Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 530 11.00 10.44 10.70
Previous Quarter 555 17.00 13.93 14.78

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 27 108 387 12 149 145
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 1 1 3 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 3 3 0 0 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 1 0 86 1 31 25
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 1 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 48,192,374 0.00 0.00 30,054,114 0.00 0.00
Previous Quarter 23,856,722 0.00 0.00 29,831,689 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 24,521,159
BlackRock Inc. 23,654,983 10.44
Vanguard Group Inc 15,122,940 10.44
VANGUARD GROUP INC 14,610,280
IJR - iShares Core S&P Small-Cap ETF 9,226,821 10.44
State Street Corp 5,263,454 10.78
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,196,661 10.44
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,517,937 10.44
IWM - iShares Russell 2000 ETF 3,230,427 10.44
Allspring Global Investments Holdings, LLC 2,968,247 10.44
IJS - iShares S&P Small-Cap 600 Value ETF 2,457,018 10.44
ESPAX - Wells Fargo Special Small Cap Value Fund Class A 2,402,190 10.44
Geode Capital Management, Llc 2,356,769 10.44
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,339,314 10.44
Morgan Stanley 2,237,482 10.44
Parallax Volatility Advisers, L.P. 2,130,200 10.44
Invesco Ltd. 2,115,905 10.44
REM - iShares Mortgage Real Estate ETF 1,948,929 10.44
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,748,903 10.44
Northern Trust Corp 1,574,303 10.44

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 23,840,404 13.93
Vanguard Group Inc 15,046,199 13.93
IJR - iShares Core S&P Small-Cap ETF 9,438,841 13.93
Allspring Global Investments Holdings, LLC 5,960,541 13.93
State Street Corp 5,140,950 14.27
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,083,470 13.93
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,522,800 13.93
IWM - iShares Russell 2000 ETF 3,172,672 13.93
Invesco Ltd. 2,715,545 13.93
Geode Capital Management, Llc 2,482,668 13.93
REM - iShares Mortgage Real Estate ETF 2,450,088 13.93
ESPAX - Wells Fargo Special Small Cap Value Fund Class A 2,423,353 13.93
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,307,189 13.93
IJS - iShares S&P Small-Cap 600 Value ETF 2,172,743 13.93
Parallax Volatility Advisers, L.P. 1,880,200 13.93
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,727,299 13.93
Morgan Stanley 1,632,178 13.93
Northern Trust Corp 1,601,885 13.93
IWN - iShares Russell 2000 Value ETF 1,434,701 13.93
Charles Schwab Investment Management Inc 1,422,681 13.93

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 14,610,280
GMVAX - Goldman Sachs Small/Mid Cap Value Fund Class A 68,329 12.73
XSMO - Invesco S&P SmallCap Momentum ETF 65,703 12.04
State Of Wisconsin Investment Board 58,218 10.44
OIOIX - AXS Income Opportunities Fund Class I 46,543 12.72
AXS Investments LLC 46,543 10.44
New York Life Investment Management Llc 41,570 10.44
RYLD - Global X Russell 2000 Covered Call ETF 39,911 12.05
Mercer Global Advisors Inc /adv 37,848 10.44
Rockefeller Capital Management L.P. 34,972 10.41
Dynamic Technology Lab Private Ltd 19,825 10.44
Pathstone Family Office, Llc 19,382 10.42
HighTower Advisors, LLC 16,137 10.41
Captrust Financial Advisors 14,369 10.44
Y-Intercept (Hong Kong) Ltd 13,576 10.46
Arkadios Wealth Advisors 13,560
Raymond James & Associates 12,727 10.45
KBC Group NV 11,012 10.44
Hollencrest Capital Management 10,000 10.40
Seacrest Wealth Management, Llc 7,900 10.38
Name Shares PPS
Arete Wealth Advisors, LLC 366,300 13.93
PKW - Invesco BuyBack Achievers ETF 328,223 15.14
D. E. Shaw & Co., Inc. 227,847 13.93
State of New Jersey Common Pension Fund D 197,791 13.93
Alpine Woods Capital Investors, Llc 145,000 13.93
Susquehanna International Group, Llp 82,500 13.93
Denali Advisors Llc 71,700 13.93
PFI - Invesco DWA Financial Momentum ETF 69,721 15.15
THRIVENT SERIES FUND INC - Thrivent Moderate Allocation Portfolio Class A 57,913 13.16
Natixis 57,641 13.93
HAP Trading, LLC 46,600 0.67
PGMIX - JPMorgan Market Expansion Enhanced Index Fund Class I 42,100 14.82
THRIVENT SERIES FUND INC - Thrivent Moderately Aggressive Allocation Portfolio Class A 40,182 13.17
PSOPX - JPMorgan Small Cap Value Fund Class I 39,600 13.16
Camden Capital, LLC 37,702 13.92
Simplex Trading, Llc 37,600 13.91
FCPEX - Fidelity Small Cap Enhanced Index Fund 35,722 13.52
Gsa Capital Partners Llp 32,488 13.94
CVY - Invesco Zacks Multi-Asset Income ETF 28,774 15.15
Claraphi Advisory Network, LLC 22,693 13.92
Eaton Vance Management 19,857 13.95
VARIABLE INSURANCE PRODUCTS FUND II - Disciplined Small Cap Portfolio Initial Class 19,826 13.16
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 17,070 14.82
Alphacrest Capital Management Llc 15,301 13.92
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV 14,352 13.52
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 13,300 13.16
Advanced Series Trust - Ast Small-cap Value Portfolio 11,650 13.13
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 10,770 13.18
THRIVENT SERIES FUND INC - Thrivent Global Stock Portfolio Class A 9,242 13.20
Aaron Wealth Advisors LLC 9,110 71.79
THRIVENT SERIES FUND INC - Thrivent Aggressive Allocation Portfolio Class A 7,709 13.10
Future Financial Wealth Managment LLC 4,949 13.94
AllSquare Wealth Management LLC 4,500 14.00
Sonora Investment Management, LLC 3,400 14.71
Vestcor Inc 3,329 13.82
Sphinx Trading, Lp 3,002 13.32
Freedman Financial Associates, Inc. 1,429 14.00
Berman Capital Advisors, LLC 1,242 14.49
Tcwp Llc 890 13.48
IFP Advisors, Inc 884 19.23
Gemmer Asset Management LLC 577 13.86
Tarbox Family Office, Inc. 327 15.29
Carroll Financial Associates, Inc. 150 13.33
Clear Street Markets Llc 100 10.00
Clear Street Markets Llc 100 10.00
Jones Financial Companies Lllp 85 11.76
Brown Brothers Harriman & Co 56 17.86
Capital Advisors, Ltd. LLC 53 18.87
Toronto Dominion Bank 16
Masso Torrence Wealth Management Inc.
Blair William & Co/il
First Manhattan Co
Arrowstreet Capital, Limited Partnership
Two Sigma Investments, Lp
ExodusPoint Capital Management, LP
Pacific Ridge Capital Partners, LLC
Loring Wolcott & Coolidge Fiduciary Advisors Llp/ma
IHT Wealth Management, LLC
Firestone Capital Management
Outfitter Financial LLC
Fsb Premier Wealth Management, Inc.
Hrt Financial Lp
Hennion & Walsh Asset Management, Inc.
Campbell & CO Investment Adviser LLC
State of Wyoming
Moors & Cabot, Inc.
Blueshift Asset Management, LLC
Lazard Asset Management Llc
Skandinaviska Enskilda Banken AB (publ)
Spire Wealth Management
Squarepoint Ops LLC
Qube Research & Technologies Ltd
Sofos Investments, Inc.
O'shaughnessy Asset Management, Llc
Ellevest, Inc.
Sageworth Trust Co
Sigma Planning Corp
Townsquare Capital Llc
Ergoteles LLC
Hotchkis & Wiley Capital Management Llc
REBYX - U.S. Small Cap Equity Fund Class Y
Pacitti Group Inc.
Verus Capital Partners, Llc
CX Institutional
Private Advisor Group, LLC
Mirabella Financial Services Llp
Delta Asset Management Llc/tn
First Republic Investment Management, Inc.
State Of Michigan Retirement System
Evolution Wealth Advisors, LLC
Jump Financial, LLC
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A)
Healthcare Of Ontario Pension Plan Trust Fund
Connor, Clark & Lunn Investment Management Ltd.
Norges Bank
Kowal Investment Group, LLC
Russell Investments Group, Ltd.
RIFBX - U.S. Small Cap Equity Fund
Panagora Asset Management Inc
Eqis Capital Management, Inc.
Colony Capital, Inc.
Montag A & Associates Inc
Duality Advisers, Lp
FAAAX - Franklin K2 Alternative Strategies Fund Class A
EMG Holdings, L.P.
GWM Advisors LLC
Fuller & Thaler Asset Management, Inc.
LEOIX - Lazard Enhanced Opportunities Portfolio Institutional Shares 14.96
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 24,521,159 23,840,404 13.93
Vanguard Group Inc 15,122,940 10.44 15,046,199 13.93
IJR - iShares Core S&P Small-Cap ETF 9,226,821 10.44 9,438,841 13.93
State Street Corp 5,263,454 10.78 5,140,950 14.27
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,196,661 10.44 4,083,470 13.93
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,517,937 10.44 3,522,800 13.93
IWM - iShares Russell 2000 ETF 3,230,427 10.44 3,172,672 13.93
Allspring Global Investments Holdings, LLC 2,968,247 10.44 5,960,541 13.93
IJS - iShares S&P Small-Cap 600 Value ETF 2,457,018 10.44 2,172,743 13.93
ESPAX - Wells Fargo Special Small Cap Value Fund Class A 2,402,190 10.44 2,423,353 13.93
Geode Capital Management, Llc 2,356,769 10.44 2,482,668 13.93
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,339,314 10.44 2,307,189 13.93
Morgan Stanley 2,237,482 10.44 1,632,178 13.93
Parallax Volatility Advisers, L.P. 2,130,200 10.44 1,880,200 13.93
Invesco Ltd. 2,115,905 10.44 2,715,545 13.93
REM - iShares Mortgage Real Estate ETF 1,948,929 10.44 2,450,088 13.93
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,748,903 10.44 1,727,299 13.93
Northern Trust Corp 1,574,303 10.44 1,601,885 13.93
Charles Schwab Investment Management Inc 1,501,732 10.44 1,422,681 13.93
IWN - iShares Russell 2000 Value ETF 1,399,172 10.44 1,434,701 13.93
Name Current Shares Current PPS Previous Shares Previous PPS
Cubist Systematic Strategies, LLC 52,530 10.43 0
HAP Trading, LLC 47,800 2.47 46,600 0.67
Graham Capital Management, L.P. 42,339 10.44 0
Millennium Management Llc 31,131 10.44 0
All Season Financial Advisors, Inc. 29,642 10.42 0
Sei Investments Co 23,764 10.44 0
PEAK6 Investments LLC 11,900 10.42 0
Point72 Hong Kong Ltd 10,934 10.43 0
CoreCap Advisors, LLC 1,000 10.00 0
Tradition Wealth Management, LLC 971 10.30 0
HDG - ProShares Hedge Replication ETF 516 13.57 617 12.97
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 95 10.53 99 10.10
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 680,755 24,521,159 23,840,404 13.93 2.86
Morgan Stanley 605,304 2,237,482 10.44 1,632,178 13.93 37.09
Citadel Advisors Llc 324,773 570,021 10.44 245,248 13.93 132.43
Balyasny Asset Management Llc 292,287 884,255 10.44 591,968 13.93 49.38
IJS - iShares S&P Small-Cap 600 Value ETF 284,275 2,457,018 10.44 2,172,743 13.93 13.08
State Street Corp 122,504 5,263,454 10.78 5,140,950 14.27 2.38
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 113,191 4,196,661 10.44 4,083,470 13.93 2.77
FNDA - Schwab Fundamental U.S. Small Company Index ETF 112,930 413,123 12.73 300,193 13.05 37.62
XSVM - Invesco S&P SmallCap Value with Momentum ETF 105,464 466,750 12.04 361,286 13.65 29.19
Tudor Investment Corp Et Al 96,062 206,713 10.44 110,651 13.93 86.82
American Financial Group Inc 84,600 105,154 10.44 20,554 13.91 411.60
Charles Schwab Investment Management Inc 79,051 1,501,732 10.44 1,422,681 13.93 5.56
Bnp Paribas Arbitrage, Sa 77,137 129,604 10.44 52,467 13.93 147.02
Vanguard Group Inc 76,741 15,122,940 10.44 15,046,199 13.93 0.51
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP SSGA Small-Mid Cap 200 Fund Standard Class 71,400 176,121 10.44 104,721 13.93 68.18
Goldman Sachs Group Inc 69,432 991,840 10.44 922,408 13.93 7.53
IWM - iShares Russell 2000 ETF 57,755 3,230,427 10.44 3,172,672 13.93 1.82
FSSNX - Fidelity Small Cap Index Fund 57,321 1,089,109 12.04 1,031,788 13.65 5.56
Mirae Asset Global Investments Co., Ltd. 55,542 753,967 10.44 698,425 13.93 7.95
Cubist Systematic Strategies, LLC 52,530 52,530 10.43 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Allspring Global Investments Holdings, LLC 2,992,294 2,968,247 10.44 5,960,541 13.93 -50.20
Invesco Ltd. 599,640 2,115,905 10.44 2,715,545 13.93 -22.08
REM - iShares Mortgage Real Estate ETF 501,159 1,948,929 10.44 2,450,088 13.93 -20.45
First Trust Advisors Lp 424,637 350,090 10.44 774,727 13.93 -54.81
Citigroup Inc 267,548 70,490 10.44 338,038 13.93 -79.15
Renaissance Technologies Llc 240,000 364,940 10.44 604,940 13.93 -39.67
Jpmorgan Chase & Co 223,166 177,326 10.44 400,492 13.93 -55.72
IJR - iShares Core S&P Small-Cap ETF 212,020 9,226,821 10.44 9,438,841 13.93 -2.25
Advisors Asset Management, Inc. 172,715 450,516 10.44 623,231 13.93 -27.71
MORT - VanEck Vectors Mortgage REIT Income ETF 137,742 671,902 12.04 809,644 13.65 -17.01
XSLV - Invesco S&P SmallCap Low Volatility ETF 135,073 485,399 12.73 620,472 13.05 -21.77
Geode Capital Management, Llc 125,899 2,356,769 10.44 2,482,668 13.93 -5.07
UBS Group AG 100,870 163,647 10.44 264,517 13.93 -38.13
Bank of New York Mellon Corp 84,317 1,293,993 10.44 1,378,310 13.93 -6.12
Wells Fargo & Company/mn 84,074 117,010 10.44 201,084 13.93 -41.81
Nisa Investment Advisors, Llc 77,603 67,170 10.44 144,773 13.93 -53.60
SDIV - Global X SuperDividend ETF 74,825 696,693 12.04 771,518 13.65 -9.70
Principal Financial Group Inc 67,091 816,612 10.44 883,703 13.93 -7.59
Bank Of America Corp /de/ 66,861 341,762 10.44 408,623 13.92 -16.36
Barclays Plc 65,446 41,584 10.44 107,030 13.93 -61.15
Name Current Puts
Name Current Calls
Proequities, Inc. 0
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Previous Puts
Proequities, Inc. 0
EMG Holdings, L.P. 0
Colony Capital, Inc. 0
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
HAP Trading, LLC 1,200 47,800 46,600 2.58
Simplex Trading, Llc 41,100 78,700 37,600 109.31
Parallax Volatility Advisers, L.P. 250,000 2,130,200 1,880,200 13.30
Name Increased Calls Current Calls Previous Calls Percentage Increase
Jane Street Group, Llc 9,300 30,800 21,500 43.26
PEAK6 Investments LLC 11,900 11,900 0 0.00
Susquehanna International Group, Llp 17,400 99,900 82,500 21.09
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 5,500 67,500 73,000 -7.53
Wolverine Trading, Llc 4,900 23,000 27,900 -17.56
Name

Past Week Analysis

Name Shares PPS
BBTSX - Bridge Builder Tax Managed Small/Mid Cap Fund 2,651 10.56
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
IJR - iShares Core S&P Small-Cap ETF 9,226,821 10.44 9,438,841 13.93
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 4,196,661 10.44 4,083,470 13.93
NAESX - Vanguard Small-Cap Index Fund Investor Shares 3,517,937 10.44 3,522,800 13.93
IWM - iShares Russell 2000 ETF 3,230,427 10.44 3,172,672 13.93
IJS - iShares S&P Small-Cap 600 Value ETF 2,457,018 10.44 2,172,743 13.93
ESPAX - Wells Fargo Special Small Cap Value Fund Class A 2,402,190 10.44 2,423,353 13.93
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 2,339,314 10.44 2,307,189 13.93
REM - iShares Mortgage Real Estate ETF 1,948,929 10.44 2,450,088 13.93
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,748,903 10.44 1,727,299 13.93
IWN - iShares Russell 2000 Value ETF 1,399,172 10.44 1,434,701 13.93
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 1,129,646 10.44 1,122,946 13.93
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 1,115,095 10.44 1,096,689 13.93
SPSM - SPDR(R) Portfolio Small Cap ETF 619,381 10.44 598,700 13.93
JNL SERIES TRUST - JNL Small Cap Index Fund (I) 357,663 10.44 357,663 13.93
SLY - SPDR(R) S & P 600 Small Cap ETF 243,730 10.44 243,095 13.93
Brighthouse Funds Trust I - Brighthouse Small Cap Value Portfolio Class A 236,845 10.44 218,393 13.93
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 219,713 10.44 217,229 13.93
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 186,631 10.44 186,631 13.93
ITOT - iShares Core S&P Total U.S. Stock Market ETF 138,266 10.44 126,604 13.93
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 129,837 10.44 107,546 13.93
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 124,279 10.44 107,719 13.93
LSPAX - LoCorr Spectrum Income Fund Class A 123,535 10.44 123,535 13.93
VBINX - Vanguard Balanced Index Fund Investor Shares 120,100 10.44 120,100 13.93
QCSTRX - Stock Account Class R1 114,365 10.44 117,900 13.93
FISVX - Fidelity Small Cap Value Index Fund 102,441 10.44 90,598 13.93
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 99,066 10.44 105,086 13.93
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 88,487 10.44 88,487 13.93
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 86,507 10.44 86,507 13.93
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 80,349 10.44 81,225 13.92
OASVX - Optimum Small-mid Cap Value Fund Class A 77,600 10.44 77,600 13.93
NSIDX - Northern Small Cap Index Fund 74,898 10.44 77,827 13.93
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 70,548 10.45 70,548 13.93
QCEQRX - Equity Index Account Class R1 68,911 10.43 68,911 13.93
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 60,323 10.44 60,323 13.93
BBVSX - Bridge Builder Small/Mid Cap Value Fund 51,914 10.44 47,633 13.94
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 46,637 10.44 46,637 13.94
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 46,437 10.44 55,637 13.93
IWV - iShares Russell 3000 ETF 41,344 10.45 41,479 13.93
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 39,891 10.43 39,891 13.94
SSMHX - State Street Small/mid Cap Equity Index Portfolio 35,249 10.44 31,749 13.92
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 33,215 10.45 33,215 13.94
MMSCX - Praxis Small Cap Index Fund Class A 31,690 10.44 31,690 13.92
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 31,064 10.43 31,064 13.94
SMVIX - Simt Small Cap Value Fund Class I 30,011 10.43 30,011 13.93
JESIX - Small Cap Index Trust NAV 28,282 10.43 29,843 13.94
PEXMX - T. Rowe Price Extended Equity Market Index Fund 24,600 10.45 24,600 13.94
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 23,320 10.42 22,832 13.93
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 20,927 10.42 19,684 13.92
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 20,659 10.46 20,659 13.94
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 18,219 10.43 17,446 13.93
SPTM - SPDR(R) Portfolio Total Stock Market ETF 17,852 10.42 17,753 13.91
EQ ADVISORS TRUST - EQ/Common Stock Index Portfolio Class IA 17,300 10.46 17,300 13.93
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 16,232 10.41 16,318 13.91
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 16,105 10.43 15,108 13.90
USMIX - Extended Market Index Fund 15,208 10.46 15,012 13.92
OHIO NATIONAL FUND INC - ON Janus Henderson Venture Portfolio 11,680 10.45 11,680 13.96
QSMLX - AQR Small Cap Multi-Style Fund Class I 10,665 10.41 10,665 13.97
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 9,746 10.47 10,092 13.97
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 8,348 10.42 6,605 13.93
BDO Wealth Advisors, LLC 8,334 10.44 8,334 13.92
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 7,484 10.42 5,871 13.97
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 6,264 10.38 6,725 13.98
Profunds - Profund Vp Small-cap Value 6,027 10.45 7,780 13.88
TMVAX - RBC Microcap Value Fund A Shares 5,968 10.39 5,968 13.91
TRZIX - T. Rowe Price Small-Cap Index Fund 5,448 10.46 4,958 13.92
XJR - iShares ESG Screened S&P Small-Cap ETF 4,559 10.53 3,454 13.90
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 3,878 10.31 3,878 13.92
VLU - SPDR S&P 1500 Value Tilt ETF 3,487 10.32 3,868 13.96
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 3,465 10.39 3,917 14.04
RNSC - Small Cap US Equity Select ETF 3,399 10.30 3,323 13.84
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 3,391 10.32 3,391 13.86
JETSX - Total Stock Market Index Trust NAV 3,205 10.30 3,205 14.04
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 3,041 10.52 1,215 13.99
TLSTX - Stock Index Fund 2,943 10.53 2,943 13.93
NCGFX - New Covenant Growth Fund 2,686 10.42 2,686 13.78
TMLDX - Thrivent Multidimensional Income Fund Class S 2,200 10.45 2,200 14.09
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,721 10.46 1,601 13.74
THRIVENT SERIES FUND INC - Thrivent Multidimensional Income Portfolio Class A 1,700 10.59 1,700 14.12
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 1,082 10.17 1,384 13.73
RYRRX - Russell 2000 Fund Class A 996 10.04 986 14.20
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 628 11.15 740 13.51
Profunds - Profund Vp Ultrasmall-cap 511 9.78 706 14.16
Profunds - Profund Vp Small-cap 432 11.57 443 13.54
RYMKX - Russell 2000 1.5x Strategy Fund Class H 302 9.93 353 14.16
MMTM - SPDR S&P 1500 Momentum Tilt ETF 207 9.66 219 13.70
VQNPX - Vanguard Growth and Income Fund Investor Shares 121 8.26 121 16.53
Name Current Shares Current PPS Previous Shares Previous PPS
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 95 10.53 99 10.10
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IJS - iShares S&P Small-Cap 600 Value ETF 284,275 2,457,018 10.44 2,172,743 13.93 13.08
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 113,191 4,196,661 10.44 4,083,470 13.93 2.77
IWM - iShares Russell 2000 ETF 57,755 3,230,427 10.44 3,172,672 13.93 1.82
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 32,125 2,339,314 10.44 2,307,189 13.93 1.39
THRIVENT SERIES FUND INC - Thrivent Small Cap Index Portfolio Class A 22,291 129,837 10.44 107,546 13.93 20.73
VEXMX - Vanguard Extended Market Index Fund Investor Shares 21,604 1,748,903 10.44 1,727,299 13.93 1.25
SPSM - SPDR(R) Portfolio Small Cap ETF 20,681 619,381 10.44 598,700 13.93 3.45
Brighthouse Funds Trust I - Brighthouse Small Cap Value Portfolio Class A 18,452 236,845 10.44 218,393 13.93 8.45
SLYV - SPDR(R) S & P 600 Small Cap Value ETF 18,406 1,115,095 10.44 1,096,689 13.93 1.68
MXISX - Great-West S&P Small Cap 600 Index Fund Investor Class 16,560 124,279 10.44 107,719 13.93 15.37
FISVX - Fidelity Small Cap Value Index Fund 11,843 102,441 10.44 90,598 13.93 13.07
ITOT - iShares Core S&P Total U.S. Stock Market ETF 11,662 138,266 10.44 126,604 13.93 9.21
VTMSX - Vanguard Tax-Managed Small-Cap Fund Admiral Shares 6,700 1,129,646 10.44 1,122,946 13.93 0.60
BBVSX - Bridge Builder Small/Mid Cap Value Fund 4,281 51,914 10.44 47,633 13.94 8.99
SSMHX - State Street Small/mid Cap Equity Index Portfolio 3,500 35,249 10.44 31,749 13.92 11.02
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 2,484 219,713 10.44 217,229 13.93 1.14
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,826 3,041 10.52 1,215 13.99 150.29
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 1,743 8,348 10.42 6,605 13.93 26.39
RYAZX - S&P SmallCap 600 Pure Value Fund Class H 1,613 7,484 10.42 5,871 13.97 27.47
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 1,243 20,927 10.42 19,684 13.92 6.31
XJR - iShares ESG Screened S&P Small-Cap ETF 1,105 4,559 10.53 3,454 13.90 31.99
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 997 16,105 10.43 15,108 13.90 6.60
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 773 18,219 10.43 17,446 13.93 4.43
SLY - SPDR(R) S & P 600 Small Cap ETF 635 243,730 10.44 243,095 13.93 0.26
TRZIX - T. Rowe Price Small-Cap Index Fund 490 5,448 10.46 4,958 13.92 9.88
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 488 23,320 10.42 22,832 13.93 2.14
USMIX - Extended Market Index Fund 196 15,208 10.46 15,012 13.92 1.31
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 120 1,721 10.46 1,601 13.74 7.50
SPTM - SPDR(R) Portfolio Total Stock Market ETF 99 17,852 10.42 17,753 13.91 0.56
RNSC - Small Cap US Equity Select ETF 76 3,399 10.30 3,323 13.84 2.29
RYRRX - Russell 2000 Fund Class A 10 996 10.04 986 14.20 1.01
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
REM - iShares Mortgage Real Estate ETF 501,159 1,948,929 10.44 2,450,088 13.93 -20.45
IJR - iShares Core S&P Small-Cap ETF 212,020 9,226,821 10.44 9,438,841 13.93 -2.25
IWN - iShares Russell 2000 Value ETF 35,529 1,399,172 10.44 1,434,701 13.93 -2.48
ESPAX - Wells Fargo Special Small Cap Value Fund Class A 21,163 2,402,190 10.44 2,423,353 13.93 -0.87
JNL SERIES TRUST - JNL/RAFI Multi-Factor U.S. Equity Fund (I) 9,200 46,437 10.44 55,637 13.93 -16.54
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL Small Cap Stock Index Fund Class 2 6,020 99,066 10.44 105,086 13.93 -5.73
NAESX - Vanguard Small-Cap Index Fund Investor Shares 4,863 3,517,937 10.44 3,522,800 13.93 -0.14
QCSTRX - Stock Account Class R1 3,535 114,365 10.44 117,900 13.93 -3.00
NSIDX - Northern Small Cap Index Fund 2,929 74,898 10.44 77,827 13.93 -3.76
Profunds - Profund Vp Small-cap Value 1,753 6,027 10.45 7,780 13.88 -22.53
JESIX - Small Cap Index Trust NAV 1,561 28,282 10.43 29,843 13.94 -5.23
BNY MELLON INVESTMENT PORTFOLIOS - Small Cap Stock Index Portfolio - Service Shares 876 80,349 10.44 81,225 13.92 -1.08
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 461 6,264 10.38 6,725 13.98 -6.86
RYDEX VARIABLE TRUST - S&P SmallCap 600 Pure Value Fund Variable Annuity 452 3,465 10.39 3,917 14.04 -11.54
VLU - SPDR S&P 1500 Value Tilt ETF 381 3,487 10.32 3,868 13.96 -9.85
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 346 9,746 10.47 10,092 13.97 -3.43
MFUS - PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF 302 1,082 10.17 1,384 13.73 -21.82
Profunds - Profund Vp Ultrasmall-cap 195 511 9.78 706 14.16 -27.62
IWV - iShares Russell 3000 ETF 135 41,344 10.45 41,479 13.93 -0.33
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 112 628 11.15 740 13.51 -15.14
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 86 16,232 10.41 16,318 13.91 -0.53
RYMKX - Russell 2000 1.5x Strategy Fund Class H 51 302 9.93 353 14.16 -14.45
MMTM - SPDR S&P 1500 Momentum Tilt ETF 12 207 9.66 219 13.70 -5.48
Profunds - Profund Vp Small-cap 11 432 11.57 443 13.54 -2.48
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 4 95 10.53 99 10.10 -4.04
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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