Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 572 8.00 7.43 7.13
Previous Quarter 568 9.00 8.28 8.46

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 37 115 274 9 123 109
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 1 2 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 1 0 0 3 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 9 20 102 7 51 42
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 1 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 49,096,017 0.00 0.00 33,349,327 0.00 0.00
Previous Quarter 25,343,671 0.00 0.00 32,278,186 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 24,386,732
BlackRock Inc. 24,147,424 6.42
Vanguard Group Inc 17,248,507 6.42
VANGUARD GROUP INC 16,403,105
Earnest Partners Llc 14,320,797 6.42
EARNEST PARTNERS LLC 14,106,386
Dimensional Fund Advisors Lp 9,720,309 6.42
IJR - iShares Core S&P Small-Cap ETF 9,456,471 8.27
DIMENSIONAL FUND ADVISORS LP 9,454,101
Invesco Ltd. 9,251,648 6.42
Invesco Ltd. 7,991,544
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 7,579,561 7.39
Bank Of America Corp /de/ 7,206,606 6.42
State Street Corp 5,634,406 8.27
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,374,286 8.27
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,695,652 8.27
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 3,174,647 8.44
IWM - iShares Russell 2000 ETF 3,156,685 8.27
Sei Investments Co 2,745,810 6.42
IJS - iShares S&P Small-Cap 600 Value ETF 2,520,921 8.27

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 24,780,088 8.27
Vanguard Group Inc 16,285,216 8.27
Earnest Partners Llc 14,021,777 8.27
Dimensional Fund Advisors Lp 10,146,041 8.27
Invesco Ltd. 9,538,685 8.27
IJR - iShares Core S&P Small-Cap ETF 9,456,471 8.27
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 7,579,561 10.03
Bank Of America Corp /de/ 7,267,096 8.27
State Street Corp 5,634,406 8.27
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,374,286 8.27
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,695,652 8.27
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 3,174,647 8.71
IWM - iShares Russell 2000 ETF 3,156,685 8.27
Sei Investments Co 2,765,711 8.27
IJS - iShares S&P Small-Cap 600 Value ETF 2,520,921 8.27
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,450,549 8.27
Geode Capital Management, Llc 2,360,723 8.27
HASCX - Harbor Small Cap Value Fund Institutional Class 2,185,290 8.71
Mirae Asset Global Investments Co., Ltd. 2,003,998 8.27
MLPX - Global X MLP & Energy Infrastructure ETF 2,001,701 10.03

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 16,403,105
EARNEST PARTNERS LLC 14,106,386
DIMENSIONAL FUND ADVISORS LP 9,454,101
EMLP - First Trust North American Energy Infrastructure Fund 275,893 8.44
First Trust Energy Income & Growth Fund 216,514 7.39
DWAS - Invesco DWA SmallCap Momentum ETF 163,515 7.39
First Trust Mlp & Energy Income Fund 140,800 8.44
Schonfeld Strategic Advisors LLC 89,000 6.43
First Trust Energy Infrastructure Fund 77,820 7.39
First Trust New Opportunities Mlp & Energy Fund 58,800 8.44
DFAM - Dimensional US Marketwide Value ETF 49,503 8.44
EIPIX - EIP Growth and Income Fund Class I 48,700 8.44
Griffin Asset Management, Inc. 41,405 6.42
CWA Asset Management Group, LLC 30,501 6.43
Advisor Partners Ii, Llc 29,132 6.42
AE Wealth Management LLC 27,635 6.40
National Asset Management, Inc. 20,902 6.46
VFMF - Vanguard U.S. Multifactor ETF ETF Shares 20,431 7.39
XTX Topco Ltd 20,402 6.42
Mariner, LLC 20,214 6.43
Name Shares PPS
Assenagon Asset Management S.A. 413,211 8.27
PXI - Invesco DWA Energy Momentum ETF 373,975 8.71
Connor, Clark & Lunn Investment Management Ltd. 202,176 8.27
PDT Partners, LLC 146,100 8.27
D.a. Davidson & Co. 136,545 8.27
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 114,310 8.71
SummerHaven Investment Management, LLC 104,016 8.27
Holocene Advisors, LP 78,208 8.27
FCPEX - Fidelity Small Cap Enhanced Index Fund 59,502 10.03
Wolverine Trading, Llc 51,047 8.44
Wolverine Trading, Llc 51,047 8.44
Seacrest Wealth Management, Llc 46,116 8.26
IndexIQ Advisors LLC 44,159 9.24
Lido Advisors, LLC 43,924 8.26
TASVX - PGIM QMA SMALL-CAP VALUE FUND Class Z 41,500 8.70
Qube Research & Technologies Ltd 39,719 8.26
Trexquant Investment LP 35,982 8.28
ICPAX - Integrity Mid-North American Resources Fund , Class A 30,000 8.70
Engineers Gate Manager LP 26,800 8.28
Van Eck Associates Corp 25,977 8.28
Baird Financial Group, Inc. 25,971 8.28
APG Asset Management N.V. 18,600 7.90
Hrt Financial Lp 17,512 8.22
First Citizens Bank & Trust Co 14,851 8.28
Proequities, Inc. 14,492 8.28
Bank Of Nova Scotia 13,788 8.27
Gotham Asset Management, LLC 12,974 8.25
Aigen Investment Management, Lp 12,157 8.31
Cubist Systematic Strategies, LLC 12,076 8.28
Mackenzie Financial Corp 10,317 8.24
Group One Trading, L.p. 7,600 8.29
SEIAX - SIIT Multi-Asset Real Return Fund - Class A 7,507 9.99
First Bank & Trust 5,486 8.20
Aquatic Capital Management LLC 2,400 8.33
Ahrens Investment Partners LLC 1,400 8.57
Guggenheim Active Allocation Fund 790 10.13
Dark Forest Capital Management Lp 330 9.09
Jones Financial Companies Lllp 126 7.94
Massmutual Trust Co Fsb/adv 95
Global Retirement Partners, LLC 78 12.82
Sageworth Trust Co of South Dakota 73 13.70
FSTBX - FEDERATED GLOBAL ALLOCATION FUND Class A Shares 1
Federated Hermes, Inc. 1 1000.00
Creative Financial Designs Inc /adv
Robertson Opportunity Capital, LLC
Simon Quick Advisors, Llc
Healthcare Of Ontario Pension Plan Trust Fund
Dynamic Technology Lab Private Ltd
Verition Fund Management LLC
Capital Square, LLC
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional
Voloridge Investment Management, Llc
Meridian Wealth Partners, LLC
Jefferies Group LLC
Ergoteles LLC
Axa S.a.
Gerber Kawasaki Wealth & Investment Management
Paloma Partners Management Co
First Trust Advisors Lp
GARIX - Gotham Absolute Return Fund Institutional Class
Gradient Investments LLC
AZSAX - American Beacon Zebra Small Cap Equity Fund A Class
Point72 Hong Kong Ltd
Panagora Asset Management Inc
M&g Investment Management Ltd
Toronto Dominion Bank
Hm Payson & Co
Janney Montgomery Scott LLC
Meridian Wealth Advisors, LLC
DTD - WisdomTree U.S. Total Dividend Fund N/A
Tudor Investment Corp Et Al
DHS - WisdomTree U.S. High Dividend Fund N/A
Eaton Vance Management
Susquehanna Fundamental Investments, Llc
Atom Investors LP
Tarbox Family Office, Inc.
Sageworth Trust Co
Parisi Gray Wealth Management
GONIX - Gotham Neutral Fund Institutional Class
Cresset Asset Management, LLC
Change Path, LLC
Moors & Cabot, Inc.
Cullen/frost Bankers, Inc.
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV
MQS Management LLC
Beaird Harris Wealth Management, LLC
Signet Financial Management, Llc
Two Sigma Investments, Lp
Icapital Wealth Llc
Zebra Capital Management LLC
FTDS - First Trust Total US Market AlphaDEX ETF
RYDEX VARIABLE TRUST - Russell 2000(R) 2x Strategy Fund Variable Annuity
Commonwealth Equity Services, Llc
Intrinsic Edge Capital Management LLC
NewSquare Capital LLC
ASQIX - Small Company Fund Investor Class
Viking Fund Management Llc
Quantbot Technologies LP
True North Advisors, LLC
Keebeck Alpha, LP
CALF - Pacer US Small Cap Cash Cows 100 ETF
QWVOX - Clearwater Small Companies Fund
DES - WisdomTree U.S. SmallCap Dividend Fund N/A
Gemmer Asset Management LLC
RNSC - Small Cap US Equity Select ETF
Guild Investment Management, Inc.
Canada Pension Plan Investment Board
GENIX - Gotham Enhanced Return Fund Institutional Class
Blueshift Asset Management, LLC
Walleye Trading LLC
Walleye Trading LLC
Offit Capital Advisors Llc
Zullo Investment Group, Inc.
Kayne Anderson Capital Advisors Lp
New York Life Investments Alternatives
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 24,386,732 24,780,088 8.27
Vanguard Group Inc 17,248,507 6.42 16,285,216 8.27
Earnest Partners Llc 14,320,797 6.42 14,021,777 8.27
Dimensional Fund Advisors Lp 9,720,309 6.42 10,146,041 8.27
Invesco Ltd. 9,251,648 6.42 9,538,685 8.27
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 7,579,561 7.39 7,579,561 10.03
Bank Of America Corp /de/ 7,206,606 6.42 7,267,096 8.27
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 3,174,647 8.44 3,174,647 8.71
Sei Investments Co 2,745,810 6.42 2,765,711 8.27
Geode Capital Management, Llc 2,369,912 6.42 2,360,723 8.27
HASCX - Harbor Small Cap Value Fund Institutional Class 2,168,196 8.44 2,185,290 8.71
Energy Income Partners, LLC 2,078,157 6.42 709,505 8.27
Victory Capital Management Inc 1,979,002 6.42 1,735,536 8.27
MLPX - Global X MLP & Energy Infrastructure ETF 1,963,878 7.39 2,001,701 10.03
Charles Schwab Investment Management Inc 1,930,603 6.42 1,878,267 8.27
Mirae Asset Global Investments Co., Ltd. 1,808,878 6.42 2,003,998 8.27
Northern Trust Corp 1,616,921 6.42 1,626,576 8.27
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 1,552,288 8.44 1,456,786 8.71
Morgan Stanley 1,533,189 6.42 1,911,481 8.27
Bank of New York Mellon Corp 1,470,524 6.42 1,457,146 8.27
Name Current Shares Current PPS Previous Shares Previous PPS
Norges Bank 2,043,933 8.25 0
Squarepoint Ops LLC 42,736 6.41 0
Chicago Partners Investment Group LLC 36,906 8.51 36,900 8.43
Petrus Trust Company, LTA 27,556 6.42 0
Man Group plc 16,831 6.42 0
LPL Financial LLC 13,233 6.42 0
Allworth Financial LP 1,815 6.61 18
NSFLX - Natixis Sustainable Future 2055 Fund Class N 674 8.90 624 8.01
NSFEX - Natixis Sustainable Future 2025 Fund Class N 315 9.52 340 8.82
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Norges Bank 2,043,933 2,043,933 8.25 0 0.00
Energy Income Partners, LLC 1,368,652 2,078,157 6.42 709,505 8.27 192.90
Vanguard Group Inc 963,291 17,248,507 6.42 16,285,216 8.27 5.92
CIBC Private Wealth Group, LLC 801,007 1,051,007 6.42 250,000 8.27 320.40
Earnest Partners Llc 299,020 14,320,797 6.42 14,021,777 8.27 2.13
Victory Capital Management Inc 243,466 1,979,002 6.42 1,735,536 8.27 14.03
Versor Investments LP 215,600 307,300 6.42 91,700 8.27 235.11
AVUV - Avantis U.S. Small Cap Value ETF 186,723 1,038,750 7.39 852,027 10.03 21.92
DFAT - Dimensional U.S. Targeted Value ETF 176,943 956,574 8.44 779,631 8.71 22.70
Nuveen Asset Management, LLC 130,574 1,032,707 6.42 902,133 8.27 14.47
TIEIX - TIAA-CREF Equity Index Fund Institutional Class 109,836 216,285 8.44 106,449 8.71 103.18
Goldman Sachs Group Inc 108,164 352,141 6.42 243,977 8.27 44.33
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 95,502 1,552,288 8.44 1,456,786 8.71 6.56
American Century Companies Inc 89,131 1,263,502 6.42 1,174,371 8.27 7.59
DFAC - Dimensional U.S. Core Equity 2 ETF 84,360 185,859 8.44 101,499 8.71 83.11
Fifth Third Bancorp 78,589 136,457 6.42 57,868 8.28 135.81
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 73,919 725,870 8.44 651,951 8.71 11.34
Royce & Associates Lp 70,305 932,097 6.42 861,792 8.27 8.16
DFSV - Dimensional US Small Cap Value ETF 64,160 75,700 8.44 11,540 8.75 555.98
PRFZ - Invesco FTSE RAFI US 1500 Small-Mid ETF 63,352 384,385 8.44 321,033 8.71 19.73
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Dimensional Fund Advisors Lp 425,732 9,720,309 6.42 10,146,041 8.27 -4.20
BlackRock Inc. 393,356 24,386,732 24,780,088 8.27 -1.59
Morgan Stanley 378,292 1,533,189 6.42 1,911,481 8.27 -19.79
Invesco Ltd. 287,037 9,251,648 6.42 9,538,685 8.27 -3.01
Advisors Asset Management, Inc. 274,761 993,896 6.42 1,268,657 8.27 -21.66
Renaissance Technologies Llc 215,000 612,328 6.42 827,328 8.27 -25.99
Mirae Asset Global Investments Co., Ltd. 195,120 1,808,878 6.42 2,003,998 8.27 -9.74
PXJ - Invesco Dynamic Oil & Gas Services ETF 136,091 121,227 8.44 257,318 8.71 -52.89
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 111,390 414,738 8.44 526,128 8.71 -21.17
Fmr Llc 102,540 21,336 6.42 123,876 8.27 -82.78
Kingsview Wealth Management, LLC 63,506 101,753 6.42 165,259 8.27 -38.43
Bank Of America Corp /de/ 60,490 7,206,606 6.42 7,267,096 8.27 -0.83
CoreCommodity Management, LLC 57,161 156,857 6.42 214,018 8.27 -26.71
Hancock Whitney Corp 55,764 11,707 6.41 67,471 8.27 -82.65
Prudential Financial Inc 54,648 139,683 6.47 194,331 8.27 -28.12
Jpmorgan Chase & Co 53,036 246,600 6.42 299,636 8.27 -17.70
Principal Financial Group Inc 49,757 848,085 6.42 897,842 8.27 -5.54
Aqr Capital Management Llc 44,578 180,867 6.42 225,445 8.27 -19.77
Price T Rowe Associates Inc /md/ 42,526 85,388 6.43 127,914 8.27 -33.25
MLPX - Global X MLP & Energy Infrastructure ETF 37,823 1,963,878 7.39 2,001,701 10.03 -1.89
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Proequities, Inc. 14,492
Name Previous Calls
Wolverine Trading, Llc 51,047
Walleye Trading LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Group One Trading, L.p. 16,100 23,700 7,600 211.84
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
PEAK6 Investments LLC 35,900 482,600 518,500 -6.92
Simplex Trading, Llc 29,900 16,000 45,900 -65.14
Susquehanna International Group, Llp 29,400 131,000 160,400 -18.33
Name

Past Week Analysis

Name Shares PPS
Schonfeld Strategic Advisors LLC 89,000 6.43
CWA Asset Management Group, LLC 30,501 6.43
Advisor Partners Ii, Llc 29,132 6.42
National Asset Management, Inc. 20,902 6.46
XTX Topco Ltd 20,402 6.42
Mariner, LLC 20,214 6.43
Boothbay Fund Management, Llc 17,693 6.44
State of Wyoming 3,348 6.27
Guardian Wealth Advisors, LLC 330 6.06
Name Shares PPS
APG Asset Management N.V. 18,600 7.90
Aquatic Capital Management LLC 2,400 8.33
Lido Advisors, LLC 43,924 8.26
Baird Financial Group, Inc. 25,971 8.28
Trexquant Investment LP 35,982 8.28
Hrt Financial Lp 17,512 8.22
Engineers Gate Manager LP 26,800 8.28
Seacrest Wealth Management, Llc 46,116 8.26
Qube Research & Technologies Ltd 39,719 8.26
Holocene Advisors, LP 78,208 8.27
Proequities, Inc. 14,492 8.28
Wolverine Trading, Llc 51,047 8.44
Gotham Asset Management, LLC 12,974 8.25
Cubist Systematic Strategies, LLC 12,076 8.28
Dark Forest Capital Management Lp 330 9.09
PDT Partners, LLC 146,100 8.27
Federated Hermes, Inc. 1 1000.00
Bank Of Nova Scotia 13,788 8.27
Connor, Clark & Lunn Investment Management Ltd. 202,176 8.27
Aigen Investment Management, Lp 12,157 8.31
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 24,147,424 6.42 24,780,088 8.27
Vanguard Group Inc 17,248,507 6.42 16,285,216 8.27
Earnest Partners Llc 14,320,797 6.42 14,021,777 8.27
Dimensional Fund Advisors Lp 9,720,309 6.42 10,146,041 8.27
Invesco Ltd. 9,251,648 6.42 9,538,685 8.27
Bank Of America Corp /de/ 7,206,606 6.42 7,267,096 8.27
Sei Investments Co 2,745,810 6.42 2,765,711 8.27
Geode Capital Management, Llc 2,369,912 6.42 2,360,723 8.27
Energy Income Partners, LLC 2,078,157 6.42 709,505 8.27
Charles Schwab Investment Management Inc 1,930,603 6.42 1,878,267 8.27
Mirae Asset Global Investments Co., Ltd. 1,808,878 6.42 2,003,998 8.27
Northern Trust Corp 1,616,921 6.42 1,626,576 8.27
Morgan Stanley 1,533,189 6.42 1,911,481 8.27
Bank of New York Mellon Corp 1,470,524 6.42 1,457,146 8.27
American Century Companies Inc 1,263,502 6.42 1,174,371 8.27
CIBC Private Wealth Group, LLC 1,051,007 6.42 250,000 8.27
Nuveen Asset Management, LLC 1,032,707 6.42 902,133 8.27
Principal Financial Group Inc 848,085 6.42 897,842 8.27
Wells Fargo & Company/mn 735,241 6.42 760,973 8.27
Bridgeway Capital Management Inc 734,455 6.42 734,455 8.27
Renaissance Technologies Llc 612,328 6.42 827,328 8.27
Ameriprise Financial Inc 568,674 6.42 591,764 8.27
State Of Wisconsin Investment Board 447,466 6.42 440,523 8.27
Rhumbline Advisers 432,215 6.42 420,210 8.27
Envestnet Asset Management Inc 408,280 6.42 392,949 8.27
Legal & General Group Plc 387,968 6.42 407,883 8.27
Goldman Sachs Group Inc 352,141 6.42 243,977 8.27
Swiss National Bank 331,300 6.42 329,100 8.27
Thrivent Financial For Lutherans 303,441 6.42 297,759 8.27
Vident Investment Advisory, LLC 291,984 6.37 307,376 8.27
Tortoise Index Solutions, LLC 289,865 6.42 304,991 8.27
Jpmorgan Chase & Co 246,600 6.42 299,636 8.27
Public Sector Pension Investment Board 245,326 6.42 250,143 8.27
Bard Associates Inc 244,108 6.42 220,245 8.27
Ubs Asset Management Americas Inc 199,948 6.42 189,970 8.27
Aqr Capital Management Llc 180,867 6.42 225,445 8.27
Balyasny Asset Management Llc 171,887 6.42 117,201 8.27
CoreCommodity Management, LLC 156,857 6.42 214,018 8.27
Voya Investment Management Llc 149,394 6.42 162,506 8.27
Credit Suisse Ag/ 129,444 6.41 113,592 8.28
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 121,942 6.42 123,100 8.27
Guggenheim Capital Llc 118,349 6.42 116,449 8.27
Gsa Capital Partners Llp 103,948 6.42 64,156 8.28
Kingsview Wealth Management, LLC 101,753 6.42 165,259 8.27
Oppenheimer Asset Management Inc. 89,829 6.42 86,362 8.27
Price T Rowe Associates Inc /md/ 85,388 6.43 127,914 8.27
Stifel Financial Corp 82,854 6.41 82,075 8.27
Susquehanna International Group, Llp 79,794 6.42 160,400 8.27
Bnp Paribas Arbitrage, Sa 77,721 6.42 68,405 8.27
Citigroup Inc 77,293 6.42 73,652 8.27
MetLife Investment Management, LLC 75,819 6.42 75,819 8.27
American International Group, Inc. 74,047 6.41 73,325 8.26
Hennion & Walsh Asset Management, Inc. 69,779 6.42 81,709 8.27
Advisory Services Network, LLC 66,450 6.43 64,600 8.27
Caption Management, LLC 65,823 6.43 65,823 8.26
HighTower Advisors, LLC 64,854 6.54 64,919 8.26
First Eagle Investment Management, LLC 63,451 6.41 30,751 8.26
Amalgamated Bank 60,732 6.42 60,703 8.27
Deutsche Bank Ag\ 58,146 6.41 67,019 8.27
Advisor Group Holdings, Inc. 57,388 6.41 52,610 8.27
Royal Bank Of Canada 56,792 6.43 47,255 8.27
Bank Of Montreal /can/ 55,320 6.65 37,937 9.30
New York Life Investment Management Llc 54,532 6.42 50,524 8.27
Ensign Peak Advisors, Inc 53,670 6.43 33,210 8.28
Hsbc Holdings Plc 46,279 6.50 55,386 8.38
Doheny Asset Management /ca 45,800 6.42 45,800 9.24
EES - WisdomTree U.S. SmallCap Fund N/A 45,027 6.42 37,450 8.28
Wealthspire Advisors, LLC 42,675 6.42 42,675 8.27
Brandywine Global Investment Management, LLC 31,880 6.43 31,880 8.28
UBS Group AG 29,828 6.44 23,468 8.27
Pathstone Family Office, Llc 28,661 6.42 29,851 8.27
Franklin Resources Inc 28,085 6.44 17,660 8.27
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 25,616 6.40 21,678 8.26
Ausdal Financial Partners, Inc. 23,000 6.43 21,500 8.28
Shell Asset Management Co 21,385 6.41 26,990 8.26
Fmr Llc 21,336 6.42 123,876 8.27
Mml Investors Services, Llc 19,721 6.44 19,084 8.28
Meeder Asset Management Inc 18,822 6.43 9,508 8.31
Alps Advisors Inc 17,621 6.41 18,398 8.26
Great Lakes Advisors, Llc 16,836 6.41 16,291 8.29
Zurcher Kantonalbank (Zurich Cantonalbank) 16,675 6.42 16,675 8.28
PEAK6 Investments LLC 15,846 6.44 518,500 8.27
Pitcairn Co 15,269 6.42 15,269 8.25
Pnc Financial Services Group, Inc. 14,740 6.45 16,572 8.27
Jane Street Group, Llc 12,674 6.39 23,481 8.26
Teza Capital Management LLC 12,659 6.40 13,238 8.23
Jag Capital Management, Llc 10,500 6.38 10,500 8.29
Pinnacle Wealth Planning Services, Inc. 10,463 6.40 10,463 8.32
Ameritas Investment Partners, Inc. 10,154 6.40 10,154 8.17
Pictet Asset Management Sa 10,100 6.44 10,100 8.32
Group One Trading, L.p. 10,000 6.40 7,600 8.29
Metropolitan Life Insurance Co/ny 8,907 6.40 8,907 8.31
Macquarie Group Ltd 7,926 7.82 9,659 8.28
Lindbrook Capital, Llc 5,930 6.41 6,450 8.22
Quadrant Capital Group Llc 4,795 6.47 4,246 8.24
Tower Research Capital LLC (TRC) 4,381 6.39 5,323 8.27
First Horizon Advisors, Inc. 3,898 6.41 10,816 8.23
Parallel Advisors, LLC 1,856 6.47 1,991 8.04
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Equity Index Portfolio Class 1,010 5.94 1,002 7.98
Northwestern Mutual Wealth Management Co 370 5.41 370 8.11
Glassman Wealth Services 330 6.06 330 9.09
Carolinas Wealth Consulting Llc 223 4.48 223 8.97
Name Current Shares Current PPS Previous Shares Previous PPS
Norges Bank 2,043,933 8.25 0
Squarepoint Ops LLC 42,736 6.41 0
Chicago Partners Investment Group LLC 36,906 8.51 36,900 8.43
Petrus Trust Company, LTA 27,556 6.42 0
Man Group plc 16,831 6.42 0
LPL Financial LLC 13,233 6.42 0
Allworth Financial LP 1,815 6.61 18
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Norges Bank 2,043,933 2,043,933 8.25 0 0.00
Energy Income Partners, LLC 1,368,652 2,078,157 6.42 709,505 8.27 192.90
Vanguard Group Inc 963,291 17,248,507 6.42 16,285,216 8.27 5.92
CIBC Private Wealth Group, LLC 801,007 1,051,007 6.42 250,000 8.27 320.40
Earnest Partners Llc 299,020 14,320,797 6.42 14,021,777 8.27 2.13
Nuveen Asset Management, LLC 130,574 1,032,707 6.42 902,133 8.27 14.47
Goldman Sachs Group Inc 108,164 352,141 6.42 243,977 8.27 44.33
American Century Companies Inc 89,131 1,263,502 6.42 1,174,371 8.27 7.59
Balyasny Asset Management Llc 54,686 171,887 6.42 117,201 8.27 46.66
Charles Schwab Investment Management Inc 52,336 1,930,603 6.42 1,878,267 8.27 2.79
Squarepoint Ops LLC 42,736 42,736 6.41 0 0.00
Gsa Capital Partners Llp 39,792 103,948 6.42 64,156 8.28 62.02
First Eagle Investment Management, LLC 32,700 63,451 6.41 30,751 8.26 106.34
Petrus Trust Company, LTA 27,556 27,556 6.42 0 0.00
Bard Associates Inc 23,863 244,108 6.42 220,245 8.27 10.83
Ensign Peak Advisors, Inc 20,460 53,670 6.43 33,210 8.28 61.61
Bank Of Montreal /can/ 17,383 55,320 6.65 37,937 9.30 45.82
Man Group plc 16,831 16,831 6.42 0 0.00
Credit Suisse Ag/ 15,852 129,444 6.41 113,592 8.28 13.96
Envestnet Asset Management Inc 15,331 408,280 6.42 392,949 8.27 3.90
Bank of New York Mellon Corp 13,378 1,470,524 6.42 1,457,146 8.27 0.92
LPL Financial LLC 13,233 13,233 6.42 0 0.00
Rhumbline Advisers 12,005 432,215 6.42 420,210 8.27 2.86
Franklin Resources Inc 10,425 28,085 6.44 17,660 8.27 59.03
Ubs Asset Management Americas Inc 9,978 199,948 6.42 189,970 8.27 5.25
Royal Bank Of Canada 9,537 56,792 6.43 47,255 8.27 20.18
Bnp Paribas Arbitrage, Sa 9,316 77,721 6.42 68,405 8.27 13.62
Meeder Asset Management Inc 9,314 18,822 6.43 9,508 8.31 97.96
Geode Capital Management, Llc 9,189 2,369,912 6.42 2,360,723 8.27 0.39
EES - WisdomTree U.S. SmallCap Fund N/A 7,577 45,027 6.42 37,450 8.28 20.23
State Of Wisconsin Investment Board 6,943 447,466 6.42 440,523 8.27 1.58
UBS Group AG 6,360 29,828 6.44 23,468 8.27 27.10
Thrivent Financial For Lutherans 5,682 303,441 6.42 297,759 8.27 1.91
Advisor Group Holdings, Inc. 4,778 57,388 6.41 52,610 8.27 9.08
New York Life Investment Management Llc 4,008 54,532 6.42 50,524 8.27 7.93
MUTUAL OF AMERICA INVESTMENT CORP - Small Cap Equity Index Fund Class 3,938 25,616 6.40 21,678 8.26 18.17
Citigroup Inc 3,641 77,293 6.42 73,652 8.27 4.94
Oppenheimer Asset Management Inc. 3,467 89,829 6.42 86,362 8.27 4.01
Swiss National Bank 2,200 331,300 6.42 329,100 8.27 0.67
Guggenheim Capital Llc 1,900 118,349 6.42 116,449 8.27 1.63
Advisory Services Network, LLC 1,850 66,450 6.43 64,600 8.27 2.86
Allworth Financial LP 1,797 1,815 6.61 18 9983.33
Ausdal Financial Partners, Inc. 1,500 23,000 6.43 21,500 8.28 6.98
Stifel Financial Corp 779 82,854 6.41 82,075 8.27 0.95
American International Group, Inc. 722 74,047 6.41 73,325 8.26 0.98
Mml Investors Services, Llc 637 19,721 6.44 19,084 8.28 3.34
Quadrant Capital Group Llc 549 4,795 6.47 4,246 8.24 12.93
Great Lakes Advisors, Llc 545 16,836 6.41 16,291 8.29 3.35
Amalgamated Bank 29 60,732 6.42 60,703 8.27 0.05
Mutual of America Variable Insurance Portfolios, Inc. - Small Cap Equity Index Portfolio Class 8 1,010 5.94 1,002 7.98 0.80
Chicago Partners Investment Group LLC 6 36,906 8.51 36,900 8.43 0.02
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
BlackRock Inc. 632,664 24,147,424 6.42 24,780,088 8.27 -2.55
PEAK6 Investments LLC 502,654 15,846 6.44 518,500 8.27 -96.94
Dimensional Fund Advisors Lp 425,732 9,720,309 6.42 10,146,041 8.27 -4.20
Morgan Stanley 378,292 1,533,189 6.42 1,911,481 8.27 -19.79
Invesco Ltd. 287,037 9,251,648 6.42 9,538,685 8.27 -3.01
Renaissance Technologies Llc 215,000 612,328 6.42 827,328 8.27 -25.99
Mirae Asset Global Investments Co., Ltd. 195,120 1,808,878 6.42 2,003,998 8.27 -9.74
Fmr Llc 102,540 21,336 6.42 123,876 8.27 -82.78
Susquehanna International Group, Llp 80,606 79,794 6.42 160,400 8.27 -50.25
Kingsview Wealth Management, LLC 63,506 101,753 6.42 165,259 8.27 -38.43
Bank Of America Corp /de/ 60,490 7,206,606 6.42 7,267,096 8.27 -0.83
CoreCommodity Management, LLC 57,161 156,857 6.42 214,018 8.27 -26.71
Jpmorgan Chase & Co 53,036 246,600 6.42 299,636 8.27 -17.70
Principal Financial Group Inc 49,757 848,085 6.42 897,842 8.27 -5.54
Aqr Capital Management Llc 44,578 180,867 6.42 225,445 8.27 -19.77
Price T Rowe Associates Inc /md/ 42,526 85,388 6.43 127,914 8.27 -33.25
Wells Fargo & Company/mn 25,732 735,241 6.42 760,973 8.27 -3.38
Ameriprise Financial Inc 23,090 568,674 6.42 591,764 8.27 -3.90
Legal & General Group Plc 19,915 387,968 6.42 407,883 8.27 -4.88
Sei Investments Co 19,901 2,745,810 6.42 2,765,711 8.27 -0.72
Vident Investment Advisory, LLC 15,392 291,984 6.37 307,376 8.27 -5.01
Tortoise Index Solutions, LLC 15,126 289,865 6.42 304,991 8.27 -4.96
Voya Investment Management Llc 13,112 149,394 6.42 162,506 8.27 -8.07
Hennion & Walsh Asset Management, Inc. 11,930 69,779 6.42 81,709 8.27 -14.60
Jane Street Group, Llc 10,807 12,674 6.39 23,481 8.26 -46.02
Northern Trust Corp 9,655 1,616,921 6.42 1,626,576 8.27 -0.59
Hsbc Holdings Plc 9,107 46,279 6.50 55,386 8.38 -16.44
Deutsche Bank Ag\ 8,873 58,146 6.41 67,019 8.27 -13.24
First Horizon Advisors, Inc. 6,918 3,898 6.41 10,816 8.23 -63.96
Shell Asset Management Co 5,605 21,385 6.41 26,990 8.26 -20.77
Public Sector Pension Investment Board 4,817 245,326 6.42 250,143 8.27 -1.93
Pnc Financial Services Group, Inc. 1,832 14,740 6.45 16,572 8.27 -11.05
Macquarie Group Ltd 1,733 7,926 7.82 9,659 8.28 -17.94
Pathstone Family Office, Llc 1,190 28,661 6.42 29,851 8.27 -3.99
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 1,158 121,942 6.42 123,100 8.27 -0.94
Tower Research Capital LLC (TRC) 942 4,381 6.39 5,323 8.27 -17.70
Alps Advisors Inc 777 17,621 6.41 18,398 8.26 -4.22
Teza Capital Management LLC 579 12,659 6.40 13,238 8.23 -4.37
Lindbrook Capital, Llc 520 5,930 6.41 6,450 8.22 -8.06
Parallel Advisors, LLC 135 1,856 6.47 1,991 8.04 -6.78
HighTower Advisors, LLC 65 64,854 6.54 64,919 8.26 -0.10
Covestor Ltd 5 28 33 -15.15
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Group One Trading, L.p. 2,400 10,000 7,600 31.58
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name