Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 441 75.00 9.89 50.96
Previous Quarter 430 143.00 34.48 82.97

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 32 108 264 12 144 72
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 2 5 0 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 2 0 1 4 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 5 2 65 0 42 10
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 2 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 3,303,127 0.00 0.00 2,926,370 0.00 0.00
Previous Quarter 1,534,122 0.00 0.00 3,038,194 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
SPRING CREEK CAPITAL LLC 8,116,435
Kim, Llc 5,254,110 9.88
Oaktop Capital Management Ii, L.p. 3,194,758 9.88
George Kaiser Family Foundation 3,167,322 9.88
Encompass Capital Advisors LLC 2,734,074
Encompass Capital Advisors LLC 2,725,571 9.88
Telemark Asset Management, LLC 2,000,000 9.88
BlackRock Inc. 1,776,373 9.88
BlackRock Inc. 1,523,575
Vanguard Group Inc 1,440,919 9.88
Driehaus Capital Management Llc 1,029,519 9.88
Prescott Group Capital Management, L.l.c. 959,049 9.88
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,243 9.88
Needham Investment Management Llc 684,500 9.88
Cowen Prime Advisors LLC 669,950 9.88
Ameriprise Financial Inc 622,901 9.88
IWM - iShares Russell 2000 ETF 613,855 9.88
Royce & Associates Lp 580,432 9.88
Two Sigma Investments, Lp 553,547 9.88
Essex Investment Management Co Llc 550,480 9.88

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Spring Creek Capital Llc 3,462,124 34.48
George Kaiser Family Foundation 3,167,322 34.48
Oaktop Capital Management Ii, L.p. 2,939,758 34.48
Telemark Asset Management, LLC 1,820,000 34.48
Koch Industries Inc 1,791,986 34.48
Vanguard Group Inc 1,533,291 34.48
BlackRock Inc. 1,531,582 34.48
Driehaus Capital Management Llc 1,350,570 34.48
Encompass Capital Advisors LLC 910,780 34.48
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 910,243 34.48
Invesco Ltd. 728,826 34.48
Needham Investment Management Llc 661,500 34.48
Fmr Llc 536,167 34.48
Essex Investment Management Co Llc 510,488 34.48
State Street Corp 507,825 34.48
Citadel Advisors Llc 504,500 34.48
IWM - iShares Russell 2000 ETF 502,239 34.48
Royce & Associates Lp 491,832 34.48
Voya Investment Management Llc 446,177 34.48
Dimensional Fund Advisors Lp 441,247 34.48

 

Recent Quarter Analysis

Name Shares PPS
SPRING CREEK CAPITAL LLC 8,116,435
Kim, Llc 5,254,110 9.88
Prescott Group Capital Management, L.l.c. 959,049 9.88
Ameriprise Financial Inc 622,901 9.88
Quinn Opportunity Partners LLC 478,426 9.88
Two Sigma Advisers, Lp 428,700 9.88
Lazard Asset Management Llc 245,956 9.88
JSJIX - Small Cap Growth Fund Class NAV 182,373 17.52
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 169,180 9.88
TCMSX - Voya Small Cap Growth Fund Class I 112,469 17.52
Adage Capital Partners Gp, L.l.c. 100,000 9.88
VMIAX - Vanguard Materials Index Fund Admiral Shares 98,145 17.53
WELLS FARGO MASTER TRUST - Wells Fargo Small Company Growth Portfolio Small Company Growth Portfolio 75,892 17.52
Virtu Financial LLC 56,486 9.88
Monashee Investment Management LLC 37,500 9.89
FNY Investment Advisers, LLC 24,201 9.88
XTX Topco Ltd 15,106 9.86
Weiss Multi-Strategy Advisers LLC 15,000 9.87
FMAT - Fidelity MSCI Materials Index ETF 11,688 21.56
AIEQ - AI Powered Equity ETF 8,654 9.94
Name Shares PPS
Spring Creek Capital Llc 3,462,124 34.48
Koch Industries Inc 1,791,986 34.48
Next Century Growth Investors Llc 411,043 34.48
Caption Management, LLC 292,800 34.48
Caption Management, LLC 292,800 34.48
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 267,305 49.79
Granite Point Capital Management, L.P. 200,000 34.48
Granite Point Capital Management, L.P. 200,000 34.48
Granite Point Capital Management, L.P. 200,000 34.48
Tygh Capital Management, Inc. 198,242 49.79
Two Sigma Advisers, Lp 124,500 34.48
RK Capital Management, LLC 123,600 34.48
PKB - Invesco Dynamic Building & Construction ETF 120,297 29.70
HAP Trading, LLC 112,800 0.12
HAP Trading, LLC 112,800 0.12
HAP Trading, LLC 112,800 0.12
Calamos Advisors LLC 106,504 34.48
Lisanti Capital Growth, LLC 94,255 34.48
XES - SPDR(R) S&P(R) Oil & Gas Equipment & Services ETF 84,020 49.79
Parallax Volatility Advisers, L.P. 50,000 34.48
Wolverine Trading, Llc 46,600 33.82
Wolverine Trading, Llc 46,600 33.82
Wolverine Trading, Llc 46,600 33.82
Millrace Asset Group, Inc. 34,227 34.48
Qube Research & Technologies Ltd 33,111 34.49
Strs Ohio 27,100 34.46
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 26,100 46.02
QASGX - Federated MDT Small Cap Growth Fund Class A Shares 24,328 29.72
Jump Financial, LLC 19,335 34.50
Aquila Investment Management LLC 16,000 34.50
SECAX - SIIT Small Cap II Fund - Class A 13,984 57.14
Dynamic Technology Lab Private Ltd 12,870 34.50
San Luis Wealth Advisors LLC 10,628 49.77
Mariner, LLC 10,094 34.57
Blueshift Asset Management, LLC 9,868 34.45
Arizona State Retirement System 7,153 34.53
Crossmark Global Holdings, Inc. 6,976 34.55
State of Tennessee, Treasury Department 5,800 34.48
SLPAX - Siit Small Cap Fund - Class A 5,494 57.15
DWMC - AdvisorShares Dorsey Wright Micro-Cap ETF 2,655 49.72
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 2,308 57.19
RPg Family Wealth Advisory, LLC 1,519 34.23
First Command Financial Services, Inc. 900 34.44
First Command Bank 900 34.44
Reilly Financial Advisors, Llc 400 50.00
Harbour Investments, Inc. 80 50.00
Fortitude Advisory Group L.L.C. 47 42.55
Ellevest, Inc. 9
AIGH Capital Management LLC
Manatuck Hill Partners, LLC
Banque Cantonale Vaudoise
Balyasny Asset Management Llc
Federated Hermes, Inc.
Polarity Investment Partners LP
Teacher Retirement System Of Texas
Brookfield Asset Management Inc.
Thompson Davis & Co., Inc.
ProShare Advisors LLC
National Bank Of Canada /fi/
Bradley Foster & Sargent Inc/ct
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class
GENIX - Gotham Enhanced Return Fund Institutional Class
Janus Henderson Group Plc
Jefferies Group LLC
Gsa Capital Partners Llp
EQ ADVISORS TRUST - EQ/Fidelity Institutional AM Large Cap Portfolio Class IB
Luminus Management Llc
Price T Rowe Associates Inc /md/
O'shaughnessy Asset Management, Llc
Cowen And Company, Llc
Appian Way Asset Management LP
Proequities, Inc.
Parametric Portfolio Associates Llc
Taylor, Cottrill, Erickson & Associates, Inc.
RBF Capital, LLC
Collaborative Holdings Management LP
Dorsey Wright & Associates
Worth Venture Partners, LLC
Principal Financial Group Inc
EAM Investors, LLC
Paloma Partners Management Co
Krs Capital Management, Llc
TCI Wealth Advisors, Inc.
Advanced Series Trust - Ast Prudential Growth Allocation Portfolio
GONIX - Gotham Neutral Fund Institutional Class
Voloridge Investment Management, Llc
Nomura Holdings Inc
BULIX - Utilities Fund Investor Class
Maven Securities LTD
Bank Of Montreal /can/
SG3 Management, LLC
Parisi Gray Wealth Management
EAM Global Investors LLC
Roubaix Capital, LLC
Toth Financial Advisory Corp
Marshall Wace, Llp
QBA2Q - Balanced Portfolio Initial Class
QASCX - Federated MDT Small Cap Core Fund Class A Shares
Prudential Financial Inc
Andrew Hill Investment Advisors, Inc.
Panagora Asset Management Inc
Advisor Resource Council
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund
Shay Capital LLC
Alyeska Investment Group, L.P.
D. E. Shaw & Co., Inc.
American Century Companies Inc
Pinz Capital Management, LP
Name Current Shares Current PPS Previous Shares Previous PPS
Oaktop Capital Management Ii, L.p. 3,194,758 9.88 2,939,758 34.48
George Kaiser Family Foundation 3,167,322 9.88 3,167,322 34.48
Encompass Capital Advisors LLC 2,734,074 910,780 34.48
Telemark Asset Management, LLC 2,000,000 9.88 1,820,000 34.48
BlackRock Inc. 1,776,373 9.88 1,531,582 34.48
Vanguard Group Inc 1,440,919 9.88 1,533,291 34.48
Driehaus Capital Management Llc 1,029,519 9.88 1,350,570 34.48
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,243 9.88 910,243 34.48
Needham Investment Management Llc 684,500 9.88 661,500 34.48
Cowen Prime Advisors LLC 669,950 9.88 367,280 34.48
IWM - iShares Russell 2000 ETF 613,855 9.88 502,239 34.48
Royce & Associates Lp 580,432 9.88 491,832 34.48
Two Sigma Investments, Lp 553,547 9.88 161,539 34.48
Essex Investment Management Co Llc 550,480 9.88 510,488 34.48
State Street Corp 549,444 9.88 507,825 34.48
Samjo Capital LLC 520,000 9.88 345,000 34.48
Fmr Llc 469,245 9.88 536,167 34.48
Nuveen Asset Management, LLC 463,126 9.88 78,238 30.87
Geode Capital Management, Llc 454,705 9.88 405,507 34.48
Baird Financial Group, Inc. 392,305 9.88 405,119 34.48
Name Current Shares Current PPS Previous Shares Previous PPS
D. E. Shaw & Co., Inc. 201,996 9.88 0
Walleye Capital LLC 136,171 9.88 0
Ardsley Advisory Partners Lp 100,500 9.94 0
AMH Equity Ltd 100,000 9880.00 321,414 34.48
Apis Capital Advisors, LLC 89,600 9.88 0
Engineers Gate Manager LP 66,338 9.87 0
PRN - Invesco DWA Industrials Momentum ETF 61,493 21.60 0
Hrt Financial Lp 60,500 9.87 0
SG Americas Securities, LLC 22,525 9.90 0
Occudo Quantitative Strategies Lp 12,491 9.85 0
Point72 Hong Kong Ltd 8,535 9.84 9
Us Bancorp \de\ 299 10.03 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Encompass Capital Advisors LLC 1,823,294 2,734,074 910,780 34.48 200.19
Two Sigma Investments, Lp 392,008 553,547 9.88 161,539 34.48 242.67
Nuveen Asset Management, LLC 384,888 463,126 9.88 78,238 30.87 491.95
Cowen Prime Advisors LLC 302,670 669,950 9.88 367,280 34.48 82.41
Oaktop Capital Management Ii, L.p. 255,000 3,194,758 9.88 2,939,758 34.48 8.67
BlackRock Inc. 244,791 1,776,373 9.88 1,531,582 34.48 15.98
Morgan Stanley 236,413 375,945 9.88 139,532 34.47 169.43
QCSTRX - Stock Account Class R1 209,859 212,639 9.88 2,780 34.53 7548.88
D. E. Shaw & Co., Inc. 201,996 201,996 9.88 0 0.00
Assenagon Asset Management S.A. 184,254 192,895 9.88 8,641 34.49 2132.32
Jetstream Capital LLC 184,000 340,000 9.88 156,000 34.48 117.95
Telemark Asset Management, LLC 180,000 2,000,000 9.88 1,820,000 34.48 9.89
Samjo Capital LLC 175,000 520,000 9.88 345,000 34.48 50.72
Walleye Capital LLC 136,171 136,171 9.88 0 0.00
IWM - iShares Russell 2000 ETF 111,616 613,855 9.88 502,239 34.48 22.22
Clear Sky Advisers, LLC 110,500 117,000 9.88 6,500 34.46 1700.00
Barclays Plc 110,171 113,874 9.89 3,703 34.57 2975.18
Ardsley Advisory Partners Lp 100,500 100,500 9.94 0 0.00
Point72 Asset Management, L.P. 94,850 106,850 9.88 12,000 34.50 790.42
Apis Capital Advisors, LLC 89,600 89,600 9.88 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Invesco Ltd. 697,088 31,738 9.89 728,826 34.48 -95.65
Voya Investment Management Llc 436,030 10,147 9.86 446,177 34.48 -97.73
Driehaus Capital Management Llc 321,051 1,029,519 9.88 1,350,570 34.48 -23.77
AMH Equity Ltd 221,414 100,000 9880.00 321,414 34.48 -68.89
Peregrine Capital Management Llc 114,417 9,430 9.86 123,847 34.48 -92.39
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 112,000 798,243 9.88 910,243 34.48 -12.30
Dimensional Fund Advisors Lp 110,590 330,657 9.87 441,247 34.48 -25.06
DSMFX - Destinations Small-Mid Cap Equity Fund Class I 95,963 77,822 17.51 173,785 29.60 -55.22
Vanguard Group Inc 92,372 1,440,919 9.88 1,533,291 34.48 -6.02
Picton Mahoney Asset Management 84,010 1,790 10.06 85,800 34.50 -97.91
IVSOX - Voya SmallCap Opportunities Portfolio Class I 69,928 16,225 9.86 86,153 34.49 -81.17
Fmr Llc 66,922 469,245 9.88 536,167 34.48 -12.48
CTSIX - Calamos Timpani Small Cap Growth Fund Class I 65,703 57,659 21.59 123,362 29.70 -53.26
Russell Investments Group, Ltd. 64,262 29,811 9.86 94,073 34.44 -68.31
G2 Investment Partners Management LLC 55,053 336,100 9.88 391,153 34.48 -14.07
DMCRX - Driehaus Micro Cap Growth Fund 52,137 59,052 9.87 111,189 34.48 -46.89
Wells Fargo & Company/mn 36,868 2,505 10.38 39,373 34.49 -93.64
Invenire Partners, LP 33,050 24,494 9879.97 57,544 34480.00 -57.43
RBB FUND, INC. - Adara Smaller Companies Fund 32,503 25,519 17.52 58,022 29.59 -56.02
Macquarie Group Ltd 28,935 345 8.70 29,280 34.49 -98.82
Name Current Puts
Name Current Calls
Silverback Asset Management Llc 25,000
Cutler Group LP 3,700
Name
BPLSX - Boston Partners Long/Short Equity Fund INSTITUTIONAL
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class
BPRRX - Boston Partners Long/Short Research Fund Investor Class
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
Name Previous Puts
Name Previous Calls
Caption Management, LLC 292,800
Parallax Volatility Advisers, L.P. 50,000
Wolverine Trading, Llc 46,600
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 39,800 48,200 8,400 473.81
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 10,279 12,900 2,621 392.18
Levin Capital Strategies, L.p. 22,000 30,000 8,000 275.00
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Susquehanna International Group, Llp 54,100 50,600 104,700 -51.67
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Citadel Advisors Llc 394,200 110,300 504,500 -78.14
Walleye Trading LLC 51,800 29,400 81,200 -63.79
Jane Street Group, Llc 21,301 49,200 70,501 -30.21
Simplex Trading, Llc 2,798 32,200 34,998 -7.99
Name

Past Week Analysis

Name Shares PPS
COLUMBIA FUNDS VARIABLE INSURANCE TRUST - Columbia Variable Portfolio - Small Cap Value Fund Class 1 169,180 9.88
AIEQ - AI Powered Equity ETF 8,654 9.94
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 5,000 9.80
TLEQX - Small-Cap Equity Fund 4,000 10.00
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 408 9.80
Name Shares PPS
First Command Bank 900 34.44
First Command Financial Services, Inc. 900 34.44
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 798,243 9.88 910,243 34.48
IWM - iShares Russell 2000 ETF 613,855 9.88 502,239 34.48
NEEGX - Needham Growth Fund Retail Class 367,000 9.88 367,000 34.48
VEXMX - Vanguard Extended Market Index Fund Investor Shares 334,951 9.88 330,474 34.48
NEAGX - Needham Aggressive Growth Fund Retail Class 225,000 9.88 207,000 34.48
IWO - iShares Russell 2000 Growth ETF 212,687 9.88 185,050 34.48
QCSTRX - Stock Account Class R1 212,639 9.88 2,780 34.53
Jnl Series Trust - Jnl/invesco Small Cap Growth Fund (a) 139,430 9.88 134,335 34.48
DVSMX - Driehaus Small Cap Growth Fund Investor Share Class 121,777 9.88 111,025 34.48
GEOSX - Pear Tree Essex Environmental Opportunities Fund Institutional Shares 93,294 9.88 75,090 34.48
Brighthouse Funds Trust I - Invesco Small Cap Growth Portfolio Class A 78,329 9.88 74,154 34.48
DMCRX - Driehaus Micro Cap Growth Fund 59,052 9.87 111,189 34.48
IWC - iShares Micro-Cap ETF 57,489 9.88 51,264 34.49
HAIL - SPDR S&P Kensho Smart Mobility ETF 57,254 9.89 35,600 34.47
NESGX - Needham Small Cap Growth Fund Retail Class 50,000 9.88 70,000 34.49
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 42,309 9.88 33,994 34.48
KOMP - SPDR S&P Kensho New Economies Composite ETF 40,880 9.88 40,079 34.48
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 38,752 9.88 28,896 34.47
ZVGNX - Zevenbergen Genea Fund Investor Class 38,300 9.87 38,300 34.49
RYVIX - Energy Services Fund Investor Class 31,548 9.89 10,410 34.49
EGWAX - Wells Fargo Fundamental Small Cap Growth Fund (fka Wells Fargo Traditional Small Cap Growth Fund) Class A 30,257 9.88 21,563 34.46
OASGX - Optimum Small-mid Cap Growth Fund Class A 28,831 9.89 28,529 34.49
ITOT - iShares Core S&P Total U.S. Stock Market ETF 26,726 9.88 21,648 34.46
VBINX - Vanguard Balanced Index Fund Investor Shares 22,066 9.88 22,066 34.49
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 16,598 9.88 22,188 34.48
NSIDX - Northern Small Cap Index Fund 14,577 9.88 12,176 34.49
ASMOX - AQR Small Cap Momentum Style Fund Class I 12,350 9.88 12,350 34.49
QCEQRX - Equity Index Account Class R1 11,564 9.86 11,564 34.50
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 10,754 9.86 8,688 34.53
MXMTX - Great-West Small Cap Growth Fund Investor Class 9,430 9.86 8,730 34.48
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 8,600 9.88 8,600 34.53
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 8,564 9.93 6,427 34.54
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 7,483 9.89 7,483 34.48
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 7,100 9.86 2,300 34.35
FECGX - Fidelity Small Cap Growth Index Fund 6,631 9.95 5,553 34.40
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 6,111 9.82 6,521 34.50
JESIX - Small Cap Index Trust NAV 6,087 9.86 4,821 34.43
IWV - iShares Russell 3000 ETF 5,954 9.91 5,962 34.55
SSMHX - State Street Small/mid Cap Equity Index Portfolio 5,300 9.81 4,700 34.47
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 4,987 9.83 3,758 34.59
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 4,882 9.83 4,324 34.46
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 4,497 9.78 4,110 34.55
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 3,986 9.78 3,177 34.62
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 3,918 9.95 5,577 34.43
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 3,700 10.00 7,100 34.51
USMIX - Extended Market Index Fund 3,651 9.86 3,589 34.55
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 3,368 9.80 3,068 34.55
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 3,179 9.75 2,540 34.65
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,595 10.03 1,064 34.77
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 1,571 10.18 1,399 34.31
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 1,211 9.91 1,110 34.23
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,209 9.93 1,209 34.74
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 1,198 10.02 1,705 34.60
TRZIX - T. Rowe Price Small-Cap Index Fund 852 9.39 823 34.02
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 707 9.90 707 33.95
JETSX - Total Stock Market Index Trust NAV 612 9.80 612 34.31
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 562 10.68 562 33.81
TLSTX - Stock Index Fund 340 8.82 340 35.29
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 311 9.65 311 35.37
RYRRX - Russell 2000 Fund Class A 194 10.31 155 32.26
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 122 8.20 117 34.19
Profunds - Profund Vp Ultrasmall-cap 99 10.10 111 36.04
Profunds - Profund Vp Small-cap 84 11.90 70 28.57
RYMKX - Russell 2000 1.5x Strategy Fund Class H 59 16.95 55 36.36
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 19 16 62.50
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
QCSTRX - Stock Account Class R1 209,859 212,639 9.88 2,780 34.53 7548.88
IWM - iShares Russell 2000 ETF 111,616 613,855 9.88 502,239 34.48 22.22
IWO - iShares Russell 2000 Growth ETF 27,637 212,687 9.88 185,050 34.48 14.93
HAIL - SPDR S&P Kensho Smart Mobility ETF 21,654 57,254 9.89 35,600 34.47 60.83
RYVIX - Energy Services Fund Investor Class 21,138 31,548 9.89 10,410 34.49 203.05
GEOSX - Pear Tree Essex Environmental Opportunities Fund Institutional Shares 18,204 93,294 9.88 75,090 34.48 24.24
NEAGX - Needham Aggressive Growth Fund Retail Class 18,000 225,000 9.88 207,000 34.48 8.70
DVSMX - Driehaus Small Cap Growth Fund Investor Share Class 10,752 121,777 9.88 111,025 34.48 9.68
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 9,856 38,752 9.88 28,896 34.47 34.11
EGWAX - Wells Fargo Fundamental Small Cap Growth Fund (fka Wells Fargo Traditional Small Cap Growth Fund) Class A 8,694 30,257 9.88 21,563 34.46 40.32
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 8,315 42,309 9.88 33,994 34.48 24.46
IWC - iShares Micro-Cap ETF 6,225 57,489 9.88 51,264 34.49 12.14
Jnl Series Trust - Jnl/invesco Small Cap Growth Fund (a) 5,095 139,430 9.88 134,335 34.48 3.79
ITOT - iShares Core S&P Total U.S. Stock Market ETF 5,078 26,726 9.88 21,648 34.46 23.46
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 4,800 7,100 9.86 2,300 34.35 208.70
VEXMX - Vanguard Extended Market Index Fund Investor Shares 4,477 334,951 9.88 330,474 34.48 1.35
Brighthouse Funds Trust I - Invesco Small Cap Growth Portfolio Class A 4,175 78,329 9.88 74,154 34.48 5.63
NSIDX - Northern Small Cap Index Fund 2,401 14,577 9.88 12,176 34.49 19.72
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 2,137 8,564 9.93 6,427 34.54 33.25
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 2,066 10,754 9.86 8,688 34.53 23.78
JESIX - Small Cap Index Trust NAV 1,266 6,087 9.86 4,821 34.43 26.26
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 1,229 4,987 9.83 3,758 34.59 32.70
FECGX - Fidelity Small Cap Growth Index Fund 1,078 6,631 9.95 5,553 34.40 19.41
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 809 3,986 9.78 3,177 34.62 25.46
KOMP - SPDR S&P Kensho New Economies Composite ETF 801 40,880 9.88 40,079 34.48 2.00
MXMTX - Great-West Small Cap Growth Fund Investor Class 700 9,430 9.86 8,730 34.48 8.02
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 639 3,179 9.75 2,540 34.65 25.16
SSMHX - State Street Small/mid Cap Equity Index Portfolio 600 5,300 9.81 4,700 34.47 12.77
EQ ADVISORS TRUST - 1290 VT Micro Cap Portfolio Class IB 558 4,882 9.83 4,324 34.46 12.90
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 531 1,595 10.03 1,064 34.77 49.91
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 387 4,497 9.78 4,110 34.55 9.42
OASGX - Optimum Small-mid Cap Growth Fund Class A 302 28,831 9.89 28,529 34.49 1.06
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 300 3,368 9.80 3,068 34.55 9.78
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 172 1,571 10.18 1,399 34.31 12.29
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 101 1,211 9.91 1,110 34.23 9.10
USMIX - Extended Market Index Fund 62 3,651 9.86 3,589 34.55 1.73
RYRRX - Russell 2000 Fund Class A 39 194 10.31 155 32.26 25.16
TRZIX - T. Rowe Price Small-Cap Index Fund 29 852 9.39 823 34.02 3.52
Profunds - Profund Vp Small-cap 14 84 11.90 70 28.57 20.00
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 5 122 8.20 117 34.19 4.27
RYMKX - Russell 2000 1.5x Strategy Fund Class H 4 59 16.95 55 36.36 7.27
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 3 19 16 62.50 18.75
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 112,000 798,243 9.88 910,243 34.48 -12.30
DMCRX - Driehaus Micro Cap Growth Fund 52,137 59,052 9.87 111,189 34.48 -46.89
NESGX - Needham Small Cap Growth Fund Retail Class 20,000 50,000 9.88 70,000 34.49 -28.57
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 5,590 16,598 9.88 22,188 34.48 -25.19
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 3,400 3,700 10.00 7,100 34.51 -47.89
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 1,659 3,918 9.95 5,577 34.43 -29.75
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 507 1,198 10.02 1,705 34.60 -29.74
RYDEX VARIABLE TRUST - Energy Services Fund Variable Annuity 410 6,111 9.82 6,521 34.50 -6.29
Profunds - Profund Vp Ultrasmall-cap 12 99 10.10 111 36.04 -10.81
IWV - iShares Russell 3000 ETF 8 5,954 9.91 5,962 34.55 -0.13
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JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares
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