Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 600 8.00 7.53 7.48
Previous Quarter 635 8.00 7.76 7.90

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 31 128 419 24 161 178
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 4 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 5 3 2 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 3 0 108 10 42 45
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 2 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 36,168,559 0.00 0.00 27,518,497 0.00 0.00
Previous Quarter 17,842,923 0.00 0.00 27,430,427 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 18,305,263 7.53
BlackRock Inc. 17,850,020
Vanguard Group Inc 14,240,687 7.53
VANGUARD GROUP INC 13,742,577
IJR - iShares Core S&P Small-Cap ETF 7,995,392 7.53
BARROW HANLEY MEWHINNEY & STRAUSS LLC 6,797,272
Dimensional Fund Advisors Lp 5,753,978 7.53
Barrow Hanley Mewhinney & Strauss Llc 5,642,787 7.53
DIMENSIONAL FUND ADVISORS LP 5,217,397
Lsv Asset Management 4,700,300 7.53
State Street Corp 4,502,082 7.53
Fmr Llc 4,169,820 7.53
AVFIX - American Beacon Small Cap Value Fund Institutional Class 3,484,453 6.62
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,211,377 7.53
Fuller & Thaler Asset Management, Inc. 3,143,201 7.53
Charles Schwab Investment Management Inc 2,991,526 7.53
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,756,956 7.53
IWM - iShares Russell 2000 ETF 2,582,819 7.53
Jacobs Levy Equity Management, Inc 2,576,349 7.53
UBVLX - Undiscovered Managers Behavioral Value Fund Class L 2,531,689 7.53

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 17,829,647 7.76
Vanguard Group Inc 14,282,775 7.76
IJR - iShares Core S&P Small-Cap ETF 8,168,991 7.76
Barrow Hanley Mewhinney & Strauss Llc 7,486,568 7.76
Dimensional Fund Advisors Lp 5,461,166 7.76
Lsv Asset Management 4,745,000 7.76
State Street Corp 4,553,553 7.76
Fuller & Thaler Asset Management, Inc. 3,959,930 7.76
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,576,377 7.76
UBVLX - Undiscovered Managers Behavioral Value Fund Class L 3,261,670 7.76
AVFIX - American Beacon Small Cap Value Fund Institutional Class 3,078,583 8.14
Charles Schwab Investment Management Inc 2,844,543 7.76
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,732,904 7.76
Jacobs Levy Equity Management, Inc 2,652,699 7.76
IWM - iShares Russell 2000 ETF 2,572,194 7.76
Geode Capital Management, Llc 1,889,747 7.76
IJS - iShares S&P Small-Cap 600 Value ETF 1,867,154 7.76
Penn Capital Management Co Inc 1,811,675 8.41
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,779,018 7.76
Mirae Asset Global Investments Co., Ltd. 1,603,393 7.76

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 13,742,577
BARROW HANLEY MEWHINNEY & STRAUSS LLC 6,797,272
DIMENSIONAL FUND ADVISORS LP 5,217,397
Medina Singh Partners, LLC 679,229 7.53
Boothbay Fund Management, Llc 318,803 7.53
Atom Investors LP 278,246 7.53
Connor, Clark & Lunn Investment Management Ltd. 247,597 7.53
VSEQX - Vanguard Strategic Equity Fund Investor Shares 200,272 7.53
Jupiter Asset Management Ltd 166,534 7.52
FMILX - Fidelity New Millennium Fund 147,022 8.11
Bienville Capital Management, LLC 137,868 7.53
DASVX - Dunham Small Cap Value Fund Class A 117,000 6.62
PRUDENTIAL SERIES FUND - SP SMALL CAP VALUE PORTFOLIO Class I 78,777 7.53
New York Life Investments Alternatives 57,048 7.54
PENN SERIES FUNDS INC - Small Cap Value Fund 46,205 7.53
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 39,715 7.53
PCSGX - PACE Small/Medium Co Growth Equity Investments Class P 38,557 6.61
Corient Capital Partners, LLC 37,561 7.53
RYLD - Global X Russell 2000 Covered Call ETF 32,078 6.61
State Of Wisconsin Investment Board 27,519 7.52
Name Shares PPS
VSCVX - Victory Integrity Small-Cap Value Fund Class A 980,000 9.33
Lord, Abbett & Co. Llc 965,771 7.76
Kennedy Capital Management, Inc. 648,927 7.76
Whitebox Advisors Llc 535,910 7.76
Jpmorgan Chase & Co 506,917 7.76
Qube Research & Technologies Ltd 133,488 7.76
SBVAX - ClearBridge Small Cap Value Fund Class A 128,450 9.33
USCAX - Small Cap Stock Fund Shares 114,000 9.08
PEAK6 Investments LLC 88,100 7.76
Brandywine Global Investment Management, LLC 85,368 7.75
BOGIX - Bogle Investment Management Small Cap Growth Fund 75,500 8.86
Assenagon Asset Management S.A. 69,397 7.77
APG Asset Management N.V. 66,800 6.98
MRSNX - BMO Small-Cap Value Fund Class I 63,924 8.85
Verition Fund Management LLC 60,000 7.77
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio 59,400 9.33
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 53,396 9.08
NUSC - Nuveen ESG Small-Cap ETF 52,925 9.09
Martingale Asset Management L P 52,785 7.77
Dynamic Technology Lab Private Ltd 42,106 7.77
Sowell Financial Services LLC 41,346 6.60
Clear Harbor Asset Management, LLC 40,000 7.75
Miracle Mile Advisors, LLC 36,292 7.77
CSCVX - CornerCap Small-Cap Value Fund Investor Shares 35,711 8.82
Trexquant Investment LP 33,381 7.76
Los Angeles Capital Management Llc 33,090 7.77
Holocene Advisors, LP 32,154 7.78
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT GS Small Cap Equity Insights Fund Class Y 30,758 8.81
FAAAX - Franklin K2 Alternative Strategies Fund Class A 23,088 9.27
Versor Investments LP 20,800 7.74
Walleye Trading LLC 20,400 7.75
Caption Management, LLC 20,000 7.80
Schonfeld Strategic Advisors LLC 17,200 7.73
Allianz Asset Management GmbH 14,118 9.35
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 12,005 8.83
Occudo Quantitative Strategies Lp 10,789 7.79
SG3 Management, LLC 10,000 7.80
Point72 Hong Kong Ltd 8,886 7.77
FKLZX - Franklin K2 Long Short Credit Fund Advisor Class 8,057 9.31
BLACKROCK FUNDS - iShares Total U.S. Stock Market Index Fund Investor A 6,123 8.17
GOLDMAN SACHS VARIABLE INSURANCE TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 5,886 8.83
RBB FUND, INC. - Adara Smaller Companies Fund 5,590 8.94
NEXT Financial Group, Inc 4,304 9.29
IFP Advisors, Inc 3,563 10.67
GONIX - Gotham Neutral Fund Institutional Class 3,333 9.30
PIBAX - PGIM BALANCED FUND Class A 3,000 9.33
QWVOX - Clearwater Small Companies Fund 2,500 9.20
Aquatic Capital Management LLC 2,100 7.62
DTSGX - Small Company Growth Portfolio Investment Class 2,070 8.70
TCI Wealth Advisors, Inc. 808 7.43
GLENMEDE FUND INC - Quantitative U.S. Small Cap Equity Portfolio 660 9.09
ESIX - SPDR S&P SmallCap 600 ESG ETF 472 8.47
Money Concepts Capital Corp 200 10.00
Concord Wealth Partners 163 6.13
Glassman Wealth Services 40
Covestor Ltd 36
FSTBX - FEDERATED GLOBAL ALLOCATION FUND Class A Shares 2
Wakefield Asset Management LLLP
Centiva Capital, LP
First Horizon Advisors, Inc.
Teza Capital Management LLC
LPL Financial LLC
Twinbeech Capital Lp
CWM Advisors, LLC
HAP Trading, LLC
Paloma Partners Management Co
Lazard Asset Management Llc
Prudential Plc
Advisor Partners Llc
Quadrature Capital Ltd
Evoke Wealth, Llc
Exchange Traded Concepts, Llc
PDT Partners, LLC
Wellington Management Group Llp
Mercer Global Advisors Inc /adv
Sequoia Financial Advisors, LLC
Highland Capital Management, Llc
Mirabella Financial Services Llp
Diversified Trust Co
Spouting Rock Asset Management, LLC
Newbridge Financial Services Group, Inc.
FTHI - First Trust BuyWrite Income ETF
Acadian Asset Management Llc
Zacks Investment Management
Harbour Investments, Inc.
Lonestar Capital Management LLC
Squarepoint Ops LLC
Advisory Services Network, LLC
Man Group plc
Voloridge Investment Management, Llc
Foundry Partners, LLC
Cornercap Investment Counsel Inc
Clearbridge Investments, LLC
Arrowstreet Capital, Limited Partnership
Summit Global Investments
First Trust Advisors Lp
Park West Asset Management LLC
Healthcare Of Ontario Pension Plan Trust Fund
Sageworth Trust Co
Norges Bank
Thompson Siegel & Walmsley Llc
Tuttle Tactical Management LLC
Kettle Hill Capital Management, Llc
Parallax Volatility Advisers, L.P.
Sciencast Management LP
Silverleafe Capital Partners, LLC
Aristides Capital LLC
Alpha Paradigm Partners, LLC
Snowden Capital Advisors LLC
Cutler Group LP
Canada Pension Plan Investment Board
Virtu Financial LLC
Aequim Alternative Investments LP
Dark Forest Capital Management Lp
Balyasny Asset Management Llc
DEEP - Roundhill Acquirers Deep Value ETF
Ogorek Anthony Joseph /ny/ /adv
Maverick Capital Ltd
Livforsakringsbolaget Skandia, Omsesidigt
SMSAX - SIMT Multi-Strategy Alternative Fund Class F
Verdad Advisers, LP
PLTL - Principal U.S. Small-Cap Adaptive Multi-Factor ETF
Hrt Financial Lp
Kestra Advisory Services, LLC
TPWCX - TIAA-CREF Social Choice Low Carbon Equity Fund Premier Class
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 8.11
Weiss Strategic Interval Fund 7.73
HDGE - AdvisorShares Ranger Equity Bear ETF 9.33
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 18,305,263 7.53 17,829,647 7.76
Vanguard Group Inc 14,240,687 7.53 14,282,775 7.76
IJR - iShares Core S&P Small-Cap ETF 7,995,392 7.53 8,168,991 7.76
Dimensional Fund Advisors Lp 5,753,978 7.53 5,461,166 7.76
Barrow Hanley Mewhinney & Strauss Llc 5,642,787 7.53 7,486,568 7.76
Lsv Asset Management 4,700,300 7.53 4,745,000 7.76
State Street Corp 4,502,082 7.53 4,553,553 7.76
Fmr Llc 4,169,820 7.53 6,872 7.71
AVFIX - American Beacon Small Cap Value Fund Institutional Class 3,484,453 6.62 3,078,583 8.14
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,211,377 7.53 3,576,377 7.76
Fuller & Thaler Asset Management, Inc. 3,143,201 7.53 3,959,930 7.76
Charles Schwab Investment Management Inc 2,991,526 7.53 2,844,543 7.76
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,756,956 7.53 2,732,904 7.76
IWM - iShares Russell 2000 ETF 2,582,819 7.53 2,572,194 7.76
Jacobs Levy Equity Management, Inc 2,576,349 7.53 2,652,699 7.76
UBVLX - Undiscovered Managers Behavioral Value Fund Class L 2,531,689 7.53 3,261,670 7.76
IJS - iShares S&P Small-Cap 600 Value ETF 2,130,615 7.53 1,867,154 7.76
Geode Capital Management, Llc 1,939,199 7.53 1,889,747 7.76
Morgan Stanley 1,854,611 7.53 986,456 7.76
Goldman Sachs Group Inc 1,835,148 7.53 202,990 7.76
Name Current Shares Current PPS Previous Shares Previous PPS
Rockefeller Capital Management L.P. 1,746,527 7.53 159 6.29
Comerica Bank 118,294 8.41 125,214 7.24
Victory Capital Management Inc 70,522 7.53 76,550 6.62
Louisiana State Employees Retirement System 55,400 8.41 55,400 7.24
Sei Investments Co 47,691 6.44 0
Algert Global Llc 29,260 7.52 0
EMC Capital Management 25,986 7.54 29,275 6.63
GFG Capital, LLC 15,700 7.52 0
Bank Of Montreal /can/ 13,146 8.44 46,317 8.01
Advisor Group Holdings, Inc. 3,993 7.26 8,174 2.45
TLCHX - Social Choice Equity Fund 2,376 7.58 699 7.15
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,570 7.64 1,345 7.43
FECGX - Fidelity Small Cap Growth Index Fund 1,272 7.86 13,810 7.75
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,159 7.77 11,083 7.76
EverSource Wealth Advisors, LLC 622 8.04 1,815 7.71
Profunds - Profund Vp Ultrasmall-cap 410 7.32 567 7.05
Us Bancorp \de\ 356 8.43 3,084 7.78
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 350 8.57 3,394 7.66
Profunds - Profund Vp Small-cap 347 8.65 356 8.43
RYMKX - Russell 2000 1.5x Strategy Fund Class H 242 8.26 284 7.04
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Fmr Llc 4,162,948 4,169,820 7.53 6,872 7.71 60578.41
Rockefeller Capital Management L.P. 1,746,368 1,746,527 7.53 159 6.29 1098344.65
Goldman Sachs Group Inc 1,632,158 1,835,148 7.53 202,990 7.76 804.06
Morgan Stanley 868,155 1,854,611 7.53 986,456 7.76 88.01
Great Lakes Advisors, Llc 653,886 682,667 7.53 28,781 7.75 2271.94
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 519,186 1,157,837 6.62 638,651 8.14 81.29
IWN - iShares Russell 2000 Value ETF 484,551 1,057,105 7.53 572,554 7.76 84.63
BlackRock Inc. 475,616 18,305,263 7.53 17,829,647 7.76 2.67
AVFIX - American Beacon Small Cap Value Fund Institutional Class 405,870 3,484,453 6.62 3,078,583 8.14 13.18
Nuveen Asset Management, LLC 383,574 1,254,403 7.53 870,829 8.27 44.05
FNDA - Schwab Fundamental U.S. Small Company Index ETF 350,609 1,510,458 8.11 1,159,849 9.26 30.23
EMG Holdings, L.P. 323,869 875,280 7.53 551,411 7.76 58.73
Teacher Retirement System Of Texas 316,645 744,729 7.53 428,084 7.76 73.97
Dimensional Fund Advisors Lp 292,812 5,753,978 7.53 5,461,166 7.76 5.36
IJS - iShares S&P Small-Cap 600 Value ETF 263,461 2,130,615 7.53 1,867,154 7.76 14.11
CALF - Pacer US Small Cap Cash Cows 100 ETF 203,399 1,667,379 6.62 1,463,980 8.14 13.89
Miller Value Partners, Llc 189,600 328,975 7.53 139,375 7.76 136.04
QCSCRX - Social Choice Account Class R1 176,127 229,881 7.53 53,754 7.76 327.65
American Century Companies Inc 166,805 728,715 7.53 561,910 7.76 29.69
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 162,946 1,301,101 7.53 1,138,155 7.76 14.32
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Barrow Hanley Mewhinney & Strauss Llc 1,843,781 5,642,787 7.53 7,486,568 7.76 -24.63
Fuller & Thaler Asset Management, Inc. 816,729 3,143,201 7.53 3,959,930 7.76 -20.62
UBVLX - Undiscovered Managers Behavioral Value Fund Class L 729,981 2,531,689 7.53 3,261,670 7.76 -22.38
LRSCX - Small-Cap Value Series Class A 459,500 350,212 8.11 809,712 9.26 -56.75
Two Sigma Investments, Lp 435,155 187,355 7.53 622,510 7.76 -69.90
IWO - iShares Russell 2000 Growth ETF 421,935 44,613 7.53 466,548 7.76 -90.44
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 365,000 3,211,377 7.53 3,576,377 7.76 -10.21
Pacer Advisors, Inc. 333,354 1,257,545 7.53 1,590,899 7.76 -20.95
D. E. Shaw & Co., Inc. 268,981 57,659 7.53 326,640 7.76 -82.35
Federated Hermes, Inc. 207,312 331,127 7.53 538,439 7.76 -38.50
New York State Common Retirement Fund 203,674 1,394,191 7.53 1,597,865 7.76 -12.75
IJR - iShares Core S&P Small-Cap ETF 173,599 7,995,392 7.53 8,168,991 7.76 -2.13
Bnp Paribas Arbitrage, Sa 138,953 139,076 7.53 278,029 7.76 -49.98
DRIV - Global X Autonomous & Electric Vehicles ETF 132,609 1,371,994 8.11 1,504,603 9.26 -8.81
Renaissance Technologies Llc 129,499 454,300 7.53 583,799 7.76 -22.18
Bank Of America Corp /de/ 102,451 609,085 7.53 711,536 7.76 -14.40
DFAC - Dimensional U.S. Core Equity 2 ETF 99,291 6,902 6.66 106,193 8.14 -93.50
Thrivent Financial For Lutherans 95,817 124,393 7.53 220,210 7.76 -43.51
BOSVX - Omni Small-Cap Value Fund Class N 94,700 357,500 7.53 452,200 7.76 -20.94
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 89,869 1,015,646 6.62 1,105,515 8.14 -8.13
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Balyasny Asset Management Llc 0
Name Previous Calls
Verition Fund Management LLC 60,000
SG3 Management, LLC 10,000
Proequities, Inc. 0
Parallax Volatility Advisers, L.P. 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 35,400 123,500 88,100 40.18
Name Increased Calls Current Calls Previous Calls Percentage Increase
Susquehanna International Group, Llp 3,400 201,500 198,100 1.72
Wolverine Trading, Llc 15,100 31,100 16,000 94.38
Jane Street Group, Llc 48,400 304,800 256,400 18.88
Group One Trading, L.p. 84,200 165,600 81,400 103.44
Citadel Advisors Llc 309,200 597,000 287,800 107.44
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
SEIAX - SIIT Multi-Asset Real Return Fund - Class A
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Simplex Trading, Llc 3,000 88,200 91,200 -3.29
Walleye Trading LLC 400 20,000 20,400 -1.96
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
VSEQX - Vanguard Strategic Equity Fund Investor Shares 200,272 7.53
JMEE - JPMorgan Market Expansion Enhanced Equity ETF 39,715 7.53
ESIX - SPDR S&P SmallCap 600 ESG ETF 472 8.47
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 7,995,392 7.53 8,168,991 7.76
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 3,211,377 7.53 3,576,377 7.76
NAESX - Vanguard Small-Cap Index Fund Investor Shares 2,756,956 7.53 2,732,904 7.76
IWM - iShares Russell 2000 ETF 2,582,819 7.53 2,572,194 7.76
UBVLX - Undiscovered Managers Behavioral Value Fund Class L 2,531,689 7.53 3,261,670 7.76
IJS - iShares S&P Small-Cap 600 Value ETF 2,130,615 7.53 1,867,154 7.76
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 1,820,169 7.53 1,779,018 7.76
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,546,990 7.53 1,530,063 7.76
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 1,301,101 7.53 1,138,155 7.76
IWN - iShares Russell 2000 Value ETF 1,057,105 7.53 572,554 7.76
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 958,624 7.53 940,341 7.76
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 564,702 7.53 585,202 7.76
SPSM - SPDR(R) Portfolio Small Cap ETF 530,663 7.53 517,212 7.76
QCSTRX - Stock Account Class R1 509,197 7.53 451,152 7.76
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 302,119 7.53 312,916 7.76
BBVSX - Bridge Builder Small/Mid Cap Value Fund 248,990 7.53 229,590 7.76
QCSCRX - Social Choice Account Class R1 229,881 7.53 53,754 7.76
SLY - SPDR(R) S & P 600 Small Cap ETF 212,030 7.53 210,269 7.76
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 175,917 7.53 175,917 7.76
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 151,228 7.53 151,228 7.76
EES - WisdomTree U.S. SmallCap Fund N/A 142,531 7.53 154,289 7.76
KOMP - SPDR S&P Kensho New Economies Composite ETF 139,040 7.53 224,831 7.76
HAIL - SPDR S&P Kensho Smart Mobility ETF 126,760 7.53 207,885 7.76
GSCYX - SMALL CAP EQUITY FUND Institutional 115,383 7.53 115,383 7.76
ITOT - iShares Core S&P Total U.S. Stock Market ETF 115,313 7.53 105,317 7.76
OASVX - Optimum Small-mid Cap Value Fund Class A 114,200 7.53 114,200 7.76
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 112,478 7.53 92,854 7.76
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 107,297 7.53 91,966 7.76
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 104,737 7.53 148,281 7.76
MMQYX - MassMutual Select Small Cap Value Equity Fund Service Class 89,058 7.53 86,679 7.76
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 86,330 7.53 88,585 7.76
VBINX - Vanguard Balanced Index Fund Investor Shares 85,596 7.54 85,596 7.76
SMVIX - Simt Small Cap Value Fund Class I 76,442 7.54 84,183 7.76
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 76,122 7.53 76,122 7.76
FISVX - Fidelity Small Cap Value Index Fund 75,906 7.54 35,478 7.75
VMNFX - Vanguard Market Neutral Fund Investor Shares 70,336 7.54 55,128 7.76
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 68,565 7.53 70,453 7.76
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 63,818 7.54 63,818 7.76
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 62,675 7.53 62,675 7.75
QCEQRX - Equity Index Account Class R1 60,325 7.53 60,325 7.76
NSIDX - Northern Small Cap Index Fund 60,179 7.53 62,927 7.76
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 47,100 7.54 47,100 7.75
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 47,016 7.53 49,491 7.76
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 44,636 7.53 44,636 7.75
IWO - iShares Russell 2000 Growth ETF 44,613 7.53 466,548 7.76
PSOPX - JPMorgan Small Cap Value Fund Class I 44,000 7.52 43,000 7.77
ASQIX - Small Company Fund Investor Class 36,249 7.53 35,746 7.75
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 34,100 7.54 34,800 7.76
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 33,448 7.53 26,832 7.75
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 32,140 7.53 32,140 7.75
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 31,911 7.52 39,293 7.76
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 31,617 7.53 31,617 7.75
IWV - iShares Russell 3000 ETF 30,282 7.53 30,381 7.77
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 26,837 7.53 24,150 7.74
SSMHX - State Street Small/mid Cap Equity Index Portfolio 26,650 7.54 26,650 7.77
MMSCX - Praxis Small Cap Index Fund Class A 25,710 7.55 25,710 7.78
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 25,427 7.51 20,559 7.78
JESIX - Small Cap Index Trust NAV 23,593 7.54 24,624 7.76
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 23,241 7.53 23,241 7.74
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 19,256 7.53 19,139 7.79
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 19,150 7.52 19,150 7.78
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 17,166 7.51 13,466 7.72
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 16,548 7.55 11,298 7.79
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 16,416 7.55 17,200 7.73
VYSVX - Vericimetry U.S. Small Cap Value Fund 16,240 7.51 5,820 7.73
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 15,558 7.52 7,939 7.81
PMJIX - PIMCO RAE US Small Fund Institutional Class 15,192 7.50 21,642 7.76
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 13,814 7.53 7,045 7.81
SPTM - SPDR(R) Portfolio Total Stock Market ETF 13,355 7.56 13,267 7.76
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 13,276 7.53 13,276 7.76
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 13,000 7.54 14,200 7.75
USMIX - Extended Market Index Fund 12,707 7.55 12,725 7.78
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 12,470 7.54 12,470 7.78
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 12,159 7.57 5,869 7.84
TPSC - Timothy Plan US Small Cap Core ETF 11,973 7.52 8,276 7.73
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 8,443 7.58 8,713 7.80
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 8,174 7.59 11,103 7.75
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 7,947 7.55 8,983 7.79
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 7,735 7.50 6,125 7.84
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 7,068 7.50 7,068 7.78
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 6,273 7.49 5,395 7.78
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 5,339 7.49 5,339 7.68
Profunds - Profund Vp Small-cap Value 5,220 7.47 6,717 7.74
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 4,829 7.45 36,901 7.75
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 4,612 7.59 4,612 7.81
TRZIX - T. Rowe Price Small-Cap Index Fund 4,355 7.58 3,976 7.80
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 4,351 7.58 4,351 7.81
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 4,269 7.50 4,269 7.73
XJR - iShares ESG Screened S&P Small-Cap ETF 3,954 7.59 2,965 7.76
CSA - VictoryShares US Small Cap Volatility Wtd ETF 3,886 7.46 3,873 7.75
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 3,855 7.52 25,632 7.76
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,589 7.52 3,589 7.80
VLU - SPDR S&P 1500 Value Tilt ETF 3,252 7.38 3,618 7.74
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3,248 7.39 3,248 7.70
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,222 7.45 3,222 7.76
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 2,917 7.54 11,734 7.76
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 2,556 7.43 2,556 7.82
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 2,546 7.46 2,546 7.86
JETSX - Total Stock Market Index Trust NAV 2,288 7.43 2,288 7.87
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 2,008 7.47 2,008 7.97
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 1,835 7.63 1,694 7.67
TLSTX - Stock Index Fund 1,752 7.42 1,752 7.99
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 952 7.35 7,560 7.80
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 921 7.60 6,805 7.79
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 856 7.01 6,037 7.79
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 838 7.16 4,966 7.85
RYRRX - Russell 2000 Fund Class A 800 7.50 792 7.58
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 504 7.94 597 8.38
Name Current Shares Current PPS Previous Shares Previous PPS
TLCHX - Social Choice Equity Fund 2,376 7.58 699 7.15
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,570 7.64 1,345 7.43
FECGX - Fidelity Small Cap Growth Index Fund 1,272 7.86 13,810 7.75
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 1,159 7.77 11,083 7.76
Profunds - Profund Vp Ultrasmall-cap 410 7.32 567 7.05
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 350 8.57 3,394 7.66
Profunds - Profund Vp Small-cap 347 8.65 356 8.43
RYMKX - Russell 2000 1.5x Strategy Fund Class H 242 8.26 284 7.04
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 231 8.66 421 7.13
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 77 12.99 78 12.82
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWN - iShares Russell 2000 Value ETF 484,551 1,057,105 7.53 572,554 7.76 84.63
IJS - iShares S&P Small-Cap 600 Value ETF 263,461 2,130,615 7.53 1,867,154 7.76 14.11
QCSCRX - Social Choice Account Class R1 176,127 229,881 7.53 53,754 7.76 327.65
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 162,946 1,301,101 7.53 1,138,155 7.76 14.32
QCSTRX - Stock Account Class R1 58,045 509,197 7.53 451,152 7.76 12.87
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 41,151 1,820,169 7.53 1,779,018 7.76 2.31
FISVX - Fidelity Small Cap Value Index Fund 40,428 75,906 7.54 35,478 7.75 113.95
NAESX - Vanguard Small-Cap Index Fund Investor Shares 24,052 2,756,956 7.53 2,732,904 7.76 0.88
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 19,624 112,478 7.53 92,854 7.76 21.13
BBVSX - Bridge Builder Small/Mid Cap Value Fund 19,400 248,990 7.53 229,590 7.76 8.45
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 18,283 958,624 7.53 940,341 7.76 1.94
VEXMX - Vanguard Extended Market Index Fund Investor Shares 16,927 1,546,990 7.53 1,530,063 7.76 1.11
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 15,331 107,297 7.53 91,966 7.76 16.67
VMNFX - Vanguard Market Neutral Fund Investor Shares 15,208 70,336 7.54 55,128 7.76 27.59
SPSM - SPDR(R) Portfolio Small Cap ETF 13,451 530,663 7.53 517,212 7.76 2.60
IWM - iShares Russell 2000 ETF 10,625 2,582,819 7.53 2,572,194 7.76 0.41
VYSVX - Vericimetry U.S. Small Cap Value Fund 10,420 16,240 7.51 5,820 7.73 179.04
ITOT - iShares Core S&P Total U.S. Stock Market ETF 9,996 115,313 7.53 105,317 7.76 9.49
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 7,619 15,558 7.52 7,939 7.81 95.97
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 6,769 13,814 7.53 7,045 7.81 96.08
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class 6,616 33,448 7.53 26,832 7.75 24.66
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 6,290 12,159 7.57 5,869 7.84 107.17
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 5,250 16,548 7.55 11,298 7.79 46.47
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 4,868 25,427 7.51 20,559 7.78 23.68
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 3,700 17,166 7.51 13,466 7.72 27.48
TPSC - Timothy Plan US Small Cap Core ETF 3,697 11,973 7.52 8,276 7.73 44.67
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 2,687 26,837 7.53 24,150 7.74 11.13
MMQYX - MassMutual Select Small Cap Value Equity Fund Service Class 2,379 89,058 7.53 86,679 7.76 2.74
SLY - SPDR(R) S & P 600 Small Cap ETF 1,761 212,030 7.53 210,269 7.76 0.84
TLCHX - Social Choice Equity Fund 1,677 2,376 7.58 699 7.15 239.91
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 1,610 7,735 7.50 6,125 7.84 26.29
PSOPX - JPMorgan Small Cap Value Fund Class I 1,000 44,000 7.52 43,000 7.77 2.33
XJR - iShares ESG Screened S&P Small-Cap ETF 989 3,954 7.59 2,965 7.76 33.36
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 878 6,273 7.49 5,395 7.78 16.27
ASQIX - Small Company Fund Investor Class 503 36,249 7.53 35,746 7.75 1.41
TRZIX - T. Rowe Price Small-Cap Index Fund 379 4,355 7.58 3,976 7.80 9.53
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 225 1,570 7.64 1,345 7.43 16.73
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 141 1,835 7.63 1,694 7.67 8.32
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 117 19,256 7.53 19,139 7.79 0.61
SPTM - SPDR(R) Portfolio Total Stock Market ETF 88 13,355 7.56 13,267 7.76 0.66
CSA - VictoryShares US Small Cap Volatility Wtd ETF 13 3,886 7.46 3,873 7.75 0.34
RYRRX - Russell 2000 Fund Class A 8 800 7.50 792 7.58 1.01
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
UBVLX - Undiscovered Managers Behavioral Value Fund Class L 729,981 2,531,689 7.53 3,261,670 7.76 -22.38
IWO - iShares Russell 2000 Growth ETF 421,935 44,613 7.53 466,548 7.76 -90.44
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 365,000 3,211,377 7.53 3,576,377 7.76 -10.21
IJR - iShares Core S&P Small-Cap ETF 173,599 7,995,392 7.53 8,168,991 7.76 -2.13
KOMP - SPDR S&P Kensho New Economies Composite ETF 85,791 139,040 7.53 224,831 7.76 -38.16
HAIL - SPDR S&P Kensho Smart Mobility ETF 81,125 126,760 7.53 207,885 7.76 -39.02
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 43,544 104,737 7.53 148,281 7.76 -29.37
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 32,072 4,829 7.45 36,901 7.75 -86.91
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 21,777 3,855 7.52 25,632 7.76 -84.96
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares 20,500 564,702 7.53 585,202 7.76 -3.50
FECGX - Fidelity Small Cap Growth Index Fund 12,538 1,272 7.86 13,810 7.75 -90.79
EES - WisdomTree U.S. SmallCap Fund N/A 11,758 142,531 7.53 154,289 7.76 -7.62
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 10,797 302,119 7.53 312,916 7.76 -3.45
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 9,924 1,159 7.77 11,083 7.76 -89.54
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 8,817 2,917 7.54 11,734 7.76 -75.14
SMVIX - Simt Small Cap Value Fund Class I 7,741 76,442 7.54 84,183 7.76 -9.20
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 7,382 31,911 7.52 39,293 7.76 -18.79
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 6,608 952 7.35 7,560 7.80 -87.41
PMJIX - PIMCO RAE US Small Fund Institutional Class 6,450 15,192 7.50 21,642 7.76 -29.80
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 5,884 921 7.60 6,805 7.79 -86.47
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 5,181 856 7.01 6,037 7.79 -85.82
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 4,128 838 7.16 4,966 7.85 -83.13
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 3,044 350 8.57 3,394 7.66 -89.69
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 2,929 8,174 7.59 11,103 7.75 -26.38
NSIDX - Northern Small Cap Index Fund 2,748 60,179 7.53 62,927 7.76 -4.37
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 2,475 47,016 7.53 49,491 7.76 -5.00
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 2,255 86,330 7.53 88,585 7.76 -2.55
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 1,888 68,565 7.53 70,453 7.76 -2.68
Profunds - Profund Vp Small-cap Value 1,497 5,220 7.47 6,717 7.74 -22.29
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 1,200 13,000 7.54 14,200 7.75 -8.45
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 1,036 7,947 7.55 8,983 7.79 -11.53
JESIX - Small Cap Index Trust NAV 1,031 23,593 7.54 24,624 7.76 -4.19
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 784 16,416 7.55 17,200 7.73 -4.56
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 700 34,100 7.54 34,800 7.76 -2.01
VLU - SPDR S&P 1500 Value Tilt ETF 366 3,252 7.38 3,618 7.74 -10.12
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 270 8,443 7.58 8,713 7.80 -3.10
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 190 231 8.66 421 7.13 -45.13
Profunds - Profund Vp Ultrasmall-cap 157 410 7.32 567 7.05 -27.69
IWV - iShares Russell 3000 ETF 99 30,282 7.53 30,381 7.77 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 93 504 7.94 597 8.38 -15.58
RYMKX - Russell 2000 1.5x Strategy Fund Class H 42 242 8.26 284 7.04 -14.79
USMIX - Extended Market Index Fund 18 12,707 7.55 12,725 7.78 -0.14
Profunds - Profund Vp Small-cap 9 347 8.65 356 8.43 -2.53
MMTM - SPDR S&P 1500 Momentum Tilt ETF 3 60 63 -4.76
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 1 77 12.99 78 12.82 -1.28
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name