Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 438 10.00 10.14 9.79
Previous Quarter 461 38.00 10.16 10.06

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 25 89 116 100 111 61
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 0 0 0 2 0 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 9 10 83 14 54 28
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 1 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 0 1 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 11,738,599 0.00 0.00 11,134,567 0.00 0.00
Previous Quarter 6,122,678 0.00 0.00 11,083,665 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
Polaris Venture Partners VI, L.P. 12,410,230
Rosenthal Arnon 6,560,509
BlackRock Inc. 6,003,576 9.46
Vanguard Group Inc 5,753,194 9.46
Federated Hermes, Inc. 5,656,601 9.46
VANGUARD GROUP INC 5,540,240
BlackRock Inc. 5,380,409
EcoR1 Capital, LLC 4,994,970
Fmr Llc 4,724,184 9.46
FMR LLC 4,614,728
EcoR1 Capital, LLC 4,056,548 9.46
State Street Corp 3,914,336 10.16
XBI - SPDR(R) S&P(R) Biotech ETF 2,689,044 10.16
Jpmorgan Chase & Co 2,384,091 9.46
KAUAX - Federated Kaufmann Fund Class A Shares 2,225,000 10.22
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 1,765,000 10.22
Price T Rowe Associates Inc /md/ 1,743,391 9.46
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,692,262 10.16
Franklin Resources Inc 1,598,454 9.46
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,483,911 10.16

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
BlackRock Inc. 5,824,659 10.16
Federated Hermes, Inc. 5,746,830 10.16
Vanguard Group Inc 5,708,696 10.16
Fmr Llc 4,699,589 10.16
EcoR1 Capital, LLC 4,056,548 10.16
State Street Corp 3,914,336 10.16
XBI - SPDR(R) S&P(R) Biotech ETF 2,689,044 10.16
Jpmorgan Chase & Co 2,474,889 10.16
KAUAX - Federated Kaufmann Fund Class A Shares 2,313,681 9.60
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 2,148,500 9.60
Franklin Resources Inc 1,887,790 10.16
Price T Rowe Associates Inc /md/ 1,848,125 10.16
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 1,692,262 10.16
NAESX - Vanguard Small-Cap Index Fund Investor Shares 1,483,911 10.16
IWM - iShares Russell 2000 ETF 1,404,342 10.16
FDGRX - Fidelity Growth Company Fund 1,293,921 8.86
OGGFX - JPMorgan Small Cap Growth Fund Class I 1,102,915 10.16
Geode Capital Management, Llc 1,094,057 10.16
Deerfield Management Company, L.p. (series C) 1,055,192 10.16
Euclidean Capital LLC 980,894 10.16

 

Recent Quarter Analysis

Name Shares PPS
Polaris Venture Partners VI, L.P. 12,410,230
Rosenthal Arnon 6,560,509
VANGUARD GROUP INC 5,540,240
FMR LLC 4,614,728
Point72 Asset Management, L.P. 109,200 9.46
Verition Fund Management LLC 105,590 9.46
Candriam Luxembourg S.C.A. 92,113 9.46
Graham Capital Management, L.P. 45,580 9.46
SECAX - SIIT Small Cap II Fund - Class A 42,644 10.34
TTAC - TrimTabs All Cap U.S. Free-Cash-Flow ETF 40,000 10.22
TrimTabs Asset Management, LLC 38,308 9.45
SLPAX - Siit Small Cap Fund - Class A 38,215 10.36
Jupiter Asset Management Ltd 33,122 9.45
Envestnet Asset Management Inc 32,736 9.47
Robeco Institutional Asset Management B.V. 22,341 9.49
Mercer Global Advisors Inc /adv 13,945 9.47
ISCV - iShares Morningstar Small-Cap Value ETF 12,679 10.25
Victory Capital Management Inc 11,631 9.46
Vident Investment Advisory, LLC 10,252 9.46
Texas Yale Capital Corp. 10,000 9.50
Name Shares PPS
Bank Of America Corp /de/ 229,977 10.16
Citadel Advisors Llc 223,000 10.16
Raymond James & Associates 112,859 10.16
Alkeon Capital Management Llc 100,000 10.16
FYC - First Trust Small Cap Growth AlphaDEX Fund 60,476 15.86
FYX - First Trust Small Cap Core AlphaDEX Fund 59,202 15.86
SSMAX - Siit Small Mid Cap Equity Fund - Class A 47,424 15.84
Dimensional Fund Advisors Lp 44,337 10.17
QCGLRX - Global Equities Account Class R1 40,000 20.65
SPWIX - Simt Small Cap Growth Fund Class I 39,779 20.64
Qube Research & Technologies Ltd 32,518 10.15
Squarepoint Ops LLC 23,249 10.15
First Manhattan Co 22,610 10.13
CSML - IQ Chaikin U.S. Small Cap ETF 21,019 15.84
Oppenheimer & Co Inc 18,200 10.16
Occudo Quantitative Strategies Lp 17,463 10.14
Jane Street Group, Llc 14,713 10.13
Jane Street Group, Llc 14,713 10.13
FAD - First Trust Multi Cap Growth AlphaDEX Fund 9,550 15.81
GSCYX - SMALL CAP EQUITY FUND Institutional 6,828 20.65
Hershey Trust Co 5,143 10.11
Simplex Trading, Llc 4,800 10.00
Nauset Wealth Management. LLC 2,500 14.40
PASIX - PACE Alternative Strategies Investments Class A 757 15.85
CDAZX - Multi-Manager Directional Alternative Strategies Fund Institutional Class 643 15.55
FLMFX - MUIRFIELD FUND Retail Class 608 21.38
FTDS - First Trust Total US Market AlphaDEX ETF 343 20.41
FLDFX - BALANCED FUND Retail Class 240 20.83
FLDGX - DYNAMIC ALLOCATION FUND Retail Class 222 22.52
FLSPX - SPECTRUM FUND Retail Class 203 19.70
Venture Visionary Partners LLC 100 10160.00
FLDOX - MODERATE ALLOCATION FUND Retail Class 77 25.97
Howe & Rusling Inc 50 20.00
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class 34 29.41
FLFGX - GLOBAL ALLOCATION FUND Retail Class 21
Hm Payson & Co
Pnc Financial Services Group, Inc.
Vontobel Holding Ltd.
Alpha DNA Investment Management LLC
Harbour Investments, Inc.
Meeder Asset Management Inc
O'shaughnessy Asset Management, Llc
Bellevue Asset Management, Llc
GARIX - Gotham Absolute Return Fund Institutional Class
Macroview Investment Management Llc
Voloridge Investment Management, Llc
Jump Financial, LLC
AE Wealth Management LLC
Duality Advisers, Lp
HAP Trading, LLC
Ghost Tree Capital, LLC
FFPIX - Fidelity Flex Opportunistic Insights Fund
Bamco Inc /ny/
IndexIQ Advisors LLC
Exane Derivatives
Bivin & Associates, Inc.
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp
Prospera Financial Services Inc
Axa S.a.
Quantedge Capital Pte Ltd
Transcend Wealth Collective, Llc
Solstein Capital, LLC
Prosight Management, LP
Proequities, Inc.
Fortitude Advisory Group L.L.C.
GENIX - Gotham Enhanced Return Fund Institutional Class
SEHAX - SIIT U.S. Equity Factor Allocation Fund Class A
Corton Capital Inc.
Penserra Capital Management LLC
Walleye Capital LLC
Jackson Creek Investment Advisors LLC
SG3 Management, LLC
D.a. Davidson & Co.
Kiwi Wealth Investments Limited Partnership
GONIX - Gotham Neutral Fund Institutional Class
Eaton Vance Management
Trexquant Investment LP
Delphia (USA) Inc.
SENT - AdvisorShares Alpha DNA Equity Sentiment ETF
Aspire Private Capital, LLC
Gotham Asset Management, LLC
Engineers Gate Manager LP
Annapolis Financial Services, LLC
Casdin Capital, LLC
Handelsbanken Fonder AB
AGAQX - 361 Global Long/Short Equity Fund Investor Class
First Trust Advisors Lp
D. E. Shaw & Co., Inc.
WEIZX - Weiss Alternative Balanced Risk Fund Investor Class 17.18
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 6,003,576 9.46 5,824,659 10.16
Vanguard Group Inc 5,753,194 9.46 5,708,696 10.16
Federated Hermes, Inc. 5,656,601 9.46 5,746,830 10.16
EcoR1 Capital, LLC 4,994,970 4,056,548 10.16
Fmr Llc 4,724,184 9.46 4,699,589 10.16
Jpmorgan Chase & Co 2,384,091 9.46 2,474,889 10.16
Price T Rowe Associates Inc /md/ 1,743,391 9.46 1,848,125 10.16
Franklin Resources Inc 1,598,454 9.46 1,887,790 10.16
Geode Capital Management, Llc 1,118,528 9.46 1,094,057 10.16
Deerfield Management Company, L.p. (series C) 1,055,192 9.46 1,055,192 10.16
Euclidean Capital LLC 980,894 9.46 980,894 10.16
Rubric Capital Management LP 900,000 9.46 900,000 10.16
Renaissance Technologies Llc 720,583 9.46 966,583 10.16
Aqr Capital Management Llc 656,028 9.46 352,531 10.16
Northern Trust Corp 593,807 9.46 595,993 10.16
Morgan Stanley 571,683 9.46 813,872 10.16
Goldman Sachs Group Inc 567,292 9.46 419,517 10.16
DAFNA Capital Management LLC 532,438 9.46 552,438 10.16
Charles Schwab Investment Management Inc 445,271 9.46 428,008 10.16
Two Sigma Advisers, Lp 390,700 9.46 411,300 10.16
Name Current Shares Current PPS Previous Shares Previous PPS
KAUAX - Federated Kaufmann Fund Class A Shares 2,225,000 10.22 2,313,681 9.60
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 1,765,000 10.22 2,148,500 9.60
FDGRX - Fidelity Growth Company Fund 1,267,480 10.35 1,293,921 8.86
FBIOX - Biotechnology Portfolio 914,318 10.35 914,318 8.86
QASCX - Federated MDT Small Cap Core Fund Class A Shares 886,422 10.22 754,444 9.60
QASGX - Federated MDT Small Cap Growth Fund Class A Shares 800,008 10.22 845,184 9.60
FSGRX - Franklin Small Cap Growth Fund Class A 574,200 10.22 574,200 9.60
FGKFX - Fidelity Growth Company K6 Fund 490,243 10.35 476,737 8.86
FSSNX - Fidelity Small Cap Index Fund 470,597 10.22 457,078 9.60
FBDIX - Franklin Biotechnology Discovery Fund Class A 399,945 10.22 454,545 9.60
FCGSX - Fidelity Series Growth Company Fund 326,260 10.35 300,960 8.86
FSMAX - Fidelity Extended Market Index Fund 301,062 10.35 290,689 8.86
BDSIX - BlackRock Advantage Small Cap Core Fund Institutional Shares 294,624 10.35 238,029 8.86
SCHA - Schwab U.S. Small-Cap ETF 232,942 10.35 235,193 8.86
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 196,874 10.22 248,591 9.60
AVUV - Avantis U.S. Small Cap Value ETF 196,612 10.35 93,363 8.86
VHCIX - Vanguard Health Care Index Fund Admiral Shares 180,262 10.35 172,702 8.86
VEXPX - VANGUARD EXPLORER FUND Investor Shares 160,119 10.22 225,106 9.60
VRTIX - Vanguard Russell 2000 Index Fund Institutional Shares 146,543 10.35 150,061 8.86
SWSSX - Schwab Small-Cap Index Fund 139,518 10.22 131,663 9.60
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
EcoR1 Capital, LLC 938,422 4,994,970 4,056,548 10.16 23.13
Aqr Capital Management Llc 303,497 656,028 9.46 352,531 10.16 86.09
Los Angeles Capital Management Llc 229,951 256,094 9.46 26,143 10.17 879.59
American Century Companies Inc 184,488 326,771 9.46 142,283 10.16 129.66
BlackRock Inc. 178,917 6,003,576 9.46 5,824,659 10.16 3.07
ExodusPoint Capital Management, LP 159,928 185,815 9.46 25,887 10.16 617.79
Susquehanna International Group, Llp 152,146 195,046 9.46 42,900 10.16 354.65
Connor, Clark & Lunn Investment Management Ltd. 148,924 331,610 9.46 182,686 10.16 81.52
Goldman Sachs Group Inc 147,775 567,292 9.46 419,517 10.16 35.23
Alphacrest Capital Management Llc 144,190 154,590 9.46 10,400 10.19 1386.44
Bank Of America Corp /de/ 138,363 368,340 9.46 229,977 10.16 60.16
Barclays Plc 137,308 156,608 9.46 19,300 10.16 711.44
QASCX - Federated MDT Small Cap Core Fund Class A Shares 131,978 886,422 10.22 754,444 9.60 17.49
Ameriprise Financial Inc 120,802 190,335 9.46 69,533 10.15 173.73
Panagora Asset Management Inc 110,938 175,988 9.46 65,050 10.16 170.54
Norges Bank 110,649 110,649 22.82 0 0.00
Arrowstreet Capital, Limited Partnership 103,693 103,693 9.46 0 0.00
AVUV - Avantis U.S. Small Cap Value ETF 103,249 196,612 10.35 93,363 8.86 110.59
Acadian Asset Management Llc 85,254 182,231 9.48 96,977 10.16 87.91
Massachusetts Financial Services Co /ma/ 82,625 115,768 9.46 33,143 10.17 249.30
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
FKASX - Federated Kaufmann Small Cap Fund Class A Shares 383,500 1,765,000 10.22 2,148,500 9.60 -17.85
Franklin Resources Inc 289,336 1,598,454 9.46 1,887,790 10.16 -15.33
Renaissance Technologies Llc 246,000 720,583 9.46 966,583 10.16 -25.45
Morgan Stanley 242,189 571,683 9.46 813,872 10.16 -29.76
Schroder Investment Management Group 122,950 202,623 9.46 325,573 10.21 -37.76
Gilder Gagnon Howe & Co Llc 114,690 24,703 9.47 139,393 10.16 -82.28
Price T Rowe Associates Inc /md/ 104,734 1,743,391 9.46 1,848,125 10.16 -5.67
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 93,236 3,038 10.20 96,274 9.60 -96.84
Jpmorgan Chase & Co 90,798 2,384,091 9.46 2,474,889 10.16 -3.67
Federated Hermes, Inc. 90,229 5,656,601 9.46 5,746,830 10.16 -1.57
KAUAX - Federated Kaufmann Fund Class A Shares 88,681 2,225,000 10.22 2,313,681 9.60 -3.83
VEXPX - VANGUARD EXPLORER FUND Investor Shares 64,987 160,119 10.22 225,106 9.60 -28.87
FBDIX - Franklin Biotechnology Discovery Fund Class A 54,600 399,945 10.22 454,545 9.60 -12.01
Cubist Systematic Strategies, LLC 54,134 35,311 9.46 89,445 10.16 -60.52
LABU - Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares 51,717 196,874 10.22 248,591 9.60 -20.80
UBS Group AG 46,500 35,708 9.47 82,208 10.16 -56.56
QASGX - Federated MDT Small Cap Growth Fund Class A Shares 45,176 800,008 10.22 845,184 9.60 -5.35
SBIO - ALPS Medical Breakthroughs ETF 30,882 48,487 10.35 79,369 8.86 -38.91
FDGRX - Fidelity Growth Company Fund 26,441 1,267,480 10.35 1,293,921 8.86 -2.04
Two Sigma Advisers, Lp 20,600 390,700 9.46 411,300 10.16 -5.01
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Simplex Trading, Llc 4,700 100 4,800 -97.92
Group One Trading, L.p. 1,200 2,500 3,700 -32.43
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Name

Past Week Analysis

Name Shares PPS
Point72 Asset Management, L.P. 109,200 9.46
Verition Fund Management LLC 105,590 9.46
Candriam Luxembourg S.C.A. 92,113 9.46
Graham Capital Management, L.P. 45,580 9.46
Jupiter Asset Management Ltd 33,122 9.45
Envestnet Asset Management Inc 32,736 9.47
Mercer Global Advisors Inc /adv 13,945 9.47
Vident Investment Advisory, LLC 10,252 9.46
Aquatic Capital Management LLC 2,600 9.62
Name Shares PPS
Howe & Rusling Inc 50 20.00
Oppenheimer & Co Inc 18,200 10.16
Hershey Trust Co 5,143 10.11
Dimensional Fund Advisors Lp 44,337 10.17
Squarepoint Ops LLC 23,249 10.15
Venture Visionary Partners LLC 100 10160.00
Alkeon Capital Management Llc 100,000 10.16
Qube Research & Technologies Ltd 32,518 10.15
First Manhattan Co 22,610 10.13
Occudo Quantitative Strategies Lp 17,463 10.14
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 6,003,576 9.46 5,824,659 10.16
Vanguard Group Inc 5,753,194 9.46 5,708,696 10.16
Federated Hermes, Inc. 5,656,601 9.46 5,746,830 10.16
Fmr Llc 4,724,184 9.46 4,699,589 10.16
EcoR1 Capital, LLC 4,056,548 9.46 4,056,548 10.16
Jpmorgan Chase & Co 2,384,091 9.46 2,474,889 10.16
Price T Rowe Associates Inc /md/ 1,743,391 9.46 1,848,125 10.16
Franklin Resources Inc 1,598,454 9.46 1,887,790 10.16
Geode Capital Management, Llc 1,118,528 9.46 1,094,057 10.16
Deerfield Management Company, L.p. (series C) 1,055,192 9.46 1,055,192 10.16
Euclidean Capital LLC 980,894 9.46 980,894 10.16
Rubric Capital Management LP 900,000 9.46 900,000 10.16
Renaissance Technologies Llc 720,583 9.46 966,583 10.16
Aqr Capital Management Llc 656,028 9.46 352,531 10.16
Northern Trust Corp 593,807 9.46 595,993 10.16
Morgan Stanley 571,683 9.46 813,872 10.16
Goldman Sachs Group Inc 567,292 9.46 419,517 10.16
DAFNA Capital Management LLC 532,438 9.46 552,438 10.16
Charles Schwab Investment Management Inc 445,271 9.46 428,008 10.16
Two Sigma Advisers, Lp 390,700 9.46 411,300 10.16
New Leaf Venture Partners, L.L.C. 339,569 9.46 339,569 10.16
Nuveen Asset Management, LLC 335,849 9.46 277,141 10.16
Connor, Clark & Lunn Investment Management Ltd. 331,610 9.46 182,686 10.16
American Century Companies Inc 326,771 9.46 142,283 10.16
Two Sigma Investments, Lp 279,433 9.46 261,226 10.16
Bank of New York Mellon Corp 223,551 9.46 204,218 10.16
Schroder Investment Management Group 202,623 9.46 325,573 10.21
Susquehanna International Group, Llp 195,046 9.46 42,900 10.16
Ameriprise Financial Inc 190,335 9.46 69,533 10.15
Rafferty Asset Management, LLC 187,107 9.46 142,818 10.16
ExodusPoint Capital Management, LP 185,815 9.46 25,887 10.16
Acadian Asset Management Llc 182,231 9.48 96,977 10.16
Citigroup Inc 179,436 9.46 154,773 10.16
Panagora Asset Management Inc 175,988 9.46 65,050 10.16
Alphabet Inc. 175,866 9.46 175,866 10.16
Alphacrest Capital Management Llc 154,590 9.46 10,400 10.19
Swiss National Bank 126,900 9.46 124,900 10.16
Massachusetts Financial Services Co /ma/ 115,768 9.46 33,143 10.17
Putnam Investments Llc 106,986 9.46 108,923 10.16
Newtyn Management, LLC 105,000 9.46 105,000 10.16
Nantahala Capital Management, LLC 85,514 9.46 92,176 10.17
State Of Wisconsin Investment Board 81,585 9.46 56,582 10.16
Rhumbline Advisers 79,068 9.46 75,306 10.16
Bnp Paribas Arbitrage, Sa 77,147 9.46 14,078 10.16
Ubs Asset Management Americas Inc 69,376 9.46 69,376 10.16
Legal & General Group Plc 51,748 9.47 50,340 10.17
Alps Advisors Inc 45,055 9.46 48,841 10.16
Credit Suisse Ag/ 44,902 9.47 45,085 10.16
Mirae Asset Global Investments Co., Ltd. 38,671 9.44 30,685 10.14
Deutsche Bank Ag\ 37,849 9.46 42,209 10.16
UBS Group AG 35,708 9.47 82,208 10.16
Cubist Systematic Strategies, LLC 35,311 9.46 89,445 10.16
NinePointTwo Capital 35,042 9.45 43,814 10.16
Jane Street Group, Llc 34,223 9.47 14,713 10.13
MetLife Investment Management, LLC 31,825 9.46 31,825 10.15
Invesco Ltd. 31,018 9.48 29,492 10.14
Wellington Management Group Llp 30,567 9.49 31,769 10.17
American International Group, Inc. 29,524 9.45 29,107 10.17
Gilder Gagnon Howe & Co Llc 24,703 9.47 139,393 10.16
Voya Investment Management Llc 24,437 9.45 22,866 10.15
Tower Research Capital LLC (TRC) 23,893 9.46 10,460 10.13
Stifel Financial Corp 22,267 9.48 21,517 10.18
Cornercap Investment Counsel Inc 20,867 9.44 13,913 10.13
Jefferies Group LLC 19,868 0.55 29,656 1.45
Principal Financial Group Inc 18,540 9.49 18,855 10.18
PDT Partners, LLC 17,712 9.49 35,160 10.15
EES - WisdomTree U.S. SmallCap Fund N/A 17,153 9.44 16,034 10.17
Ensign Peak Advisors, Inc 15,190 9.48 15,190 10.14
Hsbc Holdings Plc 13,937 9.83 13,937 10.33
Virtus ETF Advisers LLC 12,995 9.47 12,898 10.16
E Fund Management Co., Ltd. 12,866 9.48 16,372 10.14
Utah Retirement Systems 10,286 9.43 10,286 10.21
Amalgamated Bank 10,008 9.49 9,849 10.15
Zurcher Kantonalbank (Zurich Cantonalbank) 8,124 9.48 8,124 10.22
Lazard Asset Management Llc 7,104 9.43 6,231 10.11
State of Wyoming 4,781 9.41 2,789 10.04
Ameritas Investment Partners, Inc. 4,559 9.43 4,559 10.09
Metropolitan Life Insurance Co/ny 3,857 9.33 3,857 10.11
Wells Fargo & Company/mn 3,685 9.50 7,086 10.30
Group One Trading, L.p. 2,500 9.60 3,700 10.27
Royal Bank Of Canada 1,899 9.48 1,493 10.05
Lindbrook Capital, Llc 194 10.31 183 10.93
Salem Investment Counselors Inc 50 50 20.00
Name Current Shares Current PPS Previous Shares Previous PPS
Norges Bank 110,649 22.82 0
Arrowstreet Capital, Limited Partnership 103,693 9.46 0
Man Group plc 71,628 9.47 0
Dark Forest Capital Management Lp 62,368 9.46 0
Sei Investments Co 48,779 9.45 0
Advisor Group Holdings, Inc. 44,305 9.46 649 9.24
Hrt Financial Lp 40,404 9.45 0
Tudor Investment Corp Et Al 36,879 9.46 0
Dynamic Technology Lab Private Ltd 18,162 9.47 0
Schonfeld Strategic Advisors LLC 14,351 9.48 0
Gsa Capital Partners Llp 13,995 9.43 0
Point72 Hong Kong Ltd 6,847 9.49 0
Amundi 4,946 9.30 0
Macquarie Group Ltd 457 28.45 1,405 9.96
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
Aqr Capital Management Llc 303,497 656,028 9.46 352,531 10.16 86.09
American Century Companies Inc 184,488 326,771 9.46 142,283 10.16 129.66
BlackRock Inc. 178,917 6,003,576 9.46 5,824,659 10.16 3.07
ExodusPoint Capital Management, LP 159,928 185,815 9.46 25,887 10.16 617.79
Susquehanna International Group, Llp 152,146 195,046 9.46 42,900 10.16 354.65
Connor, Clark & Lunn Investment Management Ltd. 148,924 331,610 9.46 182,686 10.16 81.52
Goldman Sachs Group Inc 147,775 567,292 9.46 419,517 10.16 35.23
Alphacrest Capital Management Llc 144,190 154,590 9.46 10,400 10.19 1386.44
Ameriprise Financial Inc 120,802 190,335 9.46 69,533 10.15 173.73
Panagora Asset Management Inc 110,938 175,988 9.46 65,050 10.16 170.54
Norges Bank 110,649 110,649 22.82 0 0.00
Arrowstreet Capital, Limited Partnership 103,693 103,693 9.46 0 0.00
Acadian Asset Management Llc 85,254 182,231 9.48 96,977 10.16 87.91
Massachusetts Financial Services Co /ma/ 82,625 115,768 9.46 33,143 10.17 249.30
Man Group plc 71,628 71,628 9.47 0 0.00
Bnp Paribas Arbitrage, Sa 63,069 77,147 9.46 14,078 10.16 448.00
Dark Forest Capital Management Lp 62,368 62,368 9.46 0 0.00
Nuveen Asset Management, LLC 58,708 335,849 9.46 277,141 10.16 21.18
Sei Investments Co 48,779 48,779 9.45 0 0.00
Vanguard Group Inc 44,498 5,753,194 9.46 5,708,696 10.16 0.78
Rafferty Asset Management, LLC 44,289 187,107 9.46 142,818 10.16 31.01
Advisor Group Holdings, Inc. 43,656 44,305 9.46 649 9.24 6726.66
Hrt Financial Lp 40,404 40,404 9.45 0 0.00
Tudor Investment Corp Et Al 36,879 36,879 9.46 0 0.00
State Of Wisconsin Investment Board 25,003 81,585 9.46 56,582 10.16 44.19
Citigroup Inc 24,663 179,436 9.46 154,773 10.16 15.93
Fmr Llc 24,595 4,724,184 9.46 4,699,589 10.16 0.52
Geode Capital Management, Llc 24,471 1,118,528 9.46 1,094,057 10.16 2.24
Jane Street Group, Llc 19,510 34,223 9.47 14,713 10.13 132.60
Bank of New York Mellon Corp 19,333 223,551 9.46 204,218 10.16 9.47
Two Sigma Investments, Lp 18,207 279,433 9.46 261,226 10.16 6.97
Dynamic Technology Lab Private Ltd 18,162 18,162 9.47 0 0.00
Charles Schwab Investment Management Inc 17,263 445,271 9.46 428,008 10.16 4.03
Schonfeld Strategic Advisors LLC 14,351 14,351 9.48 0 0.00
Gsa Capital Partners Llp 13,995 13,995 9.43 0 0.00
Tower Research Capital LLC (TRC) 13,433 23,893 9.46 10,460 10.13 128.42
Mirae Asset Global Investments Co., Ltd. 7,986 38,671 9.44 30,685 10.14 26.03
Cornercap Investment Counsel Inc 6,954 20,867 9.44 13,913 10.13 49.98
Point72 Hong Kong Ltd 6,847 6,847 9.49 0 0.00
Amundi 4,946 4,946 9.30 0 0.00
Rhumbline Advisers 3,762 79,068 9.46 75,306 10.16 5.00
Swiss National Bank 2,000 126,900 9.46 124,900 10.16 1.60
State of Wyoming 1,992 4,781 9.41 2,789 10.04 71.42
Voya Investment Management Llc 1,571 24,437 9.45 22,866 10.15 6.87
Invesco Ltd. 1,526 31,018 9.48 29,492 10.14 5.17
Legal & General Group Plc 1,408 51,748 9.47 50,340 10.17 2.80
EES - WisdomTree U.S. SmallCap Fund N/A 1,119 17,153 9.44 16,034 10.17 6.98
Lazard Asset Management Llc 873 7,104 9.43 6,231 10.11 14.01
Stifel Financial Corp 750 22,267 9.48 21,517 10.18 3.49
American International Group, Inc. 417 29,524 9.45 29,107 10.17 1.43
Royal Bank Of Canada 406 1,899 9.48 1,493 10.05 27.19
Amalgamated Bank 159 10,008 9.49 9,849 10.15 1.61
Virtus ETF Advisers LLC 97 12,995 9.47 12,898 10.16 0.75
Lindbrook Capital, Llc 11 194 10.31 183 10.93 6.01
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Franklin Resources Inc 289,336 1,598,454 9.46 1,887,790 10.16 -15.33
Renaissance Technologies Llc 246,000 720,583 9.46 966,583 10.16 -25.45
Morgan Stanley 242,189 571,683 9.46 813,872 10.16 -29.76
Schroder Investment Management Group 122,950 202,623 9.46 325,573 10.21 -37.76
Gilder Gagnon Howe & Co Llc 114,690 24,703 9.47 139,393 10.16 -82.28
Price T Rowe Associates Inc /md/ 104,734 1,743,391 9.46 1,848,125 10.16 -5.67
Jpmorgan Chase & Co 90,798 2,384,091 9.46 2,474,889 10.16 -3.67
Federated Hermes, Inc. 90,229 5,656,601 9.46 5,746,830 10.16 -1.57
Cubist Systematic Strategies, LLC 54,134 35,311 9.46 89,445 10.16 -60.52
UBS Group AG 46,500 35,708 9.47 82,208 10.16 -56.56
Two Sigma Advisers, Lp 20,600 390,700 9.46 411,300 10.16 -5.01
DAFNA Capital Management LLC 20,000 532,438 9.46 552,438 10.16 -3.62
PDT Partners, LLC 17,448 17,712 9.49 35,160 10.15 -49.62
Jefferies Group LLC 9,788 19,868 0.55 29,656 1.45 -33.01
NinePointTwo Capital 8,772 35,042 9.45 43,814 10.16 -20.02
Nantahala Capital Management, LLC 6,662 85,514 9.46 92,176 10.17 -7.23
Deutsche Bank Ag\ 4,360 37,849 9.46 42,209 10.16 -10.33
Alps Advisors Inc 3,786 45,055 9.46 48,841 10.16 -7.75
E Fund Management Co., Ltd. 3,506 12,866 9.48 16,372 10.14 -21.41
Wells Fargo & Company/mn 3,401 3,685 9.50 7,086 10.30 -48.00
Northern Trust Corp 2,186 593,807 9.46 595,993 10.16 -0.37
Putnam Investments Llc 1,937 106,986 9.46 108,923 10.16 -1.78
Wellington Management Group Llp 1,202 30,567 9.49 31,769 10.17 -3.78
Macquarie Group Ltd 948 457 28.45 1,405 9.96 -67.47
Principal Financial Group Inc 315 18,540 9.49 18,855 10.18 -1.67
Credit Suisse Ag/ 183 44,902 9.47 45,085 10.16 -0.41
Parallel Advisors, LLC 32 15 47 -68.09
Covestor Ltd 3 12 15 -20.00
Name Current Puts
Name Current Calls
Name
Name Previous Puts
Name Previous Calls
Bank Of America Corp /de/ 229,977
Name
Name Increased Puts Current Puts Previous Puts Percentage Increase
Name Increased Calls Current Calls Previous Calls Percentage Increase
Name
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Group One Trading, L.p. 1,200 2,500 3,700 -32.43
Name Reduced Calls Current Calls Previous Calls Percent Decrease
Name