Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 741 28.00 10.87 10.75
Previous Quarter 792 27.00 10.86 10.70

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 10 133 37 103 75 43
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 0 0 1
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 4 0 14 16 14 9
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 63,140,235 13.22 5.67 62,288,829 13.04 10.82
Previous Quarter 33,219,796 6.95 10.86 62,724,767 13.13 10.81

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
BlackRock Inc. 32,917,158 10.87
Invesco Ltd. 31,346,762
Vanguard Group Inc 31,315,528 10.87
VANGUARD GROUP INC 31,049,765
Invesco Ltd. 30,660,517 10.87
BlackRock Inc. 30,173,928
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 22,394,063 10.86
Bank of New York Mellon Corp 19,257,577 10.87
Dimensional Fund Advisors Lp 10,634,704 10.87
State Street Corp 9,361,277 10.87
IJH - iShares Core S&P Mid-Cap ETF 9,206,267 10.87
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 8,965,033 10.87
NAESX - Vanguard Small-Cap Index Fund Investor Shares 7,782,499 10.87
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 7,708,017 10.04
Northern Trust Corp 5,777,893 10.87
Clearbridge Investments, LLC 5,422,293 10.87
First Trust Advisors Lp 5,221,579 10.87
RR Advisors, LLC 5,136,000 10.87
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 5,097,110 10.87
Mirae Asset Global Investments Co., Ltd. 4,878,613 10.87

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 32,917,158 10.87
Vanguard Group Inc 31,315,528 10.87
Invesco Ltd. 30,660,517 10.87
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 20,794,063 10.04
Bank of New York Mellon Corp 19,257,577 10.87
Dimensional Fund Advisors Lp 10,634,704 10.87
State Street Corp 9,361,277 10.87
IJH - iShares Core S&P Mid-Cap ETF 9,206,267 10.87
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 8,965,033 10.87
NAESX - Vanguard Small-Cap Index Fund Investor Shares 7,782,499 10.87
MLPEX - Invesco Oppenheimer SteelPath MLP Select 40 Fund Class C 7,708,017 10.04
Northern Trust Corp 5,777,893 10.87
Clearbridge Investments, LLC 5,422,293 10.87
First Trust Advisors Lp 5,221,579 10.87
RR Advisors, LLC 5,136,000 10.87
VISVX - Vanguard Small-Cap Value Index Fund Investor Shares 5,097,110 10.87
Mirae Asset Global Investments Co., Ltd. 4,878,613 10.87
Neuberger Berman Group LLC 4,559,923 10.87
VEXMX - Vanguard Extended Market Index Fund Investor Shares 4,307,562 10.87
Geode Capital Management, Llc 4,089,498 10.87

 

Recent Quarter Analysis

Name Shares PPS
VANGUARD GROUP INC 31,049,765
FNDA - Schwab Fundamental U.S. Small Company Index ETF 94,112 10.86
FTLS - First Trust Long/Short Equity ETF 80,651 10.27
SFSNX - Schwab Fundamental US Small Company Index Fund Institutional Shares 28,101 10.28
Dimensional ETF Trust - Dimensional US Small Cap Value ETF 17,232 10.27
Legacy Advisors, LLC 14,000 9.07
GBDV - Global Beta Smart Income ETF 605 11.57
FNDB - Schwab Fundamental U.S. Broad Market Index ETF 545 11.01
Massmutual Trust Co Fsb/adv 503
Steward Financial Group LLC 254 7.87
Name Shares PPS
Susquehanna International Group, Llp 1,031,300 10.87
GLPAX - Goldman Sachs MLP Energy Infrastructure Fund Class A Shares 862,500 9.71
SMMV - iShares Edge MSCI Min Vol USA Small-Cap ETF 397,903 10.64
MASTER LARGE CAP SERIES LLC - Master Advantage Large Cap Core Portfolio 341,639 10.42
VSEQX - Vanguard Strategic Equity Fund Investor Shares 258,978 10.42
VTMFX - Vanguard Tax-Managed Balanced Fund Admiral Shares 191,214 10.42
Simplex Trading, Llc 87,400 10.87
BBSC - JPMorgan BetaBuilders U.S. Small Cap Equity ETF 75,133 10.63
GraniteShares ETF Trust - GraniteShares HIPS US High Income ETF 69,544 10.43
SUVAX - PGIM QMA LARGE-CAP VALUE FUND Class A 58,200 9.71
DFA INVESTMENT DIMENSIONS GROUP INC - U.S. Social Core Equity 2 Portfolio Shares 56,106 10.64
AIEQ - AI Powered Equity ETF 53,670 10.42
Forethought Variable Insurance Trust - Global Atlantic BlackRock Disciplined Core Portfolio Class I Shares 51,762 10.41
Two Sigma Investments, Lp 51,524 10.87
Two Sigma Investments, Lp 51,524 10.87
TILDX - DCM/INNOVA High Dividend Income Innovation Fund 40,203 10.65
Harvest Investment Services, LLC 38,483 10.86
Alternative Strategies Fund 35,134 10.42
BlackRock Variable Series Funds, Inc. - BlackRock Advantage Large Cap Core V.I. Fund Class I 33,251 10.41
BLACKROCK LARGE CAP SERIES FUNDS, INC. - BlackRock Advantage Large Cap Value Fund Investor A 31,747 9.70
PTMC - Pacer Trendpilot US Mid Cap ETF 31,480 10.64
IIFAX - Voya Balanced Income Portfolio Class ADV 31,286 10.42
Harbor Financial Services, Llc 28,875 10.42
BlackRock Advantage U.S. Total Market Fund, Inc. - BlackRock Advantage U.S. Total Market Fund, Inc. Investor A 27,834 10.42
Balyasny Asset Management Llc 25,000 10.88
PAMC - Pacer Lunt MidCap Multi-Factor Alternator ETF 24,813 10.64
OHIO NATIONAL FUND INC - ON Federated Strategic Value Dividend Portfolio 21,729 10.40
BlackRock Series Fund, Inc. - BlackRock Balanced Capital Portfolio 21,662 10.43
OHIO NATIONAL FUND INC - ON BlackRock Advantage Large Cap Core Portfolio 16,267 10.45
BlackRock Variable Series Funds, Inc. - BlackRock Advantage U.S. Total Market V.I. Fund Class I 15,064 10.42
Brookstone Capital Management 14,882 10.89
Cutler Group LP 14,700 0.75
Forethought Variable Insurance Trust - Global Atlantic BlackRock Disciplined Value Portfolio Class I Shares 13,036 10.43
BlackRock Series Fund, Inc. - BlackRock Advantage Large Cap Core Portfolio 12,356 10.44
MFS VARIABLE INSURANCE TRUST III - MFS Blended Research Small Cap Equity Portfolio Initial Class 11,334 10.41
World Asset Management Inc 11,021 10.43
BlackRock Variable Series Funds, Inc. - BlackRock Advantage Large Cap Value V.I. Fund Class I 8,698 10.46
OHIO NATIONAL FUND INC - ON BlackRock Balanced Allocation Portfolio 7,745 10.46
MORGAN STANLEY INSTITUTIONAL FUND TRUST - Dynamic Value Portfolio Class IS 7,265 10.46
ADVANCED SERIES TRUST - AST BlackRock Global Strategies Portfolio 6,521 10.43
MML Series Investment Fund II - MML Equity Rotation Fund Class II 6,445 10.40
Sonora Investment Management, LLC 5,000 10.40
Fortis Advisors, LLC 3,793 1.05
Forethought Variable Insurance Trust - Global Atlantic BlackRock Disciplined Growth Portfolio Class I Shares 3,521 10.51
IFP Advisors, Inc 2,778 9.72
RECS - Columbia Research Enhanced Core ETF 1,744 10.89
REVS - Columbia Research Enhanced Value ETF 1,442 10.40
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST - LVIP BlackRock Advantage Allocation Fund Standard Class 843 10.68
Berman Capital Advisors, LLC 404 9.90
Money Concepts Capital Corp 300 10.00
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 200 10.00
McCarthy Asset Management, Inc. 187 10.70
GONIX - Gotham Neutral Fund Institutional Class 1
Edge Wealth Management LLC
Howe & Rusling Inc
Patriot Financial Group Insurance Agency, LLC
Caption Management, LLC
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management
Ontario Teachers Pension Plan Board
Sierra Capital LLC
Public Sector Pension Investment Board
Graticule Asia Macro Advisors LLC
FourThought Financial, LLC
Prelude Capital Management, Llc
Schroder Investment Management Group
Maverick Capital Ltd
NN Investment Partners Holdings N.V.
Wambolt & Associates, LLC
Teza Capital Management LLC
Townsquare Capital Llc
AMP Capital Investors Ltd
Creative Planning
Paloma Partners Management Co
Jennison Associates Llc
Koshinski Asset Management, Inc.
Farmers & Merchants Investments Inc
Pallas Capital Advisors LLC
Capital Asset Advisory Services LLC
Cahill Financial Advisors Inc
Metropolitan Life Insurance Co/ny
Key Colony Management, LLC
Pitcairn Co
Cushing Asset Management, Lp
Belvedere Trading LLC
Sugarloaf Wealth Management, LLC
Assetmark, Inc
McIlrath & Eck, LLC
Mackenzie Financial Corp
Sageworth Trust Co
Altegris Kkr Commitments Master Fund
Cohen & Steers, Inc.
TrimTabs Asset Management, LLC
Cookson Peirce & Co Inc
Signaturefd, Llc
Dynamic Technology Lab Private Ltd
Quantbot Technologies LP
Coldstream Capital Management Inc
Institutional & Family Asset Management, Llc
Blueshift Asset Management, LLC
Sei Investments Co
Cypress Capital Management LLC (WY)
Boston Private Wealth Llc
PKW - Invesco BuyBack Achievers ETF
Hrt Financial Lp
Voloridge Investment Management, Llc
Jaffetilchin Investment Partners, LLC
Massachusetts Financial Services Co /ma/
AE Wealth Management LLC
Progeny 3, Inc.
Financial Advisory Corp /ut/ /adv
Systematic Alpha Investments, LLC
Camden Capital, LLC
Squarepoint Ops LLC
Pacitti Group Inc.
Etf Managers Group, Llc
Norges Bank
CastleArk Alternatives, LLC
Point72 Hong Kong Ltd
Tinicum Inc
Sante Capital Fund, LP
Belvedere Trading LLC
Mach-1 Financial Group, Inc.
Jump Financial, LLC
D'Orazio & Associates, Inc.
Henrickson Nauta Wealth Advisors, Inc.
Mountain Lake Investment Management LLC
Algert Global Llc
Gsa Capital Partners Llp
Atom Investors LP
XTX Topco Ltd
Aigen Investment Management, Lp
Aquatic Capital Management LLC
Echo Street Capital Management LLC
Name Current Shares Current PPS Previous Shares Previous PPS
Invesco Ltd. 31,346,762 30,660,517 10.87
Chickasaw Capital Management Llc 2,678,071 9.05 2,702,931 10.87
Shah Capital Management 2,106,196 9.05 1,956,196 10.87
FNX - First Trust Mid Cap Core AlphaDEX Fund 211,193 10.27 143,236 10.64
Strs Ohio 141,288 9.05 117,156 10.87
Commonwealth Equity Services, Llc 133,600 9.05 87,683 10.87
Ziegler Capital Management, LLC 129,468 9.05 125,914 10.87
Cambridge Investment Research Advisors, Inc. 127,358 9.05 99,908 10.87
Oregon Public Employees Retirement Fund 93,103 9.05 104,003 10.87
State of Alaska, Department of Revenue 89,208 9.05 125,667 10.86
Louisiana State Employees Retirement System 85,400 9.95 85,000 11.45
Clear Harbor Asset Management, LLC 81,550 9.05 74,750 10.88
Spirit Of America Management Corp/ny 62,100 9.05 62,100 10.87
MAI Capital Management 62,004 9.05 62,695 10.86
Vista Private Wealth Partners. LLC 56,257 9.01 56,257 10.90
New Mexico Educational Retirement Board 51,100 9.04 59,300 10.88
All Season Financial Advisors, Inc. 37,810 9.05 37,484 10.86
JGP Wealth Management, LLC 37,216 8.92 35,609 10.90
Truist Financial Corp 27,965 9.05 30,940 10.89
Private Advisor Group, LLC 26,840 9.05 21,965 10.88
Name Current Shares Current PPS Previous Shares Previous PPS
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 22,394,063 10.86 20,794,063 10.04
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 3,989,632 10.27 3,153,245 9.95
FXN - First Trust Energy AlphaDEX Fund 3,870,867 10.27 1,915,761 9.95
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 2,319,738 10.86 2,278,924 10.04
Clearbridge Energy Mlp Fund Inc. 2,133,680 10.86 2,033,680 10.04
Clearbridge Energy Mlp Opportunity Fund Inc. 1,864,186 10.86 1,864,186 10.04
DFSTX - U.s. Small Cap Portfolio - Institutional Class 1,341,804 10.27 1,271,853 9.95
VYM - Vanguard High Dividend Yield Index Fund ETF Shares 1,303,597 10.27 1,309,796 9.95
SCHA - Schwab U.S. Small-Cap ETF 1,295,157 10.86 1,332,068 10.04
Clearbridge Energy Mlp Total Return Fund Inc. 1,060,032 10.86 1,040,032 10.04
SDIV - Global X SuperDividend ETF 958,942 10.27 1,090,710 9.95
QDF - FlexShares Quality Dividend Index Fund 832,524 10.27 816,425 9.95
IYE - iShares U.S. Energy ETF 827,036 10.27 720,629 9.95
FSMDX - Fidelity Mid Cap Index Fund 820,130 10.27 753,204 9.95
SCHM - Schwab U.S. Mid-Cap ETF 789,481 10.86 774,332 10.04
TPYP - Tortoise North American Pipeline Fund 734,475 10.86 673,172 10.04
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 716,643 10.27 731,914 9.95
RFG - Invesco S&P MidCap 400 Pure Growth ETF 556,642 10.27 641,524 9.95
NTIAX - Columbia Mid Cap Index Fund Class A 417,992 10.86 416,481 10.04
DFVEX - U.s. Vector Equity Portfolio - Institutional Class 382,870 10.27 350,503 9.95
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
FXN - First Trust Energy AlphaDEX Fund 1,955,106 3,870,867 10.27 1,915,761 9.95 102.05
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 1,600,000 22,394,063 10.86 20,794,063 10.04 7.69
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 836,387 3,989,632 10.27 3,153,245 9.95 26.52
Invesco Ltd. 686,245 31,346,762 30,660,517 10.87 2.24
Shah Capital Management 150,000 2,106,196 9.05 1,956,196 10.87 7.67
DFEOX - U.s. Core Equity 1 Portfolio - Institutional Class 119,930 271,935 10.27 152,005 9.95 78.90
IYE - iShares U.S. Energy ETF 106,407 827,036 10.27 720,629 9.95 14.77
Clearbridge Energy Mlp Fund Inc. 100,000 2,133,680 10.86 2,033,680 10.04 4.92
EGLAX - Eagle MLP Strategy Fund Class A Shares 82,000 258,000 10.27 176,000 9.95 46.59
DFAC - Dimensional U.S. Core Equity 2 ETF 72,928 346,772 10.27 273,844 9.95 26.63
DFSTX - U.s. Small Cap Portfolio - Institutional Class 69,951 1,341,804 10.27 1,271,853 9.95 5.50
FNX - First Trust Mid Cap Core AlphaDEX Fund 67,957 211,193 10.27 143,236 10.64 47.44
FSMDX - Fidelity Mid Cap Index Fund 66,926 820,130 10.27 753,204 9.95 8.89
FNY - First Trust Mid Cap Growth AlphaDEX Fund 66,423 128,749 10.27 62,326 9.95 106.57
TPYP - Tortoise North American Pipeline Fund 61,303 734,475 10.86 673,172 10.04 9.11
Commonwealth Equity Services, Llc 45,917 133,600 9.05 87,683 10.87 52.37
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 40,814 2,319,738 10.86 2,278,924 10.04 1.79
XMVM - Invesco S&P MidCap Value with Momentum ETF 40,338 202,225 10.27 161,887 9.95 24.92
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 39,897 327,498 10.27 287,601 9.95 13.87
DFAS - Dimensional U.S. Small Cap ETF 33,970 237,914 10.27 203,944 9.95 16.66
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
SDIV - Global X SuperDividend ETF 131,768 958,942 10.27 1,090,710 9.95 -12.08
RFG - Invesco S&P MidCap 400 Pure Growth ETF 84,882 556,642 10.27 641,524 9.95 -13.23
Transform Wealth, LLC 64,172 26,651 9.04 90,823 10.87 -70.66
GLEAX - Goldman Sachs MLP & Energy Fund Class A Shares 62,710 338,713 10.86 401,423 10.04 -15.62
Morningstar Funds Trust - Morningstar U.S. Equity Fund 39,644 167,237 10.27 206,881 9.95 -19.16
SCHA - Schwab U.S. Small-Cap ETF 36,911 1,295,157 10.86 1,332,068 10.04 -2.77
State of Alaska, Department of Revenue 36,459 89,208 9.05 125,667 10.86 -29.01
JPUS - JPMorgan Diversified Return U.S. Equity ETF 27,021 172,903 10.27 199,924 9.95 -13.52
Chickasaw Capital Management Llc 24,860 2,678,071 9.05 2,702,931 10.87 -0.92
FZFLX - Fidelity SAI Small-Mid Cap 500 Index Fund 22,301 36,230 10.27 58,531 9.94 -38.10
TAAAX - Thrivent Aggressive Allocation Fund Class A 19,438 7,094 10.29 26,532 9.95 -73.26
AALGX - Thrivent Global Stock Fund Class A 19,005 13,206 10.30 32,211 9.93 -59.00
TMAAX - Thrivent Moderately Aggressive Allocation Fund Class A 18,828 20,258 10.27 39,086 9.95 -48.17
BUL - Pacer US Cash Cows Growth ETF 16,742 4,654 10.31 21,396 9.96 -78.25
DFFVX - U.S. Targeted Value Portfolio - Institutional Class 15,271 716,643 10.27 731,914 9.95 -2.09
THMAX - Thrivent Moderate Allocation Fund Class A 14,248 17,977 10.29 32,225 9.96 -44.21
DWAS - Invesco DWA SmallCap Momentum ETF 11,081 144,955 10.86 156,036 10.04 -7.10
Oregon Public Employees Retirement Fund 10,900 93,103 9.05 104,003 10.87 -10.48
New Mexico Educational Retirement Board 8,200 51,100 9.04 59,300 10.88 -13.83
Dfa Investment Dimensions Group Inc - Va U.s. Targeted Value Portfolio 7,120 64,094 10.27 71,214 9.96 -10.00
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Belvedere Trading LLC 0
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name
REUYX - Sustainable Equity Fund Class Y

Past Week Analysis

Name Shares PPS
FNDA - Schwab Fundamental U.S. Small Company Index ETF 94,112 10.86
Legacy Advisors, LLC 14,000 9.07
FNDB - Schwab Fundamental U.S. Broad Market Index ETF 545 11.01
Steward Financial Group LLC 254 7.87
Name Shares PPS
Name Current Shares Current PPS Previous Shares Previous PPS
Shah Capital Management 2,106,196 9.05 1,956,196 10.87
Strs Ohio 141,288 9.05 117,156 10.87
Ziegler Capital Management, LLC 129,468 9.05 125,914 10.87
Oregon Public Employees Retirement Fund 93,103 9.05 104,003 10.87
Louisiana State Employees Retirement System 85,400 9.95 85,000 11.45
Clear Harbor Asset Management, LLC 81,550 9.05 74,750 10.88
New Mexico Educational Retirement Board 51,100 9.04 59,300 10.88
Truist Financial Corp 27,965 9.05 30,940 10.89
Hartford Investment Management Co 26,148 9.06 26,148 10.86
Spire Wealth Management 17,590 9.04 17,592 10.86
Geneos Wealth Management Inc. 10,001 9.20 10,001 10.80
Sandy Spring Bank 3,569 8.97 3,569 10.93
Allspring Global Investments Holdings, LLC 3,186 8.79 3,295 10.62
Umb Bank N A/mo 378 7.94 378 10.58
Name Current Shares Current PPS Previous Shares Previous PPS
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 22,394,063 10.86 20,794,063 10.04
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 2,319,738 10.86 2,278,924 10.04
Clearbridge Energy Mlp Fund Inc. 2,133,680 10.86 2,033,680 10.04
Clearbridge Energy Mlp Opportunity Fund Inc. 1,864,186 10.86 1,864,186 10.04
SCHA - Schwab U.S. Small-Cap ETF 1,295,157 10.86 1,332,068 10.04
Clearbridge Energy Mlp Total Return Fund Inc. 1,060,032 10.86 1,040,032 10.04
SCHM - Schwab U.S. Mid-Cap ETF 789,481 10.86 774,332 10.04
TPYP - Tortoise North American Pipeline Fund 734,475 10.86 673,172 10.04
NTIAX - Columbia Mid Cap Index Fund Class A 417,992 10.86 416,481 10.04
GLEAX - Goldman Sachs MLP & Energy Fund Class A Shares 338,713 10.86 401,423 10.04
SCHB - Schwab U.S. Broad Market ETF 163,572 10.86 162,731 10.04
DWAS - Invesco DWA SmallCap Momentum ETF 144,955 10.86 156,036 10.04
Tortoise Pipeline & Energy Fund, Inc. 101,317 10.86 101,317 10.04
RWK - Invesco S&P MidCap 400 Revenue ETF 21,074 10.87 24,097 10.04
SPMIX - S&P MidCap Index Fund Direct Shares 17,306 10.86 17,306 10.05
PBSM - Invesco PureBeta MSCI USA Small Cap ETF 2,633 11.01 2,319 9.92
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
MLPRX - Invesco Oppenheimer SteelPath MLP Income Fund Class C 1,600,000 22,394,063 10.86 20,794,063 10.04 7.69
Shah Capital Management 150,000 2,106,196 9.05 1,956,196 10.87 7.67
Clearbridge Energy Mlp Fund Inc. 100,000 2,133,680 10.86 2,033,680 10.04 4.92
TPYP - Tortoise North American Pipeline Fund 61,303 734,475 10.86 673,172 10.04 9.11
TORIX - Tortoise MLP & Pipeline Fund Institutional Class Shares 40,814 2,319,738 10.86 2,278,924 10.04 1.79
Strs Ohio 24,132 141,288 9.05 117,156 10.87 20.60
Clearbridge Energy Mlp Total Return Fund Inc. 20,000 1,060,032 10.86 1,040,032 10.04 1.92
SCHM - Schwab U.S. Mid-Cap ETF 15,149 789,481 10.86 774,332 10.04 1.96
Clear Harbor Asset Management, LLC 6,800 81,550 9.05 74,750 10.88 9.10
Ziegler Capital Management, LLC 3,554 129,468 9.05 125,914 10.87 2.82
NTIAX - Columbia Mid Cap Index Fund Class A 1,511 417,992 10.86 416,481 10.04 0.36
SCHB - Schwab U.S. Broad Market ETF 841 163,572 10.86 162,731 10.04 0.52
Louisiana State Employees Retirement System 400 85,400 9.95 85,000 11.45 0.47
PBSM - Invesco PureBeta MSCI USA Small Cap ETF 314 2,633 11.01 2,319 9.92 13.54
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
GLEAX - Goldman Sachs MLP & Energy Fund Class A Shares 62,710 338,713 10.86 401,423 10.04 -15.62
SCHA - Schwab U.S. Small-Cap ETF 36,911 1,295,157 10.86 1,332,068 10.04 -2.77
DWAS - Invesco DWA SmallCap Momentum ETF 11,081 144,955 10.86 156,036 10.04 -7.10
Oregon Public Employees Retirement Fund 10,900 93,103 9.05 104,003 10.87 -10.48
New Mexico Educational Retirement Board 8,200 51,100 9.04 59,300 10.88 -13.83
RWK - Invesco S&P MidCap 400 Revenue ETF 3,023 21,074 10.87 24,097 10.04 -12.55
Truist Financial Corp 2,975 27,965 9.05 30,940 10.89 -9.62
Allspring Global Investments Holdings, LLC 109 3,186 8.79 3,295 10.62 -3.31
Spire Wealth Management 2 17,590 9.04 17,592 10.86 -0.01
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name