Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 572 46.00 42.09 42.90
Previous Quarter 618 69.00 67.30 67.36

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 39 163 395 12 194 118
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 1 1 3 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 4 1 0 1 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 9 0 108 0 50 22
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 7,238,591 0.00 0.00 7,898,315 0.00 0.00
Previous Quarter 3,582,959 0.00 0.00 7,907,593 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Fmr Llc 7,363,193 42.09
FMR LLC 6,961,648
Vanguard Group Inc 4,063,188 42.09
VANGUARD GROUP INC 3,992,209
BlackRock Inc. 3,675,169 42.09
BlackRock Inc. 3,505,740
PFIZER INC 3,457,815
Avidity Partners Management LP 3,355,623 42.09
Price T Rowe Associates Inc /md/ 3,267,570 42.09
Avidity Partners Management LP 3,239,838
EcoR1 Capital, LLC 3,123,300 42.09
PRICE T ROWE ASSOCIATES INC /MD/ 2,910,606
Jpmorgan Chase & Co 2,160,597 42.09
Bellevue Group AG 2,124,276 42.09
Wellington Management Group Llp 1,434,069 42.09
New Leaf Venture Partners, L.L.C. 1,289,521 42.09
New Leaf Ventures III, L.P. 1,289,521
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,256,409 42.09
FBIOX - Biotechnology Portfolio 1,119,419 41.69
IWM - iShares Russell 2000 ETF 1,106,808 42.09

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Fmr Llc 7,195,803 67.30
Vanguard Group Inc 4,023,581 67.30
BlackRock Inc. 3,525,259 67.30
Price T Rowe Associates Inc /md/ 3,106,710 67.30
Avidity Partners Management LP 2,915,300 67.30
Bellevue Group AG 2,179,253 67.30
Jpmorgan Chase & Co 1,879,906 67.30
EcoR1 Capital, LLC 1,503,929 67.30
Gilder Gagnon Howe & Co Llc 1,359,809 67.30
New Leaf Venture Partners, L.L.C. 1,289,521 67.30
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,243,206 67.30
FBIOX - Biotechnology Portfolio 1,231,800 64.81
IWM - iShares Russell 2000 ETF 1,070,742 67.30
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,060,518 67.30
State Street Corp 1,021,370 67.30
Point72 Asset Management, L.P. 857,727 67.30
Geode Capital Management, Llc 825,390 67.30
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 811,190 64.81
FSPHX - Health Care Portfolio 800,000 64.81
PRNHX - T. Rowe Price New Horizons Fund, Inc. 799,968 67.30

 

Recent Quarter Analysis

Name Shares PPS
FMR LLC 6,961,648
VANGUARD GROUP INC 3,992,209
PFIZER INC 3,457,815
PRICE T ROWE ASSOCIATES INC /MD/ 2,910,606
New Leaf Ventures III, L.P. 1,289,521
Brown Advisory Inc 288,271 42.09
BIASX - Brown Advisory Small-Cap Growth Fund Investor Shares 91,399 42.09
FCPVX - Fidelity Small Cap Value Fund 75,000 54.97
IHE - iShares U.S. Pharmaceuticals ETF 70,183 42.09
Rhenman & Partners Asset Management AB 50,000 42.10
HGHAX - THE HARTFORD HEALTHCARE FUND Class A 43,634 54.98
Marshall Wace, Llp 35,220 42.08
ExodusPoint Capital Management, LP 30,697 42.09
Tudor Investment Corp Et Al 27,993 42.08
FSLCX - Fidelity Small Cap Stock Fund 20,655 54.95
TCMSX - Voya Small Cap Growth Fund Class I 17,933 41.71
Dynamic Technology Lab Private Ltd 17,400 42.07
AIEQ - AI Powered Equity ETF 16,011 42.10
HighVista Strategies LLC 15,686 42.08
Mirae Asset Global Investments Co., Ltd. 15,330 42.07
Name Shares PPS
Jennison Associates Llc 238,774 67.30
Clough Capital Partners L P 229,300 67.30
Ally Bridge Group (NY) LLC 150,000 67.30
Alyeska Investment Group, L.P. 143,525 67.30
Driehaus Capital Management Llc 84,892 67.30
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class 74,755 86.58
Regents Of The University Of California 72,616 67.30
Susquehanna International Group, Llp 70,200 67.29
FBGRX - Fidelity Blue Chip Growth Fund 61,095 86.59
IHE - iShares U.S. Pharmaceuticals ETF 58,104 67.29
Prudential Financial Inc 30,794 67.29
Jane Street Group, Llc 30,200 67.28
Jane Street Group, Llc 30,200 67.28
DFSTX - U.s. Small Cap Portfolio - Institutional Class 25,693 86.56
Caption Management, LLC 25,000 67.24
Caption Management, LLC 25,000 67.24
Advanced Series Trust - Ast Fidelity Institutional Am Quantitative Portfolio 19,100 82.20
FNX - First Trust Mid Cap Core AlphaDEX Fund 18,161 86.56
Group One Trading, L.p. 15,600 67.31
Balyasny Asset Management Llc 10,812 67.33
Dimensional Fund Advisors Lp 10,800 67.31
DSGAX - BNY Mellon Select Managers Small Cap Growth Fund Class A 10,152 75.65
DFVEX - U.s. Vector Equity Portfolio - Institutional Class 8,754 86.59
Ergoteles LLC 8,438 67.31
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 8,273 86.55
FSBDX - Fidelity Series Blue Chip Growth Fund 7,700 86.62
Engineers Gate Manager LP 7,555 67.24
Wolverine Trading, Llc 7,500 63.87
Toronto Dominion Bank 7,300 67.26
FBCGX - Fidelity Blue Chip Growth K6 Fund 6,961 86.63
Winton Capital Group Ltd 6,615 67.27
SLLAX - SIMT Small Cap Fund Class F 6,272 82.11
Nomura Asset Management Co Ltd 4,638 67.27
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 4,571 75.69
Pearl River Capital, LLC 4,137 67.20
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Sustainability Core 1 Portfolio Shares 4,106 86.46
Profund Advisors Llc 4,022 67.38
SG3 Management, LLC 3,800 67.37
SG3 Management, LLC 3,800 67.37
PEAK6 Investments LLC 3,700 67.30
PEAK6 Investments LLC 3,700 67.30
Campbell & CO Investment Adviser LLC 3,600 67.22
Putnam Investments Llc 3,520 67.33
MML SERIES INVESTMENT FUND - MML Small Company Value Fund Class II 3,489 82.26
Trexquant Investment LP 3,360 67.26
LPL Financial LLC 3,292 67.44
SLPAX - Siit Small Cap Fund - Class A 2,397 75.51
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 1,953 86.53
VFMO - Vanguard U.S. Momentum Factor ETF ETF Shares 1,950 75.38
TLEQX - Small-Cap Equity Fund 1,780 82.02
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Social Core Equity 2 Portfolio Shares 1,700 86.47
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 1 Fund Standard Class 1,435 82.23
First Mercantile Trust Co 1,141 82.38
IBBJ - Defiance Nasdaq Junior Biotechnology ETF 1,125 81.78
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 927 75.51
Simplex Trading, Llc 900 66.67
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 736 81.52
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP Dimensional U.S. Core Equity 2 Fund Standard Class 527 81.59
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 358 81.01
DFAU - Dimensional US Core Equity Market ETF 320 87.50
AZBAX - AllianzGI Small-Cap Fund Class A 194 82.47
Berman Capital Advisors, LLC 180 77.78
FTDS - First Trust Total US Market AlphaDEX ETF 143 83.92
FLCLX - Fidelity Flex Large Cap Growth Fund 118 84.75
Brown Brothers Harriman & Co 110 63.64
Hanseatic Management Services Inc 65 61.54
EverSource Wealth Advisors, LLC 58 68.97
Harbour Investments, Inc. 33 90.91
Parallel Advisors, LLC 18 55.56
Tcwp Llc 12
Signaturefd, Llc 10 100.00
Bell Investment Advisors, Inc 9 111.11
Quadrant Capital Group Llc 2
Harbourvest Partners Llc
Inscription Capital, LLC
CastleArk Alternatives, LLC
Point72 Hong Kong Ltd
IFP Advisors, Inc
EAM Global Investors LLC
FFPIX - Fidelity Flex Opportunistic Insights Fund
Matisse Capital
Dividend Asset Capital, Llc
Parametrica Management Ltd
Alberta Investment Management Corp
O'shaughnessy Asset Management, Llc
Meeder Asset Management Inc
Gsa Capital Partners Llp
FLCNX - Fidelity Contrafund K6
Aigen Investment Management, Lp
Bank Of Montreal /can/
Prelude Capital Management, Llc
FNY Investment Advisers, LLC
VARIABLE INSURANCE PRODUCTS FUND II - Contrafund Portfolio Initial Class
Kingsview Wealth Management, LLC
FNIAX - Fidelity Advisor New Insights Fund Class A
FIL Ltd
EAM Investors, LLC
Blueshift Asset Management, LLC
PSC - Principal U.S. Small-Cap Multi-Factor Index ETF
Envestnet Asset Management Inc
LEQAX - LoCorr Dynamic Equity Fund Class A
State of Tennessee, Treasury Department
Glenmede Trust Co Na
Hudson Bay Capital Management LP
Boothbay Fund Management, Llc
Soleus Capital Management, L.P.
Atika Capital Management LLC
Norges Bank
Quantitative Systematic Strategies LLC
FBCG - Fidelity Blue Chip Growth ETF
Bamco Inc /ny/
Penserra Capital Management LLC
Pura Vida Investments, Llc
Meridian Wealth Partners, LLC
Voloridge Investment Management, Llc
Cambridge Investment Research Advisors, Inc.
Migdal Insurance & Financial Holdings Ltd.
Verition Fund Management LLC
FVWSX - Fidelity Series Opportunistic Insights Fund
Magnetar Financial LLC
Manteio Capital LLC
Mackenzie Financial Corp
Marshall Wace North America L.P.
Hm Payson & Co
Quantbot Technologies LP
Cinctive Capital Management LP
Dark Forest Capital Management Lp
Two Sigma Investments, Lp
Brinker Capital Investments, LLC
Goldstream Capital Management Ltd
Moody Aldrich Partners Llc
First Quadrant L P/ca
Woodline Partners LP
GCTIX - Goldman Sachs U.S. Tax-Managed Equity Fund Institutional
IVCSX - Voya Small Company Portfolio Class I
Polianta Ltd
Aqr Capital Management Llc
Canton Hathaway, LLC
FORA Capital, LLC
Advisory Research Inc
Twinbeech Capital Lp
Man Group plc
Proequities, Inc.
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors
Principle Wealth Partners Llc
Canaan Partners IX LLC
Pentwater Capital Management LP
Empowered Funds, LLC
BHCFX - Baron Health Care Fund
Jefferies Group LLC
Credit Agricole S A
Castleark Management Llc
Bailard, Inc.
Utah Retirement Systems
Frazier Management Llc
FCNTX - Fidelity Contrafund
Silverarc Capital Management, Llc
Css Llc/il
Pathway Capital Management, Lp
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp
Cutler Group LP
Cutler Group LP
Natixis
Name Current Shares Current PPS Previous Shares Previous PPS
Fmr Llc 7,363,193 42.09 7,195,803 67.30
Vanguard Group Inc 4,063,188 42.09 4,023,581 67.30
BlackRock Inc. 3,675,169 42.09 3,525,259 67.30
Avidity Partners Management LP 3,355,623 42.09 2,915,300 67.30
Price T Rowe Associates Inc /md/ 3,267,570 42.09 3,106,710 67.30
EcoR1 Capital, LLC 3,123,300 42.09 1,503,929 67.30
Jpmorgan Chase & Co 2,160,597 42.09 1,879,906 67.30
Bellevue Group AG 2,124,276 42.09 2,179,253 67.30
Wellington Management Group Llp 1,434,069 42.09 776,569 67.30
New Leaf Venture Partners, L.L.C. 1,289,521 42.09 1,289,521 67.30
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,256,409 42.09 1,243,206 67.30
FBIOX - Biotechnology Portfolio 1,119,419 41.69 1,231,800 64.81
IWM - iShares Russell 2000 ETF 1,106,808 42.09 1,070,742 67.30
State Street Corp 1,080,766 42.09 1,021,370 67.30
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,069,297 42.09 1,060,518 67.30
ArrowMark Colorado Holdings LLC 1,046,949 42.09 727,726 67.30
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 882,910 41.69 811,190 64.81
PRNHX - T. Rowe Price New Horizons Fund, Inc. 841,846 42.09 799,968 67.30
Geode Capital Management, Llc 821,132 42.09 825,390 67.30
Aquilo Capital Management, LLC 771,745 42.09 695,247 67.30
Name Current Shares Current PPS Previous Shares Previous PPS
Walleye Capital LLC 61,919 42.09 0
Healthcare Of Ontario Pension Plan Trust Fund 45,100 42.08 0
Etf Managers Group, Llc 16,011 43.66 0
Sei Investments Co 14,623 41.99 0
First Trust Advisors Lp 8,033 42.08 0
Schonfeld Strategic Advisors LLC 5,100 42.16 0
Two Sigma Advisers, Lp 4,900 42.04 0
Aquatic Capital Management LLC 1,700 42.35 0
Seacrest Wealth Management, Llc 1,350 42.22 0
Amundi 1,262 49.13 0
First Horizon Advisors, Inc. 191 41.88 6
Private Capital Group, LLC 26 38.46 0
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
EcoR1 Capital, LLC 1,619,371 3,123,300 42.09 1,503,929 67.30 107.68
Wellington Management Group Llp 657,500 1,434,069 42.09 776,569 67.30 84.67
Avidity Partners Management LP 440,323 3,355,623 42.09 2,915,300 67.30 15.10
ArrowMark Colorado Holdings LLC 319,223 1,046,949 42.09 727,726 67.30 43.87
Jpmorgan Chase & Co 280,691 2,160,597 42.09 1,879,906 67.30 14.93
Fmr Llc 167,390 7,363,193 42.09 7,195,803 67.30 2.33
Morgan Stanley 162,652 388,085 42.09 225,433 67.30 72.15
Price T Rowe Associates Inc /md/ 160,860 3,267,570 42.09 3,106,710 67.30 5.18
BlackRock Inc. 149,910 3,675,169 42.09 3,525,259 67.30 4.25
AVUV - Avantis U.S. Small Cap Value ETF 126,737 193,143 41.69 66,406 64.81 190.85
American Century Companies Inc 118,993 736,599 42.09 617,606 67.30 19.27
Goldman Sachs Group Inc 113,907 375,052 42.09 261,145 67.30 43.62
Sectoral Asset Management Inc 100,861 266,992 42.09 166,131 67.30 60.71
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 84,500 381,597 42.09 297,097 67.30 28.44
Aquilo Capital Management, LLC 76,498 771,745 42.09 695,247 67.30 11.00
FCTDX - Strategic Advisers Fidelity U.S. Total Stock Fund 71,720 882,910 41.69 811,190 64.81 8.84
OGGFX - JPMorgan Small Cap Growth Fund Class I 69,202 724,105 42.09 654,903 67.30 10.57
Alliancebernstein L.p. 67,829 119,785 42.09 51,956 67.31 130.55
Cubist Systematic Strategies, LLC 66,691 91,340 42.10 24,649 67.30 270.56
MERDX - MERIDIAN GROWTH FUND Legacy Class 63,469 201,637 42.09 138,168 67.30 45.94
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Gilder Gagnon Howe & Co Llc 638,804 721,005 42.09 1,359,809 67.30 -46.98
Point72 Asset Management, L.P. 446,179 411,548 42.09 857,727 67.30 -52.02
Barclays Plc 202,103 20,791 42.09 222,894 67.30 -90.67
Rock Springs Capital Management LP 177,500 280,100 42.09 457,600 67.30 -38.79
Millennium Management Llc 138,299 119,965 42.09 258,264 67.30 -53.55
Renaissance Technologies Llc 112,400 18,000 42.11 130,400 67.30 -86.20
FBIOX - Biotechnology Portfolio 112,381 1,119,419 41.69 1,231,800 64.81 -9.12
FSPHX - Health Care Portfolio 100,000 700,000 41.69 800,000 64.81 -12.50
UBS Group AG 98,730 314,297 42.09 413,027 67.30 -23.90
Nomura Holdings Inc 93,147 176,685 42.53 269,832 69.87 -34.52
Wasatch Advisors Inc 84,957 277,540 42.09 362,497 67.30 -23.44
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 81,362 6,512 42.08 87,874 67.30 -92.59
FSOPX - Fidelity Series Small Cap Opportunities Fund 71,100 331,800 54.97 402,900 71.49 -17.65
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 56,039 498,429 42.09 554,468 67.30 -10.11
Bellevue Group AG 54,977 2,124,276 42.09 2,179,253 67.30 -2.52
Invesco Ltd. 53,722 560,876 42.09 614,598 67.30 -8.74
Nuveen Asset Management, LLC 38,974 174,529 42.09 213,503 66.59 -18.25
HSPGX - Emerald Growth Fund Class A 35,819 112,158 54.97 147,977 71.49 -24.21
HRSCX - Carillon Eagle Small Cap Growth Fund Class A 31,643 141,245 54.97 172,888 71.49 -18.30
FDSCX - Fidelity Stock Selector Small Cap Fund 29,400 135,400 54.97 164,800 71.49 -17.84
Name Current Puts
Name Current Calls
Name
REUYX - Sustainable Equity Fund Class Y
Name Previous Puts
Cutler Group LP 0
Name Previous Calls
Wolverine Trading, Llc 7,500
PEAK6 Investments LLC 3,700
Css Llc/il 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Jane Street Group, Llc 4,700 34,900 30,200 15.56
Simplex Trading, Llc 5,700 6,600 900 633.33
Group One Trading, L.p. 10,100 25,700 15,600 64.74
Caption Management, LLC 237,500 262,500 25,000 950.00
Name
VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Susquehanna International Group, Llp 46,500 23,700 70,200 -66.24
Name

Past Week Analysis

Name Shares PPS
BIASX - Brown Advisory Small-Cap Growth Fund Investor Shares 91,399 42.09
IHE - iShares U.S. Pharmaceuticals ETF 70,183 42.09
AIEQ - AI Powered Equity ETF 16,011 42.10
MAINSTAY VP FUNDS TRUST - MainStay VP Eagle Small Cap Growth Portfolio Initial Class 10,141 42.11
IMPAX - ERShares US Small Cap Fund Institutional Class 7,334 42.13
HIAHX - Hartford Healthcare Hls Fund Ia 5,194 42.16
LUSIX - Lazard US Systematic Small Cap Equity Portfolio Institutional Shares 1,518 42.16
QQMNX - Federated Hermes MDT Market Neutral Fund Institutional Shares 1,310 41.98
Humankind Benefit Corp - Humankind US Stock ETF 281 42.70
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,256,409 42.09 1,243,206 67.30
IWM - iShares Russell 2000 ETF 1,106,808 42.09 1,070,742 67.30
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,069,297 42.09 1,060,518 67.30
PRNHX - T. Rowe Price New Horizons Fund, Inc. 841,846 42.09 799,968 67.30
OGGFX - JPMorgan Small Cap Growth Fund Class I 724,105 42.09 654,903 67.30
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 633,451 42.09 640,167 67.30
VEXMX - Vanguard Extended Market Index Fund Investor Shares 577,810 42.09 570,546 67.30
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 498,429 42.09 554,468 67.30
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 381,597 42.09 297,097 67.30
IWO - iShares Russell 2000 Growth ETF 378,734 42.09 390,420 67.30
IBB - iShares Nasdaq Biotechnology ETF 348,602 42.09 353,961 67.30
PRDSX - T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 238,265 42.09 238,265 67.30
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 223,023 42.09 224,323 67.30
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 218,000 42.09 220,000 67.30
MERDX - MERIDIAN GROWTH FUND Legacy Class 201,637 42.09 138,168 67.30
XPH - SPDR(R) S&P(R) Pharmaceuticals ETF 164,928 42.09 114,166 67.30
Jnl Series Trust - Jnl/invesco Small Cap Growth Fund (a) 154,955 42.09 149,293 67.30
WAMCX - Wasatch Ultra Growth Fund Investor Class shares 130,037 42.09 130,037 67.30
HISCX - Hartford Small Cap Growth Hls Fund Ia 129,910 42.09 98,859 67.30
TRSSX - T. Rowe Price Institutional Small-Cap Stock Fund 119,601 42.09 119,601 67.30
MSGGX - Meridian Small Cap Growth Fund Legacy Class 110,339 42.09 78,972 67.30
VARIABLE INSURANCE PRODUCTS FUND IV - Health Care Portfolio Initial Class 100,000 42.09 105,000 67.30
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 89,362 42.09 60,489 67.30
WAAEX - Wasatch Small Cap Growth Fund Investor Class shares 88,820 42.09 88,820 67.30
Brighthouse Funds Trust I - Invesco Small Cap Growth Portfolio Class A 86,640 42.09 82,023 67.30
JDSCX - JPMorgan Small Cap Blend Fund Class I 85,923 42.08 74,204 67.30
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 76,017 42.10 73,246 67.29
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 63,155 42.09 63,155 67.29
JSCSX - JPMorgan U.S. Small Company Fund Class I 62,525 42.10 30,325 67.30
VARIABLE INSURANCE PRODUCTS FUND - Stock Selector All Cap Portfolio Investor Class 60,000 42.08 60,000 67.30
Tekla Healthcare Investors 51,378 42.08 51,378 67.31
ITOT - iShares Core S&P Total U.S. Stock Market ETF 47,874 42.09 43,709 67.31
VARIABLE INSURANCE PRODUCTS FUND III - Growth Opportunities Portfolio Initial Class 39,400 42.08 39,400 67.31
Brighthouse Funds Trust II - T.Rowe Price Small Cap Growth Portfolio Class A 39,091 42.08 39,091 67.30
Tekla Life Sciences Investors 34,619 42.09 34,619 67.30
VBINX - Vanguard Balanced Index Fund Investor Shares 31,494 42.10 31,494 67.31
MAINSTAY VP FUNDS TRUST - MainStay VP MacKay Small Cap Core Portfolio Initial Class 30,801 42.08 30,801 67.30
JNL SERIES TRUST - JNL/Mellon Healthcare Sector Fund (I) 29,691 42.10 29,691 67.29
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 28,589 42.08 28,589 67.30
NSIDX - Northern Small Cap Index Fund 25,884 42.07 26,222 67.31
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 24,597 42.08 28,141 67.30
QCEQRX - Equity Index Account Class R1 23,815 42.07 23,815 67.31
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 23,000 42.09 23,000 67.30
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 22,531 42.08 25,180 67.32
QCSTRX - Stock Account Class R1 22,324 42.11 48,419 67.31
TRANSAMERICA SERIES TRUST - Transamerica T. Rowe Price Small Cap VP Initial 20,486 42.08 20,486 67.31
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 18,697 42.09 18,697 67.28
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 17,500 42.11 17,500 67.31
SSDIX - DWS Small Cap Growth Fund Institutional Class 16,500 42.06 16,500 67.27
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 16,311 42.12 16,311 67.32
EGWAX - Wells Fargo Fundamental Small Cap Growth Fund (fka Wells Fargo Traditional Small Cap Growth Fund) Class A 15,363 42.11 15,502 67.28
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 13,723 42.12 13,723 67.33
IWV - iShares Russell 3000 ETF 11,700 42.05 11,739 67.30
FECGX - Fidelity Small Cap Growth Index Fund 11,687 42.10 11,972 67.32
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 11,400 42.11 400 67.50
SSMHX - State Street Small/mid Cap Equity Index Portfolio 11,196 42.07 10,296 67.31
JEHSX - Health Sciences Trust NAV 11,123 42.07 11,123 67.34
SPWIX - Simt Small Cap Growth Fund Class I 10,477 42.09 8,054 67.30
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 10,129 42.06 9,607 67.35
JESIX - Small Cap Index Trust NAV 10,069 42.11 9,958 67.28
POMIX - T. Rowe Price Total Equity Market Index Fund 9,524 42.10 5,224 67.38
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 9,500 42.11 5,400 67.22
PEXMX - T. Rowe Price Extended Equity Market Index Fund 8,457 42.10 8,457 67.28
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 8,260 42.13 7,935 67.30
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 8,235 42.14 8,949 67.27
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 7,796 42.07 6,396 67.23
EQ ADVISORS TRUST - EQ/T. Rowe Price Health Sciences Portfolio Class IB 7,525 42.13 7,525 67.24
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 7,129 42.08 7,002 67.27
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 6,512 42.08 87,874 67.30
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 5,505 42.14 5,523 67.35
USMIX - Extended Market Index Fund 5,379 42.02 5,376 67.34
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 4,972 42.04 3,863 67.31
JNL SERIES TRUST - JNL/Vanguard U.S. Stock Market Index Fund (I) 4,935 42.15 4,935 67.27
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 4,400 42.05 2,200 67.27
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 4,275 42.11 2,936 67.44
OHIO NATIONAL FUND INC - ON BlackRock Advantage Small Cap Growth Portfolio 3,865 42.17 3,865 67.27
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 3,346 42.14 3,346 67.24
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 2,832 42.02 2,205 67.12
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 2,790 41.94 2,956 67.32
Profunds - Profund Vp Pharmaceuticals 2,348 42.16 2,125 67.29
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 2,133 42.19 2,267 67.49
DEUTSCHE DWS VARIABLE SERIES II - DWS Small Mid Cap Growth VIP Class A 2,000 42.00 2,000 67.50
TRZIX - T. Rowe Price Small-Cap Index Fund 1,837 41.92 1,671 67.03
SQLV - Legg Mason Small-Cap Quality Value ETF 1,740 41.95 1,038 67.44
NCGFX - New Covenant Growth Fund 1,298 42.37 1,298 67.03
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,292 41.80 1,292 67.34
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 1,282 42.12 1,248 67.31
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 1,207 42.25 947 67.58
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 1,100 41.82 670 67.16
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 886 41.76 696 67.53
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 865 41.62 829 67.55
JETSX - Total Stock Market Index Trust NAV 830 42.17 830 67.47
TLSTX - Stock Index Fund 807 42.13 739 67.66
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 800 42.50 400 67.50
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 713 42.08 539 66.79
SIFAX - SIMT MULTI-ASSET INFLATION MANAGED FUND Class F 600 41.67 600 66.67
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 592 42.23 533 67.54
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 515 42.72 250 68.00
RYRRX - Russell 2000 Fund Class A 345 43.48 331 66.47
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 279 43.01 279 68.10
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 258 42.64 210 66.67
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 217 41.47 248 68.55
Profunds - Profund Vp Ultrasmall-cap 177 39.55 237 67.51
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 175 40.00 138 65.22
Profunds - Profund Vp Small-cap 149 40.27 149 67.11
RYMKX - Russell 2000 1.5x Strategy Fund Class H 104 38.46 118 67.80
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 96 41.67 78 64.10
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 33 30.30 33 60.61
Name Current Shares Current PPS Previous Shares Previous PPS
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
PRSVX - T. Rowe Price Small-Cap Value Fund, Inc. 84,500 381,597 42.09 297,097 67.30 28.44
OGGFX - JPMorgan Small Cap Growth Fund Class I 69,202 724,105 42.09 654,903 67.30 10.57
MERDX - MERIDIAN GROWTH FUND Legacy Class 63,469 201,637 42.09 138,168 67.30 45.94
XPH - SPDR(R) S&P(R) Pharmaceuticals ETF 50,762 164,928 42.09 114,166 67.30 44.46
PRNHX - T. Rowe Price New Horizons Fund, Inc. 41,878 841,846 42.09 799,968 67.30 5.23
IWM - iShares Russell 2000 ETF 36,066 1,106,808 42.09 1,070,742 67.30 3.37
JSCSX - JPMorgan U.S. Small Company Fund Class I 32,200 62,525 42.10 30,325 67.30 106.18
MSGGX - Meridian Small Cap Growth Fund Legacy Class 31,367 110,339 42.09 78,972 67.30 39.72
HISCX - Hartford Small Cap Growth Hls Fund Ia 31,051 129,910 42.09 98,859 67.30 31.41
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio 28,873 89,362 42.09 60,489 67.30 47.73
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 13,203 1,256,409 42.09 1,243,206 67.30 1.06
JDSCX - JPMorgan Small Cap Blend Fund Class I 11,719 85,923 42.08 74,204 67.30 15.79
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 11,000 11,400 42.11 400 67.50 2750.00
NAESX - Vanguard Small-Cap Index Fund Investor Shares 8,779 1,069,297 42.09 1,060,518 67.30 0.83
VEXMX - Vanguard Extended Market Index Fund Investor Shares 7,264 577,810 42.09 570,546 67.30 1.27
Jnl Series Trust - Jnl/invesco Small Cap Growth Fund (a) 5,662 154,955 42.09 149,293 67.30 3.79
Brighthouse Funds Trust I - Invesco Small Cap Growth Portfolio Class A 4,617 86,640 42.09 82,023 67.30 5.63
POMIX - T. Rowe Price Total Equity Market Index Fund 4,300 9,524 42.10 5,224 67.38 82.31
ITOT - iShares Core S&P Total U.S. Stock Market ETF 4,165 47,874 42.09 43,709 67.31 9.53
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 4,100 9,500 42.11 5,400 67.22 75.93
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 2,771 76,017 42.10 73,246 67.29 3.78
SPWIX - Simt Small Cap Growth Fund Class I 2,423 10,477 42.09 8,054 67.30 30.08
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 2,200 4,400 42.05 2,200 67.27 100.00
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Company Value Trust NAV 1,400 7,796 42.07 6,396 67.23 21.89
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 1,339 4,275 42.11 2,936 67.44 45.61
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 1,109 4,972 42.04 3,863 67.31 28.71
SSMHX - State Street Small/mid Cap Equity Index Portfolio 900 11,196 42.07 10,296 67.31 8.74
SQLV - Legg Mason Small-Cap Quality Value ETF 702 1,740 41.95 1,038 67.44 67.63
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 627 2,832 42.02 2,205 67.12 28.44
MMBUX - MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund Class I 522 10,129 42.06 9,607 67.35 5.43
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 430 1,100 41.82 670 67.16 64.18
SEASONS SERIES TRUST - SA Multi-Managed Moderate Growth Portfolio Class 1 400 800 42.50 400 67.50 100.00
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 325 8,260 42.13 7,935 67.30 4.10
SEASONS SERIES TRUST - SA Multi-Managed Growth Portfolio Class 1 265 515 42.72 250 68.00 106.00
PAEAX - Putnam Dynamic Asset Allocation Growth Fund Class A shares 260 1,207 42.25 947 67.58 27.46
Profunds - Profund Vp Pharmaceuticals 223 2,348 42.16 2,125 67.29 10.49
PABAX - Putnam Dynamic Asset Allocation Balanced Fund Class A shares 190 886 41.76 696 67.53 27.30
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 174 713 42.08 539 66.79 32.28
TRZIX - T. Rowe Price Small-Cap Index Fund 166 1,837 41.92 1,671 67.03 9.93
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 127 7,129 42.08 7,002 67.27 1.81
JESIX - Small Cap Index Trust NAV 111 10,069 42.11 9,958 67.28 1.11
TLSTX - Stock Index Fund 68 807 42.13 739 67.66 9.20
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 59 592 42.23 533 67.54 11.07
T. Rowe Price Equity Series, Inc. - T. Rowe Price Moderate Allocation Portfolio 48 258 42.64 210 66.67 22.86
PACAX - Putnam Dynamic Asset Allocation Conservative Fund Class A shares 37 175 40.00 138 65.22 26.81
SPGM - SPDR(R) Portfolio MSCI Global Stock Market ETF 36 865 41.62 829 67.55 4.34
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 34 1,282 42.12 1,248 67.31 2.72
SEASONS SERIES TRUST - SA Putnam Asset Allocation Diversified Growth Portfolio Class 1 18 96 41.67 78 64.10 23.08
RYRRX - Russell 2000 Fund Class A 14 345 43.48 331 66.47 4.23
USMIX - Extended Market Index Fund 3 5,379 42.02 5,376 67.34 0.06
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 81,362 6,512 42.08 87,874 67.30 -92.59
PRHSX - T. Rowe Price Health Sciences Fund, Inc. 56,039 498,429 42.09 554,468 67.30 -10.11
QCSTRX - Stock Account Class R1 26,095 22,324 42.11 48,419 67.31 -53.89
IWO - iShares Russell 2000 Growth ETF 11,686 378,734 42.09 390,420 67.30 -2.99
VISGX - Vanguard Small-Cap Growth Index Fund Investor Shares 6,716 633,451 42.09 640,167 67.30 -1.05
IBB - iShares Nasdaq Biotechnology ETF 5,359 348,602 42.09 353,961 67.30 -1.51
VARIABLE INSURANCE PRODUCTS FUND IV - Health Care Portfolio Initial Class 5,000 100,000 42.09 105,000 67.30 -4.76
PSGIX - Blackrock Advantage Small Cap Growth Fund Institutional 3,544 24,597 42.08 28,141 67.30 -12.59
T. Rowe Price Equity Series, Inc. - T. Rowe Price Health Sciences Portfolio 2,649 22,531 42.08 25,180 67.32 -10.52
Fidelity Central Investment Portfolios LLC - Fidelity U.S. Equity Central Fund 2,000 218,000 42.09 220,000 67.30 -0.91
OTCFX - T. Rowe Price Small-Cap Stock Fund, Inc. 1,300 223,023 42.09 224,323 67.30 -0.58
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 714 8,235 42.14 8,949 67.27 -7.98
NSIDX - Northern Small Cap Index Fund 338 25,884 42.07 26,222 67.31 -1.29
FECGX - Fidelity Small Cap Growth Index Fund 285 11,687 42.10 11,972 67.32 -2.38
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 166 2,790 41.94 2,956 67.32 -5.62
EGWAX - Wells Fargo Fundamental Small Cap Growth Fund (fka Wells Fargo Traditional Small Cap Growth Fund) Class A 139 15,363 42.11 15,502 67.28 -0.90
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 134 2,133 42.19 2,267 67.49 -5.91
Profunds - Profund Vp Ultrasmall-cap 60 177 39.55 237 67.51 -25.32
IWV - iShares Russell 3000 ETF 39 11,700 42.05 11,739 67.30 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 31 217 41.47 248 68.55 -12.50
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 18 5,505 42.14 5,523 67.35 -0.33
RYMKX - Russell 2000 1.5x Strategy Fund Class H 14 104 38.46 118 67.80 -11.86
Name Current Puts
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VMNFX - Vanguard Market Neutral Fund Investor Shares
Name Reduced Puts Current Puts Previous Puts Percent Decrease
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