor Class 182,600 3.50
PFM Multi-Manager Series Trust - PFM Multi-Manager International Equity Fund Institutional Class 142,141 3.83
Caas Capital Management Lp 137,500 3.42
Caas Capital Management Lp 137,500 3.42
MEGMX - Matthews Emerging Markets Equity Fund Investor Class Shares 137,030 5.13
Mbb Public Markets I Llc 136,280 3.42
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 127,429 3.42
MXENX - Great-West Emerging Markets Equity Fund Institutional Class 124,779 3.83
Two Sigma Investments, Lp 120,527 3.42
QCM Cayman, Ltd. 110,341 3.42
QFFOX - Pear Tree Axiom Emerging Markets World Equity Fund Ordinary Shares 90,040 5.13
Aigen Investment Management, Lp 86,276 3.40
GQFPX - GQG PARTNERS GLOBAL QUALITY DIVIDEND INCOME FUND Investor Shares 66,372 3.83
MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 66,000 3.42
Verition Fund Management LLC 63,800 3.42
Verition Fund Management LLC 63,800 3.42
ClariVest Asset Management LLC 61,710 3.42
Paloma Partners Management Co 57,180 3.43
D. E. Shaw & Co., Inc. 55,000 3.42
D. E. Shaw & Co., Inc. 55,000 3.42
Harel Insurance Investments & Financial Services Ltd. 50,000 3.40
Marshall Wace, Llp 46,060 3.41
United Maritime Capital Llc 45,965 3.46
BlackRock Funds II - BLACKROCK MULTI-ASSET INCOME PORTFOLIO INVESTOR C SHARES 22,019 3.50
HLREX - Emerging Markets Research Portfolio Institutional Class 21,929 4.65
Segall Bryant & Hamill, Llc 21,659 3.83
OEQIX - Oaktree Emerging Markets Equity Fund Class I 16,284 3.81
Jarislowsky, Fraser Ltd 16,130 3.41
LCNIX - Lazard International Equity Concentrated Portfolio Institutional Shares 13,906 5.11
West Family Investments, Inc. 13,666 3.44
Activest Wealth Management 13,055 3.45
Cable Hill Partners, LLC 11,647 3.43
Glenmede Trust Co Na 10,861 3.41
44 Wealth Management Llc 10,263 3.41
Evergreen Capital Management Llc 10,165 3.44
HLIRX - International Equity Research Portfolio Institutional Class 9,420 4.67
Eaton Vance Management 7,450 3.36
Moors & Cabot, Inc. 7,380 173.44
State of Wyoming 7,252 3.45
PALCX - AllianzGI Global Allocation Fund Class C 5,684 5.10
HLRGX - Global Equity Research Portfolio Institutional Class 3,142 4.77
Thomas White International Ltd 1,108 3.61
National Bank Of Canada /fi/ 1,097 3.65
Delos Wealth Advisors, LLC 1,035 3.86
Reilly Financial Advisors, Llc 815 3.68
Gemmer Asset Management LLC 648 3.09
Berman Capital Advisors, LLC 448 2.23
RGT Wealth Advisors, LLC 345 2.90
Fortitude Advisory Group L.L.C. 287 3.48
1832 Asset Management L.P. 286 3.50
Johnson Financial Group, Inc. 130
Fifth Third Bancorp 90
CoreCap Advisors, LLC 74 13.51
Sofos Investments, Inc. 60 16.67
CENTRAL TRUST Co 13
Meridian Wealth Partners, LLC
Axiom International Investors Llc /de
GVO Asset Management Ltd
Fiera Capital Corp
Kowal Investment Group, LLC
Cresset Asset Management, LLC
Renaissance Technologies Llc
Dynamic Technology Lab Private Ltd
Victory Capital Management Inc
Capital Analysts, Inc.
International Assets Investment Management, Llc
Voloridge Investment Management, Llc
Atlas Capital Advisors Llc
Y-Intercept (Hong Kong) Ltd
Windsor Creek Advisors, Llc
Advisory Services Network, LLC
TT International Asset Management LTD
Man Group plc
IFP Advisors, Inc
Jones Financial Companies Lllp
Harbour Investments, Inc.
Meyer Handelman Co
NEXT Financial Group, Inc
Natixis
Joseph P. Lucia & Associates, LLC
Seven Eight Capital, Lp
Allianz Asset Management GmbH
Wealthspire Advisors, LLC
Healthcare Of Ontario Pension Plan Trust Fund
Tudor Investment Corp Et Al
Quilter Plc
Panagora Asset Management Inc
Arrowstreet Capital, Limited Partnership
Enlightenment Research, LLC
Mountain Capital Investment Advisors, Inc
Cahill Financial Advisors Inc
Enterprise Financial Services Corp
Migdal Insurance & Financial Holdings Ltd.
qPULA Trading Management LP
HighPoint Advisor Group LLC
CIBC World Markets Inc.
Assetmark, Inc
Neuberger Berman Group LLC
Driehaus Capital Management Llc
Ameritas Investment Corp
Baystate Wealth Management LLC
Valeo Financial Advisors, LLC
Senvest Management, LLC
Bridgefront Capital, LLC
Schonfeld Strategic Advisors LLC
Vigilant Capital Management, LLC
Amitell Capital Pte Ltd
Bp Plc
Bessemer Group Inc
Sowell Financial Services LLC
Matthews International Capital Management Llc
Constellation Investimentos e Participacoes Ltda
Evolution Wealth Advisors, LLC
Tcwp Llc
Two Sigma Advisers, Lp
Maven Securities LTD
Westfield Capital Management Co Lp
Gsa Capital Partners Llp
AMP Capital Investors Ltd
Red Door Wealth Management, LLC
Prospera Financial Services Inc
Banco de Sabadell, S.A
Carlson Capital L P
Freestone Capital Holdings, LLC
Wolverine Trading, Llc
Wolverine Trading, Llc
CNWGX - Calamos Evolving World Growth Fund Class A
Calamos Global Total Return Fund
Ground Swell Capital, LLC
Arjuna Capital
Calamos Global Dynamic Income Fund
Quantbot Technologies LP
CIGRX - Calamos International Growth Fund Class A
Money Concepts Capital Corp
Quantitative Investment Management, LLC
Cullen/frost Bankers, Inc.
Name Current Shares Current PPS Previous Shares Previous PPS
Standard Life Aberdeen plc 90,280,790 3.28 82,141,885 3.42
Sprucegrove Investment Management Ltd 76,362,691 3.26 79,912,698 3.42
Goldman Sachs Group Inc 62,852,487 3.26 48,319,970 3.42
Baillie Gifford & Co 55,142,399 3.26 40,385,126 3.42
Lazard Asset Management Llc 47,197,927 3.26 59,235,090 3.42
Franklin Resources Inc 44,976,649 3.26 43,220,770 3.42
BlackRock Inc. 41,972,351 3.26 67,271,596 3.42
Ubs Asset Management Americas Inc 41,919,505 3.26 33,546,909 3.42
Bank Of America Corp /de/ 26,610,883 3.26 15,093,924 3.42
Macquarie Group Ltd 26,042,425 3.26 8,861,024 3.42
Fisher Asset Management, LLC 24,925,936 3.26 24,293,782 3.42
Itau Unibanco Holding S.A. 22,593,907 3.25 26,069,330 3.35
Earnest Partners Llc 21,410,368 3.26 20,223,425 3.42
Citigroup Inc 20,302,211 3.26 5,424,847 3.42
BGEHX - Baillie Gifford Emerging Markets Equities Fund Class 2 19,950,607 3.26 14,499,748 3.42
Vanguard Group Inc 19,075,586 3.26 20,875,835 3.42
ILF - iShares Latin America 40 ETF 16,639,199 3.26 10,458,142 3.42
Sei Investments Co 14,973,406 3.26 17,541,684 3.42
Pendal Group Ltd 14,830,784 3.26 5,870,676 3.42
Allspring Global Investments Holdings, LLC 13,958,229 3.26 12,725,489 3.42
Name Current Shares Current PPS Previous Shares Previous PPS
VTRIX - Vanguard International Value Fund Investor Shares 43,461,859 3.60 39,987,874 3.50
DEMAX - Delaware Emerging Markets Fund Class A 19,250,000 4.25 5,982,240 3.52
ABEMX - Aberdeen Emerging Markets Fund Institutional Class 16,608,113 3.60 17,179,279 3.50
VEIEX - Vanguard Emerging Markets Stock Index Fund Investor Shares 12,258,126 3.60 12,319,151 3.50
VEU - Vanguard FTSE All-World ex-US Index Fund ETF Shares 6,544,198 3.60 5,949,271 3.50
EMGAX - Wells Fargo Emerging Markets Equity Fund Class A 5,976,276 3.60 5,222,979 3.50
HLMEX - Harding Loevner Institutional Emerging Markets Portfolio Institutional 5,686,897 3.60 5,946,797 3.50
Wellington Management Group Llp 5,122,957 3.26 0
GERIX - Goldman Sachs Emerging Markets Equity Insights Fund Institutional 4,332,550 4.29 3,817,850 3.50
HLEMX - Harding Loevner Emerging Markets Portfolio Advisor 3,661,380 3.60 3,480,166 3.50
WEUSX - Siit World Equity Ex-us Fund - Class A 2,534,733 4.25 2,422,050 3.52
Calamos Long/Short Equity & Dynamic Income Trust 2,482,699 3.60 1,000,000 3.50
Parametric Portfolio Associates Llc 2,150,782 4.64 2,029,111 3.42
Susquehanna Fundamental Investments, Llc 1,949,564 4.64 3,054,365 3.42
Templeton Emerging Markets Fund 1,403,567 4.25 1,274,085 3.52
FSGEX - Fidelity Series Global ex U.S. Index Fund 1,392,823 3.60 1,276,557 3.50
VMMSX - Vanguard Emerging Markets Select Stock Fund Investor Shares 1,332,641 3.60 1,698,332 3.50
SEKAX - DWS Emerging Markets Equity Fund Class A 1,310,420 3.60 1,191,291 3.50
Dimensional Emerging Markets Value Fund - Dimensional Emerging Markets Value Fund 1,202,245 3.60 1,092,950 3.50
BLACKROCK LATIN AMERICA FUND, INC. - BLACKROCK LATIN AMERICA FUND, INC. Investor A 1,019,785 3.60 927,078 3.50
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Macquarie Group Ltd 17,181,401 26,042,425 3.26 8,861,024 3.42 193.90
Citigroup Inc 14,877,364 20,302,211 3.26 5,424,847 3.42 274.24
Baillie Gifford & Co 14,757,273 55,142,399 3.26 40,385,126 3.42 36.54
Goldman Sachs Group Inc 14,532,517 62,852,487 3.26 48,319,970 3.42 30.08
DEMAX - Delaware Emerging Markets Fund Class A 13,267,760 19,250,000 4.25 5,982,240 3.52 221.79
Bank Of America Corp /de/ 11,516,959 26,610,883 3.26 15,093,924 3.42 76.30
Pendal Group Ltd 8,960,108 14,830,784 3.26 5,870,676 3.42 152.62
Ubs Asset Management Americas Inc 8,372,596 41,919,505 3.26 33,546,909 3.42 24.96
Standard Life Aberdeen plc 8,138,905 90,280,790 3.28 82,141,885 3.42 9.91
Hsbc Holdings Plc 6,469,189 11,100,429 1.12 4,631,240 3.46 139.69
ILF - iShares Latin America 40 ETF 6,181,057 16,639,199 3.26 10,458,142 3.42 59.10
BGEHX - Baillie Gifford Emerging Markets Equities Fund Class 2 5,450,859 19,950,607 3.26 14,499,748 3.42 37.59
Wellington Management Group Llp 5,122,957 5,122,957 3.26 0 0.00
Russell Investments Group, Ltd. 3,829,653 7,437,761 3.26 3,608,108 3.42 106.14
VTRIX - Vanguard International Value Fund Investor Shares 3,473,985 43,461,859 3.60 39,987,874 3.50 8.69
Oaktree Capital Management Lp 3,104,612 11,977,104 3.26 8,872,492 3.42 34.99
Franklin Resources Inc 1,755,879 44,976,649 3.26 43,220,770 3.42 4.06
Calamos Long/Short Equity & Dynamic Income Trust 1,482,699 2,482,699 3.60 1,000,000 3.50 148.27
Natixis Advisors, L.p. 1,237,084 2,419,444 3.26 1,182,360 3.42 104.63
Allspring Global Investments Holdings, LLC 1,232,740 13,958,229 3.26 12,725,489 3.42 9.69
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BlackRock Inc. 25,299,245 41,972,351 3.26 67,271,596 3.42 -37.61
Lazard Asset Management Llc 12,037,163 47,197,927 3.26 59,235,090 3.42 -20.32
Optiver Holding B.V. 7,770,256 10,834,029 3.26 18,604,285 3.62 -41.77
State Street Corp 5,743,668 12,585,239 3.30 18,328,907 3.45 -31.34
Citadel Advisors Llc 4,694,358 664,799 3.26 5,359,157 3.42 -87.60
SPX Equities Gestao de Recursos Ltda 3,845,042 799,519 3260.00 4,644,561 3420.00 -82.79
Sprucegrove Investment Management Ltd 3,550,007 76,362,691 3.26 79,912,698 3.42 -4.44
Itau Unibanco Holding S.A. 3,475,423 22,593,907 3.25 26,069,330 3.35 -13.33
Sei Investments Co 2,568,278 14,973,406 3.26 17,541,684 3.42 -14.64
Deutsche Bank Ag\ 2,379,954 8,461,029 3.26 10,840,983 3.42 -21.95
Harding Loevner Lp 2,282,399 12,526,920 3.26 14,809,319 3.42 -15.41
Qube Research & Technologies Ltd 1,950,897 161,786 3.26 2,112,683 3.42 -92.34
Black Creek Investment Management Inc. 1,910,000 4,400,000 3.26 6,310,000 3.42 -30.27
Vanguard Group Inc 1,800,249 19,075,586 3.26 20,875,835 3.42 -8.62
Susquehanna Fundamental Investments, Llc 1,104,801 1,949,564 4.64 3,054,365 3.42 -36.17
IXG - iShares Global Financials ETF 1,048,253 600,769 3.26 1,649,022 3.42 -63.57
Amundi 1,001,087 4,224,586 2.95 5,225,673 3.70 -19.16
Morgan Stanley 994,082 7,278,702 3.26 8,272,784 3.42 -12.02
Dimensional Fund Advisors Lp 764,372 1,609,046 3.27 2,373,418 3.42 -32.21
UBS Group AG 757,454 1,974,822 3.26 2,732,276 3.42 -27.72
Name Current Puts
Name Current Calls
HAP Trading, LLC 141,834
Name
Name Previous Puts
Parallax Volatility Advisers, L.P. 1,361,855
Capital Markets Trading UK LLP 396,000
Verition Fund Management LLC 63,800
D. E. Shaw & Co., Inc. 55,000
Wolverine Trading, Llc 0
Proequities, Inc. 0
Name Previous Calls
Caas Capital Management Lp 137,500
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Caption Management, LLC 2,700 1,455,400 1,452,700 0.19
PEAK6 Investments LLC 349,877 908,160 558,283 62.67
Name Increased Calls Current Calls Previous Calls Percentage Increase
Cutler Group LP 25,800 99,800 74,000 34.86
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Walleye Trading LLC 221,400 188,900 410,300 -53.96
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 2,936,200 932,500 3,868,700 -75.90
Jane Street Group, Llc 1,674,764 1,206,050 2,880,814 -58.14
Simplex Trading, Llc 164,918 582,264 747,182 -22.07
Susquehanna International Group, Llp 149,612 1,892,405 2,042,017 -7.33
Name

Past Week Analysis

Name Shares PPS
JOEMX - JOHCM Emerging Markets Opportunities Fund Class Z Shares 2,882,195 3.26
DEUTSCHE DWS VARIABLE SERIES II - DWS Global Income Builder VIP Class A 44,600 3.25
FSRLX - FS Chiron Real Asset Fund Class I 17,651 3.29
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
ILF - iShares Latin America 40 ETF 16,639,199 3.26 10,458,142 3.42
SPEM - SPDR(R) Portfolio Emerging Markets ETF 5,727,117 3.26 4,632,647 3.42
Brighthouse Funds Trust I - Brighthouse/Aberdeen Emerging Markets Equity Portfolio Class A 4,939,165 3.26 4,003,243 3.42
SIEMX - SIT EMERGING MARKETS EQUITY FUND - CLASS F, effective 1-31-2017 (formerly Class A) 1,081,249 3.26 907,758 3.42
SPRNX - Sprucegrove International Equity Master Fund 711,799 3.26 1,420,272 3.42
OCMPX - Lazard International Quality Growth Portfolio Open Shares 648,840 3.26 252,602 3.42
CWI - SPDR(R) MSCI ACWI EX-US ETF 603,125 3.26 553,411 3.42
IXG - iShares Global Financials ETF 600,769 3.26 1,649,022 3.42
Lazard Global Total Return & Income Fund Inc 542,671 3.26 537,138 3.42
EQ ADVISORS TRUST - EQ/International Core Managed Volatility Portfolio Class IA 511,009 3.26 524,349 3.42
NMMEX - Active M Emerging Markets Equity Fund 461,239 3.26 665,050 3.83
THRIVENT SERIES FUND INC - Thrivent Partner Emerging Markets Equity Portfolio Class A 409,371 3.26 372,156 3.42
KOMP - SPDR S&P Kensho New Economies Composite ETF 389,141 3.26 124,935 3.42
LDMIX - Lazard Developing Markets Equity Portfolio Institutional Shares 327,045 3.26 685,014 3.42
OTGAX - OTG Latin America Fund Class A Shares 303,034 3.26 237,486 3.42
LZESX - Lazard International Equity Select Portfolio Open Shares 247,908 3.26 238,687 3.42
Brighthouse Funds Trust I - SSGA Emerging Markets Enhanced Index Portfolio Class B 246,745 3.26 297,814 3.42
GESIX - Lazard Global Equity Select Portfolio Institutional Shares 246,191 3.26 207,255 3.42
MPLAX - Praxis International Index Fund Class A 243,207 3.26 223,701 3.42
GQJPX - GQG PARTNERS INTERNATIONAL QUALITY DIVIDEND INCOME FUND Investor Shares 185,105 3.26 50,153 3.83
Prelude Capital Management, Llc 182,298 3.26 33,500 3.43
EMSQX - Shelton Emerging Markets Fund Institutional Shares 173,360 3.26 183,300 3.42
EQ ADVISORS TRUST - EQ/Emerging Markets Equity PLUS Portfolio Class IB 145,730 3.26 127,432 3.42
SA FUNDS INVESTMENT TRUST - SA Emerging Markets Value Fund 136,380 3.26 123,982 3.42
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 72,946 3.26 82,453 3.42
Profunds - Profund Vp Emerging Markets 70,318 3.26 62,947 3.42
THRIVENT SERIES FUND INC - Thrivent International Allocation Portfolio Class A 58,346 3.26 53,042 3.41
BICK - First Trust BICK Index Fund 40,096 3.27 67,279 3.42
DFBCX - Delaware Strategic Allocation Fund CLASS C 23,339 3.26 21,218 3.44
JINTX - Johnson International Fund 21,678 3.28 19,708 3.40
RYWTX - Emerging Markets 2x Strategy Fund Class A 19,669 3.25 8,889 3.37
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
ILF - iShares Latin America 40 ETF 6,181,057 16,639,199 3.26 10,458,142 3.42 59.10
SPEM - SPDR(R) Portfolio Emerging Markets ETF 1,094,470 5,727,117 3.26 4,632,647 3.42 23.63
Brighthouse Funds Trust I - Brighthouse/Aberdeen Emerging Markets Equity Portfolio Class A 935,922 4,939,165 3.26 4,003,243 3.42 23.38
OCMPX - Lazard International Quality Growth Portfolio Open Shares 396,238 648,840 3.26 252,602 3.42 156.86
KOMP - SPDR S&P Kensho New Economies Composite ETF 264,206 389,141 3.26 124,935 3.42 211.47
SIEMX - SIT EMERGING MARKETS EQUITY FUND - CLASS F, effective 1-31-2017 (formerly Class A) 173,491 1,081,249 3.26 907,758 3.42 19.11
Prelude Capital Management, Llc 148,798 182,298 3.26 33,500 3.43 444.17
GQJPX - GQG PARTNERS INTERNATIONAL QUALITY DIVIDEND INCOME FUND Investor Shares 134,952 185,105 3.26 50,153 3.83 269.08
OTGAX - OTG Latin America Fund Class A Shares 65,548 303,034 3.26 237,486 3.42 27.60
CWI - SPDR(R) MSCI ACWI EX-US ETF 49,714 603,125 3.26 553,411 3.42 8.98
GESIX - Lazard Global Equity Select Portfolio Institutional Shares 38,936 246,191 3.26 207,255 3.42 18.79
THRIVENT SERIES FUND INC - Thrivent Partner Emerging Markets Equity Portfolio Class A 37,215 409,371 3.26 372,156 3.42 10.00
MPLAX - Praxis International Index Fund Class A 19,506 243,207 3.26 223,701 3.42 8.72
EQ ADVISORS TRUST - EQ/Emerging Markets Equity PLUS Portfolio Class IB 18,298 145,730 3.26 127,432 3.42 14.36
SA FUNDS INVESTMENT TRUST - SA Emerging Markets Value Fund 12,398 136,380 3.26 123,982 3.42 10.00
RYWTX - Emerging Markets 2x Strategy Fund Class A 10,780 19,669 3.25 8,889 3.37 121.27
LZESX - Lazard International Equity Select Portfolio Open Shares 9,221 247,908 3.26 238,687 3.42 3.86
Profunds - Profund Vp Emerging Markets 7,371 70,318 3.26 62,947 3.42 11.71
Lazard Global Total Return & Income Fund Inc 5,533 542,671 3.26 537,138 3.42 1.03
THRIVENT SERIES FUND INC - Thrivent International Allocation Portfolio Class A 5,304 58,346 3.26 53,042 3.41 10.00
DFBCX - Delaware Strategic Allocation Fund CLASS C 2,121 23,339 3.26 21,218 3.44 10.00
JINTX - Johnson International Fund 1,970 21,678 3.28 19,708 3.40 10.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
IXG - iShares Global Financials ETF 1,048,253 600,769 3.26 1,649,022 3.42 -63.57
SPRNX - Sprucegrove International Equity Master Fund 708,473 711,799 3.26 1,420,272 3.42 -49.88
LDMIX - Lazard Developing Markets Equity Portfolio Institutional Shares 357,969 327,045 3.26 685,014 3.42 -52.26
NMMEX - Active M Emerging Markets Equity Fund 203,811 461,239 3.26 665,050 3.83 -30.65
Brighthouse Funds Trust I - SSGA Emerging Markets Enhanced Index Portfolio Class B 51,069 246,745 3.26 297,814 3.42 -17.15
BICK - First Trust BICK Index Fund 27,183 40,096 3.27 67,279 3.42 -40.40
EQ ADVISORS TRUST - EQ/International Core Managed Volatility Portfolio Class IA 13,340 511,009 3.26 524,349 3.42 -2.54
EMSQX - Shelton Emerging Markets Fund Institutional Shares 9,940 173,360 3.26 183,300 3.42 -5.42
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 9,507 72,946 3.26 82,453 3.42 -11.53
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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